Aerosol particles interact with sunlight through scattering and absorption and have therefore a direct radiative effect. Hygroscopic aerosol particles take up water and are able to grow in size below 100% relative humidity, which involves the change of optical properties and the direct radiative effect. The change of aerosol optical properties for aerosol mixtures under humidification is presently not well understood, especially for the largest particle sources worldwide. The present PhD-thesis quantifies wavelength- and humidity-dependent aerosol optical properties for a mixture of Saharan mineral dust and marine aerosol. For quantification, an aerosol model was developed, which based on in-situ measurements of microphysical and optical properties at Cape Verde. With this model, aerosol optical properties were calculated from the dry state up to 90% relative humidity. To validate the model, a measure of the total extenuated light from particles under ambient conditions was used. Finally, the humidity dependence of aerosol optical properties for marine aerosol, Saharan dust aerosol, and a mixture of both species was described by two empirical equations. With the wavelength of the incident visible solar radiation, relative humidity, and dry dust volume fraction, the humidity dependence of optical properties can be calculated from tabulated values. To calculate radiative effects, aerosol optical properties were used as input parameters for global circulation models including radiative transfer. Due to the complexity of aerosol related processes, they have been treated implicitly, meaning in parameterized form. For modelling purposes, the present PhD-thesis provides a solution to include humidity effects of aerosol optical properties. / Aerosolpartikel wechselwirken durch Streu- und Absorptionsprozesse mit der einfallenden Sonnenstrahlung und haben somit einen direkten Strahlungseffekt. Bei relativen Feuchten bis 100% können Aerosolpartikel aufquellen und somit ihre Größe ändern. Im Zuge des Aufquellens, ändern sich die optischen Eigenschaften und somit auch der direkte Strahlungseffekt der Aerosolpartikel. Speziell für Mischungen von verschiedenen Aerosolspezies ist die Änderung der optischen Eigenschaften des Aerosols durch Feuchte Einfuss noch nicht ausreichend verstanden. Gegenstand der vorliegenden Arbeit ist daher die Quantifizierung der wellenlängen- und feuchteabhängigen optischen Eigenschaften einer Mischung von Saharastaub- und marinen Aerosol. Die zur Quantifizierung notwendigen Daten wurden im Rahmen einer Feldmessung von mikrophysikalischen- und optischen Aerosol-Eigenschaften auf den Kapverdischen Inseln gesammelt. Auf Grundlage dieser Messungen wurde ein Aerosol-Modell entwickelt. Dieses Modell wurde daraufhin verwendet, um Berechnungen von optischen Aerosol-Eigenschaften bei relativen Feuchten bis 90% durchzuführen. Eine Messung der Lichtschwächung durch Aerosolpartikel unter Umgebungsbedingungen wurde verwandt, um das Modell bei Umgebungsfeuchten zu validieren. Die Wellenlängen- und Feuchteabhängigkeit der optischen Eigenschaften des Aerosols wurde parametrisiert und konnte anhand von zwei Parametergleichungen bestimmt werden. Unter Benutzung von tabellierten Werten und der Wellenlänge des einfallenden sichtbaren Sonnenlichtes, der relativen Feuchte, sowie der Staubvolumenfraktion, kann die Feuchteabhängigkeit von wichtigen Aerosol-optischen Eigenschaften für Saharastaub, marinen Aerosol und einer Mischung aus beiden Komponenten bestimmt werden. Globale Zirkulationsmodelle, die auch eine Berechnung von Strahlungseffekten durch Aerosolpartikel beinhalten, nutzen Aerosol-optische Eigenschaften als Eingabeparameter. Durch zunehmende Komplexitiät zur Beschreibung von Wechselwirkungen in der Atmosphäre, sind einfache Parametrisierungen unabdingbar. Die vorliegende Arbeit liefert daher einen wichtigen Beitrag für die Modellierung von Strahlungseffekten durch Aerosolpartikel und somit zum Verständnis des Strahlungshaushaltes der Erde.

