Made available in DSpace on 2014-12-17T14:27:19Z (GMT). No. of bitstreams: 1 JulianneHCSF_DISSERT.pdf: 901559 bytes, checksum: 6176aa0e49827761b6425b9e68454933 (MD5) Previous issue date: 2012-06-05 / Recognizing the need to preserve a national ethnic minority, the Constitution, inspired by the pluralistic values of the Constitutional Law State, stipulated a series of rights and guarantees for the conservation of indigenous cultural singularity, disciplining in article 231 the Indians right to maintain their social organization, customs, languages, beliefs and traditions, as well as safeguarding the rights to the lands they traditionally occupy, and the exclusive use of the wealth existing in them, premise of ensuring their physical and cultural continuity, breaking decisively with the paradigm the assimilation of the Indian national civilization. However, despite the Indian policy of ethnic and cultural preservation, the Constitution allowed the exploitation of minerals in aboriginal territory, incorporated herein hydrocarbons, provided they meet certain predetermined requirements, leaving it to the legislature the discipline of ordinary matter. However, this law has not yet been published, with some projects in the National Congress, leaving thus precluding the indigenous subsurface oil exploration until the enactment of enabling legislation. Meanwhile, this paper carries out an integrated analysis of the constitutional protection of ethnic and cultural uniqueness of indigenous peoples, Convention N? 169 of the International Labour Organization and the bill presented by Deputy Eduardo Valverde, in an attempt to consolidate sustainable development practices in the sector, through developing a system of social and environmental responsible oil exploration, aligning with national energy needs to maintain a balanced environment and preservation of socio-cultural organization of a minority so weakened and beaten over five centuries of domination / Reconhecendo a necessidade de preservar uma minoria ?tnica nacional, a Constitui??o Federal, inspirada nos valores pluralistas do Estado Constitucional de Direito, estipulou uma s?rie de direitos e garantias em prol da conserva??o da singularidade cultural ind?gena, perfilhando em seu artigo 231 o direito dos ?ndios em manter sua organiza??o social, seus costumes, l?nguas, cren?as e tradi??es, al?m de resguardar os direitos origin?rios sobre as terras que tradicionalmente ocupam e o usufruto exclusivo das riquezas nelas existentes, premissa inafast?vel da garantia de sua continuidade f?sica e cultural, rompendo definitivamente com o paradigma da assimila??o do ?ndio ? civiliza??o nacional. Entretanto, apesar da pol?tica indigenista de preserva??o ?tnica e cultural, a pr?pria Constitui??o possibilitou a explora??o de min?rios em territ?rio abor?gene, aqui inclu?do os hidrocarbonetos, desde que observadas algumas exig?ncias preestabelecidas, ficando a cargo do legislador ordin?rio a disciplina da mat?ria. No entanto, esta lei ainda n?o foi editada, existindo alguns projetos em tramita??o no Congresso Nacional, restando, por conseguinte, inviabilizada a explora??o petrol?fera em subsolo ind?gena at? a promulga??o da legisla??o competente. Neste ?nterim, o presente trabalho realiza uma an?lise integrada entre as disposi??es constitucionais de tutela ? singularidade ?tnica e cultural ind?gena, a Conven??o n? 169 da Organiza??o Internacional do Trabalho (OIT) e o projeto de lei apresentado pelo Deputado Eduardo Valverde, na tentativa de consolidar o desenvolvimento sustent?vel nas pr?ticas do setor, atrav?s da estrutura??o de um regime socioambiental respons?vel de explora??o petrol?fera, compatibilizando a necessidade energ?tica nacional com a manuten??o do meio ambiente equilibrado e preserva??o da organiza??o sociocultural de uma minoria t?o fragilizada e agredida ao longo de cinco s?culos de domina??o

Diariamente são descartados no mundo toneladas de resíduos do processamento de frutas que poderiam ser aproveitados pelo seu elevado poder nutricional e funcional, que acabam sendo desperdiçados e podem gerar sérios problemas ao meio ambiente. Outro descarte inadequado que agrava esse problema ambiental é o de embalagens plásticas, que quando não submetidas ao processo de reciclagem trazem enormes danos. Por esses fatores, esse estudo teve como objetivo o aproveitamento de subprodutos da indústria de alimentos para o desenvolvimento de farinhas funcionais e aproveitamento dos resíduos da indústria de capsulas nutracêuticas de gelatina e óleo de chia como matriz para as embalagens biodegradáveis ativas. A quitosana também foi utilizada como matriz no