Research on new, environment-friendly, clean and efficient energy sources have contributed immensely to the development of new technologies for the generation and storage of electrical energy. Heterogeneous ‘electrocatalysis’ involves catalysis of redox reactions where the electrode material, termed as ‘electrocatalyst’ reduces the overpotential and maximizes the current for the processes occurring at the electrode/electrolyte interface. Efficient catalysts for hydrogen evolution reaction (HER), oxygen evolution reaction (OER), and oxygen reduction reaction (ORR) are of paramount importance for electrochemical energy generation and storage applications in water splitting, fuel cells and batteries. However, high cost of Pt catalysts that are commonly used for such applications restricts their commercial viability. In addition, there are issues related to poisoning of the surface under certain conditions. One particular case of direct methanol fuel cells involves problems of methanol tolerance as well. Hence, the on-going search in this direction, is to search for alternate catalysts that can match the performance of Pt. There is a quest for the development of stable and durable electrocatalysts/ supports for various electrochemical redox reactions particularly based on energy storage and conversion. The present thesis is structured in exploring the multi-functional aspects of ternary palladium phosphochalcogenides (PdPS and PdPSe) that possess layer-type structure with high crystallinity. They are semiconducting in nature and possess favorable electrochemical, electrical and optical properties. The chalcogenide compounds crystallize in orthorhombic symmetry with an indirect band gap close to 1.5 eV. The current study shows the versatility of ternary phosphochalcogenides in the bulk phase as well as in small sizes. The electrocatalytic activities of the chalcoenides are found to be dramatically improved by increasing the electrical conductivity by way of forming composites with reduced graphene oxide (rGO). The average crystallite size of the PdPS and PdPSe are 30 μm ±10 μm (figure 1). The composites are prepared by simple hydrothermal methods without use of any reducing agent and are characterized using various physico-chemical techniques. Figure 1. FESEM images of (a) PdPSe and (b) PdPS. In the present investigations, PdPS and its reduced graphene oxide composite (rGO-PdPS) are shown to be very efficient hydrogen evolution electrocatalysts (figure 2a). The bulk form of PdPS is found to be very active and the composite of PdPS with reduced graphene oxide improves the hydrogen evolution performance dramatically, even superior to state of the art, MoS2-based catalysts. Figure 2. (a) Linear sweep voltammograms of rGO, bulk PdPS, rGO-PdPS composite and 40 % Pt-C in 0.5 M H2SO4 solution (pH 0.8). Scan rate used is 1 mV s-1. (b) Tafel plots for PdPS, rGO, rGO-PdPS and 40 wt% Pt-C in 0.5 M H2SO4 at 1 mVs-1 scan rate. The Tafel slope and the exchange current density values associated with hydrogen evolution reaction are 46 mV dec-1 and 1.4 x 10-4 A cm-2 respectively (figure 2b). The stability of the PdPS-based catalyst is found to be excellent retaining same current densities even after thousand cycles. Moreover, post-HER characterization reveals the durability of the material even after cycling for a long time. Preliminary spectroelectrochemical investigations are attempted to gain further insight in to the HER. Subsequently, the PdPS and its composite are explored as ORR catalysts in alkaline medium. The composite of PdPS with rGO is formed to enhance the catalytic activity of pure PdPS and the electron transfer kinetics is found to be very favorable. The kinetics of the oxygen reduction reactions are followed by RDE/RRDE measurements. It is experimentally verified that the composite eletrocatalyst is very stable, efficient and methanol tolerant in alkaline medium. The characteristics of the composite catalyst are comparable with widely used standard Pt-C for ORR (figure 3a). Moreover, ternary phophochalcogenide, PdPS, combined with rGO shows good catalytic activity towards OER and it affords a current density of 10 mA cm-2 at an overpotential of η = 570 mV (figure 3b). Figure 3. (a) Comparative voltammograms for rGO, bulk PdPS, rGO-PdPS and 40 % Pt-C in 1M KOH at 1600 rpm. The potential is swept at a rate of 5 mVs-1. (b) Linear sweep voltammograms of oxygen evolution reaction on rGO-PdPS, PdPS and 40 % Pt-C in 1 M KOH electrolyte. Scan rate 5 mV s-1. Apart from its tri-functional electrocatalytic behavior, PdPS and its rGO composite act as an anode material for Li-ion batteries showing high storage capacity of lithium (figure 4). The capacity fading of bulk PdPS is analyzed using XRD and SEM. The introduction of rGO, a well-known conducting matrix, improves the performance. Palladium phosphorous selenide (PdPSe) and its composite with rGO (rGO-PdPSe) are also explored as electrocatalysts for HER, ORR and OER. They show the tri¬functional electrocatalytic behavior as well. Figure 4. Discharge capacity as a function of number of cycles for PdPS, rGO rGO-PdPS electrode at current density of 35 mAg-1 in rechargeable lithium ion battery. The next chapter deals with single or few layer PdPS where layer-type PdPS is exfoliated by several methods such as ultra-sonication and solvent exfoliation. Various microscopic and spectroscopic techniques have been used to characterize the material. These sheets show significantly improved electrocatalytic activity