Submitted by PEDRO ROGERIO CLETO null (pedro.constant@gmail.com) on 2016-06-28T20:02:04Z No. of bitstreams: 1 Dissertacao_PedroCleto_VF.pdf: 6736443 bytes, checksum: adef1b42d29662c6340d24f74ffa54ec (MD5) / Approved for entry into archive by Ana Paula Grisoto (grisotoana@reitoria.unesp.br) on 2016-06-30T17:45:25Z (GMT) No. of bitstreams: 1 cleto_pr_me_bauru.pdf: 6736443 bytes, checksum: adef1b42d29662c6340d24f74ffa54ec (MD5) / Made available in DSpace on 2016-06-30T17:45:25Z (GMT). No. of bitstreams: 1 cleto_pr_me_bauru.pdf: 6736443 bytes, checksum: adef1b42d29662c6340d24f74ffa54ec (MD5) Previous issue date: 2016-05-09 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) / A técnica de fraturamento hidráulico é amplamente utilizada na indústria petrolífera para aumentar a permeabilidade da rocha-reservatório numa região próxima ao poço e permitir a extração, e consequente produção, de hidrocarbonetos armazenados em seus poros. Primeiramente a rocha é perfurada criando-se um poço e então injeta-se fluido a uma pressão suficientemente alta para fraturar a rocha. A injeção contínua de fluido permite que as fraturas se propaguem pelo reservatório, formando assim canais de alta permeabilidade. A modelagem e simulação computacional de fraturamento hidráulico são complexas em função da física envolvida no processo. O presente trabalho objetiva o estudo da formação e propagação de fraturas induzidas hidraulicamente em meios rochosos de baixa permeabilidade e também tem o propósito de verificar se a metodologia adotada é capaz de reproduzir características apresentadas num processo de fraturamento hidráulico, como a pressão necessária para causar a ruptura da rocha. Para tal, apresenta-se a técnica de fragmentação da malha utilizando elementos finitos de elevada razão de aspecto (ou elementos de interface) para representar a fratura, aos quais são atribuídas relações constitutivas baseadas na mecânica do dano. Além disso, os elementos de interface também possuem um acoplamento hidromecânico capaz de representar o canal de alta permeabilidade devido à ocorrência da fratura. Os resultados obtidos mostraram que os elementos de interface associados à técnica de fragmentação da malha foram capazes de representar tanto a formação quanto a propagação das fraturas induzidas hidraulicamente. Os resultados também mostraram que as curvas de pressão obtidas corresponderam àquelas idealizadas teoricamente. / The hydraulic fracturing technique is widely used to increase the permeability of reservoirs in the vicinity of the well and to allow the extraction and subsequent production of hydrocarbons trapped in its pores. Firstly, the rock is drilled, creating a well and then a fluid is injected at a sufficiently high pressure to fracture the rock. The continuous fluid injection allows the fractures to propagate through the reservoir, thereby forming some high permeability paths. The computer modeling and simulation of hydraulic fracturing are complex due to the physics involved in the process. This work aims to study the formation and propagation of hydraulically induced fractures in rocky media with low permeability and also aims to verify if the adopted methodology is able to reproduce the characteristics presented in a hydraulic fracturing process, as for instance, the required pressure to cause the breakdown of the rock. For this purpose, it is presented the mesh fragmentation technique using finite elements with a high aspect ratio (or interface elements) to represent the fracture, which are assigned constitutive relations based on damage mechanics. Besides, the interface elements also have a hydromechanical coupling which is able to represent the high permeability path due to the fracture. The results showed that the interface elements associated with the mesh fragmentation technique were able to represent both the formation and the propagation of hydraulically induced fractures. The results also showed that the obtained pressure curves corresponded to those theoretically idealized.

