Entladungsbasierte Elektronenquellen mit Kaltkathode waren gegen Ende des 19. Jahr hunderts weithin genutzte Forschungswerkzeuge und ermöglichten die Entdeckung des Elektrons und der Röntgenstrahlung. In jüngster Zeit erfahren sie erneutes Interesse in Wissenschaft und Industrie, motiviert durch ihre Fähigkeit, Elektronenstrahlen hoher Leistung für Produktionsprozesse (wie das Schweißen, die Materialverdampfung in der Vakuum beschichtung oder die Vakuum-Schmelzveredlung in der Metallurgie) basierend auf einem robusten Design sowie einfachen Versorgungs- und Steuerungssystemen zu erzeugen. Entladungsbasierte Elektronenquellen könnten also eine wirtschaftlich attraktive Alternative zu den gegenwärtig noch etablierten Elektronenstrahlkanonen mit Glühkathoden bieten. Trotz der langen Geschichte und vieler empirischer Ansätze, Gasentladungen zur Elektronenstrahlerzeugung für diverse Anwendungen zu nutzen, sind die bestimmenden Mechanismen bei dieser Art von Elektronenquellen immer noch unzulänglich verstanden. Es war deshalb das Ziel der für die vorliegende Dissertation durchgeführten experimentellen und theoretischen Arbeiten, nicht nur die technologischen Potentiale und Limitierungen entladungsbasierter Elektronenstrahlquellen zu untersuchen, sondern auch die Kenntnis grundlegender physikalischer Effekte zu verbessern. Analysiert wurden zunächst verschiedene, im Fraunhofer FEP vorhandene Kaltkathoden-Strahlquellen, die - ungeachtet der Tatsache, dass sie für unterschiedliche Anwendungen konstruiert wurden - sämtlich auf demselben Funktionsprinzip beruhen: Innerhalb des Gerätes wird eine Hochspannungs-Glimmentladung (HSGE) unterhalten. Ionen erfahren im Kathodenfall einen Energiezuwachs, treffen auf die Kathode und setzen dort Sekundärelektronen frei. Diese Elektronen werden in Richtung des Plasmas be schleu nigt und verlassen schließlich die Strahlquelle, um am Prozessort die beabsichtigte Wirkung zu erzielen. Zur Optimierung der Stabilität der die Ionen produzierenden Entladung, der Effizienz der Strahlerzeugung sowie der Strahlleistungsdichte und Kathodenlebensdauer wurden verschiedene Kombinationen von Kathodenmaterialien und Plasma-Arbeitsgasen experimentell untersucht. Die Abhängigkeit der Ausdehnung des Kathodenfalls von Strom und Spannung der Entladung wurde gemessen und konnte durch ein analytisches Modell erklärt werden. Emittanz und Richtstrahlwert sind wichtige Kenngrößen zur Charakterisierung der Qualität von Elektronenstrahlen. Beide wurden in dieser Arbeit für den Elektronenstrahl einer HSGE-basierten Kaltkathoden-Schweißstrahlquelle bestimmt, wobei zwei Ansätze verfolgt wurden: Zum einen konnte die Emittanz aus der Randstrahlgleichung gewonnen werden, die den experimentell beobachteten Verlauf des Strahldurchmessers entlang der Ausbreitungsachse analytisch beschreibt. Zum anderen wurde die Emittanz anhand des aus der numerischen Simulation berechneten Phasenraumprofils ermittelt. Eine Kernaufgabe dieser Arbeit war es, Software-Werkzeuge zur Simulation der Strahl erzeugung in verschiedenen geometrischen Konfigurationen zu entwickeln und zu validieren, mit denen künftig die Konstruktion und Optimierung neuer entladungsbasierter Strahlerzeuger unterstützt werden sollte. Da kommerziell verfügbare Programme zur Simulation der Erzeugung und Führung von Elektronenstrahlen grundlegende Effekte plasma basierter Quellen, wie z. B. die Raumladung der Ionen oder die ioneninduzierte Sekundär elektronen-Freisetzung, nicht berücksichtigen, wurde für diese Arbeit eine neue Herangehensweise favorisiert: „Particle-in-Cell“ (PIC)-Algorithmen werden in der Plasma forschung üblicherweise zur Modellierung von Entladungen sowie zum Studium nichtlinearer Probleme, wie z. B. Instabilitäten, verwendet. Deshalb wurde nun eine PIC-Simulations umgebung zur Modellierung der HSGE und der damit verbundenen Strahlerzeugung entwickelt. Die Simulation reproduziert experimentelle Ergebnisse, wie etwa die Charakteristik der Entladung, die Emittanz des Strahls oder die Ausdehnung des Kathodendunkelraums, in befriedigender Weise. Schließlich wurde im Rahmen dieser Arbeit eine entladungsbasierte Elektronenstrahlquelle neuen Typs entwickelt