Les systèmes à électrons fortement corrélés sont d’intérêt particulier pour le calcul ab initio, cherchant à modéliser ces systèmes à partir des premiers principes. La théorie de la fonctionnelle de la densité associée à une prise en compte des corrélations locales en DFT+U ou en DFT+DMFT, permet de reproduire qualitativement la physique de ces systèmes. Cependant, ces méthodes font intervenir les paramètres d’interaction effective de Hubbard U et de Hund J. Ces derniers peuvent eux-mêmes être calculés de manière ab initio, notamment avec l’approximation de phase aléatoire contrainte (cRPA), ouvrant la voie au développement de schémas de calcul les plus prédictifs possible. Nous utilisons un schéma DFT+U/cRPA, dont le principe consiste à calculer les paramètres U et J en cRPA et la structure électronique en DFT+U de manière auto-cohérente. Nous appliquons ce schéma aux lanthanides allant du cérium au lutétium (en détaillant le cas du cérium dans ses phases gamma et alpha), et aux dioxydes des actinides allant de l'uranium au curium. Nous effectuons d'abord une étude de l'état fondamental en DFT+U en fonction de U, en détaillant l'influence des états métastables. Nous étudions le rôle de la localisation des orbitales corrélées sur l'interaction effective dans un cas particulier. Nous détaillons ensuite les valeurs de U obtenues en cRPA en fonction de celles utilisées pour le calcul DFT+U. Nous nous intéressons plus particulièrement aux effets des processus d’écrantage sur les valeurs de U obtenues. Nous montrons que les limitations du schéma observées (multiplicité des valeurs auto-cohérentes de U obtenues et/ou incompatibilité de ces valeurs avec les spectres de photoémission expérimentaux) sont causées par certains processus d’écrantage spécifiques. Cela suggère d'améliorer la description de ces processus d'écrantage en modifiant le modèle. / Strongly correlated electron systems are particularly interesting for ab initio calculus, which aims to model these systems from first principles. Density functional theory, improved by taking into account local correlations within DFT+U or DFT+DMFT, enables to reproduce qualitatively the physics of these systems. Nonetheless, these methods require the Hubbard and Hund effective interaction parameters U and J. These can be computed from first principles as well, within the constrained random phase approximation (cRPA), paving the way for numerical schemes as predictive as possible. Here, we use a DFT+U/cRPA scheme, which aims to compute self-consistently the U and J parameters with cRPA and the DFT+U electronic structure. We apply this scheme to lanthanides from cerium to lutetium (insisting on cerium and its gamma and alpha phases), and dioxides of actinides from uranium to curium. We study the DFT+U ground state in function of U, giving more details about the influence of metastable states. We study as well the influence of the localization of correlated orbitals on the effective interaction in a particular case. We then detail the values of U obtained with cRPA, in function of those used for the DFT+U calculation. We study more particularly the effects of screening processes on the obtained values of U. We show that the limitations of the scheme (multiplicity of self-consistent values of U and/or their incompatibility with experimental photoemission spectra) are caused by specific screening processes. This suggests to improve the description of these screening processes by modifying the model.

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第21550号 / 理博第4457号 / 新制||理||1640(附属図書館) / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)准教授 戸塚 圭介, 教授 川上 則雄, 教授 前野 悦輝 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DFAM

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第22238号 / 理博第4552号 / 新制||理||1654(附属図書館) / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)教授 松田 祐司, 教授 石田 憲二, 教授 寺嶋 孝仁 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DFAM