desenvolvimento de filmes aplicados como embalagens. Primeiramente foram avaliados quatro resíduos obtidos de diferentes frutas: resíduo do processamento de suco de mirtilo (bagaço), resíduo do processamento de azeite de oliva (bagaço), cascas de mamão e abacaxi. As propriedades físico químicas, funcionais e antioxidantes desses resíduos foram analisadas, sendo que no geral todos demonstraram alto teor de fibras dietéticas. Em relação às propriedades funcionais a farinha de mamão se destacou pelos elevados valores de capacidade de retenção de água e óleo, pela alta solubilidade e maiores teores de carotenoides (15,56 ± 0,35 mg/100g). A farinha de mirtilo foi a que apresentou o maior poder antioxidante pelo método DPPH (4,62 ± 0,18 IC50 em mg de farinha) e maior teor de compostos fenólicos (23,59 ± 0.85 mg/g GAE), além disso exibiu alto teor de antocianinas. Devido a estas propriedades, a farinha e o extrato do resíduo de mirtilo foram incorporados à gelatina do resíduo do processamento de cápsulas nutracêuticas de óleo de chia para o desenvolvimento de filmes biodegradáveis ativos. Os filmes foram avaliados em relação as suas propriedades mecânicas, de barreira ao vapor da água e luz UV, capacidade antioxidante e aplicação como embalagem em produtos alimentícios. Os resultados sugeriram que a adição de fibras promoveu uma diminuição da resistência à tração e aumento na permeabilidade ao vapor da água. No entanto, a adição de fibra também proporcionou um aumento significativo na barreira de luz UV a 500 nm, sendo eficaz na redução da oxidação lipídica de óleo de girassol. Os filmes com adição de extrato não exibiram alteração nas propriedades mecânicas ou de barreira em comparação com a formulação controle. Além disso, estes filmes exibiram capacidade antioxidante estável por 28 dias. Filmes desenvolvidos com a farinha de mamão e resíduos de gelatina apresentaram comportamento similar aos filmes com resíduos de mirtilo, já que a farinha de mamão também alterou algumas propriedades originais do filme como as propriedades mecânicas e de barreira, e agregaram poder antioxidante. Com o objetivo de melhorar essas propriedades foram então desenvolvidas micropartículas de farinha de casca de mamão em spray drying utilizando o resíduo de gelatina como material de parede. Os resultados indicaram que as micropartículas de casca de mamão ao serem adicionadas na gelatina originaram uma matriz de filme mais contínua e homogênea com aumento da resistência à tração e do módulo de Young. Os filmes com micropartículas (7,5%), quando aplicados como material de embalagem para banha de porco, foram os mais eficientes como barreiras ativas (maior atividade antioxidante), pois um menor teor de peróxidos, dienos e trienos conjugados foram quantificados na amostra após 22 dias. A farinha de resíduos da produção de azeite de oliva também foi utilizada para o desenvolvimento de filmes biodegradáveis, porém o biopolimero utilizado foi a quitosana. A incorporação de farinha de resíduo de oliva na matriz de quitosana também causou alterações na morfologia, tornando o filme mais heterogêneo e áspero. Por esse motivo foram testadas a adição de micropartículas de farinha de oliva nos filmes. A adição de 10% de micropartículas de oliva melhorou significativamente a resistência à tração dos filmes sem alterar as suas propriedades originais. A farinha e as micropartículas de oliva aumentaram a capacidade antioxidante dos filmes, esse aumento foi proporcional à concentração de farinha ou micropartículas adicionadas ao filme. Os filmes com 30% de farinha ou micropartículas foram eficazes como embalagem protetora contra a oxidação de nozes durante 31 dias. A partir dos resultados obtidos neste trabalho fica evidenciado a viabilidade do uso de resíduos da indústria de alimentos e resíduos da indústria de cápsulas nutracêuticas para o desenvolvimento de filmes e uso como embalagens biodegradáveis em diferentes produtos. / Every day tons of fruit processing residues are discarded worldwide that could be harnessed for their high nutritional and functional power and that end up being wasted and generating problems for the environment. Another inadequate disposal that aggravates this environmental problem is the plastic packaging, which when not subjected to the recycling process bring huge damages. Due to these factors, this study aims at the utilization of by-products of the food industry for the development of active biodegradable packaging. Firstly, four residues obtained from different fruits, processing residue of blueberry juice (bagasse), processing residue of olive oil (bagasse), peels of papaya and pineapple were