und charakterisiert, die die Einfachheit der bekannten Kaltkathoden-Strahler und vorteilhafte Leistungsparameter, z. B. eine hohe Strahlleistungsdichte und niedrige Arc-Rate, wie sie bisher nur mit traditionellen Glühkathodenstrahlern erreichbar waren, in sich vereinigt. Die Kathode bestand aus LaB6 - einem Material, das sowohl eine hohe Sekundärelektronen-Ausbeute als auch eine niedrige Austrittsarbeit aufweist - und wurde gegen die Halterung thermisch isolierend montiert. Dadurch kann sie von Ionen aus einer HSGE auf hohe Betriebstemperaturen geheizt werden und in erheblichem Maße thermisch freigesetzte Elektronen emittieren. Neben technisch nützlichen Gebrauchs eigenschaften weist diese so genannte „Hybrid-Kathode“ auch ein physikalisch interessantes Verhalten auf. Einige neuartige Effekte, die von Entladungen mit kalten Kathoden nicht bekannt waren, konnten beobachtet und erklärt werden, wie z.B. die auffällige „N-förmige“ Druck-Strom-Charakteristik, die bei plötzlicher Abschaltung der Entladung nur langsam und ungleichmäßig abklingende Elektronenemission, die Limitierung des erreichbaren Strahl stromes und eine Fülle von Kathodenverschleiß-Mechanismen. Physikalische Modelle zur Beschreibung verschiedener Aspekte der Hybridkathoden-Entladung wurden erarbeitet und mit den experimentellen Befunden verglichen.:1 Einleitung 1.1 Hintergrund und Motivation 1.2 Aufgabenstellung und Gliederung 2 Grundlagen 2.1 Erzeugung freier Elektronen 2.1.1 Elektronenfreisetzung durch Glüheffekt und Feldemission 2.1.2 Elektronenfreisetzung durch Teilchenbeschuss 2.2 Hochspannungsglimmentladungen 2.3 Kathodenverschleiß 2.4 Hochspannungsüberschläge 2.5 Aspekte der Strahlphysik 2.5.1 Strahlgüte 2.5.2 Strahlinstabilitäten 3 Experimentelle Basis 3.1 Elektronenstrahlquellen 3.1.1 CCGD-5/30 3.1.2 CCDG-EXP 3.1.3 CCGD-60/30 3.1.4 CCGD-400/40 3.1.5 EasyBeam-60/40 3.2 Messmethoden 3.2.1 Messung von Strom und Spannung 3.2.2 Druck- und Gasflussmessung 3.2.3 Messung des Kathodendunkelraums 3.3 Strahlstromregelung 4 Experimente mit Kaltkathoden-Elektronenstrahlquellen 4.1 Vermessung und Modellierung der Ausdehnung des Kathodendunkelraums 4.2 Untersuchungen zur Effizienz der Strahlerzeugung 4.3 Untersuchungen zum Kathodenverschleiß 5 Untersuchung und Charakterisierung der Strahlqualität 5.1 Überblick über etablierte Messmethoden 5.2 Eigene Messmethode 5.2.1 Aufbau und Messprinzip 5.2.2 Datenauswertung 5.2.3 Bestimmung der Emittanz 5.2.4 Diskussion 6 Numerische Simulation von Kaltkathoden-Elektronenstrahlquellen 6.1 Grundlagen zur Simulation von Plasmen und Elektronenstrahlen 6.2 Literaturübersicht zur Simulation von Hochspannungsglimmentladungen 6.3 Plasmasimulation mit Particle-in-Cell-Programmen 6.3.1 Skalierungsregeln und Stabilitätskriterien 6.3.2 Eingesetztes Simulationsprogramm und implementierte Modelle 6.4 Vergleich von Simluationsergebnissen und Experimenten 6.5 Fazit 7 Strahlerzeugung mit einer entladungsgeheizten thermionischen Kathode 7.1 Motivation 7.2 Funktionsweise und Wahl der Materialien 7.3 Experimentelle Ergebnisse 7.4 Erarbeitung und Diskussion von Modellvorstellungen 8 Zusammenfassung und Ausblick A Häufig verwendete Abkürzungen und Symbole A.1 Abkürzungen und Indizes A.2 Symbole A.3 Konstanten Tabellenverzeichnis Abbildungsverzeichnis Literaturverzeichnis / Discharge-based, cold-cathode electron sources were routinely used as research tools at the end of the 19th century and facilitated then the discovery of the electron and of the x-rays. In recent time, they experience a renewed interest in science and industry due to their capability of generating high power electron beams for production processes (like welding, evaporation of materials for vapor deposition, and vacuum melt refining in metallurgy) relying on rugged mechanic designs as well as simple supply and control systems. Hence, discharge-based electron sources could provide an economically attractive alternative to the currently established electron beam guns with thermionic cathodes. Despite the long history and many empirical trials to utilize electron beam generation by gas discharges in several applications, the mechanisms governing this kind of electron sources