<p>In 2011, an estimated 230,480 new cases of invasive breast cancer were diagnosed among women, as well as an estimated 57,650 additional cases of in situ breast cancer [1]. Breast conserving surgery (BCS) is a recommended surgical choice for women with early stage breast cancer (stages 0, I, II) and for those with Stage II-III disease who undergo successful neo-adjuvant treatment to reduce their tumor burden [2, 3]. Cancer within 2mm of a margin following BCS increases the risk of local recurrence and mortality [4-6]. Margin assessment presents an unmet clinical need. Breast tissue is markedly heterogeneous which makes identifying cancer foci within benign tissue challenging. Optical spectroscopy can provide surgeons with intra-operative diagnostic tools. Here, ex-vivo breast tissue is evaluated to determine which sources of optical contrast have the potential to detect malignancy at the margins in women of differing breast composition. Then, H&E images of ex-vivo breast tissue sites are quantified to further deconstruct the relationship between optical scattering and the underlying tissue morphology. </p><p>Diffuse reflectance spectra were measured from benign and malignant sites from the margins of lumpectomy specimens. Benign and malignant sites were compared and then stratified by tissue type and depth. The median and median absolute deviance (MAD) was calculated for each category. The frequencies of the benign tissue types were separated by menopausal status and compared to the corresponding optical properties. </p><p>H&E images were then taken of the malignant and benign sites and quantified to describe the % adipose, % collagen and % glands. Adipose sites, images at 10x, were predominantly fatty and quantified according to adipocyte morphology. H&E-stained adipose tissue sections were analyzed with an automated image processing algorithm to extract average cell area and cell density. Non-adipose sites were imaged with a 2.5x objective. Grids of 200µm boxes corresponding to the 3mm x 2mm area were overlaid on each non-adipose image. The non-adipose images were classified as the following: adipose and collagen (fibroadipose); collagen and glands (fibroglandular); adipose, collagen and glands (mixed); and malignant sites. Correlations between <&mus&#8242;> and % collagen in were determined in benign sites. Age, BMI, and MBD were then correlated to <&mus&#8242;> in the adipose and non-adipose sites. Variability in <&mus&#8242;> was determined to be related to collagen and not adipose content. In order to further investigate this relationship, the importance of age, BMI and MBD was analyzed after adjusting for the % collagen. Lastly, the relationship between % collagen and % glands was analyzed to determine the relative contributions of % collagen and % glands <&mus&#8242;>. Statistics were calculated using Wilcoxon rank-sum tests, Pearson correlation coefficients and linear fits in R. </p><p> The diagnostic ability of the optical parameters was linked to the distance of tumor from the margin as well as menopausal status. [THb] showed statistical differences from <&mus&#8242;> between malignant (<&mus&#8242;>: 8.96cm-1±2.24MAD, [THb]: 42.70&muM±29.31MAD) compared to benign sites (<&mus&#8242;>: 7.29cm-1±2.15MAD, [THb]: 32.09&muM±16.73MAD) (p<0.05). Fibroglandular (FG) sites exhibited increased <&mus&#8242;> while adipose sites showed increased [&beta-carotene] within benign tissues. Scattering differentiated between ductal carcinoma in situ (DCIS) (9.46cm-1±1.06MAD) and invasive ductal carcinoma (IDC) (8.00cm-1±1.81MAD), versus adipose sites (6.50cm-1±1.95MAD). [&beta-carotene] showed marginal differences between DCIS (19.00&muM±6.93MAD, and FG (15.30&muM±5.64MAD). [THb] exhibited statistical differences between positive sites (92.57&muM±18.46MAD) and FG (34.12&muM±22.77MAD), FA (28.63&muM±14.19MAD), and A (30.36&muM±14.86MAD). Due to decreased fibrous content and increased adipose content, benign sites in post-menopausal patients exhibited lower <&mus&#8242;>, but higher [&beta-carotene] than pre-menopausal patients.