evaluated. The physicochemical, functional and antioxidant properties of these residues were analyzed, and in general, all showed high total dietary fiber content. In relation to the functional properties, papaya flour was distinguished by high water and oil retention capacity, high solubility and higher carotenoid content (15.56 ± 0.35 mg / 100g). The blueberry flour had the highest antioxidant power by the DPPH method (4.62 ± 0.18 IC50 in mg of flour) and a higher content of phenolic compounds (23.59 ± 0.85 mg / g GAE), in addition, it exhibited a high content of anthocyanins. Due to these properties, the flour and extract of the blueberry residue were incorporated into the gelatin from the processing residue of chia oleuroceutical capsules for the development of active biodegradable films for packaging. The films were evaluated in relation to their mechanical properties, water vapor barrier, and UV light, antioxidant capacity and application as packaging in food products. The results suggested that fiber addition promoted a decrease in tensile strength and an increase in water vapor permeability. However, the addition of fiber also provided a significant increase in the UV light barrier at 500 nm being effective in reducing the lipid oxidation of sunflower oil. Films with added extract showed no change in mechanical or barrier properties compared to the control formulation. In addition, these films exhibited a stable antioxidant capacity for 28 days. Films developed with papaya flour and gelatin residues showed similar behavior to films with blueberry residues since papaya flour also altered some of the original properties of the film as mechanical and barrier properties, and added antioxidant power. In order to improve these properties microparticles of papaya peel flour were then developed in spray drying using the gelatin residue as the wall material. The results indicated that the microparticles of papaya peel, when added to gelatin, gave a more continuous and homogeneous film matrix increasing tensile strength and Young's modulus. Microparticles films (7.5%), when applied as packaging material for lard, were the most efficient as active barriers (higher antioxidant activity) because a lower peroxide content was quantified in the sample after 22 days. The residue flour from olive oil production was also used for the development of biodegradable films, but the biopolymer used was chitosan. The incorporation of olive residue flour in the chitosan matrix also caused changes in the morphology, making the film more heterogeneous and rough. For this reason, the addition of olive flour microparticles in the films was tested. The addition of 10% of olive microparticles significantly improved the tensile strength of films without altering their original properties. The flour and the microparticles of olive increased the antioxidant capacity of the films; this increase was proportional to the concentration of flour or micro added to the film. Films with 30% flour or microparticles were effective as protective packaging against Walnut oxidation for 31 days. From the results obtained in this work, it is evident the viability of the use of residues from the food and waste industry of the nutraceutical capsule industry for the development of films and use as biodegradable packaging in different products.

Orientador: Andre Tosi Furtado / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Geociencias / Made available in DSpace on 2018-08-14T04:29:23Z (GMT). No. of bitstreams: 1 Silva_CassioGarciaRibeiroSoaresda_D.pdf: 6224566 bytes, checksum: bd0e925d1097ef3e8872291903c2133a (MD5) Previous issue date: 2009 / Resumo: A Petrobras é uma das maiores companhias de petróleo do mundo, com uma carteira de investimentos portentosa, especialmente em atividades de exploração e produção de petróleo e gás natural nas bacias marítimas brasileiras. Além disso, essa empresa ligada ao governo do país realizará investimentos de grande monta nos próximos anos para viabilizar a produção nos campos localizados no pré-sal, sua nova fronteira exploratória. Nesse contexto, salta à vista a importância de um estudo que vise investigar o impacto da massa de investimentos da Petrobrás sobre a indústria brasileira. Esse é justamente o objetivo desta tese, isto é, trazer elementos que contribuam para a compreensão dos impactos da política de compras da operadora nacional, sobretudo em termos de aprendizagem tecnológica. Para tanto, inicialmente é apresentada uma revisão bibliográfica que se apóia em trabalhos sobre o tema política de compras governamentais, enfocando uma modalidade especial de encomenda do setor público, aqui