Submitted by Daniele Santos (danielesantos.htl@gmail.com) on 2016-04-18T19:30:23Z No. of bitstreams: 1 Jaynet_RESEARCH PAPER THESIS - FINAL VERSION JAYNET D KABILA Oct 2015-EDITED NOV 1.pdf: 3372745 bytes, checksum: 901303b3261ac5801e2bdfef15a9d438 (MD5) / Approved for entry into archive by Janete de Oliveira Feitosa (janete.feitosa@fgv.br) on 2016-06-02T14:24:16Z (GMT) No. of bitstreams: 1 Jaynet_RESEARCH PAPER THESIS - FINAL VERSION JAYNET D KABILA Oct 2015-EDITED NOV 1.pdf: 3372745 bytes, checksum: 901303b3261ac5801e2bdfef15a9d438 (MD5) / Approved for entry into archive by Marcia Bacha (marcia.bacha@fgv.br) on 2016-06-06T17:44:36Z (GMT) No. of bitstreams: 1 Jaynet_RESEARCH PAPER THESIS - FINAL VERSION JAYNET D KABILA Oct 2015-EDITED NOV 1.pdf: 3372745 bytes, checksum: 901303b3261ac5801e2bdfef15a9d438 (MD5) / Made available in DSpace on 2016-06-06T17:44:56Z (GMT). No. of bitstreams: 1 Jaynet_RESEARCH PAPER THESIS - FINAL VERSION JAYNET D KABILA Oct 2015-EDITED NOV 1.pdf: 3372745 bytes, checksum: 901303b3261ac5801e2bdfef15a9d438 (MD5) Previous issue date: 2015-10-26 / Purpose – This case study presents an impact assessment of Corporate Social Responsibility (CSR) programs of the TFM Company in order to understand how they contribute to the sustainable development of communities in areas in which they operate. Design/Methodology/Approach - Data for this study was collected using qualitative data methods that included semi-structured interviews and Focus Group Discussions most of them audio and video recorded. Documentary analysis and a field visit were also undertaken for the purpose of quality analysis of the CSR programs on the terrain. Data collected was analyzed using the Seven Questions to sustainability (7Qs) framework, an evaluation tool developed by the Mining, Minerals and Sustainable Development (MMSD) North America chapter. Content analysis method was on the other hand used to examine the interviews and FGDs of the study participants. Findings - Results shows that CSR programs of TFM SA do contribute to community development, as there have been notable changes in the communities’ living conditions. But whether they have contributed to sustainable development is not yet the case as programs that enhance the capacity of communities and other stakeholders to support these projects development beyond the implementation stage and the mines operation lifetime need to be considered and implemented. Originality/Value – In DRC, there is paucity of information of research studies that focus on impact assessment of CSR programs in general and specifically those of mining companies and their contribution to sustainable development of local communities. Many of the available studies cover issues of minerals and conflict or conflict minerals as mostly referred to. This study addressees this gap.