</p><p>Further deconstructing the relationship between optical scattering and tissue morphology resulted in a positive relationship between <&mus&#8242;> and % collagen (r=0.28, p=0.00034). Increased variability was observed in sites with a higher percentage of collagen. In adipose tissues MBD was negatively correlated with age (r=-0.19, p=0.006), BMI (r=-0.33, p=2.3e-6) and average cell area (r=-0.15, p=0.032) but positively related to the log of the average cell density (r=0.17, p=0.12). In addition, BMI was positively correlated to average cell area (r=0.31, p=1.2e-5) and negatively related to log of the cell density (r=-0.28, p=7.6e-5). In non-adipose sites, age was negatively correlated to <&mus&#8242;> in benign (r=-0.32, p=4.7e-5) and malignant (r=-0.32, p=1.4e-5) sites and this correlation varied significantly by the collagen level (r=-0.40 vs. -0.13). BMI was negatively correlated to <&mus&#8242;> in benign (r=-0.32, p=4e-5) and malignant (r=-0.31, p=2.8e-5) sites but this relationship did not vary by collagen level. MBD was positively correlated to <&mus&#8242;> in benign (r=0.22, p=0.01) and malignant (r=0.21, p=4.6e-3) sites. Optical scattering was shown to be tied to patient demographics. Lastly, the analysis of collagen vs. glands was narrowed to investigate sites with glands between 0-40% (the dynamic range of the data), the linear model reflected an equivalent relationship to scattering from % glands and the % collagen in benign sites (r=0.18 vs. r=0.17). In addition, the malignant sites showed a stronger positive relationship (r=0.64, p=0.005) to <&mus&#8242;> compared to the benign sites (r=0.52, p=0.03).</p><p>The data indicate that the ability of an optical parameter to differentiate benign from malignant breast tissues is dictated by patient demographics. Scattering differentiated between malignant and adipose sites and would be most effective in post-menopausal women. [&beta-carotene] or [THb] may be more applicable in pre-menopausal women to differentiate malignant from fibrous sites. Patient demographics are therefore an important component to incorporate into optical characterization of breast specimens. Through the subsequent stepwise analysis of tissue morphology, <&mus&#8242;> was positively correlated to collagen and negatively correlated to age and BMI. Increased variability of <&mus&#8242;> with collagen level was not dependent on the adipose contribution. A stronger correlation between age and <&mus&#8242;> was seen in high collagen sites compared to low collagen sites. Contributions from collagen and glands to <&mus&#8242;> were independent and equivalent in benign sites; glands showed a stronger correlation to <&mus&#8242;> in malignant sites than collagen. This information will help develop improved scattering models and additional technologies from separating fibroglandular sites from malignant sites and ultimately improve margin assessment.</p> / Dissertation

Advanced Laser Interferometric Gravitational Wave Detectors, based on current infrastructure (in particular, the Advanced LIGO detectors), are being planned to significantly increase the sensitivity to gravitational wave strain in the near future. To upgrade the existing detectors requests implementing very high optical power, as well as very high circulating power in the arm cavities; these measures will increase the sensitivity at the shot noise floor by one order of magnitude. However, such extremely high power circulation in the cavities will cause optical distortions in the test masses. Thermal distortions arise from the optical power absorption by defects or inhomogeneities in test masses, resulting in wavefront deformations, which have important consequences for the power buildup of the Radio-Frequency (RF) sidebands in the recycling cavities, thus degrading the performance of the detectors. The degree of this sensitivity degradation in the shot noise floor, due to optical distortions induced by defects or inhomogeneities (i.e. imperfections) in test masses in Advanced Laser Interferometric Gravitational-wave Detectors, is dependent on the test mass optical quality; while the sensitivity degradation in the thermal noise floor is dependent on the test mass mechanical properties. For this reason, it is compulsory to use high optical and mechanical quality test mass materials in the advanced interferometer detectors. Fused silica has been used for test masses in detectors, while sapphire has been planned to be used for test mass substrates in the proposed Large-scale Cryogenic Gravitational-wave Telescope (LCGT) project. Other materials, such as calcium fluoride (CaF2), are also attractive, especially for cryogenic detectors. However, for the state-of-theAbstract II art facilities, it is difficult to manufacture very uniform, defect-free, inhomogeneity-free, high-quality, and large-size samples. Thus, the qualities of sapphire and calcium fluoride single crystal samples were investigated and evaluated, to ensure that they have suitable properties for use in interferometer detectors, i.e. with an adequately low level of imperfections, but also with high mechanical quality factor (Q-factor). This thesis describes research done in the endeavour to investigate