are far from being well understood. Therefore, it was the purpose of the theoretical and experimental work performed for this thesis not only to investigate in the technological potentials and limitations of discharge-based electron beam guns but also to improve the knowledge of physical basic effects. At first, several cold-cathode beam sources existing at Fraunhofer FEP were analyzed. Regardless that they were designed for different applications, all were based on the same function principle: A high-voltage glow-discharge (HVGD) is sustained inside the device. Ions gain energy in the cathode fall, hit the cathode and release secondary electrons. These electrons will be accelerated towards the plasma then and can finally leave the beam source to perform the desired action at the process site. In order to optimize stability of the ions generating discharge, efficiency of the beam generation, beam power density and longevity of the cathode, different combinations of cathode materials and plasma forming gases have been investigated experimentally. The dependence of the cathode dark space width on current and discharge voltage was measured and could be explained by an analytic model. Emittance and brightness are important measures which quantify the quality of electron beams. In this work, both were determined for the beam originating from a HVGD based cold-cathode electron gun designed for welding following two approaches: First the emittance could be extracted from the envelope equation which analytically describes the evolution of the experimentally observed beam diameter along the propagation axis. Second the emittance was calculated from numerically simulated traces in the phase space. It was a core purpose of this work to develop and validate software tools capable of simulating the beam formation in various geometric configurations. This task was aimed at supporting the design and optimization of new discharge-based beam sources. Since commercially available software for modeling electron beam generation and transport do not consider the key mechanisms of plasma-based sources like the ion space charge or the ion-dependent production of free electrons, a new attempt was favored for this work: Particle-in-Cell (PIC) are being used in plasma research for studying nonlinear problems like instabilities. Therefore, a PIC simulation environment was utilized to numerically model the HVGD and the related beam generation. The simulation satisfactorily reproduces experimental findings, like the characteristics of the discharge, the emittance of the beam or the cathode dark space dimension. Finally, a discharge-based electron-beam sources of a new type was developed and characterized in the frame of this work. It merges the simplicity of known cold cathode devices with beneficial performance parameters, like high beam power density and low arcing rate, which have been reached so far with traditional thermionic electron sources only. The cathode of the new beam source consists of LaB6 - a material with a high secondary electron yield and a low thermionic work function - and was mounted thermally insulated against the holder. Then, an elevated operation temperature resulting in considerable thermionic emission was maintained by ions extracted from a HVGD. Besides to technically advantageous features, this so called “hybrid“ cathode mode of beam generation shows a physically interesting behaviour. Several new effects - not known from traditional cold-cathode discharges - could be observed, like a peculiar “N-shaped“ appearance of the pressure-current characteristic, the slowly and irregularly decreasing electron emission after a sudden discharge cutoff, a limitation of achievable beam current, and a multitude of possible cathode wear mechanisms. Physical models describing various features of the hybrid cathode discharge were elaborated and compared with the experimental findings.:1 Einleitung 1.1 Hintergrund und Motivation 1.2 Aufgabenstellung und Gliederung 2 Grundlagen 2.1 Erzeugung freier Elektronen 2.1.1 Elektronenfreisetzung durch Glüheffekt und Feldemission 2.1.2 Elektronenfreisetzung durch Teilchenbeschuss 2.2 