Dams are man-made structures that in order to keep functioning and to be considered structurally healthy need constant monitoring. Assessing the deformation of dams can be time consuming and economically costly. Recently, the technique of Interferometric Synthetic Aperture Radar (InSAR) has proved its potential to measure ground and structural deformation. This geodetic method represents a cost-effective way to monitor millimetre-level displacements and can be used as supplemental analysis to detect movements in the structure and its surroundings. The objective of this work is to assess the practicality of the method through the analysis of the surface deformation of the Ajaure dam located in northern Sweden, in the period 2014-2017, using the freely available Sentinel-1A images. The scenes, 51 in ascending and 47 in descending mode, were processed exploiting the Persistent Scatterer (PS) technique and deformation trends, and time series were produced. Built in the 60’s, the Ajaure embankment dam is considered as high consequence, meaning that a failure would cause socio-economic damages to the communities involved and, for this reason, the dam needs constant attention. So far, a program of automatic measurements in situ has been collecting data, which have been used partly to compare with InSAR results. Results of the multi temporal analysis of the limited PS points on/around the dam show that the dam has been subsiding more intensely toward the centre, where maximum values are of approximately 5 ± 1.25 mm/year (descending) and 2 ± 1.27 mm/year (ascending) at different locations (separated of approximately 70 m). Outermost points instead show values within -0.7 and 0.9 mm/year, describing a stable behaviour. The decomposition of the rate has furthermore revealed that the crest in the observation period has laterally moved toward the reservoir. It has been observed that the operation of loading and unloading the reservoir influence the dam behaviour. The movements recorded by the PS points on the dam also correlate with the air temperature (i.e. seasonal cycle). The research revealed that the snow cover and the vegetation could have interfered with the signal, that resulted in a relative low correlation. Therefore, the number of PS points on and around the dam is limited, and comparison with the geodetic data is only based on a few points. The comparison shows general agreement, showing the capacities of the InSAR method. The study constitutes a starting point for further improvements, for example observation in longer period when more Sentinel1 images of the study area are collected. Installation of corner reflectors at the dam site and/or by use of high resolution SAR data is also suggested.

Of the wide variety of existing optical techniques for non-contact 3D surface mapping, Fourier Transform Interferometry (FTI) is the method that most elegantly combines simplicity with high speed and high resolution. FTI generates continuous-phase surface maps from a projected optical interference pattern, which is generated with a simple double-pinhole source and collected in a single snapshot using conventional digital camera technology. For enhanced stability and reduced system size, the fringe source can be made from a fiber optic coupler. Unfortunately, many applications require mapping of surfaces that contain challenging features not ideally suited for reconstruction using FTI. Rough and discontinuous surfaces, commonly seen in applications requiring imaging of rock particles, present a unique set of obstacles that cannot be overcome using existing FTI techniques. This work is based on an original analysis of the limitations of FTI and the means in which errors are generated by the particular features encountered in the aggregate mapping application. Several innovative solutions have been developed to enable the use of FTI on rough and discontinuous surfaces. Through filter optimization and development of a novel phase unwrapping and referencing technique, the Method of Multiple References (MoMR), this work has enabled surface error correction and simultaneous imaging of multiple particles using FTI. A complete aggregate profilometry system has been constructed, including a MoMR-FTI software package and graphical user interface, to implement these concepts. The system achieves better than 22µm z-axis resolution, and comprehensive testing has proven it capable to handle a wide variety of particle surfaces. A range of additional features have been developed, such as error correction, particle boundary mapping, and automatic data quality windowing, to enhance the usefulness of the system in its intended application. Because of its high accuracy, high speed and ability to map varied particles, the developed system is ideally suited for large-scale aggregate characterization in highway research laboratories. Additionally, the techniques developed in this work are potentially useful in a large number of applications in which surface roughness or discontinuities pose a challenge. / Ph. D.