A República Democrática do Congo tem sofrido, no período pós-Guerra Fria, os momentos mais trágicos de sua história. O país foi palco da Primeira Guerra do Congo e da Segunda Guerra do Congo – esta também chamada de "Guerra Mundial Africana", por ser o conflito armado que mais matou desde a Segunda Guerra Mundial (3,8 milhões de pessoas). Contudo, mesmo após o fim formal das conflagrações em 2003, o país vive um "estado de violência", no qual mais de 1,6 milhão de pessoas morreram e outras centenas de milhares estão deslocadas internamente, refugiadas ou têm sido vítimas de violência sexual. Destarte, a pergunta que a pesquisa procura responder é “por que, mesmo após a paz formal, o estado de violência permanece na República Democrática do Congo (RDC)?” O argumento aqui sugerido é que a guerra continua na RDC, pois não houve a definição militar do conflito, primeiro passo no processo de construção do Estado. Há a permanência de grupos armados que atuam contra as populações civis e o governo central, e em locais onde o aparelho coercitivo do Estado é ineficiente ou mesmo inexistente. Esta realidade se relaciona com o processo histórico de construção do Estado do Congo, bem como com a forma de resolução da Guerra Mundial Africana mediante mecanismos de paz negociada, ou power-sharing. O primeiro capítulo do trabalho trata de problemas teórico-conceituais sobre a relação entre guerra e Estado na África Subsaariana e no Congo. Os capítulos subseqüentes tratam sobre a relação entre guerra e construção do Estado no Congo pós-independência, estudando três guerras principais ocorridas no país e as suas relações com o processo de construção do Estado. A pesquisa sugere que a adoção de uma Reforma do Setor de Segurança voltada à construção do exército nacional pode trazer os benefícios da definição militar do conflito para os mecanismos de paz negociada. Como contribuição adicional o exército nacional pode gerar meios não-militares de definir o conflito, incentivando a formação da burocracia e da economia nacionais. / The Democratic Republic of Congo has suffered, in the post-Cold War era, the most tragic moments in its history. The country was the place of the First Congo War and Second Congo War – this one also called "African World War" because it is the armed conflict that killed more since the Second World War (3.8 million people). However, even after the formal end of the conflagrations in 2003, the country is experiencing a "state violence", in which more than 1.6 million people died and hundreds of thousands are internally displaced, refugees or have been victims of sexual violence . Thus, the question that the research seeks to answer is "why, even after the formal peace, the state of violence remains in the Democratic Republic of Congo (DRC)?" The argument suggested here is that the war continues in the DRC, since there was the definition of military conflict, the first step in the process of nation building. There is the persistence of armed groups against civilians and the central government, and in places where the coercive apparatus of the state is inefficient or nonexistent. This reality relates to the historical process of state building of the Congo, as well as the resolution of the African World War through mechanisms of negotiated peace, or power-sharing. The first chapter of this dissertation deals with theoretical and conceptual issues about the relationship between war and state in sub-Saharan Africa and the Congo. Subsequent chapters deal with the relationship between war and state building in post-independence Congo, studying three major wars occurred in the country and its relations with the process of state-building. The research suggests that the adoption of a Security Sector Reform focused on building the national army can bring the benefits of military conflict resolution mechanisms for negotiated peace. As an additional contribution, the national army can generate non-military means of defining the conflict, encouraging the formation of the bureaucracy and the national economy.

A República Democrática do Congo tem sofrido, no período pós-Guerra Fria, os momentos mais trágicos de sua história. O país foi palco da Primeira Guerra do Congo e da Segunda Guerra do Congo – esta também chamada de "Guerra Mundial Africana", por ser o conflito armado que mais matou desde a Segunda Guerra Mundial (3,8 milhões de pessoas). Contudo, mesmo após o fim formal das conflagrações em 2003, o país vive um "estado de violência", no qual mais de 1,6 milhão de pessoas morreram e outras centenas de milhares estão deslocadas internamente, refugiadas ou têm sido vítimas de violência sexual. Destarte, a pergunta que a pesquisa procura responder é “por que, mesmo após a paz formal, o estado de violência permanece na República Democrática do Congo (RDC)?” O argumento aqui sugerido é que a guerra continua na RDC, pois não houve a definição militar do conflito, primeiro passo no processo de construção do Estado. Há a permanência de grupos armados que atuam contra as populações civis e o governo central, e em locais onde o aparelho coercitivo do Estado é ineficiente ou mesmo inexistente. Esta realidade se relaciona com o processo histórico de construção do Estado do Congo, bem como com a forma de resolução da Guerra Mundial Africana mediante mecanismos de paz negociada, ou power-sharing. O primeiro capítulo do trabalho trata de problemas teórico-conceituais sobre a relação entre guerra e Estado na África Subsaariana e no Congo. Os capítulos subseqüentes tratam sobre a relação entre guerra e construção do Estado no Congo pós-independência, estudando três guerras principais ocorridas no país e as suas relações com o processo de construção do Estado. A pesquisa sugere que a adoção de uma Reforma do Setor de Segurança voltada à construção do exército nacional pode trazer os benefícios da definição militar do conflito para os mecanismos de paz negociada. Como contribuição adicional o exército nacional pode gerar meios não-militares de definir o conflito, incentivando a formação da burocracia e da economia nacionais. / The Democratic Republic of Congo has suffered, in the post-Cold War era, the most tragic moments in its history. The country was the place of the First Congo War and Second Congo War – this one also called "African World War" because it is the armed conflict that killed more since the Second World War (3.8 million people). However, even after the formal end of the conflagrations in 2003, the country is experiencing a "state violence", in which more than 1.6 million people died and hundreds of thousands are internally displaced, refugees or have been victims of sexual violence . Thus, the question that the research seeks to answer is "why, even after the formal peace, the state of violence remains in the Democratic Republic of Congo (DRC)?" The argument suggested here is that the war continues in the DRC, since there was the definition of military conflict, the first step in the process of nation building. There is the persistence of armed groups against civilians and the central government, and in places where the coercive apparatus of the state is inefficient or nonexistent. This reality relates to the historical process of state building of the Congo, as well as the resolution of the African World War through mechanisms of negotiated peace, or power-sharing. The first chapter of this dissertation deals with theoretical and conceptual issues about the relationship between war and state in sub-Saharan Africa and the Congo. Subsequent chapters deal with the relationship between war and state building in post-independence Congo, studying three major wars occurred in the country and its relations with the process of state-building. The research suggests that the adoption of a Security Sector Reform focused on building the national army can bring the benefits of military conflict resolution mechanisms for negotiated peace. As an additional contribution, the national army can generate non-military means of defining the conflict, encouraging the formation of the bureaucracy and the national economy.