Thesis advisor: Gabor J. Kalman / Mixtures of charged particles, where the components have different charge numbers (Z_A ), masses (m_A ) and densities (n_A ), with A = 1, 2 denoting the components, occur in Nature in a great variety. To be sure, even the simplest plasmas are necessarily multicomponent systems, consisting of negative and positive charges. This feature is, however, obscured within the centrally important and popular OCP (one component plasma) or jellium models, where the role of one of the components is reduced to providing a neutralizing background. When this background is inert, one is led to the Coulomb OCP model, while when the background is polarizable (such as an electron gas surrounding heavy particles), to a Yukawa OCP (YOCP), with a screened Yukawa potential replacing the Coulomb potential between the dynamically active particles. There are, however situations of physical importance, where the OCP description is inadequate and a genuine two component description of a plasma composed of two species is required. This Thesis focuses on the study of the dynamics of many-body systems consisting of two components of like charges (all the Z_A -s being of the same signature) in a neutralizing background. The methodology is based upon parallel attacks through theoretical analysis and Molecular Dynamics (MD) simulations, the latter yielding the capability of instant verification of the former. The investigation involves the study of the partial (i.e. species by species) structure functions S_AB (k, ω) and current-current correlation functions L_AB (k, ω). The Fluctuation–Dissipation Theorem (FDT) con- nects these quantities to the total and partial response functions χ_AB (k, ω) (matrices in species space), which are instrumental in the description of the collective mode excitations of the system. This analysis has revealed an entirely novel feature: both S_11 (k, ω) and S_22 (k, ω) exhibit very sharp and deep (several orders of magnitude) minima in the strongly coupled liquid phase at robust characteristic frequencies of the system, which are virtually coupling independent. The FDT then demands that these anti-resonances show up as well in the imaginary part of the partial density response function χ_AB (k, ω). Our theoretical analysis, based on the Quasi-Localized Charge Approximation (QLCA), has confirmed that this is indeed the case. These anti-resonant frequencies being related to the dissipative part of the response, require a physical description of the principal source of dissipation. This has been identified as the inter-species momentum transfer, governed by drag between the microscopic current fluctuations of the two species. The description of this effect was incorporatedv in the QLCA formalism, making it possible to derive a closed analytic representation of the fluctuation spectra in the frequency domain of interest and compare them with the results of the MD simulations. Other important novel concepts, such as the idea of coupling dependent effective mass, fast vs. slow sound, the mechanism of tran- sition from short-range to long-range interaction have been identified and analyzed. Furthermore, the investigation of the dynamics has led to the first comprehensive description of the mode structures of classical binary Coulomb and Yukawa mixtures at arbitrary coupling values, which has been a longstanding problem in statistical plasma physics. Focusing on the longitudinal excitations, we describe the transition from weak coupling (where one is acquainted with the RPA result yielding only the single plasmon mode in the Coulomb case or a single acoustic mode in the Yukawa case) to strong coupling, with a doublet of modes that arise from the complex rel- ative motion between the two components, as affected by the interaction with the background. / Thesis (PhD) — Boston College, 2019. / Submitted to: Boston College. Graduate School of Arts and Sciences. / Discipline: Physics.

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第21548号 / 理博第4455号 / 新制||理||1640(附属図書館) / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)教授 川上 則雄, 教授 田中 耕一郎, 教授 前野 悦輝 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DFAM

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第18062号 / 理博第3940号 / 新制||理||1568(附属図書館) / 30920 / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)教授 川上 則雄, 教授 石田 憲二, 准教授 藤本 聡 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

Strongly correlated systems, i.e., quantum materials for which the interactions between its constituents are strong, are good candidates for the development of applications based on quantum-mechanical principles, such as quantum computers. Two paradigmatic models of strongly correlated systems are heavy-fermionic systems and one-dimensional spin-12 systems, with and without quenched disorder. In the past decade, improvement in computational methods and a vast enhancement in computational power has made it possible to study these systems in a a non-perturbative manner. In this thesis we present state-of-the-art numerical methods to investigate the properties of strongly correlated systems, and we apply these methods to solve a couple of selected problems in quantum condensed matter theory. We start by revisiting the phase diagram of the Falicov-Kimball model on the square lattice which can be considered as a heavy-fermionic systems. This model describes an interplay between conduction electrons and heavy electrons and reveals several distinct metal-insulator phase transitions. Using a lattice Monte-Carlo method, we study the transport properties of the model. Our analysis describes the role of temperature and interaction strength on the metal-insulator phase transitions in the Falicov-Kimball model. The second part of the thesis investigate the spatial structure of the entanglement in ground and thermal statesof the transverse-field Ising chain. We use the logarithmic negativity as a measure for the entanglement between two disjoint blocks. We investigate how logarithmic negativity depends on the spatial separation between two blocks, which can be viewed as the entanglement analog of a spatial correlation function. We find sharp entanglement thresholds at a critical distance beyond which the logarithmic negativity vanishes exactly and thus the two blocks become unentangled. Our results hold even in the presence of long-ranged quantum correlations, i.e., at the system’s quantum critical point. Using Time-Evolving Block Decimation (TEBD), we explore this feature as a function of temperature and size of the two blocks. We present a simple model to describe our numerical observations. In the last part of this thesis, we introduce an order parameter for a many-body localized spin-glass (MBL-SG) phase. We show that many-body localized spin-glass order can also be detected from two-site reduced density matrices, which we use to construct an eigenstate spin-glass order parameter. We find that this eigenstate spin-glass order parameter captures spin-glass phases in random Ising chains, both in many-body eigenstates as well as in the nonequilibrium dynamics, from a local in time measurement. We discuss how our results can be used to observe MBL-SG order within current experiments in Rydberg atoms and trapped ion systems.