Hochspannungsglimmentladungen 2.3 Kathodenverschleiß 2.4 Hochspannungsüberschläge 2.5 Aspekte der Strahlphysik 2.5.1 Strahlgüte 2.5.2 Strahlinstabilitäten 3 Experimentelle Basis 3.1 Elektronenstrahlquellen 3.1.1 CCGD-5/30 3.1.2 CCDG-EXP 3.1.3 CCGD-60/30 3.1.4 CCGD-400/40 3.1.5 EasyBeam-60/40 3.2 Messmethoden 3.2.1 Messung von Strom und Spannung 3.2.2 Druck- und Gasflussmessung 3.2.3 Messung des Kathodendunkelraums 3.3 Strahlstromregelung 4 Experimente mit Kaltkathoden-Elektronenstrahlquellen 4.1 Vermessung und Modellierung der Ausdehnung des Kathodendunkelraums 4.2 Untersuchungen zur Effizienz der Strahlerzeugung 4.3 Untersuchungen zum Kathodenverschleiß 5 Untersuchung und Charakterisierung der Strahlqualität 5.1 Überblick über etablierte Messmethoden 5.2 Eigene Messmethode 5.2.1 Aufbau und Messprinzip 5.2.2 Datenauswertung 5.2.3 Bestimmung der Emittanz 5.2.4 Diskussion 6 Numerische Simulation von Kaltkathoden-Elektronenstrahlquellen 6.1 Grundlagen zur Simulation von Plasmen und Elektronenstrahlen 6.2 Literaturübersicht zur Simulation von Hochspannungsglimmentladungen 6.3 Plasmasimulation mit Particle-in-Cell-Programmen 6.3.1 Skalierungsregeln und Stabilitätskriterien 6.3.2 Eingesetztes Simulationsprogramm und implementierte Modelle 6.4 Vergleich von Simluationsergebnissen und Experimenten 6.5 Fazit 7 Strahlerzeugung mit einer entladungsgeheizten thermionischen Kathode 7.1 Motivation 7.2 Funktionsweise und Wahl der Materialien 7.3 Experimentelle Ergebnisse 7.4 Erarbeitung und Diskussion von Modellvorstellungen 8 Zusammenfassung und Ausblick A Häufig verwendete Abkürzungen und Symbole A.1 Abkürzungen und Indizes A.2 Symbole A.3 Konstanten Tabellenverzeichnis Abbildungsverzeichnis Literaturverzeichnis

The widespread adoption of photonic circuits requires the economics of volume manufacturing offered by integration technology. A Complementary Metal-Oxide Semiconductor compatible silicon material platform is particularly attractive because it leverages the huge investment that has been made in silicon electronics and its high index contrast enables tight confinement of light which decreases component footprint and energy consumption. Nevertheless, there remain challenges to the development of photonic integrated circuits. Although the density of integration is advancing steady and the integration of the principal components – waveguides, optical sources and amplifiers, modulators, and photodetectors – have all been demonstrated, the integration density is low and the device library far from complete. The integration density is low primarily because of the difficulty of confining light in structures small compared to the wavelength which measured in micrometers. The device library is incomplete because of the immaturity of hybridisation on silicon of other materials required by active devices such as III-V semiconductor alloys and ferroelectric oxides and the difficulty of controlling the coupling of light between disparate material platforms. Metamaterials are nanocomposite materials which have optical properties not readily found in Nature that are defined as much by their geometry as their constituent materials. This offers the prospect of the engineering of materials to achieve integrated components with enhanced functionality. Metamaterials are a class of photonic crystals includes subwavelength grating waveguides, which have already provided breakthroughs in component performance yet require a simpler fabrication process compatible with current minimum feature size limitations. The research reported in this PhD thesis advances our understanding of the structure-property relations of key planar light circuit components and the metamaterial engineering of these properties. The analysis and simulation of components featuring structures that are only just subwavelength is complicated and consumes large computer resources especially when a three dimensional analysis of components structured over a scale larger than the wavelength is desired. This obstructs the iterative design-simulate cycle. An abstraction is required that summarises the properties of the metamaterial pertinent to the larger scale while neglecting the microscopic