denominada de compra governamental de cunho inovativo. Em seguida, analisa-se a questão da aprendizagem tecnológica, com ênfase na abordagem que os estudiosos dos países de industrialização recente dão ao tema, assim como, nas principais modalidades de aprendizagem apresentadas pela literatura. Uma caracterização das indústrias do petróleo e para-petroleira é apresentada a seguir, de forma a embasar a discussão subsequente. Finalmente, examina-se a política de compras da Petrobras para seus empreendimentos offshore, com o desafio de amarrar os temas tratados ao longo do trabalho, a partir da realização de um estudo acerca do projeto da plataforma P-51. Esse estudo se baseia em informações coletadas a partir de entrevistas com a Petrobras, seus EPCistas e algumas das empresas subcontratadas para fornecer equipamentos e serviços ao referido projeto. Os resultados da pesquisa de campo apontam que a participação no projeto da P-51 não permitiu a realização de aprendizagens de nível avançado às empresas participantes, à exceção da própria operadora nacional. Essa constatação corrobora a principal hipótese deste estudo, qual seja, que a Petrobras não adota uma política de compras de cunho inovativo. / Abstract: Petrobras is one of the largest oil companies in the world with an amazing portfolio of investments, especially in activities of exploration and production of oil and gas in the Brazilians sea basins. Moreover, this government-linked company will invest large amounts of capital in coming years to enable the production fields located in the pre-salt, a new exploratory frontier. In this context, becomes evident the importance of a research that aims to investigate the potential of Petrobras's mass of investments on the local suppliers. This is justly the objective of this thesis, in other words, to bring elements that contribute to the understanding of Petrobras procurement policy impacts. More precisely, it is intended with this study to examine how the participation in Petrobras's orders promote technological learning in brazilian suppliers. To reach these objectives, initially it is introduced a review based on works around the subject of public procurement policy, focusing on a particular type of public sector order, here called government procurement of innovative nature. Then, it's investigated the question of learning technology, with emphasis on the literature of newly industrializing countries, as well as the main types of learning presented in this literature. A characterization of the oil and gas industry and oil and gas equipment and service industry is shown in this study, in which the relationship between these two industries is stressed in order to give foundation to further discussion. Finally, it is examined the Petrobras's procurement policy for its offshore enterprises, with the challenge of tying the topics covered throughout the work, from the completion of a study about the P-51 platform projetc. This study is based on a survey of information from interviews with Petrobras, its EPCistas and some of subcontractors to provide equipment and services to this project. The results of field research suggests that participation in the P-51 project did not allow the absorption of advanced learning by participating companies, with the exception of the national operator, the company responsible for the design project of this platform. This finding supports the main hypothesis of this study, that is, Petrobras does not adopt a procurement policy of innovative nature. / Doutorado / Mestre em Política Científica e Tecnológica

In this thesis, the need for the step by step transformation of industry towards sustainability is emphasized. This work involves looking at the Olive Oil Industry (OOI) from a systems perspective through the lens of Strategic Sustainable Development (SSD) and applying backcasting from a principled view of socio-ecological sustainability. A specific project is also looked at, the Integrated Waste Management Project (IWMP), which aims at contributing to the sustainability of this particular industry. The OOI was analysed through the ABCD methodology, a tool used in planning for SSD, and measures were drawn up to guide the industry’s transformation. Following this analysis, the IWMP was examined within the context and results of the OOI research. Overall, the industry is transitioning and the IWMP is a good opportunity and contributor to the evolution of the Olive Oil Industry towards sustainability. At the same time, OOI and other industries would benefit greatly from embracing a systems perspective and a strategic approach for sustainable development.