O aumento das ocorrências de VIM em plataformas flutuantes do tipo \"spar\" e monocoluna serviu de motivação para a investigação dos fundamentos do fenômeno de VIV em cilindros com baixa razão de aspecto e pequena razão de massa. Tal investigação também foi motivada pela necessidade de se preencher lacunas de conhecimento a respeito deste assunto, articularmente por conta da escassa disponibilidade de resultados acerca do VIV em cilindros curtos, bem como pela ausência de modelo fluido que justifique os comportamentos dinâmicos conhecidos. Para o entendimento pretendido, três grupos de experimentos com cilindros dotados de razão de aspecto na faixa 0,1 <= L/D <= 2,0 foram realizados em um canal de água circulante na Escola Politécnica da Universidade de São Paulo, sendo: o primeiro grupo focado nos cilindros curtos estacionários; o segundo nos cilindros curtos de baixa razão de massa, 1,00 <= m* <= 4,36, e dois graus de liberdade; e o grupo final interessado no VIV em cilindros flutuantes, ou seja, razão de massa unitária e seis graus de liberdade. De uma maneira geral, a partir dos resultados aqui obtidos e das comparações com os resultados respectivamente encontrados na literatura, conclui-se que o VIV em cilindros curtos somente acontece se L/D > 0,2. Além de original, a determinação deste valor crítico também identificou outras três regiões com comportamentos fluido-dinâmicos distintos, cada qual marcada por especificidades quanto aos impactos nas amplitudes, frequências e coeficientes de força. Assim sendo, para cilindros com L/D > 2,0 a esteira de von Kármán foi a principal responsável pelas forças sustentação; fato não identificado para os cilindros com 0,5 < L/D < 2,0, onde esta mesma esteira sofreu forte contaminação das estruturas partindo da extremidade livre, principalmente aquelas com vorticidade predominante no plano vertical. Para os cilindros na faixa de 0,2 < L/D <= 0,5, apenas estas últimas estruturas foram responsáveis pelas oscilações de VIV. Finalmente, buscando compreender a origem das forças oscilatórias em cilindros com baixíssima razão de aspecto, \"end-plates\" foram aplicadas e confirmaram que o fenômeno de VIV nestes casos está relacionado à liberação de vórtices junto à extremidade livre, o que indica uma solução interessante para a mitigação do VIM de plataformas. / The increase of VIM occurrences on spar and monocolumn platforms was the motivation to study the vortex-induced vibrations of cylinders with low aspect ratio and small mass ratio under a fundamental perspective. The present work was also motivated by the small number of works in the literature dealing with VIV of cylinders with low aspect ratio, as well as by the scarce concerns about the flow models around this cylinders, which justify the dynamic behaviors observed. Aiming to better understand this problem, three groups of experiments with cylinders of 0.1 <= L/D <= 2.0 were carried out in a recirculating water channel at Escola Politécnica of University of São Paulo, as follow: firstly, the flow around stationary cylinders; secondly, VIV of cylinders with two degrees-of-freedom and 1.00 <= m* <= 4.36. finally, VIV of floating cylinder, thus six degrees-of-freedom. The works concluded that VIV occurs only for cylinders with L/D > 0.2. Besides of being original, this result was also related to the observation of three regions of aspect ratio, each of them with different behaviors of the motion amplitudes, frequency ratios and force coefficients. For cylinders with L/D > 2.0, the von Kármán wake was the mainly responsible for the oscillatory lift forces. On the other hand, the von Kármán wake was contaminated by the effects coming from the free end of cylinders with 0.5 < L/D < 2.0, mainly by the vortex structures with vorticity in the vertical plane. And for cylinders with 0.2 < L/D <=0.5, the vortex structures at the free end were predominant, thus the only one responsible for the oscillatory lift forces. Finally, in order to understand the source for oscillatory lift forces on cylinders with very low aspect ratio, end-plates were applied and confirmed that VIV in these cases is related to the vortex-shedding around the free end, which indicates an interesting solution for VIM mitigation of platforms.

Abstract Wood powders are used in numerous applications such as thermoplastics and filters, and a lot of research effort has been put into developing novel ways of utilising them. The mechanical processing of wood powders, especially at particle sizes below 100 µm, has been reported in several studies, but they lack information on the effect of fine grinding conditions on the particle morphology and cellulose crystallinity, both of which are important parameters in the further processing of wood powders and in their various applications. This makes it very difficult to design and optimise fine grinding processes with different applications in mind. The aim of this thesis was to study the dry fine grinding of wood in several impact-based fine grinding mills in order to find out their effect on the properties of the wood and to study the energy required for the mechanical processing of the resulting powders. The effect of the main operational parameters on the properties of dried Norway spruce wood and the energy consumption was studied using three impact-based fine grinding mills that were capable of pulverising the wood down to a median particle size of less than 25 µm. It was found that the impact events occurring in media mills can be used for the production of very