bulk defects or inhomogeneities in test masses, as well as their induced thermal distortions, which appear at a high optical power in Laser Interferometric Gravitational-wave Detectors. An Automatic Rayleigh Scattering Mapping System (ARSMS) to examine the optical property of large-size test masses is described. This ARSMS enables quantitative high-resolution 3D mapping of defects or inhomogeneities in optical materials. The measured 3D defect distribution mapping of optical materials can assist in the design of suitable configurations of test masses in high optical power interferometers. In addition, a very sensitive Hartmann wavefront sensor was used to actively monitor the thermal distortions due to bulk and coating absorption in test masses. A very strong thermal distortion in these test masses was observed in the Gingin facility, demonstrating that thermal distortions could be a critical issue in advanced interferometer detectors. A negative thermo-optical coefficient material, to be used in a thermal distortion compensation method, was investigated for the compensation of very localised distortions due to imperfections. This thesis also includes experimental and theoretical studies of the scattering, absorption, and birefringence mechanisms, thermal distortion effects, and optimal compensation methods for test masses.

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Ce travail porte sur porte sur le développement de nouveaux matériaux permettant d’améliorer la visibilité des produits de marquage routier en toutes conditions climatiques. Les études se sont tout d’abord dirigées vers une étude théorique des principes optiques régissant le phénomène de rétroréflexion, puis sur la modélisation de ces phénomènes à l’aide d’un logiciel, pour déterminer les systèmes rétroréflecteurs idéaux par temps sec et par temps humide. De nouveaux verres ayant les propriétés optiques et mécaniques adéquates à ce genre d’applications ont ensuite pu être synthétisés. Des traitements de surface ont enfin été appliqués pour améliorer encore ces propriétés, grâce au phénomène d’adaptation d’indice et à l’étude des interférences dues aux dépôts de couches minces. / This work deals with the development of new materials for improving the visibility of road markings in all weather conditions. The studies moved towards a theoretical study of optical properties responsible for retroreflexion, then towards the establishment of a pattern of these phenomenon with the Zemax software in order to determine ideal retroreflective systems for dry and wet weather. New glasses having the ideal optical and mechanical for these applications were synthesized. Surface treatments have been used to improve these properties, by the study of the interference phenomena induced by thin layers deposited on substrates.

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La déformation plastique des matériaux cristallins classiques est surtout dominée par des dislocations et leurs interactions mutuelles. Pour les métaux nanocrystallines (nc), des mécanismes de joints de grains différents peuvent exister en plus des mécanismes basés sur la dislocation. La dépendance à l’égard, entre autres, la forme du grain, l’orientation des grains, la densité de dislocations initiale, la structure des joints de grains et conditions extérieures favorise un ou deux mécanismes de déformation par rapport aux autres. Ces mécanismes dominants dictent la réponse globale du métal nc. L’influence des caractéristiques de microstructure doit être mieux comprise individuellement et collectivement. Dans le cadre de cette thèse, des simulations de dynamique des dislocations discrète 3D (DD) ont été effectuéessur trois grains individuels de taille micronique de même volume, mais qui diffèrent leurs rapports d’aspect. La diminution de la localisation de la déformation plastique avec l’augmentation de rapport d’aspect du grain à été observée. En raison du mécanisme inter-dérapant amélioré, des grains ayant rapport de un aspect plus elevé. La réponse plastique anisotrope des grains allongés a été quantifiée en terme d’ampleur du back-stress sur chaque système de glissement. En outre, une version polycristalline de dynamique des dislocations couple avec des éléments finis a été utilisée pour étudier le comportement mécanique des couches minces de palladium libre avec des grains colonnaires. La densité de dislocations initiale prise en compte dans les simulations est proche de celle mesurée expérimentalement. Les simulationsde DD d’un polycristal avec 12 grains hexagonaux de tailles égales reproduisent correctement le comportement d’écrouissage. L’augmentation