Orientador: Newton Müller Pereira / Dissertação (mestrado) - Universidade Estadual de Campinas, Instituto de Geociências / Made available in DSpace on 2018-08-22T11:12:40Z (GMT). No. of bitstreams: 1 Gielfi_GiovannaGuimaraes_M.pdf: 2109944 bytes, checksum: 3a82c14b3512f1b7ab27d4070c0826c2 (MD5) Previous issue date: 2013 / Resumo: O sistema setorial de inovação da indústria do petróleo é um dos mais dinâmicos, do ponto de vista tecnológico, dentro da economia brasileira. Ele é formado por um conjunto de atores heterogêneos articulados entre si - empresas, instituições de pesquisa, universidades e governo. Este estudo assume como objetivo central analisar o papel da universidade no sistema setorial de inovação da indústria de petróleo no Brasil, através do caso do Centro de Estudos de Petróleo (CEPETRO) da Universidade Estadual de Campinas (Unicamp). Desde sua concepção em 1987, com o apoio da Petrobras, o CEPETRO apoiou a criação e manutenção de cursos de pós-graduação e extensão nas áreas de ciências e engenharia do petróleo, contribuindo com a formação de recursos humanos para a indústria, bem como, para o avanço do conhecimento científico relacionado ao setor. O Centro também realiza atividades de pesquisa e prestação de serviços em parceria com a Petrobras e outras empresas. A contribuição do CEPETRO para o setor é examinada a luz das mudanças institucionais ocorridas na indústria de petróleo e no ambiente universitário. Também foi analisada a produção do CEPETRO a partir das publicações dos 48 pesquisadores associados ao Centro, no período de 1987-2011, utilizando a base de dados Scopus, da Elsevier. Foram identificados três fatores que explicam o sucesso na evolução da relação do Centro com a indústria de petróleo: o apoio da Petrobras, o posicionamento da Unicamp e a estrutura institucional do CEPETRO. Além do mais, o papel chave desempenhado pelo "governo" enquanto indutor das relações entre universidades e empresas, é destacado. Dentre as principais contribuições do CEPETRO ao setor estão o avanço nos conhecimentos científicos e tecnológicos e a formação de recursos humanos especializados / Abstract: The sectoral system of innovation in the oil industry is one of the most dynamic in terms of technology, within the Brazilian economy. It is formed by a set of heterogeneous actors articulated - firms, research institutions, universities and government. The main objective of this study is to analyze the role of the university in the sectoral system of innovation of the oil industry in Brazil, through the case of the Centre for Petroleum Studies (CEPETRO) of University of Campinas (Unicamp). Beginning in 1987, with the support of Petrobras, the CEPETRO supported the creation and maintenance of post-graduate and extension activities in the areas of science and oil engineering, contributing to the training of human resources for the industry as well, for the advancement of scientific knowledge related to the industry. The Center also conducts research activities and provides services in partnership with Petrobras and other companies. The contribution from CEPETRO to the sector is examined based on institutional changes in the oil industry and in the university environment. We also analyzed the production of CEPETRO through the publications of the 48 researchers associated with the Center, in the period 1987-2011, using the database Scopus, of Elsevier. We identified three factors that explain success in the evolving relationship of the Center with the oil industry: the support of Petrobras, the positioning of Unicamp and CEPETRO's institutional structure. Moreover, the key role played by the "government" as inducer of relations between universities and industry is highlighted. Among the majors contributions of CEPETRO to the sector are improvement of scientific and technological knowledge and training of specialized human resources / Mestrado / Politica Cientifica e Tecnologica / Mestra em Política Científica e Tecnológica

evaluate disruption risks in the supply chain of petroleum production. This methodology is developed to formalise and facilitate the systematic integration and implementation of various models; such as analytical hierarchy process (AHP) and partial least squares structural equation model (PLS-SEM) and various statistical tests. The methodology is validated with the case of Nigeria’s oil industry. The study revealed the need to provide a responsive approach to managing the influence of geopolitical risk factors affecting supply chain in the petroleum production industry. However, the exploration and production risk, and geopolitical risk were identified as concomitant risk factors that impact performance in Nigeria’s oil industry. The research findings show that behavioural-based mechanisms successfully predict the ability of the petroleum industry to manage supply chain risks. The significant implication for this study is that the current theoretical debate on the supply chain risk management creates the understanding of agency theory as a governing mechanism for supply chain risk in the Nigerian oil industry. The systematic approach results provide an insight and objective information for decisions-making in resolving disruption risk to the petroleum supply chain in Nigeria. Furthermore, this study highlights to stakeholders on how to develop supply chain risk management strategies for mitigating and building resilience in the supply chain in the Nigerian oil industry. The developed systematic method is associated with supply chain risk management and performance measure. The approach facilitates an effective way for the stakeholders to plan according to their risk mitigation strategies. This will consistently help the stakeholders to evaluate supply chain risk and respond to disruptions in supply chain. This capability will allow for efficient management of supply chain and provide the organization with quicker response to customer needs, continuity of supply, lower costs of operations and improve return on investment in the Nigeria oil industry. Therefore, the methodology applied provide a new way for implementing good practice for managing disruption risk in supply chain. Further, the systematic approach provides a simplistic modelling process for disruption risk evaluation for researchers and oil industry professionals. This approach would develop a holistic procedure for monitoring and controlling disruption risk in supply chains practices in Nigeria.