towards ORR and HER with notably low onset potential and low Tafel slopes. The charge storage capacity also increases by an order from its bulk counterpart. The catalyst shows excellent stability for HER and good methanol tolerance behavior towards ORR is also observed. This opens up possibilities for applications of few-layer ternary phosphosulphides in energy conversion and storage. However, one should be cautious since the exfoliation results in a slightly different composition of the material. Different aspects of electrodeposition of gallium nanoparticles on exfoliated graphite surfaces from aqueous acidic solution forms part of the next study. The electrodeposited surface is characterized by various microscopic and spectroscopic techniques. The presence of surface plasmon peak in the visible region has led us to explore the use of Ga on EG for SERS studies. This preliminary work shows that the Raman signal of R6G is enhanced in the presence of Ga deposited on EG surface. The research work presented in the next part of the thesis deals with the preparation, physicochemical, spectroscopic characterization of room temperature molten electrolytes based on amides. Room temperature ternary molten electrolyte involving a combination of acetamide, urea and gallium nitrate salt is prepared and the molten eutectic is characterized. An electrochemical process is developed for depositing gallium nitride from the ternary molten electrolyte on Au electrode. Gallium ion is reduced at low potentials while nitrate ion is reduced to produce atomic nitrogen, forming gallium nitride under certain conditions. Au coated TEM grid is used for patterning gallium nitride (figure 5). The deposited gallium nitride is further annealed at high temperature to increase the crystalinity and improve the stoichiometry of gallium nitride. Figure 5. The FESEM image of patterned gallium nitride deposited on Au coated TEM grid. Elemental mapping of Ga and N from the same region is given. The last chapter explores the prepration and uses of textured GaN tubes synthesized from GaOOH rod-like morphology. The precursor material is prepared by simple hydrothermal technique, maintaining certain value for the pH of the solution. The thermal treatment under ammonia atmosphere leads to highly crystalline, single phase textured tube- like morphology. The as-prepared material is explored as photoanodes in photoelectrochemical water splitting, dye sensitized solar cells and active substrate for SERS. The appendix-I discusses the Na-ion storage capacity by rGO-PdPS composite whereas appendix-II deals with the synthesis of InN and FeN from ternary molten electrolyte. (For figures pl refer the abstract pdf file)

The contamination of the environment, accidental or intentional, in particular with chemical toxins such as industrial chemicals and chemical warfare agents has increased public fear. There is a critical requirement for the continuous detection of toxins present at very low levels in the environment. Indeed, some ultra-sensitive analytical techniques already exist, for example chromatography and mass spectroscopy, which are approved by the US Environmental Protection Agency for the detection of toxins. However, these techniques are limited to the detection of known toxins. Cellular expression of genomic and proteomic biomarkers in response to toxins allows monitoring of known as well as unknown toxins using Polymerase Chain Reaction and Enzyme Linked Immunosensor Assays. However, these molecular assays allow only the endpoint (extracellular) detection and use labels such as fluorometric, colorimetric and radioactive, which increase chances of uncertainty in detection. Additionally, they are time, labor and cost intensive. These technical limitations are unfavorable towards the development of a biosensor technology for continuous detection of toxins. Federal agencies including the Departments of Homeland Security, Agriculture, Defense and others have urged the development of a detect-to-protect class of advanced biosensors, which enable environmental surveillance of toxins in resource-limited settings. In this study a Surface-Enhanced Raman Spectroscopy (SERS) immunosensor, aka a SERS-linked immunosensor assay (SLISA), has been developed. Colloidal silver nanoparticles (Ag NPs) were used to design a flexible SERS immunosensor. The SLISA proof-of-concept biosensor was validated by the measurement of a dose dependent expression of RAD54 and HSP70 proteins in response to H2O2 and UV. A prototype microchip, best suited for SERS acquisition, was fabricated using an on-chip SLISA to detect RAD54 expression in response to H2O2. A dose-response relationship between H2O2 and RAD54 is established and correlated with EPA databases, which are established for human health risk assessment in the events of chemical exposure. SLISA outperformed ELISA by allowing RISE (rapid, inexpensive, simple and effective) detection of proteins within 2 hours and 3 steps. It did not require any label and provided qualitative information on antigen-antibody binding. SLISA can easily be translated to a portable assay using a handheld Raman spectrometer and it can be used in resource-limited settings. Additionally, this is the first report to deliver Ag NPs using TATHA2, a fusogenic peptide with cell permeability and endosomal rupture release properties, for rapid and high levels of Ag NPs uptake into yeast without significant toxicity, prerequisites for the development of the first intracellular SERS immunosensor.