de la résistance observée avec la diminution de l’épaisseur du film a été capturé en utilisant une distribution de taille de grains hétérogène du polycristal. L’élément essentiel est que la probabilité de grains plus petits sans dislocations initiales augmente avec la diminution de l’épaisseur du film. La différence dans les contributions en back-stress résultant de la distribution de la taille des grains dans le film a également été quantifiée. Enfin, en adaptant le modèle de Read, l’influence d’une dislocation statique électriquement chargée sur les propriétés électriques des semi-conducteurs a été étudiée. / Plastic deformation of classical crystalline materials is mostly dominated by dislocations and their mutual interactions. In nanocrystalline (nc) metals, different grain boundary mechanisms may exist in addition to the dislocation-based mechanisms. The dependency on, among other, the grain shape, grain orientation, initial dislocation density, grain boundary structure and external conditions will promote one or two deformation mechanisms over others. These dominant mechanisms dictate the overall response of nc metal. The influence of the microstructural features needs to be better understood individually and collectively. In the scope of the thesis, 3D discrete dislocation dynamics (DD) simulations were performed on three micron-sized single grains of same volume but differing in aspect ratios. Localization of plastic deformation was observed to decrease with increasing grain aspect ratio. Due to the enhanced cross-slip mechanism, grains with higher aspectratio exhibit a softer behavior. The anisotropic plastic response of elongated grains was quantified interms of the magnitude of back-stress on each slip system. Further, a polycrystalline version of dislocation dynamics code coupled with a finite elements was used, to study the mechanical behavior of free-standing palladium thin films with columnar grains. The initial dislocation density considered in the simulations is close to the one measured experimentally. DD simulations of a polycrystal with 12 equally sized hexagonal grains properly reproduce the strain hardening behavior. The increase in strength observed with decreasing film thickness was captured using a heterogenous grain size distribution of the polycrystal. The key element is that the probability of smaller grains with no inital dislocations is increasingwith decreasing thickness of the film. Difference in the back-stress contributions arising from the grain size distribution in the film was also quantified. Finally, by adapting Read’s model, the influence of a static, electrically-charged dislocation on electrical properties in semiconductors was studied.

In recent years, Silicon Photonics has emerged as a promising technology for cost-effective fabrication of photonic components and integrated circuits, the application of which is recently expanding in technological fields beyond tele- and data-communications, such as sensing and biophotonics. Compact, energy-efficient laser sources with precise wavelength control are crucial for the aforementioned applications. However, practical, efficient, electrically-pumped lasers on Silicon or other group IV elements are still absent, owing to the indirect bandgap of those materials. Consequently, the integration of III-V compounds on Silicon currently appears to be the most viable route to the realization of such lasers. In this thesis, I present and explore the potential of an External Cavity (EC) hybrid III-V/Silicon laser design, comprising a III-V-based Reflective Semiconductor Optical Amplifier (RSOA) and a Silicon reflector chip, based on a two-dimensional Photonic Crystal (PhC) cavity vertically coupled to a low-refractive-index dielectric waveguide. The vertically coupled system functions as a wavelength-selective reflector, determining the lasing wavelength. Based on this architecture mW-level continuous-wave (CW) lasing at room temperature was shown both in a fiber-based long cavity scheme and die-based short cavity scheme, with SMSR of > 25 dB and > 40 dB, respectively. Furthermore, by electrically modulating the refractive index of the PhC cavity in the reflector chip, tuning of the emitted wavelength was achieved in the die-based short cavity EC laser configuration. In this way, I demonstrated the suitability of the examined EC configuration for direct frequency modulation. The proposed scheme eliminates the need for wavelength matching between the laser source and a resonant modulator, and reveals the potential of employing low-power-consumption resonant modulation in practical Silicon Photonics applications.