L’émergence des organisations paysannes en milieu périurbain et rural en République du Congo en particulier à Brazzaville et dans les Plateaux, s’inscrit dans une dualité de logiques : des logiques paysannes propres aux paysans eux-mêmes et, en même temps, des logiques institutionnelles sous l’impulsion des acteurs extérieurs, l’Etat, les ONG, les agences de coopération bilatérales et multilatérales. On voit donc apparaître de nouvelles dynamiques organisationnelles, ouvrant de nouveaux espaces à l’éruption d’acteurs sociaux qui, à travers des stratégies de positionnement et de promotion s’improvisent comme intermédiaires entre les flux financiers circulant dans ces milieux. Ces nouveaux acteurs se distinguent par leurs charisme, leurs compétences, leur connaissance endogène du milieu, leur appartenance sociale, et leur position dans l’arène locale. Elite, jeune, femme, religieuse, notable du village, etc., acquièrent ainsi une légitimité dans leur milieu, deviennent de véritables courtiers contrôlant les canaux de communication entre les donateurs et les paysans. Positionnement ou promotion, ces nouveaux acteurs jouent un rôle central dans l’arène des possibles. Quelles que soient leur origine, ces dynamiques n’enrayent pas les clivages qui ont existé et apparaissent actuellement sous des nouvelles formes, responsables de conflits entre les acteurs. Par ailleurs, l’aide au développement dont bénéficient les paysans et leurs groupements n’est assurément pas neutre. Elle véhicule l’idéologie des donateurs, et créée inévitablement des comportements d’adaptation des paysans aux exigences des structures d’appui et peut entraîner une perte au moins partielle de leur autonomie. / The emergence of peasant organizations in peri-urban and rural areas in Republic of Congo in particular with Brazzaville and in the Plateau, has a dual logical understanding; peasant farmers view and at the same time, institutional view influenced by external actors, the state, NGOs, bilateral and multilateral cooperation agencies. We see the emergence of new organizational dynamics, which lead to the creation of new spaces and the coming in of social actors who position themselves as intermediaries between financial flows circulating in these environments. These new players are distinguished by their charisma, their skills, their endogenous knowledge of the environment, social affiliation, and their position in the local arena. Elite, young, woman, religious, village elder, etc., they acquire legitimacy in their communities, become real brokers controlling the communication channels between donors and farmers. Whether self imposed or promoted, these new actors play a central role in the arena of possibilities. Whatever their origin, these dynamics do not wipe out the cleavages that have existed and still appear in new forms, the cause of conflicts between actors. In addition, development aid enjoyed by farmers and their associations is certainly not neutral. It conveys the ideology of donors, and influences the behavior of farmers to cope with the requirements of support structures and may result in different degrees of loss of their autonomy.