Die Raman-Spektroskopie ist eine der nützlichsten optischen Methoden zur Untersuchung der Phononen organischer und anorganischer Materialien. Mit der fortschreitenden Miniaturisierung von elektronischen Bauelementen und der damit einhergehenden Verkleinerung der Strukturen von der Mikrometer- zur Nanometerskala nehmen das Streuvolumen und somit auch das Raman-Signal drastisch ab. Daher werden neue Herangehensweisen benötigt um sie mit optischer Spektroskopie zu untersuchen. Ein häufig genutzter Ansatz um die Signalintensität zu erhöhen ist die Verwendung von Resonanz-Raman-Streuung, das heißt dass die Anregungsenergie an die Energie eines optischen Überganges in der Struktur angepasst wird. In dieser Arbeit wurden InAs/Al(Ga)As-basierte Multilagen mit einer Periodizität unterhalb des Beugungslimits mittels Resonanz-Mikro-Raman-Spektroskopie und Raster-Kraft-Mikroskopie (AFM) den jeweiligen Schichten zugeordnet. Ein effizienterer Weg um die Raman-Sensitivität zu erhöhen ist die Verwendung der oberflächenverstärkten Raman-Streuung (SERS). Sie beruht hauptsächlich auf der Verstärkung der elektromagnetischen Strahlung aufgrund von lokalisierten Oberflächenplasmonenresonanzen in Metallnanostrukturen. Beide oben genannten Signalverstärkungsmethoden wurden in dieser Arbeit zur oberflächenverstärkten Resonanz-Raman-Streuung kombiniert um geringe Mengen organischer und anorganischer Materialien (ultradünne Cobalt-Phthalocyanin-Schichten (CoPc), CuS und CdSe Nanokristalle) zu untersuchen. Damit wurden in beiden Fällen Verstärkungsfaktoren in der Größenordnung 103 bis 104 erreicht, wobei bewiesen werden konnte, dass der dominante Verstärkungsmechanismus die elektromagnetische Verstärkung ist. Spitzenverstärkte Raman-Spektroskopie (TERS) ist ein Spezialfall von SERS, bei dem das Auflösungsvermögen von Licht unterschritten werden kann, was zu einer drastischen Verbesserung der lateralen Auflösung gegenüber der konventionellen Mikro-Raman-Spektroskopie führt. Dies konnte mit Hilfe einer Spitze erreicht werden, die als einzelner plasmonischer Streuer wirkt. Dabei wird die Spitze in einer kontrollierten Weise gegenüber der Probe bewegt. Die Anwendung von TERS erforderte zunächst die Entwicklung und Optimierung eines AFM-basierten TERS-Aufbaus und TERS-aktiver Spitzen, welche Gegenstand dieser Arbeit war. TERS-Bilder mit Auflösungen unter 15 nm konnten auf einer Testprobe mit kohlenstoffhaltigen Verbindungen realisiert werden. Die TERS-Verstärkung und ihre Abhängigkeit vom Substratmaterial, der Substratmorphologie sowie der AFM-Betriebsart wurden anhand der CoPc-Schichten, die auf nanostrukturierten Goldsubstraten abgeschieden wurden, evaluiert. Weiterhin konnte gezeigt werden, dass die hohe örtliche Auflösung der TERS-Verstärkung die selektive Detektion des Signals weniger CdSe-Nanokristalle möglich macht.