The main aim of this thesis is to investigate the ways in which the authoritarian regime in post-Soviet Kazakhstan maintained itself in power from 1991 until 2005. This study endeavours to uncover the palette of the regime’s methods by analysing the ways in which it went about controlling the oil industry – an industry with which the political and economical future of Kazakhstan is inseparably intertwined. The empirical section of this study investigates the interplay between the regime and the actors located in and around two cores: the National Oil Company and the oil-rich areas. This thesis focuses in particular on instances where players involved with the oil industry, whether directly or indirectly, attempted to challenge the regime’s authority in those two centres either due to greed or grievances. It is argued that these moments of crisis reveal the regime’s maintenance techniques, and can precipitate the deployment of new methods of maintenance in response to them. In order to account for the techniques that the Kazakh ruling regime applied in structuring its relationships with the oil industry, this thesis shifts the emphasis from the prevalent zhuz-horde, tribe, and clan-based approaches to Kazakh politics towards formal (corporatism) and informal (patron-client) mechanisms of control.

This investigation, covering the past two decades, attempts to determine what benefits the Soviets have sought to gain in their relationships with Middle Eastern oil-producing nations. Chapter I surveys the U.S.S.R.'s oil industry and its tentative prospects for the 1980's. Chapter II discusses Soviet involvement in the Middle East since 1950, including nationalization and oil embargoes. In Chapter III, developments less favorable to the U.S.S.R. are, analyzed: the growing influence of conservative, anti -Soviet oil-producing states and the deradicalization of other Middle Eastern nations. Chapter IV concludes that the Soviets have met with varying success in their Middle Eastern involvements. The future of their oil industry remains uncertain.

L’influence des multinationales pétrolières dans la société contemporaine est devenue un élément central de la problématique relative aux droits de l’homme et au développement durable. Elles sont maintenant très nombreuses à opérer dans le secteur public et privé avec des stratégies et objectifs particulièrement divers. Grâce à des budgets conséquents, et une technologie complexe et avant-gardiste, elles sont responsables de l’exploration, de la production, du raffinage et de la distribution du pétrole brut. Cela dit, dans le but de pointer du doigt les déséquilibres importants dans les relations entre l’industrie pétrolière et les pays en développement, la commission mondiale sur l’environnement et le développement a très tôt mis en avant le terme de « développement durable », se caractérisant par un « développement qui répond aux besoins du présent sans compromettre la capacité des générations futures à répondre aux leurs ». Le secteur pétrolier et gazier est déjà depuis un certain temps un leader en matière de responsabilité sociale. Les compagnies pétrolières attachent de plus en plus d’importance à leur impact économique, social et environnemental et elles font aussi de plus en plus attention à leur image. En plus d’autres éléments, ce phénomène se démontre par l’extraordinaire augmentation des codes de conduite et par des initiatives relatives à la responsabilité sociale comme le « global compact » de Kofi Annan. Cela dit, l’efficacité de ces initiatives est souvent remise en question et il existe un certain nombre de preuves attestant du fossé existant entre les déclarations de principes et le véritable comportement des acteurs sur le terrain. Toute la question est donc de savoir si une conciliation est possible. Mots- / The influence of Multinational oil corporations in contemporary society is becoming an increasingly central element of human rights and sustainable development problematic. There are now many MNOCs operating in both private and public sectors with remarkably diverse objectives and strategies. Thanks to large budgets and complex advanced technology, they are responsible for exploration, production, refining and crude oil distribution. In order to address the imbalance between industrial oil and lessdeveloped countries, the world commission on environment and development has early pointed up the term « sustainable development » which is « that meets the needs of the present without compromising the ability of future generations to meet their own needs ». As a result, the oil and gas sector has been among the leading industries in championing Corporate Social Responsibility a while ago. Oil companies attach greater importance to their economical, social and environmental impact and they also pay more and more attention to their image. Among other things, this phenomenon is demonstrated by the extraordinary growth in corporate codes of conduct and CSR initiatives such as Kofi Annan’s Global Compact. However, the effectiveness of these initiatives has been regularly questioned and there is a mounting evidence of a gap between the statements of principles and the real actor’s behaviour on the field. Finally, is a conciliation possible?