detail. That abstraction is known as homogenisation. It is possible to extend homogenisation from the long-wavelength limit up to the Bragg resonance (band edge). It is found that a metamaterial waveguide is accurately modeled as a continuous medium waveguide provided proper account is taken of the emergent properties of the homogenised metamaterial. A homogenised subwavelength grating waveguide structure behaves as a strongly anisotropic and spatially dispersive material with a c-axis normal to the layers of a one dimensional multi-layer structure (Kronig-Penney) or along the axis of uniformity for a two dimensional photonic crystal in three dimensional structure. Issues with boundary effects in the near Bragg resonance subwavelength are avoided either by ensuring the averaging is over an extensive path parallel to boundary or the sharp boundary is removed by graded structures. A procedure is described that enables the local homogenised index of a graded structure to be determined. These finding are confirmed by simulations and experiments on test circuits composed of Mach-Zehnder interferometers and individual components composed of regular nanostructured waveguide segments with different lengths and widths; and graded adiabatic waveguide tapers. The test chip included Lüneburg micro-lenses, which have application to Fourier optics on a chip. The measured loss of each lens is 0.72 dB. Photonic integrated circuits featuring a network of waveguides, modulators and couplers are important to applications in RF photonics, optical communications and quantum optics. Modal phase error is one of the significant limitations to the scaling of multimode interference coupler port dimension. Multimode interference couplers rely on the Talbot effect and offer the best in-class performance. Anisotropy helps reduce the Talbot length but temporal and spatial dispersion is necessary to control the modal phase error and wavelength dependence of the Talbot length. The Talbot effect in a Kronig-Penny metamaterial is analysed. It is shown that the metamaterial may be engineered to provide a close approximation to the parabolic dispersion relation required by the Talbot effect for perfect imaging. These findings are then applied to the multimode region and access waveguide tapers of a multi-slotted waveguide multimode interference coupler with slots either in the transverse direction or longitudinal direction. A novel polarisation beam splitter exploiting the anisotropy provided by a longitudinally slotted structure is demonstrated by simulation. The thesis describes the design, verification by simulation and layout of a photonic integrated circuit containing metamaterial waveguide test structures. The test and measurement of the fabricated chip and the analysis of the data is described in detail. The experimental results show good agreement with the theory, with the expected errors due to fabrication process limitations. From the Scanning Electron Microscope images and the measurements, it is clear that at the boundary of the minimum feature size limit, the error increases but still the devices can function.

High-power microwave, HPM, systems can be used as non-lethal weapons with the ability to destroy or disturb electronics, by damaging internal circuits and inducing high currents. Today microwave sources are being developed with peak powers exceeding 1 GW, one of these devices is the vircator, a narrowband source which is unique to the HPM community. In order to understand and develop microwave sources like the vircator it is necessary to have computer models, as simulations gives an invaluable understanding of the mechanisms involved during operation, saving time and development costs.                                                                  This thesis presents the results from a theoretical analysis and a simulation study using a well known electromagnetic particle-in-cell code, Computer Simulation Technology Particle Studio. The results are then compared to measured data from a HPM system, the Bofors HPM Blackout. The results show that CST PS can be used to design and study the coaxial vircator with good results.