This research focused on three main objectives: (1) quantify coarse aggregate morphological characteristics using an improved FTI (Fourier Transform Interferometry) image analysis system, (2) evaluate the effects of morphological characteristics of coarse aggregates of various mineral compositions on the mechanical performances of stone matrix asphalt (SMA) mixtures constituted; (3) investigate the relationship between the uncompacted void content of coarse aggregates and morphological characteristics. To achieve the first research objective, a Fourier Transform Interferometry (FTI) system was adopted to capture three-dimensional high-resolution images of aggregates. Based on these digital images, the FTI system uses the two-dimensional Fast Fourier Transform (FFT2) method to rapidly measure aggregate morphological characteristics, including sphericity, flatness ratio, elongation ratio, angularity, and surface texture. The computed shape characteristics of all aggregates were in good agreement with manual measurement results, demonstrating the accuracy and reliability of this image analysis system. For the second objective, a series of simple performance laboratory tests were performed on eight types of SMA mixtures with different morphological characteristics. Test included wheel-track loading, dynamic modulus, flow number, and beam fatigue. The wheel tracking test included asphalt pavement analyzer (APA) and Model mobile load simulator (MMLS). In the APA test, samples included eight types of SMA mixtures that consisted of aggregates of 22 fractions. In the MMLS test, six types of SMA mixture samples that consist of coarse aggregate of 15 fractions were tested. Regression analyses were then conducted between weighted mean morphological characteristics and performance parameters. The fatigue performance parameters include |E*|sin φ, where |E*| is complex modulus obtained from dynamic modulus test, the number of loading cycles to failure, and the seismic modulus difference. The rutting performance parameters include |E*|/sin φ, flow number, flow number slope, rut depth and creep slope. For the third objective, different coarse aggregate fractions from different quarries in Virginia were analyzed using the improved FTI system. Regression analyses were performed to investigate the correlation between morphological characteristics and uncompacted void content of coarse aggregates at the size ranges of 4.75-9.5mm and 9.5-12.5 mm, respectively. Aggregate morphological characteristics were found to play an important role in the mechanical performance of stone matrix asphalt mixture and the uncompacted air void content of the coarse aggregates. Both the experimental results and simulation results demonstrated that using more of equi-dimensional, less flaky and elongated coarse aggregates with angular and rougher-textured aggregates is favorable to the mechanical performances of SMA mixtures. Recommended values for each morphological characteristic are provided. / Ph. D.

<p dir="ltr">Accurately locating a radio-frequency (RF) emitter is imperative in the defense sector, and passive direction finding systems are intriguing due to relatively low cost. This approach involves using the time difference between a signal’s impact at equispaced antennas to determine the location of the emitter, a particular challenge for wideband waveforms operating near the noise floor. Microwave photonic systems have been demonstrated for passive direction finding. These techniques possessed drawbacks, such as reliance on the incoming signal’s bandwidth, dependence on laser power, or the inability to recover an angle from wideband pulses. This thesis presents a novel approach to passive direction finding by translating the methods of spectral interferometry from the optical domain to RF. Spectral interferometry involves interfering a time-delayed reference pulse with a “signal” pulse that has passed through an unknown system. By removing the spectral phase of the reference pulse from the resulting interferogram, the spectral phase of the uncharacterized system is recovered. This enables direction-finding for many waveforms, including the wideband low peak power chirps frequently used in radar. Incorporating an analog optical delay line into both a hard-wired RF interferometer and a two-element antenna array demonstrated spectral interferometric processing of chirped signals with up to 1 GHz instantaneous bandwidth. The technique extracted accurate delays and angles to within 2$\degree$ throughout testing. This approach only requires the imposed delay be longer than the autocorrelation of the bandwidth limited pulses. With additional backend processing, this method could simultaneously determine the angle and classify the incoming signal.</p>

