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Dans cette thèse, nous avons abordé plusieurs thématiques liées aux modes de variabilité climatique dans l'Atlantique tropical à l'échelle interannuelle. Les analyses statistiques nous ont permis dans un premier temps de mettre en évidence les deux principaux modes dominants de cette variabilité interannuelle: un mode équatorial et un mode méridien. Le mode équatorial est responsable d'anomalies de température de surface de la mer (SST) principalement dans le Golfe de Guinée et est identifié par des variations de la pente du niveau de la mer dans la bande équatoriale. Il est dû à des rétroactions dynamiques entre le vent, le niveau de la mer et la SST. Quant au mode méridien, il se manifeste par des fluctuations inter-hémisphériques de SST et est contrôlé par des rétroactions dynamiques et thermodynamiques entre le vent, l'évaporation et la SST. L'évaluation du couplage de ces variables clés du mode méridien nous a permis de proposer un modèle conceptuel pour expliquer les principaux mécanismes responsables des oscillations du mode méridien. Le modèle a montré que le mode méridien résulte de la superposition d'un mécanisme auto-entretenu basé sur les rétroactions positives et négatives générant des oscillations régulières de haute fréquence (2-3 ans) et d'un autre mécanisme d'oscillation basse fréquence (4-9 ans) lié à l'influence d'ENSO du Pacifique Est. Comme l'évolution de ces deux modes est fortement liée au déplacement méridien de la zone de convergence intertropicale (ITCZ) qui transporte les pluies, nous avons ensuite identifié la signature de ces modes sur la salinité de la surface de la mer à l'aide observations in situ et d'une simulation numérique régionale. Les processus océaniques et/ou atmosphériques responsables de la signature de chaque mode ont été également identifiés grâce à un bilan de sel dans la couche de mélange du modèle validé. Le bilan de sel a révélé que le forçage atmosphérique, lié à la migration de l'ITCZ, contrôle la région équatoriale tandis que l'advection, due à la modulation des courants, du gradient vertical et le mélange à la base de la couche de mélange, explique les variations de SSS dans les régions sous l'influence des panaches. [...] / In this thesis, we investigate several topics related to the interannual climatic modes in the tropical Atlantic. Statistical analyses allows us to extract the two main dominant modes of interannual variability: an equatorial mode and a meridional mode. The equatorial mode is responsible for Sea Surface Temperature (SST) anomalies mainly found in the Gulf of Guinea and is linked to variations of the sea-level slope in the equatorial band. It is due to dynamic feedbacks between zonal wind, sea level and SST. The meridional mode is characterised by inter-hemispheric SST fluctuations and is controlled by dynamic and thermodynamic feedbacks between the wind, evaporation and SST. After quantifying the coupling between key variables involved in the meridional mode, we develop a conceptual model to explain the main mechanisms responsible for meridional mode oscillations. The model shows that the meridional mode results from the superposition of a self-sustaining mechanism based on positive and negative feedbacks generating regular oscillations of high frequency (2-3 years) and another low frequency oscillation mechanism (4-9 years) related to the influence of ENSO. As the evolution of these two modes is strongly linked to the meridional shift of the Intertropical Convergence Zone (ITCZ) and associated rainfall maximum, we identify the signature of these modes on Sea Surface Salinity (SSS) using in situ observations and a regional numerical simulation. Oceanic and/or atmospheric processes responsible for the signature of each mode are also identified through a mixed-layer salt budget in the validated model. The salt balance reveals that the atmospheric forcing, related to the ITCZ migration, controls the equatorial region while the advection, due to the modulation of current dynamics, the vertical gradient and mixing at the base of the mixed layer, explains SSS variations in regions under the influence of plumes. Finally, we study the Equatorial Kelvin wave characteristics and influences on the density that are involved in the meridional and equatorial mode connection processes, using a very simplified model of gravity wave propagation along the equator. After a brief description of this model, which was initially constructed to study dynamics in the equatorial Pacific, we apply it to the specific case of the equatorial Atlantic by validating its analytical and numerical solutions under adiabatic conditions. [...]