Cette thèse développe un système d'analyse en ligne compact, précis, rapide et autonome par spectrométrie de fluorescence X raies L, pour quantifier les transuraniens (uranium, plutonium et américium) présents dans les solutions et effluents des procédés du plutonium. Au cours de cette étude, la configuration, les paramètres de ce système et une méthode de quantification non destructive ont été définis puis la capacité du spectromètre à dissocier ces éléments dans de fortes concentrations relatives a été vérifiée. Des solutions contenant des éléments non radioactifs ont d'abord été étudiées afin de s'affranchir des effets dus à la désintégration des transuraniens et d'optimiser efficacement le spectromètre. Par simulations Monte-Carlo avec le code PENELOPE, une méthode de quantification a été mise au point et diverses configurations pour optimiser l'intensité d'excitation de l'échantillon et mesurer une raie de diffusion Compton de la source X ont été testées numériquement. Ces configurations ont été expérimentées avec un spectromètre prototype sur des solutions non radioactives pour valider et compléter la configuration la plus intéressante. Des solutions contenant des éléments en fortes concentrations relatives ont été analysées afin de déterminer une méthode de déconvolution des spectres avec le logiciel COLEGRAM et démontrer la faculté de cette méthode à quantifier de telles solutions. Quelques solutions d'uranium et de plutonium ont été analysées pour s'approcher au plus près des futures conditions expérimentales, caractériser et diminuer les effets dus à la désintégration des radioéléments. / This thesis deals with the development of a new compact, accurate, fast, without cooling liquid, fluorescence L X-ray spectrometer, with the aim to determinate online transuranic elements (uranium, plutonium and americium) in nuclear materials reprocessing. The objective was to define the configuration and the characteristics of this spectrometer and the method to quantify transuranic elements between 0.1 g/L and 20 g/L. To minimize as law as possible the manipulation of these elements, we have used an original approach, namely Monte-Carlo simulations and none radioactive surrogate elements. The study of these solutions allowed to eliminate the specific effects of transuranic elements decay (internal conversion) and to optimize the spectrometer. Monte-Carlo simulations with the PENELOPE code were used for two reasons. Firstly, we have developed an analytical method to correct the matrix effects. Then, we have selected three systems to produce a quasi-monochromatic X-rays beam from the X-ray generator, to optimize the intensity of the L X-ray fluorescence spectra, and to measure the Compton scatter peak. These systems were then tested with an adjustable spectrometer in order to select and optimize the best configuration. We have shown that, after peaks and left tails separation from spectra with COLEGRAM software, the spectrometer can be used to analyze solutions with various concentrations of thallium and bismuth. Several solutions of uranium or plutonium were analyzed to determine the effects of interferences from gamma rays and internal conversion with the fluorescence L X-rays. These effects have been corrected by subtracting a passive spectrum to an active one.

<p>In many forensic cases, such as mass disasters reconstruction cases, the recovered DNA is highly degraded. In such incidences, typing of STR loci has become one of the most powerful tools for retrieving information from the degraded DNA. However, as DNA degradation proceeds, three phenomena occur consecutively: loci imbalance, allele dropout and no amplification. To solve the problem of degraded DNA, redesigned primer sets have been developed in which the primers were positioned as close as possible to the STR repeat region. These reduced primer sets were called Miniplexes. Unfortunately, a few of the CODIS STR loci cannot be made into smaller amplicons. For this reason non-CODIS miniSTRs have been developed. The present study was undertaken for the population genetic analysis of microsatellite variation in four South African populations / Afrikaner, Xhosa, Mixed Ancestry and Asian Indian using eight non-CODIS miniSTR loci. These miniSTRs loci were characterized within the populations by estimating the levels of diversity of the markers, estimating the population genetic parameters, and studying the inter-population relationships. All of the miniSTRs were amplified successfully and the genetic variability parameters across all loci in Afrikaner, Mixed Ancestry, Asian Indian and Xhosa were estimated to be in the range of 3 (D4S2364) to 12 (D9S2157) alleles, the total number of alleles over all loci ranged from 100 to 204, the allelic richness ranged from 3.612 to 10.307 and the heterozygosity ranged from 0.4360 to 0.8073. Genetic distance was least between Afrikaner and Asian Indian and highest between Xhosa and Mixed Ancestry. Deviations from Hardy-Weinberg equilibrium were not observed for most of the loci. The low mean FIS (-0.027) and FIT (-0.010) and FST (0.017) values across the populations indicated low level of inbreeding within (FIS) and among (FST) the populations. The Asian Indian population showed higher levels of the inbreeding coefficient, indicating less gene exchange between it and other populations. These 8 markers can be used for genetic investigations and assessing population structure. The study contributed to the knowledge and genetic characterization of four South African populations. In addition, these MiniSTRs prove to be useful in cases where more genetic information is needed.</p>