Ce travail de thèse se focalise sur le couplage du microscope à force atomique haute–vitesse (HS-AFM) et de la spectroscopie Raman exaltée de surface (SERS) pour la détection des biomolécules. Nous avons élaboré un protocole de fabrication pour produire les substrats “SERS-actifs”. L’efficacité des substrats de nanoparticules cristalline d’or, d’argent ou bimétallique argent–or a été évaluée. Nous avons étudié l’impact des propriétés optiques et morphologiques des substrats sur l’intensité Raman en analysant des échantillons tests tels que la bipyridine éthylène et le bleu de méthylène. Nous nous sommes interessés à trois problematiques biologiques distinctes par analyses HS-AFM et SERS. Dans un premier cas, nous avons détecté la signature chimique de protéine cytochrome b5. Ce travail a été suivi par des études sur le changement de conformation de la protéine de choc thermique leuconostoc oenos Lo 18 en fonction de la concentration et du pH. La dernière application consiste en l’analyse des interactions membrane – virus. Afin de réaliser les analyses simultanées Raman/AFM, nous avons adapté notre protocole de fabrication pour couvrir la surface des pointes AFM commerciales par des nanoparticules d’or cristallines. Les études de diffusion Raman exaltée par effet de pointe (TERS) ont été effectuées sur les échantillons de disulfure de molybdène pour évaluer la qualité des pointes TERS. Pour finir, nous présentons une nouvelle configuration de couplage HS-AFM et spectroscopie Raman. Nous discutons des modifications et des défis rencontrés. / This thesis focuses on the coupling of High–Speed Atomic Force Microscopy (HS-AFM) and Surface Enhanced Raman Spectroscopy (SERS) for biomolecule analysis. We have designed a fabrication protocol to manufacture “SERS-active” substrates. The efficacy of gold, silver and gold-silver bimetallic crystalline nanoparticle substrates were evaluated. We have investigated the impact of optical and morphological features of the substrates on Raman signal intensity by analyzing well-known samples such as bipyridine ethylene and methylene blue molecules. We took an interest in three distinct biological problematics with HS-AFM and SERS analyses. First, we have detected the chemical signature of cytochrome b5 protein. This study was followed by the investigation of conformational changes of small heat shock leuconostoc oenos Lo 18 protein in function of pH level and concentrations. The last application consists to the analyse a membrane and a virus interaction. In order to realize simultaneous Raman/AFM analysis, we have adapted our fabrication protocol to cover the surface of commercial AFM probes by crystalline gold nanoparticles. Tip – Enhanced Raman Spectroscopy (TERS) studies were performed on molybdenum disulfide to evaluate the quality of TERS probes. In the last part of this work, we have designed a new setup to combine Ando’s HS-AFM setup with Raman spectroscopy. We present the modifications that have been carried out and the challenges that we have encountered.

Raman spectroscopy is a powerful analytical method that allows deposited and/or immobilized cells to be evaluated without complex sample preparation or labeling. However, a main limitation of Raman spectroscopy in cell analysis is the extremely weak Raman intensity that results in low signal to noise ratios. Therefore, it is important to seize any opportunity that increases the intensity of the Raman signal and to understand whether and how the signal enhancement changes with respect to the substrate used. Our experimental results show clear differences in the spectroscopic response from cells on different surfaces. This result is partly due to the difference in spatial distribution of electric field at the substrate/cell interface as shown by numerical simulations. We found that the substrate also changes the spatial location of maximum field enhancement around the cells. Moreover, beyond conventional flat surfaces, we introduce an efficient nanostructured silver substrate that largely enhances the Raman signal intensity from a single yeast cell. This work contributes to the field of vibrational spectroscopy analysis by providing a fresh look at the significance of the substrate for Raman investigations in cell research.