Orientador: Iára Regina Nocentini André / Banca: Nelson Jesuz Ferreira / Banca: José Gilberto de Souza / Resumo: O desencadeamento de deslizamentos ocorre por influência de diversos fatores, tanto naturais, quanto socioeconômicos. Tal processo ocorre naturalmente na formação e evolução das vertentes, porém os fatores antrópicos, muitas vezes, aceleram esta dinâmica. As transformações realizadas através da urbanização desarmonizam todo o sistema natural, extinguindo a sintonia até então existente. Os próprios conflitos sociais corroboram a proliferação de áreas de risco, sendo o segregacionismo socioeconômico um importante elemento em estudos relacionados a estes sinistros. Após as alterações supracitadas, e as diferenças intersociais difundidas em determinado espaço, quando da ocorrência de eventos extremos de precipitação, cria-se o cenário perfeito para a deflagração de deslizamentos gerando perdas. Neste trabalho realizou-se uma análise das questões imbricadas na vulnerabilidade existente no bairro Jardim Zaíra, Município de Mauá/SP, e os fenômenos atmosféricos atuantes na deflagração dos deslizamentos ocorridos no mês de janeiro de 2011. A intenção e a expectativa para este estudo é auxiliar nos trabalhos preventivos junto ao bairro, e reforçar algumas medidas já identificadas que necessitam de urgência em sua resolução. Espera-se que através de trabalhos conjuntos, possam-se resolver, ao menos parcialmente, os problemas encontrados no Jardim Zaíra / Abstract: The triggering of landslides is influenced by many factors, both natural, as socioeconomic. This process occurs naturally in the formation and evolution of the slopes, but the human factors often accelerate this momentum. The transformations performed by urbanization disharmonize entire natural system, extinguishing the previously existing line. Own social conflicts corroborate the proliferation of risk areas, and socioeconomic segregation an important element in studies related to these claims. After the above changes, and intersocial widespread differences in given space, upon the occurrence of extreme precipitation events, it creates the perfect setting for the outbreak of landslides generating losses. This work was carried out an analysis of the issues intertwined in existing vulnerability in Jardim Zaíra, City of Mauá/SP, and active atmospheric phenomena in the initiation of landslides in January 2011. The intention and expectation for this study is to assist in preventive work with the neighborhood and enhance some measures already identified that require urgency in his resolution. It is hoped that through joint work, we can-solve, at least partially, the problems encountered in the Jardim Zaíra / Mestre

No presente trabalho utiliza-se um m´etodo multi-escala para estudar de forma te´orica as intera¸coes nao lineares entre o oceano e a atmosfera atrav´es de ressonancia onda-onda. Desenvolve-se uma hierarquia de modelos acoplados oceano-atmosfera nao lineares que foram escalonados convenientemente para representar as principais escalas de variabilidade clim´atica (i.e., intrasazonal, interanual, e decenal). A enfase dos modelos desenvolvidos foi dado para a regiao tropical. As fontes de nao linearidade inclu´das no modelo sao de dois tipos: I) nao linearidade intr´nsica (advectiva) e II) nao linearidade relacionada com os termos da f´sica e ambas sao abordadas neste trabalho. Para obter as equa¸coes que regem a dinamica de intera¸coes ressonantes a partir da hierarquia de modelos acoplados, aplicou-se um m´etodo perturbativo multi-escala. As solu¸coes sao escritas em termos de solu¸coes de ordem dominante e solu¸coes seculares. Para as solu¸coes de ordem dominante e seculares utilizam-se as fun¸coes base do problema linear, em uma aproxima¸cao do tipo Galerkin. As propriedades das fun¸coes base permitem calcular de forma anal´tica os coeficientes de intera¸cao associados com os termos nao lineares, assim como tamb´em permitem projetar estes termos nos modos de oscila¸cao natural do sistema (ressonancia). Com este m´etodo obt´em-se modelos reduzidos que permitem determinar as contribui¸coes de diversos processos para a evolu¸cao em escala lenta de um determinado modo de variabilidade natural. Para aplicar estes conceitos ao problema de acoplamento oceano-atmosfera utiliza-se como Ansatz (hip´otese inicial para a solu¸cao do problema) um tripleto composto por duas ondas atmosf´ericas e uma onda oceanica, sendo uma onda de Kelvin e de Rossby na atmosfera e uma onda Kelvin no oceano. O tripleto escolhido representa uma aproxima¸cao de v´arios fenomenos encontrados na regiao tropical, e.g. o desenvolvimento do El Nino, a intera¸cao da oscila¸cao de Madden-Julian com o oceano, a intera¸cao entre el Nino e variabilidade intrasazonal. No presente trabalho ´e mostrado que existe a ressonancia envolvendo ondas atmosf´ericas e oceanicas e que