<p>In many forensic cases, such as mass disasters reconstruction cases, the recovered DNA is highly degraded. In such incidences, typing of STR loci has become one of the most powerful tools for retrieving information from the degraded DNA. However, as DNA degradation proceeds, three phenomena occur consecutively: loci imbalance, allele dropout and no amplification. To solve the problem of degraded DNA, redesigned primer sets have been developed in which the primers were positioned as close as possible to the STR repeat region. These reduced primer sets were called Miniplexes. Unfortunately, a few of the CODIS STR loci cannot be made into smaller amplicons. For this reason non-CODIS miniSTRs have been developed. The present study was undertaken for the population genetic analysis of microsatellite variation in four South African populations / Afrikaner, Xhosa, Mixed Ancestry and Asian Indian using eight non-CODIS miniSTR loci. These miniSTRs loci were characterized within the populations by estimating the levels of diversity of the markers, estimating the population genetic parameters, and studying the inter-population relationships. All of the miniSTRs were amplified successfully and the genetic variability parameters across all loci in Afrikaner, Mixed Ancestry, Asian Indian and Xhosa were estimated to be in the range of 3 (D4S2364) to 12 (D9S2157) alleles, the total number of alleles over all loci ranged from 100 to 204, the allelic richness ranged from 3.612 to 10.307 and the heterozygosity ranged from 0.4360 to 0.8073. Genetic distance was least between Afrikaner and Asian Indian and highest between Xhosa and Mixed Ancestry. Deviations from Hardy-Weinberg equilibrium were not observed for most of the loci. The low mean FIS (-0.027) and FIT (-0.010) and FST (0.017) values across the populations indicated low level of inbreeding within (FIS) and among (FST) the populations. The Asian Indian population showed higher levels of the inbreeding coefficient, indicating less gene exchange between it and other populations. These 8 markers can be used for genetic investigations and assessing population structure. The study contributed to the knowledge and genetic characterization of four South African populations. In addition, these MiniSTRs prove to be useful in cases where more genetic information is needed.</p>

Le mécanisme menant à des déformations structurales suivant le bombardement d'échantillons de a-Si d'un faisceau d'ions lourds et rapides est sujet de controverses. Nous nous sommes penchés sur l'hypothèse de la formation d'une zone liquide causée par la déposition d'énergie des ions incidents dans le contexte de la théorie du pic thermique. Des échantillons de silicium amorphe furent préparés dans le but d'observer les indices d'une transition de phase l-Si/a-Si suivant la déposition locale d'énergie sur le parcours d'un ion lourd énergétique dans le a-Si. Les échantillons furent implantés d'impuretés de Cu ou d'Ag avant d'être exposés à un faisceau d'ions Ag12+ de 70 MeV. L'utilisation de l'analyse GISAXS est projetée afin d'observer une concentration locale d'impuretés suivant leur ségrégation sur la trace de l'ion. Des masques d'implantation nanométriques d'oxide d'aluminium ont été fabriqués afin d'augmenter la sensibilité de l'analyse GISAXS et une méthode d'alignement de ces masques selon la direction du faisceau fut développée. Le bombardement d'échantillons au travers de ces masques a donné lieu à un réseau de sites d'impacts isolés presque équidistants. / The machanisms underlying structural deformations following swift heavy ion beam a-Si irradiation are subject of debate. We investigated the hypothesis of the presence of a liquid phase in the wake of the energetic ions in the thermal spike framework. a-Si samples were prepared in order to track a transient liquid phase by implanting Cu or Ag on the a-Si surface and exposing the sample to a 70 MeV Ag12+ beam. Cu and Ag are both very sensitive to segregation in Si and are therefore thought to be capable of keeping track of a molten transient state by concentrating on the ion track. Samples are to be investigated with GISAXS. Nanoscale implantation masks were developed from nanoporous alumina membranes in order to impose a pattern on the ion impact sites and thus improve GISAXS sensitivitity. An alignment method is also developed for the positioning of pores parallel to the ion beam direction. A nearly equidistant impact sites pattern was achieved by irradiating fused silica through these implantation masks.

Les mesures fines des faibles radioactivités par la spectrométrie gamma nécessitent l'optimisation de la géométrie de détection et la connaissance du schéma de niveaux des raies gamma. Ainsi, on peut augmenter le taux de comptage et par conséquent, réduire l'incertitude statistique des pics spectraux exploités pour le calcul de l'activité des radio-isotopes en rapprochant le plus possible l'échantillon du détecteur. Cependant, l'augmentation du volume de l'échantillon demande une correction de l'auto-absorption des émissions par l'échantillon même, et le rapprochement du détecteur est à l'origine du phénomène de pic-somme. L'utilisation de MCNPX a permis de mettre en évidence les effets séparés de la densité de l'échantillon et le nombre atomique effectif dans l'atténuation des photons d'énergie inférieure à 100 keV. Les facteurs de correction du pic-somme sont obtenus par MCNPX, GESPCOR et ETNA. Ainsi, une base des données pour 244 radionucléides a été établie pour des géométries SG50 et SG500 au contact d'un détecteur. Dans une application à la radioprotection, des échantillons de matériaux de construction ont été analysés par la spectrométrie gamma. L'Uranium-238, le Thorium-232 et le Potassium-40 ont été identifiés et corrigés des effets sus-cités. La dosimétrie de leurs rayonnements gamma a permis d'évaluer les indices de risque, la dose absorbée et la dose efficace annuelle reçues provenant de ces matériaux. Les simulations par MCNPX corroborent le modèle de calcul de la dose absorbée. Il a permis aussi d'étudier la distribution de la dose dans les habitations de différentes dimensions. Les résultats obtenus sont en accord avec les limites règlementaires.