Die Raman-Spektroskopie ist eine der nützlichsten optischen Methoden zur Untersuchung der Phononen organischer und anorganischer Materialien. Mit der fortschreitenden Miniaturisierung von elektronischen Bauelementen und der damit einhergehenden Verkleinerung der Strukturen von der Mikrometer- zur Nanometerskala nehmen das Streuvolumen und somit auch das Raman-Signal drastisch ab. Daher werden neue Herangehensweisen benötigt um sie mit optischer Spektroskopie zu untersuchen. Ein häufig genutzter Ansatz um die Signalintensität zu erhöhen ist die Verwendung von Resonanz-Raman-Streuung, das heißt dass die Anregungsenergie an die Energie eines optischen Überganges in der Struktur angepasst wird. In dieser Arbeit wurden InAs/Al(Ga)As-basierte Multilagen mit einer Periodizität unterhalb des Beugungslimits mittels Resonanz-Mikro-Raman-Spektroskopie und Raster-Kraft-Mikroskopie (AFM) den jeweiligen Schichten zugeordnet. Ein effizienterer Weg um die Raman-Sensitivität zu erhöhen ist die Verwendung der oberflächenverstärkten Raman-Streuung (SERS). Sie beruht hauptsächlich auf der Verstärkung der elektromagnetischen Strahlung aufgrund von lokalisierten Oberflächenplasmonenresonanzen in Metallnanostrukturen. Beide oben genannten Signalverstärkungsmethoden wurden in dieser Arbeit zur oberflächenverstärkten Resonanz-Raman-Streuung kombiniert um geringe Mengen organischer und anorganischer Materialien (ultradünne Cobalt-Phthalocyanin-Schichten (CoPc), CuS und CdSe Nanokristalle) zu untersuchen. Damit wurden in beiden Fällen Verstärkungsfaktoren in der Größenordnung 103 bis 104 erreicht, wobei bewiesen werden konnte, dass der dominante Verstärkungsmechanismus die elektromagnetische Verstärkung ist. Spitzenverstärkte Raman-Spektroskopie (TERS) ist ein Spezialfall von SERS, bei dem das Auflösungsvermögen von Licht unterschritten werden kann, was zu einer drastischen Verbesserung der lateralen Auflösung gegenüber der konventionellen Mikro-Raman-Spektroskopie führt. Dies konnte mit Hilfe einer Spitze erreicht werden, die als einzelner plasmonischer Streuer wirkt. Dabei wird die Spitze in einer kontrollierten Weise gegenüber der Probe bewegt. Die Anwendung von TERS erforderte zunächst die Entwicklung und Optimierung eines AFM-basierten TERS-Aufbaus und TERS-aktiver Spitzen, welche Gegenstand dieser Arbeit war. TERS-Bilder mit Auflösungen unter 15 nm konnten auf einer Testprobe mit kohlenstoffhaltigen Verbindungen realisiert werden. Die TERS-Verstärkung und ihre Abhängigkeit vom Substratmaterial, der Substratmorphologie sowie der AFM-Betriebsart wurden anhand der CoPc-Schichten, die auf nanostrukturierten Goldsubstraten abgeschieden wurden, evaluiert. Weiterhin konnte gezeigt werden, dass die hohe örtliche Auflösung der TERS-Verstärkung die selektive Detektion des Signals weniger CdSe-Nanokristalle möglich macht.:Bibliografische Beschreibung 3 Parts of this work are published in 5 Table of contents 7 List of abbreviations 10 Introduction 11 Chapter 1. Principles of Raman spectroscopy, surface- and tip-enhanced Raman spectroscopies 15 1.1. Raman spectroscopy: its benefits and limitations 15 1.2. Electromagnetic enhancement in SERS and TERS 18 1.2.1. Light scattering by a sphere 19 1.2.2. Image dipole effect 22 1.3. Chemical enhancement 23 1.4. Summary 25 Chapter 2. Raman and AFM profiling of nanocrystal multilayer structures 27 2.1. Materials and methods 27 2.1.1. Nanocrystal growth 27 2.1.2. Sample preparation 28 2.1.3. TEM, AFM and Raman measurements 29 2.2. Structure of embedded NCs 31 2.2.1. Size and shape of embedded NCs by TEM 31 2.2.2. Phonon spectra of NCs 32 2.3. Profiling on NC multilayers 34 2.3.1. AFM profiling of multilayer NC structures 34 2.3.2. Raman profiling of NC multilayers 38 2.4. Summary 40 Chapter 3. Surface-enhanced Raman spectroscopy 43 3.1. Materials and methods 43 3.1.1. SERS substrate preparation 43 3.1.2. Organic and inorganic materials 45 3.1.3. Micro-Raman spectroscopy measurements 46 3.1.4. Micro-ellipsometry 46 3.1.5. Numerical simulations 47 3.2. SERS on organic films 47 3.2.1. SERS enhancement of CoPc 48 3.2.2. Polarization dependence of enhancement in SERS 51 3.3. SERS by nanocrytals 53 3.4. Summary 55 Chapter 4. Implementation of tip-enhanced Raman spectroscopy 57 4.1. TERS enhancement factor 58 4.2. State of the art of optical systems for TERS 60 4.3. Implementation of the optical system 61 4.4. TERS tips 64 4.4.1. State of the art of TERS tips 64 4.4.2. Fabrication of tips for AFM-based TERS 66 4.4.3. Mechanical properties of fully metallic TERS tips 68 4.5. Summary 74 Chapter 5. Tip-enhanced Raman spectroscopy imaging 75 5.1. Materials and methods 75 5.1.1. Preparation of multi-component sample 75 5.1.2. TERS experiments 76 5.1.3. Simulations of electric field enhancement 76 5.2. High resolution discrimination of carbon-containing compounds by TERS 78 5.3. Effect of substrate material and morphology on TERS enhancement 82 5.4. Effect of the AFM imaging mode on TERS enhancement 85 5.5. TERS on free-standing colloidal CdSe NCs 90 5.6. Summary 91 Conclusions 93 References 95 List of figures 104 Erklärung 109 Lebenslauf 111 Publication list 112 Acknowledgements 117