As advances in thin films are made there is a parallel requirement to develop equipment capable of measuring their properties accurately and consistently. In addition there is a need to understand the parameters that are measured. Typical DPI measurements allow both the refractive index (related to density) and the thickness of the adsorbed layer to be calculated with relatively few assumptions, to a very high precision in real time. This thesis presents the research undertaken to develop multiple path length dual polarisation interferometry (MPL-DPI) and absorption enhanced dual polarisation interferometry (AE-DPI). In addition research is presented that can be used to improve the interpretation of the measured parameters for inhomogeneous films and uniaxial films. The new Interferometric technique MPL-DPI allows the thickness and refractive index of in situ and ex-situ coated ultra-thin films to be measured. The procedures and the mathematics required to calculate the properties of films have been described and the technique verified. The technique was demonstrated using films of PMMA, where good agreement was found with complementary techniques. Furthermore, some key features of MPL-DPI were demonstrated using the measurements of interfacially grafted acrylic acid. The absorption enhanced DPI uses the attenuation of the light within the waveguide, due to the light absorbing properties of a film on its surface. As the composition of a film changed, it was shown that the refractive index and extinction coefficients could be used to separate the mass of the components of the film that absorbed light, from the components of the film that did not. With the use of a semi-uniaxial model, the extra data from the attenuation in two polarisations was used to fit the extraordinary and ordinary extinction coefficients. The extraordinary and ordinary extinction coefficients were used to demonstrate that molecular orientation could be implied. The influence that an inhomogeneous film has on the measured thickness, refractive index and extinction coefficient fitted by homogeneous models were investigated. Formulas are presented to explain the thickness, refractive index and extinction coefficient of the measured film. A formula for the total mass per unit area that uses the refractive index was created to account for films that contain molecules of different refractive index increments (dn/dc's). To separate the mass of the individual molecular species from the total mass per unit area, formulas that use the extinction coefficient were derived so molecules that absorb light could be separated from those that do not. The mass calculated from the refractive index and the mass calculated from the extinction coefficient were also examined for uniaxial films. For uniaxial films both measures of the adsorbed mass were found to be relatively accurate and benefited from a partial cancellation of errors. The accuracy of the measurements made by dual polarisation interferometry technology is systematically examined throughout this thesis. Improvements in the calibration routines are suggested and a procedure for the identification and reduction of errors in the phase and contrast is demonstrated.

The two main themes in this thesis are the implementation of interference methods with optically trapped particles for measurements of position and optical phase (optical interferometric metrology) and the optical manipulation of nanoparticles for studies in the assembly of nanostructures, nanoscale heating and nonlinear optics (nanophotonics). The first part of the thesis (chapter 1, 2) provides an introductory overview to optical trapping and describes the basic experimental instrument used in the thesis respectively. The second part of the thesis (chapters 3 to 5) investigates the use of optical interferometric patterns of the diffracting light fields from optically trapped microparticles for three types of measurements: calibrating particle positions in an optical trap, determining the stiffness of an optical trap and measuring the change in phase or coherence of a given light field. The third part of the thesis (chapters 6 to 8) studies the interactions between optical traps and nanoparticles in three separate experiments: the optical manipulation of dielectric enhanced semiconductor nanoparticles, heating of optically trapped gold nanoparticles and collective optical response from an ensemble of optically trapped dielectric nanoparticles.