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Ce travail de thèse porte sur l’élaboration de matériaux siliciques mésostructurés par des agents structurants originaux : les micelles complexes de polyions ou micelles PICs, qui présentent la particularité de s’assembler de façon réversible dans l’eau. Les micelles PICs sont des assemblages formés par interactions électrostatiques entre un copolymère à blocs double-hydrophiles (DHBC) neutre-ionisable et un agent de micellisation de charge opposée au DHBC. Le DHBC utilisé est un poly(oxyde d’éthylène)-b-poly(acide acrylique) POE-b-PAA synthétisé par polymérisation radicalaire contrôlée par transfert d’atome (ATRP) et les agents de micellisation sont commerciaux (oligochitosane OC, antibiotiques aminoglycosides). Tout d’abord, l’influence de divers paramètres (pH, température, concentration) sur les propriétés d’association des micelles PIC a été étudiée en solution aqueuse. Puis, l’influence de ces mêmes paramètres sur la structuration de la silice en présence de complexes de polyions POE-b-PAA/OC a été recherchée, et a permis de mieux appréhender les mécanismes de formation des matériaux hybrides. Il a ainsi été montré qu’en jouant sur les interactions entre les divers constituants, il était possible de contrôler la mésostructure des matériaux (hexagonale, lamellaire, vermiculaire) et leur morphologie (nanoparticules, microparticules). Enfin, la versatilité de l’utilisation de micelles PIC en tant qu’agents structurants de la silice a été mise en évidence avec des systèmes POE-b-PAA/aminoglycosides, qui ont permis d’obtenir directement des matériaux structurés ordonnés chargés en principes actifs. Par ailleurs, les possibilités offertes par l’utilisation des micelles PIC notamment en termes de fonctionnalité et de réversibilité de la micellisation, ont été exploitées et ont permis d’obtenir facilement des matériaux mésoporeux fonctionnalisés par les chaînes ionisables du DHBC, suite à l’extraction sélective de l’agent de micellisation. Il a été montré que de tels matériaux fonctionnels sont capables de complexer des espèces de charges opposées et notamment des principes actifs, qui peuvent par la suite être relargués de façon pH-dépendante. / Mesostructured hybrid materials were prepared by using original silica-structuring agents, which are polyion complex (PIC) micelles. A great advantage of PIC micelles is that they can be reversibly assembled in aqueous solution by varying physico-chemical parameters. PIC micelles are formed by electrostatic complexation between a neutral-anionic double-hydrophilic block copolymer (DHBC) and an oppositely charged agent of micellization; here a poly(ethylene oxide)-b-poly(acrylic acid) PEO-b-PAA (synthesized by controlled radical polymerization by atom transfer ATRP) and commercial polyamines (oligochitosan OC or aminoglycoside antibiotics) were respectively used. First, the influence of various parameters (pH, temperature, concentration) on PIC micelle association properties was investigated in aqueous solution. Then, the effect of these parameters on the silica mesostructuring process was studied, it provides a better understanding of the formation mechanisms. It was shown that varying interactions between constituents allows to control the mesostructure (hexagonal, lamellar, wormlike) and the material morphology (nanoparticle, microparticle). Finally, the versatility of the approach has been demonstrated with PEO-b-PAA/aminoglycoside systems. Drug-loaded ordered mesostructured materials were prepared following a one-pot route. Moreover, taking advantage of the high degree of functionality of DHBC polymers and of the reversibility of the micellization, polyacid-functionalized mesoporous materials were directly prepared by selectively extracting the micellization agent. PAA-functionalized silica materials were then used to complex diverse active entities such as drugs, whose delivery could be pH-controlled.