a modula¸cao em baixa frequencia produto desta ressonancia pode afetar desde escalas r´apidas sin´oticas equatoriais, intrasazonais, interanuais e at´e variabilidade da ordem de dezenas de anos. Palavras chave: Dinamica Equatorial nao linear, Intera¸coes Ressonantes, Modelos Acoplados Oceano-Atmosfera, El Nino, Oscila¸cao de Madden Julian, Oscila¸coes Decenais (Decadal) / In the present work a multiscale method is used to study resonant nonlinear wave-wave interactions between the ocean and the atmosphere. A hierarchy of coupled atmosphere-ocean models is developed using typical scalings found in the tropical region with the aim to represent some of the dominant modes of climate variability (intraseasonal, interannual and decadal). The sources of nonlinearity included into model are of two types: I) intrinsic nonlinearity (advective form) and II) nonlinearity related to physical terms. A multi-scale perturbation method is applied to obtain equations governing dynamics of ressonant interactions. The solutions are described in terms of dominant and secular solutions. For the dominant modes basis functions of the linear problem are used in a approximation of the Galerkin type. The properties of the basis functions allows the analytical computation of the interaction coefficients associated with non-linear terms and the projection into the natural oscillation modes of the system (resonance). Using this method it is possible to obtain reduced models to determine the contributions of several processes to the slow time evolution of a specific mode of natural variability. To apply these concepts to the problem of atmosphere-ocean coupling an Ansatz composed of a three waves (two atmospheric Rossby and Kelvin waves and an ocean Kelvin wave) is used. The triad chosen represents a aproximation of several phenomena found in the tropical region, e.g. desenvolving of El Nino, interaction of the Madden-Julian oscillation with the ocean, interaction between El Nino and intra-seasonal variability, etc. It is shown that system allows a resonance involving atmospheric and oceanic waves and that the low-frequency modulation resulting from these ressonance can affect the system from fast equatorial synoptic scales to decadal timescales, including the intermediate scales i.e., intraseasonal and interannual.

Nas últimas décadas, particularmente desde a década de 1970, testemunhou-se um rápido recuo das geleiras em várias partes dos Andes tropicais. Uma tendência de aquecimento foi observada na região durante o mesmo período, com um hiato recente desde no início de 2010. No entanto, este hiato pode não ser o principal fator a influenciar as observações de aquecimento e recuo das geleiras em altitudes elevadas nos Andes tropicais. Com o surgimento de imagens de alta resolução espacial e espectral, e de modelos digitais de elevação (MDE) de alta resolução, agora é possível compreender as mudanças multitemporais das geleiras, o que era difícil de realizar utilizando as técnicas tradicionais e os dados de baixa resolução. Neste trabalho foram calculadas as variações da linha de neve das geleiras selecionadas ao longo dos Andes tropicais desde o início de 1980. A linha de neve máxima observada durante a estação seca (inverno austral) nos trópicos pode ser considerada como equivalente à linha de equilíbrio que separa a zona de acumulação da zona de ablação. A fim de reduzir o erro na estimativa da linha de neve foram consideradas somente as geleiras com declividades menores que 20o. Dependendo da região estudada e da presença de cobertura de nuvens, foram selecionadas imagens de várias fontes. As imagens da série Landsat (MSS, TM, ETM+ e OLI), EO1 OLI, ASTER e IRS LISS III foram usadas junto com MDE do ASTER GDEM-v2. Três bandas espectrais (TM5 - infravermelho médio, TM4- infravermelho próximo e TM2 - verde) foram utilizadas para calcular a linha de neve durante a estação seca, aplicando limiares adequados para TM4 e TM2. Os conjuntos de dados meteorológicos de várias fontes também foram analisados para observar as mudanças na precipitação, na temperatura e na umidade que influenciam os parâmetros glaciológicos como: o balanço de massa e a linha de equilíbrio. Geleiras representativas nos trópicos internos e trópicos externos foram consideradas separadamente dentro de um novo quadro, que foi baseado na precipitação, umidade e condições de temperatura ao longo da América do Sul. Neste âmbito, os Andes tropicais são classificados em trópicos internos, trópicos externos úmidos do norte, trópicos externos úmidos do sul e os trópicos externos secos. O Vulcão Cotopaxi no Equador (trópicos internos), o Nevado Caullaraju-Pastoruri que é uma geleira na Cordilheira Branca no Peru (trópicos externos úmidos do norte), o Nevado Cololo na Cordilheira Apolobamba na Bolívia (trópicos externos úmidos do sul), o Nevado Coropuna na Cordilheira