fine wood powders with lower cellulose crystallinity and rounder shaped particles having more uniform shape distribution than powders pulverised to a similar size range by means of impact events in non-media mills. A practical estimate was obtained for the minimum specific energy consumption in fine grinding in mills involving grinding media that could be utilised as a target for optimisation. Impact-based media milling under cryogenic conditions can be used to obtain different Norway spruce wood powders from those produced under ambient grinding conditions, i.e. without the freezing effect of nitrogen liquid. The energy efficiency of fine grinding can be enhanced by choosing cryogenic rather than ambient conditions. The moisture content of the wood has greater influence on the size and shape of the particles when milling is accomplished under ambient conditions. Torrefaction can reduce the energy consumption in impact-based media mills for median particle sizes over 17.4 µm (± 0.2 µm), while the shape and cellulose crystallinity of the particles are not significantly affected by torrefaction pretreatment as a function of energy consumption. / Tiivistelmä Puujauheita käytetään laajalti erilaisissa sovelluksissa, kuten esimerkiksi biokomposiiteissa ja suodattimissa. Tämän lisäksi on olemassa paljon tutkimustietoa siitä, kuinka puujauheita voitaisiin hyödyntää laajemminkin. Puu voidaan mekaanisesti prosessoida alle 100 µm:n kokoluokkaan, mutta yksityiskohtaista tietoa kuivahienojauhatuksen olosuhteiden vaikutuksesta jauheiden morfologiaan ja selluloosan kiteisyyteen ei ole saatavilla. Puujauheen morfologialla ja selluloosan kiteisyydellä on kuitenkin merkittävä vaikutus sovelluksia ja jatkojalostusta ajatellen. Puun kuivahienojauhatuksen tiedon puute hankaloittaa merkittävästi prosessin suunnittelua ja optimointia erilaisia sovelluksia varten. Tämän väitöskirjan tavoitteena on selvittää iskuihin perustuvien hienojauhimien vaikutukset puun ominaisuuksiin ja tutkia mekaanisen prosessoinnin energiatehokkuutta hienojauhatuksessa. Tutkimuksessa selvitettiin kolmen erilaisen iskuun perustuvan hienojauhatusmyllyn pääasiallisten operointiparametrien vaikutusta kuivatun metsäkuusen ominaisuuksiin ja energiankulutukseen. Jokaisella hienojauhimella onnistuttiin tuottamaan puujauhoja, joiden mediaanikoko oli alle 25 µm. Iskuihin perustuvalla jauhinkappalemyllyllä saatiin tuotettua puujauhoa, jonka selluloosan kiteisyys on alhaisempi ja partikkelimuodot pyöreämpiä verrattuna samankokoisiin puujauhoihin, jotka on tuotettu iskuihin perustuvilla jauhinkappaleettomilla hienojauhatusmyllyillä. Työssä saatiin käytännöllinen arvio kuivatun metsäkuusen hienojauhatuksen minimienergiankulutukselle iskuihin perustuville jauhinkappalemyllyille, mitä voidaan käyttää kyseisten myllytyyppien optimoinnin tavoitteena. Työssä havaittiin lisäksi, että kryogeenisiä jauhatusolosuhteita käyttämällä voidaan tuottaa erilaisia puujauhoja verrattuna puujauhoihin, jotka prosessoidaan ilman nestetyppijäädytystä, kun jauhatus suoritetaan iskuihin perustuvalla jauhinkappalemyllyllä. Ilman nestetyppijäädytystä puun kosteuspitoisuudella on merkittävämpi vaikutus puujauhojen ominaisuuksiin kuin kryogeenisissä olosuhteissa jauhetuilla. Kryogeenisillä jauhatusolosuhteilla voidaan parantaa myös jauhatuksen energiatehokkuutta. Torrefioinnilla voidaan vähentää hienojauhatuksen energiankulutusta iskuihin perustuvilla jauhinkappalemyllyillä, kun tavoitekoon mediaani on yli 17,4 µm (± 0,2 µm). Torrefioinnilla ei ole vaikutusta selluloosan kiteisyyteen tai partikkeleiden muotoon energiankulutuksen funktiona.

Cette thèse se concentre sur la contrôlabilité de l'indice de réfraction au niveau sub-micronique par changements d'indice induits par laser sur de longues dimensions i.e., avec des hauts rapports d'aspect élevés et des sections à l'échelle nanométrique. À cette fin, nous explorons les faisceaux ultracourts de Bessel non-diffractifs d'ordre zéro et les facteurs qui contribuent au confinement de l'énergie au-delà de la limite de diffraction. Le traitement par laser de matériaux transparents à l'aide de faisceaux non diffractifs offre un avantage important pour les structures sub-microniques en volume de haut rapport d'aspect à des fins applicatives en nanophotonique et en nanofluidique. Nous présentons l'effet de différentes conditions de focalisation et de paramètres laser sur la modification de la silice fondue, explorant ainsi les différents régimes d'interaction. Cette thèse aborde essentiellement des conditions modérées de focalisation car elles offrent un régime d'interaction stable sur une large gamme de paramètres laser, permettant l'ingénierie de la dispersion. La durée de l'impulsion laser s'est révélée être essentielle dans la définition du type de modification de l'indice de réfraction ou de modification structurale. Par exemple, l'usinage utilisant des impulsions laser femtosecondes entraîne une augmentation des structures d'indice de réfraction alors que les impulsions laser picosecondes engendrent une cavité uniforme i.e., des structures de faible indice. Pour acquérir un meilleur contrôle et une meilleure précision du dépôt d'énergie laser, un ensemble de mécanismes physiques responsables des dommages induits par laser dans des conditions d'excitation non-diffractives a été observé expérimentalement et examiné par des simulations indiquant le rôle essentiel de la diffusion de la lumière sur les électrons. Des mesures de microscopie pompe-sonde résolues en temps avec une résolution temporelle