本篇論文透過國家脆弱程度與資源依賴之間的關係之研究以檢視資源詛咒。本論文寫作之目的在於探究即便國際社會逐漸增加對於透明性之訴求的情況下，撒哈拉以南非洲地區之非法自然資源貿易仍存在之緣由。文章主要討論三個問題：第一、國家脆弱程度是否對撒哈拉以南非洲地區國家之非法自然資源剝削造成影響？第二、在剛果的鈳鉭鐵礦貿易對於非法自然資源貿易透露出什麼訊息？第三、中國是如何對剛果開採的鈳鉭鐵礦之國際貿易造成影響？為找出上述問題之答案，本文運用了綜合的研究方法。以跨時間序列的回歸研究設計套用於49個撒哈拉以南非洲地區國家，用以解釋下述兩個變項之關係：IV代表脆弱國家指數、DV代表出口與服務占國內生產毛額之百分比。一項與波札那鑽石產業有關之剛果鈳鉭鐵礦貿易之個案研究，為非法貿易、來源、路線以及生存工具提供了更深入的觀察視野。最後，本文認為衰弱的中央政府，以及國際的漏洞使得自然資源的非法貿易成為可能。 / This thesis examines the resource curse through a study of the relationship between state fragility and resource dependency. The purpose of this thesis is to uncover why illegitimate trade of natural resources occur in Sub-Saharan Africa, despite greater international push for transparency. 3 main questions are posed; 1. Does state fragility impact illegitimate natural resource exploitation in SSA countries? 2. What information does the coltan trade in Congo reveal about illegitimate trade of natural resources? 3. How has the Chinese Gateway impacted the international trade of Congolese mined coltan? To answer these set of questions, a mixed methods research approach is employed. A cross times series regression research design with a data set of 49 SSA countries is used to identify and explain the relationship between two variables IV: Fragile State Index and DV: Exports and Services (% of GDP). A case study on the coltan trade in Congo in relation to Botswana’s Diamond Industry, provides a closer look at illegitimate trade, its sources, routes and means of survival. Ultimately this thesis argues that weakened central governments, along with international loopholes enables the illegitimate trade of natural resources.

Diplom thesis discusses a question of influence of mineral resources on politics and economics in chosen countries of Sub-Saharan Africa. The paradox of low economic development of many resource rich countries significantly engaged in international trade is often discussed by economic experts. I decided to focus on Sub-Saharan Africa because I consider this region to be unable to fully use its potential for economic development despite being very rich in natural resources.Target of this thesis is to find out which natural resources exist in chosen countires, how the countries manage them, how successfull their economic development is, which problems they currently handle and how their current situation is related to their historic, cultural and politic background. For the purpose of my thesis I have chosen Nigeria, Democratic Republic of Congo and Botswana.

Unrest has been going on in the eastern part of the Democratic Republic of Congo for several years. People live in refugee camps or temporary shelters, and children do not attend school for several years. Now it seems that the situation is calming down, so there could be an opportunity for change. The aim of the work is to design a school for Buleosa village in a cooperation with the local ranger Alain Hamisi Mitondo, with whom I have been communicated during the course. The school project is supported by Buleosa‘s management and locals. Everyone in the community should be involved in the construction, because above all they should benefit from the school. I know that it is not possible to build a European-type building here, but rather to combine knowledge of these two worlds with the use of local materials. The simplicity of such a project is fundamental, because it will involve more different people, even without the slightest experience.

The contribution of the Church to the reconstruction of a nation is the primary reason for the present study. The paradox image that the Democratic Republic of Congo presents deserves particular attention. With more than 80% of DRC population being Christians, this study strives to examine the current Christian religious discourse in the DRC and to see in what way this discourse can be ameliorated in order to play properly the role of facilitating a positive transformation of this country. Notwithstanding I have been alienated from the country for some years now, the study analyzes the current situation on the ground on the basis of the data available, and makes some recommendations in order for the situation in the DRC to be ameliorated. This study thus urges a reconstructive Christian religious discourse in the hope of changing the nation’s mentality in order to reconstruct this beautiful Country. / New Testament / M. Div. (New Testament)