京都大学 / 新制・課程博士 / 博士(理学) / 甲第24399号 / 理博第4898号 / 新制||理||1700(附属図書館) / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)教授 石田 憲二, 教授 松田 祐司, 教授 柳瀬 陽一 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

Thesis advisor: Kevin S. Bedell / We present several results based upon non-trivial extensions of Landau-Fermi liquid theory. First proposed in the mid-20th century, the Fermi liquid approach assumes an adiabatic “switching-on” of the interaction, which allows one to describe the collective excitations of the many-body system in terms of weakly-interacting quasiparticles and quasiholes. At its core, Landau-Fermi liquid theory is often considered a perturbative approach to study the equilibrium thermodynamics and out-of-equilibrium response of weakly-correlated itinerant fermions, and therefore non-trivial extensions and consequences are usually overlooked in the contemporary literature. Instead, more emphasis is often placed on the breakdown of Fermi liquid theory, either due to strong correlations, quantum critical fluctuations, or dimensional constraints. After a brief introduction to the theory of a Fermi liquid, I will first apply the Landau quasiparticle paradigm to the theory of itinerant Majorana-like fermions. Defined as fermionic particles which are their own anti-particle, traditional Majorana zero modes found in topological materials lack a coherent number operator, and therefore do not support a Fermi liquid-like ground state. To remedy this, we will apply a combinatorical approach to build a statistical theory of self-conjugate particles, explicitly showing that, under this definition, a filled Fermi surface exists at zero temperature. Landau-Fermi liquid theory is then used to describe the interacting phase of these Majorana particles, from which we find unique signatures of zero sound in addition to exotic, non-analytic contributions to the specific heat. The latter is then exploited as a “smoking-gun” signature for Majorana-like excitations in the candidate Kitaev material Ag3LiIr2O6, where experimental measurements show good agreement with a sharply-defined, “Majorana-Fermi surface” predicted in the underlying combinatorial treatment. I will then depart from Fermi liquid theory proper to tackle the necessary conditions for the applicability of Luttinger’s theorem. In a nutshell, Luttinger’s theorem is a powerful theorem which states that the volume of phase space contained in the Fermi surface is invariant with respect to interaction strength. In this way, whereas Fermi liquid only describes fermionic excitations near the Fermi surface, Luttinger’s theorem describes the fermionic degrees of freedom throughout the entire Fermi sphere. We will show that Luttinger’s theorem remains valid only for certain frequency and momentum-dependencies of the self-energy, which correlate to the exis- tence of a generalized Fermi surface. In addition, we will show that the existence of a power-law Green’s function (a unique feature of “un-particle” systems and a proposed characteristic of the pseudo-gap phase of the cuprate superconductors) forces Luttinger’s theorem and Fermi liquid theory to be mutually exclusive for any non-trivial power of the Feynman propagator. Finally, we will return to Landau-Fermi liquid theory, and close with novel out-of-equilibrium behavior and stability in unconventional Fermi liquids. First, we will consider a perfectly two- dimensional Fermi liquid. Due to the reduction in dimension, the traditional mode expansion in terms of Legendre polynomials is modified to an expansion in terms of Chebyshev polynomials. The resulting orthogonality conditions greatly modifies the stability and collective modes in the 2D system. Second, we will look at a Fermi liquid in the presence of a non-trivial gauge field. The existence of a gauge field will effectively shift the Fermi surface in momentum space, resulting in, once again, a modified stability condition for the underlying Fermi liquid. Supplemented with a modernized version of Mermin’s condition for the propagation of zero sound, we outline the full effects a spin symmetric or anti-symmetric gauge would have on a Fermi liquid ground state. / Thesis (PhD) — Boston College, 2021. / Submitted to: Boston College. Graduate School of Arts and Sciences. / Discipline: Physics.

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