Submitted by Filipe dos Santos (fsantos@pucsp.br) on 2017-07-18T12:05:51Z No. of bitstreams: 1 Isis Cristina Ramanzini.pdf: 2117824 bytes, checksum: 81af3475eca2459344bae9cae0774c2a (MD5) / Made available in DSpace on 2017-07-18T12:05:51Z (GMT). No. of bitstreams: 1 Isis Cristina Ramanzini.pdf: 2117824 bytes, checksum: 81af3475eca2459344bae9cae0774c2a (MD5) Previous issue date: 2017-06-21 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / This dissertation aims to investigate, based on an enunciative-discursive perspective, the action and the political and economic engagement of the writer Monteiro Lobato in defense of the oil cause in Brazil. His broad and decisive exercise as an intellectual in the Brazilian sociocultural context is revealed in many publications that were called, here, oil discourse. With the purpose of contributing to strengthen the relations between discourse studies and literary studies, three of Lobato’s publications approaching the oil theme were delimited as the object of study of this dissertation. Such publications are at the crossroads between general literature and children’s literature: the preface of A luta pelo petróleo [Flüssiges gold], by Essad Bey, a book released in Brazil in 1935; O escândalo do petróleo e ferro [The scandal of oil and iron, published in 1936; and O poço do Visconde [The Viscount’s well], published in 1937, targeted at children and adolescents. From the theoretical-methodological point-ofview, some procedures and concepts proposed and developed by Dominique Maingueneau in many of his works were used in this study – paratopia, interdiscourse, enunciation scenes, ethos, authorship, discourse and discursive practice –, as well as some contributions provided by the ergologic approach. The study fostered a new evaluation of the oil discourse produced by Monteiro Lobato when he moved from the literary institution to the arena of discussions concerning the economic policy. Monteiro Lobato’s works studied here reveal a man of multiple activities located in a paradoxical space, and a spokesperson for a group of renovation and rupture, whose intellectual legitimacy and influence on the public enabled him to promote his own ideological and political convictions in a crucial moment of Brazil’s history. These works corroborate his discourse in defense of the country’s development and financial independence through oil prospecting / Esta tese tem por objetivo compreender, a partir de uma perspectiva enunciativodiscursiva, a atuação e o engajamento político e econômico do escritor Monteiro Lobato em defesa da causa petrolífera no Brasil. Seu amplo e decisivo exercício como intelectual no contexto sociocultural brasileiro se configura em várias publicações aqui denominadas discurso do petróleo. Visando também a contribuir para o estreitamento das relações entre os estudos discursivos e literários, delimitou-se, como objeto de estudo, três publicações de Lobato referentes à temática do petróleo, que se encontram no entrecruzamento entre a literatura geral e a literatura infantil: o prefácio de A luta pelo petróleo, livro de Essad Bey lançado no Brasil em 1935; O escândalo do petróleo e ferro, publicação datada de 1936; e O poço do Visconde, obra de 1937 destinada ao público infantojuvenil. Do ponto de vista teórico-metodológico, foram mobilizados alguns procedimentos e conceitos propostos e desenvolvidos por Dominique Maingueneau em várias de suas obras – paratopia, interdiscurso, cenas da enunciação, ethos, autoralidade, discurso e prática discursiva –, além de algumas contribuições da abordagem ergológica. O estudo propiciou uma nova avaliação do discurso do petróleo produzido por Monteiro Lobato no seu deslocamento da instituição literária para a arena de debates da política econômica. Revelando um homem de múltiplas atividades situado num espaço paradoxal e porta-voz de um grupo de renovação e ruptura, cuja legitimidade intelectual e influência junto ao público possibilitaram a promoção das suas próprias convicções ideológicas e políticas num momento crucial da história do Brasil, as referidas obras de Monteiro Lobato vêm corroborar o seu discurso em defesa do desenvolvimento e da independência financeira do país mediante a prospecção petrolífera