Fewer rural Congolese women complete 4 antenatal care (ANC) visits than do urban women, despite high maternal and child mortality rates. This quantitative cross-sectional survey applied Andersen's behavioral model of service utilization to examine whether the ANC facility type, provider type, provider gender, time to ANC facility, cost, and number of services can predict ANC compliance among rural women. The study was a secondary analysis of the 2015 Maternal and Child Health (MCH) survey, which comprised 1,280 eligible women selected through stratified random sampling. The analysis included bivariate and multivariate logistic regressions. The findings showed that women seen in private facilities, AOR = 2.220, 95% CI [1.384, 3.561], p < .01; women seen by female providers, AOR = 1.407, 95% CI [1.055, 1.877], p < .05; and women receiving 7 to 9 ANC services, AOR = 1.680, 95% CI [1.142, 2.472], p < .05, were more likely to complete 4 ANC visits. The cost of services and time to the ANC facility had no association with ANC compliance. Further analysis showed that private facilities provided more services (median of 6 vs. 5, p = .000) and had more women attended to by doctors (11% vs. 2%, p = .000) and female providers (72.9% vs. 58.4%, p < .001). These findings suggest that service quality and provider gender play a role in ANC compliance in rural areas. Therefore, Congolese health authorities should establish quality improvement programs and incentives to attract female providers to rural areas. This study contributes to positive social change by identifying ANC access barriers of rural populations and informing future efforts to close the urban-rural gap in MCH outcomes.

Les niveaux actuels de la fécondité africaine sont, pour la plupart des observateurs, l’expression d’un maintien des valeurs traditionnelles d’essence ancestrale. Celles-ci continueraient à déterminer les comportements reproductifs, en dépit des changements économiques, politiques et sociaux. En partant du cas de la République du Congo, l’analyse dynamique et contextuelle de ces comportements, révèle que ceux-ci sont plutôt en nette rupture par rapport au niveau actuel de la fécondité ; ils suggèrent d’importants besoins non satisfaits de limitation des naissances. Il est possible qu’un certain réflexe malthusien se développe progressivement, qui n’exclut nullement le besoin ou désir d’enfants, contrairement à certaines théories. Ces comportements sont caractérisés par de profonds changements se traduisant par une déconnexion entre sexualité, nuptialité et procréation ; un rajeunissement des âges au premier rapport sexuel et à la première naissance ; l’ajournement de l’âge d’entrée en union matrimoniale et par la baisse de la polygamie. Les comportements reproductifs actuels sont de nature à entraîner la fécondité à la baisse, s’ils étaient bien encadrés institutionnellement dans le contexte actuel. L’importance croissante de la fécondité des adolescentes invite à redéfinir les fondements de la fécondité africaine. Dans un contexte marqué également par d’importantes ruptures dans les mécanismes de transmission des valeurs traditionnelles, amplifiée par la scolarisation et l’urbanisation, il est souhaitable de restructurer la communication sur les choix en matière de contrôle de la fécondité. Autrement, la transition de la fécondité, irréversible, se fera à son rythme, non pas seulement au gré des crises, mais de façon durable par adaptation aux conditions de vie et au mode de production en développement. / Current levels of African fertility are, for most observers, the expression of a continuation of traditional values of ancestral essence. For those observers, the traditional values continue to determine reproductive behavior, despite the economic, political and social changes. Based on the case of the Republic of Congo, dynamic and contextual analysis of these behaviors, reveal that these are rather clear break from the current level of fertility; they suggest significant unmet need for birth control. It is possible that a Malthusian reflex develops gradually, which does not exclude the need for children, contrary to some theories. These behaviors are characterized by profound changes resulting in a disconnection between sexuality, marriage and reproduction; rejuvenation of the ages at first intercourse and first birth; postponing the age of entry into marital union and the decline of polygamy. Current reproductive behavior are likely to make fertility declining, if they were well supported institutionally in the current context. The growing importance of adolescent fertility calls for redefining the foundations of African fertility. In a context marked also by significant disruptions in the mechanisms of transmission of traditional values, enhanced by education and urbanization, it is desirable to restructure the communication on the choice of fertility control. Otherwise, the fertility transition, which is irreversible, will be at its own pace, not just at the mercy of crises, but in a sustainable way by adaptation to the conditions of life and way of production in process.