Orientador: Carlos José Leopoldo Constantino / Banca: José Alberto Giacometti / Banca: Henrique de Santana / Banca: Eduardo René Perez Gonzalez / Banca: Marcelo Mulato / Banca: Rogério Pinto Mota / O Programa de Pós-Graduação em Ciência e Tecnologia de Materiais, PosMat, tem caráter institucional e integra as atividades de pesquisa em materiais de diversos campi da Unesp / Resumo: Neste trabalho foram preparados filmes finos de ftalocianinas de zinco (ZnPc) e de níquel (NiPc) através da técnica de evaporação térmica à vácuo (PVD - physical vapor deposition) em diversas espessuras e em escala nanométrica com o objetivo de determinar a arquitetura molecular destes filmes bem como suas propriedades ópticas e elétricas. Em última análise buscam-se gerar subsídios para as possíveis aplicações, especialmente dispositivos eletrônicos a base de semicondutores orgânicos e sensores de gás. A ZnPc e a NiPc em pó foram caracterizadas utilizando-se as técnicas de termogravimetria (TG), calorimetria exploratória diferencial (DSC) e os filmes PVD por espectroscopias de absorção no ultravioleta-visível (UV-vis), no infravermelho com transformada de Fourier (FTIR), espalhamento Raman, difração de raios-X, microscopias óptica e de força atômica (AFM) e caracterização elétrica cc (tensão x corrente). Os resultados mostraram que é possível a fabricação de filmes PVD de ZnPc e NiPc, uma vez que estas moléculas não são termicamente degradadas durante o processo de evaporação térmica a vácuo, e que o crescimento dos filmes pode ser controlado em escala nanométrica para ambos os materiais. Em termos estruturais, os filmes PVD de ZnPc e NiPc são cristalinos (forma α) e possuem as moléculas arranjado-se na forma de agregados e monômetros e ordenadas com o anel macrociclo inclinado em relação à superfície do substrato. Tais agregados podem ser vistos em escala nanométrica, porém, em escala micrométrica os filmes apresentam-se morfologicamente homogêneos. Em relação às propriedades ópticas e elétricas, observou-se que ambos os filmes PVD absorvem na região do visível com a ZnPc apresentando fotoluminescência quando irradiado com laser 785 nm. A condutividade elétrica é de 1,2x'10 POT. -10' S/m para a ZnPc e de 72x'10 POT... (Resumo completo, clicar acesso eletrônico abaixo) / Abstract: In this work thin films of phthalocyanines of zinc (ZnPc) and nickel (NiPc) were fabricated through the vacuum thermal evaporation technique (PVD - physical vapor deposition) for different thicknesses at nanometric scale with the objective of determining the molecular architecture of these films as well as their optical and electrical properties. The final idea is to generate subsidies for applications of these films in electronic devices based on organic semiconductors and gas sensors. The PVD films were characterized using thermogravimetry (TG), differential scanning calorimetry (DSC), ultraviolet-visible (UV-vis) and Fourier transform infrared (FTIR) absorption spectroscopies, Raman scattering, X-ray diffraction, optical and atomic force (AFM) microscopies, and electrical characterization (tension x current dc). The results showed that the fabrication of ZnPc and NiPc films is possible since these molecules are not thermally degraded during the process of vacuum thermal evaporation and that the growth of the films can be controlled at nanometric scale for both materials. Structurally, the PVD films of ZnPc and NiPc possess the molecules organized with the macrocycle ring tilted in relation to the substrate surface. They are crystalline (α form) and possess molecular aggregates in the form of dimmers or higher order of aggregates and monomers. Such aggregates can be seen at nanometric scale, however, at micrometric scale the films are morphologically homogeneous. In relation to the optical and electrical properties, it was observed that boh PVD films absorb in the visible region with the ZnPc presenting photoluminescence when irradiated with the 785 nm laser line. The electric conductivity at 1,2x'10 POT. -10' S/m for ZnPc and 72x'10 POT. -10' S/m for NiPc. They also presented photoconductivity with the ZnPc more photoconductor than NiPc. Finally, after thermal treatment... (Complete abstract click electronic access below) / Doutor