Mergers are known to be essential in the formation of large scale structures and to have a significant role in the history of galaxy formation and evolution. Besides a morphological transformation, mergers induce important bursts of star formation. These starburst are characterised by high Star Formation Efficiencies (SFEs) and Specific Star Formation Rates, i.e., high Star Formation Rates (SFR) per unit of gas mass and high SFR per unit of stellar mass, respectively, compared to spiral galaxies. At all redshifts, starburst galaxies are outliers of the sequence of star-forming galaxies defined by spiral galaxies. We have investigated the origin of the starburst-mode of star formation, in three local interacting systems: Arp 245, Arp 105 and NGC7252. We combined high-resolution JVLA observations of the 21-cm line, tracing the Hi diffuse gas, with UV GALEX observations, tracing the young star-forming regions. We probe the local physical conditions of the Inter- Stellar Medium (ISM) for independent star-forming regions and explore the atomic-to-dense gas transformation in different environments. The SFR/H i ratio is found to be much higher in central regions, compared to outer regions, showing a higher dense gas fraction (or lower Hi gas fraction) in these regions. In the outer regions of the systems, i.e., the tidal tails, where the gas phase is mostly atomic, we find SFR/H i ratios higher than in standard Hi-dominated environments, i.e., outer discs of spiral galaxies and dwarf galaxies. Thus, our analysis reveals that the outer regions of mergers are characterised by high SFEs, compared to the standard mode of star formation. The observation of high dense gas fractions in interacting systems is consistent with the predictions of numerical simulations; it results from the increase of the gas turbulence during a merger. The merger is likely to affect the star-forming properties of the system at all spatial scales, from large scales, with a globally enhanced turbulence, to small scales, with possible modifications of the initial mass function. From a high-resolution numerical simulation of the major merger of two spiral galaxies, we analyse the effects of the galaxy interaction on the star forming properties of the ISM at the scale of star clusters. The increase of the gas turbulence is likely able to explain the formation of Super Star Clusters in the system. Our investigation of the SFR–H i relation in galaxy mergers will be complemented by highresolution Hi data for additional systems, and pushed to yet smaller spatial scales.

L'interférométrie à rétro-injection optique, également connu sous le nom de Self-Mixing, permet de concevoir des capteurs qui sont compacts, auto-alignés et sans contact. Dans ce phénomène, une partie du faisceau laser de retour réfléchi par la cible rentre dans la cavité active de laser et fait varier ses propriétés spectrales. La diode laser agit alors comme une source de lumière, un microinterféromètre ainsi qu'un détecteur de lumière. Dans cette thèse, un capteur de déplacement, basé sur la rétro-injection optique, a été optimisé de sorte que des mesures précises peuvent être obtenues en temps réel. Le capteur est robuste à la disparition des franges de self-mixing pour des vibrations harmoniques. Il est également capable de s'adapter à un changement dans le régime de feedback optique et peut donc extraire le déplacement dans les cas les plus répandus expérimentalement, à savoir un feedback faible puis modéré. L'utilisation de l'optique adaptative, sous la forme d'une lentille liquide, a également été démontrée pour ce capteur, ce qui nous a permis de maintenir le capteur dans un régime de feedback favorable. L'influence du speckle a également été réduite de telle sorte que le capteur mesure jusqu'à la gamme centimétrique pour des cibles non- oopératives. Une nouvelle technique est également présentée, elle permet de rendre le capteur insensible aux vibrations mécaniques parasites qui fausseraient la mesure pour des conditions industrielles. / Optical Feedback Interferometry, also known as Self-Mixing, results in compact, selfaligned and contact-less sensors. In this phenomenon, a portion of the laser beam is back reflected from the target and enters the active laser cavity to vary its spectral properties. The laser diode then simultaneously acts as a light source, a micro- nterferometer as well as a light detector. In this thesis, a self-mixing displacement sensor has been optimised so that precise measurement can be obtained in real-time. The sensor is robust to the disappearance of self-mixing fringes for harmonic vibrations. It is also able to auto-adapt itself to a change in the optical feedback regime and so can extract displacement from the weak as well as moderate feedback regime signals. The use of adaptive optics, in the form of a liquid lens, has also been demonstrated for this sensor, which has allowed us to maintain the sensor in a fringe-loss less regime. The influence of speckle has also been reduced so that the sensor can now measure up to the centimetric range for non-cooperative targets. A novel technique has also been presented that makes the sensor insensitive to parasitic mechanical vibrations that would falsify the measurement under industrial conditions.