Ampato no Peru e o Nevado Sajama na Cordilheira Ocidental da Bolívia (trópicos externos secos) são as geleiras representativas de cada grupo consideradas neste estudo. As geleiras tropicais nos trópicos internos, especialmente as situadas perto da Zona de Convergência Intertropicais (ZCIT), são mais vulneráveis a aumentos na temperatura e menos sensíveis a variações na precipitação. Em contraste, as geleiras nos trópicos externos respondem à variabilidade de precipitação muito rapidamente em comparação com a variação de temperatura, particularmente quando se deslocam para as regiões subtropicais. A dependência do balanço de massa sobre as características de sublimação também aumenta a partir dos trópicos internos para os trópicos externos. As condições de aquecimento, com maior umidade, tendem a aumentar a perda de massa por causa do derretimento em vez da sublimação. A elevação da umidade nos trópicos externos pode alterar as geleiras dominadas pela sublimação (nos trópicos externos e subtrópicos) e para as geleiras dominadas por derretimento. Observa-se que as geleiras próximas da ZCIT (trópicos internos e trópicosexternos úmidos do sul) estão recuando mais rapidamente como uma resposta ao aquecimento global, enquanto que as geleiras nos trópicos externos úmidos do norte e trópicos externos secos mostraram recuo relativamente mais lento. Possivelmente isso pode ser devido à ocorrência de fases frias do El Niño - Oscilação Sul (ENOS) conjuntamente com a Oscilação Decenal do Pacífico (ODP). As anomalias observadas nas variáveis meteorológicas seguem os padrões de ODP e as variações anuais de linha de neve seguem eventos de El Niño particularmente na fase ODP quente. No entanto, uma forte correlação entre as variações da linha de neve e dos fenômenos ENOS (e ODP) não está estabelecida. As geleiras do Equador mostram menos retração em resposta à tendência de aquecimento se comparadas às observações feitas por outros pesquisadores na Colômbia e na Venezuela, provavelmente devido à grande altitude das geleiras equatorianas. Em poucas palavras, as geleiras menores e em baixas altitudes nos trópicos internos e trópicos externos úmidos do sul estão desaparecendo mais rapidamente do que outras geleiras nos Andes tropicais. Também se observou neste estudo a existência de uma propriedade direcional no recuo das geleiras, o que não se observou em quaisquer outros estudos recentes. As geleiras nas cordilheiras leste do Peru e da Bolívia, que alimentam muitos rios nos lados leste das cordilheiras orientais, estão recuando do que aquelas geleiras situadas nas encostas ocidentais dos Andes tropicais. / Recent decades, particularly since the late 1970s, witnessed a rapid retreat of glaciers in many parts of the tropical Andes. A warming trend is observed in this region during the same period, with a recent hiatus since the early 2010s. However, this hiatus is observed to have not influenced the retreat of high elevation glaciers in the tropical Andes. Due to the emergence of high spatial and spectral resolution images and high quality digital elevation models (DEM), it is now possible to understand the multi-temporal glacier changes compared with the techniques that existed a few decades before. We calculated the snowline variations of selected glaciers along the tropical Andes since the early 1980s. The maximum snowline observed during the dry season (austral winter) in the tropics can be considered as nearly equivalent to the equilibrium line that separates the accumulation zone from the ablation zone. In order to reduce the error in the estimated snowline, glaciers with slopes < 20o only were considered in this research. Depending on the study region and the presence of cloud cover, images from multiple sources were selected. Landsat series (MSS, TM, ETM+, and OLI), EO1 OLI, ASTER, and IRS LISS III images were used along with digital elevation models (DEM) from ASTER GDEM-v2. Three wavebands (TM5 - Middle Infrared, TM4 - Near Infrared, and TM2 - Green) were used to calculate the dry season snowline, after applying suitable threshold values to TM4 and TM2. Meteorological datasets from multiple sources were also analysed to observe the changes in precipitation, temperature, and humidity that influence key glaciological parameters such as the mass balance and the equilibrium line. Representative glaciers in the inner and the outer tropical Andes were considered separately within a new framework, which is based on the precipitation, humidity, and temperature conditions along the South America. In this framework, tropical Andes are classified in to inner tropics, northern wet outer tropics, southern wet outer tropics, and dry outer tropics. Cotopaxi ice-covered volcano, Ecuador (inner tropics), Nevado Caullaraju-Pastoruri Glacier, Cordillera Blanca, Peru (northern wet outer tropics), Nevado Cololo, Cordillera Apolobamba, Bolivia (southern wet outer tropics), and Nevado Coropuna, Cordillera Ampato Peru and Nevado Sajama, Cordillera Occidental, Bolivia (dry outer tropics) are the representative glaciers in each group considered in this study. Inner tropical glaciers, particularly those situated near the January Intertropical Convergence Zone (ITCZ), are more vulnerable to increases in temperature and these glaciers are less sensitive to variations in precipitation. In contrast, outer tropical glaciers respond to precipitation variability very rapidly in comparison with the temperature variability, particularly when moving towards the subtropics. Mass balance dependency on sublimation characteristics also increases from the inner tropics to the outer tropics. Warming conditions with higher humidity tends to enhance mass loss due to melting rather than sublimation. Increased humidity observed in the outer tropics may change the sublimation dominated glaciers in the outer tropics and subtropics to melting dominated ones in the future. It is observed that the glaciers above and near the January ITCZ (inner tropics and southern wet outer tropics) are retreating faster as a response to global warming, whereas the glaciers in the northern wet outer tropics and dry outer tropics show relatively slower retreat. This can be possibly due to the occurrence of cold phases of El Niño-Southern Oscillation (ENSO) and Pacific Decadal Oscillation (PDO) together. The observed anomalies in the meteorological variables slightly follow PDO patterns and the variations in annual snowlines follows El Niño events, particularly when in phase with warm PDO. However, a strong correlation between snowline variations and ENSO (and PDO) is not established. Mountain glaciers in Ecuador show less retreat in response to the warming trend compared with observations done by other researchers in Colombia and Venezuela, probably due to very high altitude of the Ecuadorean glaciers. In a nutshell, smaller glaciers at lower altitudes in the inner tropics and the southern wet outer tropics are disappearing faster than other glaciers in the tropical Andes. Another observation made in this study is the directional property of glacier retreat, which was not covered in any other recent studies. Those glaciers on the eastern cordilleras of Peru and Bolivia, which feed many rivers on the eastern sides of the eastern cordilleras, are retreating faster than those glaciers situated on the western sides.

The ENSO-monsoon system is known to have a biennial component. Here we show using high resolution satellite data, mainly daily rainfall and sea surface temperature (SST) from the Tropical Rainfall Measuring Mission (TRMM), and daily scatterometer surface winds from QuickSCAT, that there is a clear biennial oscillation (TBO) in summer monsoon rainfall over Central India – Bay of Bengal (Cl-BoB) and the far west Pacific in the period 1999-2005. Summer (JJAS) mean rainfall oscillates between high and low values in alternate years; the rainfall is high in the odd years 1999, 2001, 2003, and 2005, and low in even years 2000, 2002 and 2004. The amplitude of the oscillation is significant, as measured against the long term standard deviation of seasonal rain based on 1979-2005 Global Precipitation Climatology Project (GPCP) data. We find that the TBO in rainfall is associated with TBO of SST over the tropical Indian, west Pacific and Atlantic Oceans in different seasons. There is no TBO in east Pacific SST, and no strong El Nino in this period. The TBO of SST is related to change in evaporation due to TBO of surface wind speed. A TBO of the surface branch of the Walker circulation in the eastern Indian and western Pacific basins is clearest in the autumn season during 1999-2005. There is a clear relation between a large-amplitude TBO of winter surface air temperature over north Asia associated with TBO of the Arctic oscillation (AO), and the TBO of summer monsoon rainfall. High rainfall over CI-BoB lin summer is followed by a relatively high value of the AO Index, and warm air termperature over north Asia in the succeeding winter. The Inter Tropical Convergence Zone(ITCZ) over the central Pacific and Atlantic Oceans shift north by about two degrees when the northern hemisphere is warm, reminiscent of the behaviour of the climate system of ENSO, decadal and palaeoclimate time scales. In this thesis we document the biennial oscillation of monsoon rain and its spatial structure in the recent period, and its relation with biennial oscillation of surface climate over the global tropics and extratropical regions. The existence of TBO in the tropical Atlantic, and its relation with the monsoon, is a new finding. We demonstrate that the interannual variability of the summer monsoon during 1999-2005, including the drought of 2002, is part of a pervasive TBO of global surface climate.