Le but de ce mémoire est de valider la microscopie électro-optique Pockels comme méthode de mesure et de cartographie de champ électrique aux échelles micro et nanométriques. Une première partie est dédiée à la description de l’instrumentation d’imagerie mise en jeu. Nous développons ensuite son application en physique et biophysique. Une étude de couches minces monocristallines de 2-methyl-4-nitroaniline (MNA) a permis de sonder localement la variation de champ électrique appliqué, mais aussi d’étudier l’orientation des axes optiques de ce cristal dans l’espace. A l’échelle sub-longueur d’onde nous avons pu isoler la modulation électro-optique de la diffusion de lumière associée à une nanoparticule isolée de KTiOPO4 (KTP) d’une taille de 150nm. La dépendance polaire du signal Pockels sur la polarisation lumineuse incidente a permis de prédire l’orientation de la maille cristalline du KTP dans l’espace. De telles sondes de champs électriques nanométriques peuvent avoir de nombreuses applications en nano-photonique. Dans le cas d’entité biologiques comme des neurones, la propagation de l’information est assurée par celle d’un champ électrique dans les membranes plasmiques. Dans une première étape, nous nous sommes intéressés à l’étude de bicouches artificielles dopées par un colorant non-linéaire, le DI-8-ANEPPS. Un signal électro-optique Pockels y a été mesuré pour la première fois. La caractérisation de l’insertion du colorant dans la membrane a été aussi discutée. La grande sensibilité à la mesure d’un champ électrique assurée par l’interféromètre permet d’envisager des possibilités d’applications dans des cellules vivantes. Des expériences menées sur des cellules de type PC12 ont montré l’existence d’un signal optique qui est associé à la distribution spatiale du champ électrique. L’ensemble de ces travaux montrent que la microscopie électro-optique s’avère constituer un outil important pour la physique et biophysique. / The aim of this thesis is to validate the electro-optical Pockels microscopy as a powerful technique for electric field imaging at nano and micrometer scales. A first part of this manuscript is dedicated to the instrumental aspects of this new microscope modality. Then we discuss its application in physical and biophysical domains. We have investiguqted 2-methyl-4-nitroaniline(MNA) monocrystalline molecular thin films where the electric field distribution could be imaged, and crystal orientation retrieved. At sub-wavelength scale, we were able to isolate the electro-optical modulation of light scattered by isolated 150nm size KTiOP04 (KTP) nanoparticles. Using the angular dependency of the Pockels response to the polarization of light we could determine the a priori random, spatial orientation of the nanocrystal. Such electric-field nano-probe configuration could find its way in various applications. In the case of biological entities such as neurons, information is transmitted via an electric field signal, propagating through the plasmid membrane. We concentrated first on a model artificial membrane doped with the DI-8-ANEPPS nonlinear dye, evidencing for the first time a Pockels electro-optical response. A relatively high sensitivity to the electric field allows to envision interesting applications in living cells. Experiences performed with PC 12 cells have shown an optical response that reflects the electric field spatial distribution. This work demonstrates that the electro-optical microscopy is emerging as a new powerful tool for sub-wavelength investigation of electro-optical properties in physics and biology.

Approved for public release; distribution in unlimited. / In this thesis, a performance analysis and improvement of a phase sampling interferometer antenna system based on the Robust Symmetrical Number System (RSNS) in the presence of noise is investigated. Previous works have shown that the RSNS-based DF technique can provide high bearing resolution with a minimum number of antenna elements. However, the previous experimental data showed significant deviation from the theoretical results expected due to imperfections, errors, and noise. Therefore, an additive Gaussian noise model of RSNS-based DF was established and simulated. Simulation results show that the presence of noise distorts the signal amplitudes used in the RSNS processor and causes degradation of the angle-ofarrival estimates. A performance analysis was undertaken by first introducing the quadrature modulation configuration into RSNS-based DF system, which provided a digital antenna approach for more flexibility in the signal processing. With a digital approach, variable resolution signal preprocessing can be employed, using a virtual channel concept. The virtual channel concept changes moduli values without changing the actual physical antenna element spacing. This attractive property allows the RSNS algorithm to be implemented into existing antenna arrays and only requires modifying the antenna signal processor. Computer simulation results showed that the proposed method can successfully improve the system performance and also mitigate the effects of noise. / Captain, Taiwan Army