sub-picoseconde et spatiale sub-micronique donnent accès à l'excitation et à la relaxation dynamique instantanées. La transmission optique dynamique et le contraste de phase offrent des informations complémentaires sur la réponse électronique ou sur celle de la matrice vitreuse. La dynamique ultrarapide des porteurs libres a été particulièrement étudiée puisque le transfert d'énergie des électrons vers le réseau est la clé de transformation ultérieure du matériau. Le rôle de l'excitation instantanée pour différentes durées et énergie d'impulsion laser est exposé. Ainsi, la dynamique complète des porteurs de charge est présentée pour différents paramètres du laser. En particulier, la dynamique d'obtention de structures d'indice de réfraction positif et des cavités uniformes indique deux chemins différents de relaxation électronique et de dépôt de l'énergie: une relaxation rapide par l'intermédiaire de défauts pour les structures d'indice positif et une relaxation thermomécanique lente pour les cavités nanométriques. Enfin, en corrélant les résultats des études résolues en temps, les simulations et les résultats de photoluminescence après irradiation, nous formulons des scénarios potentiels de formation de l'indice de réfraction positif ainsi que des structures d'indice faible ou de vides uniformes / This thesis is focused on the controllability of laser-induced refractive index changes at sub-micron level over long dimensions i.e., with high aspect ratios and sections on the nanoscale. To this end, we explore non-diffractive zerothorder ultrafast Bessel beams and factors contributing to energy confinement beyond the diffraction limit. Laser processing of transparent materials using non-diffracting beams offers a strong advantage for high aspect ratio submicron structures inside the bulk in view of nanophotonics and nanouidics applications. We present the role of various focusing conditions and laser parameters on material modification in bulk fused silica and explore the different interaction regimes. This thesis tackles mostly the moderate focusing conditions as they offer a stable interaction regime backed up dispersion engineering over a large range of laser parameters. The laser pulse duration was found to be key in defining the type of laser induced refractive index or structural modification. For instance, machining using femtosecond laser pulses results in increased refractive index structures whereas picosecond laser pulses result in uniform void i.e., low index structures. To acquire better control over the laser energy deposition and precision, a range of physical mechanisms responsible for the laser induced damage in non-diffractive excitation conditions have been observed experimentally and further interrogated by simulations indicating a critical role of light scattering on carriers. Time-resolved pump-probe microscopy measurements with a sub-picosecond temporal and sub-micron spatial resolution allow access to the instantaneous excitation and relaxation dynamics. Dynamic optical transmission and phase contrast o_er complementary information of either electronic and glass matrix response. Primarily, ultrafast dynamics of free carriers was studied as the electron mediated energy transfer to the lattice is key to the subsequent material transformation. Role of instantaneous excitation at different laser pulse durations and energies is outlined. Then complete carrier dynamics is presented at different laser parameters. Particularly dynamics in conditions of positive refractive index structures and uniform voids is indicating two different paths of electronic relaxation and energy deposition: a fast defect mediated relaxation for positive index structures and slow thermomechanical relaxation for nanosize void structures. Finally, by correlating the results of time resolved studies, simulations and post-irradiated photoluminescence results, we formulate potential formation scenarios for the positive refractive index and low index or uniform void structures

High aspect ratio silicon etching used for DRAM manufacturing still remains as one of the biggest challenges in semiconductor fabrication, requiring well understood and characterized process fundamentals. In this study, physical and chemical interactions during etching silicon in capacitively coupled plasma discharges were investigated in detail for different HBr/NF3 mixed chemistries for single frequency as well as dual frequency operation and medium discharge pressures inside an industrial MERIE CCP reactor typically used for DRAM fabrication. Utilization of the dual frequency concept for separate control of ion energy and ion flux, as well as the impact on discharge properties and finally on etching at relevant substrate surfaces were studied systematically. The complex nature of multi frequency rf sheaths was both analyzed experimentally by applying mass resolved ion energy analysis, and from simulation of ion energy distributions by using a Hybrid Plasma Sheath Model. Discharge composition and etch processes were investigated by employing standard mass spectrometry, Appearance Potential Mass Spectrometry, Quantum Cascade Laser Absorption Spectroscopy, rf probe measurements, gravimetry and ellipsometry. An etch model is developed to explain limitations of silicon etching in HBr/NF3 discharges to achieve highly aniostropic etching. / Siliziumätzen mit hohen Aspektverhältnissen zur Herstellung von DRAM-Speicherstrukturen stellt nach wie vor eine der größten Herausforderungen in der Halbleiterherstellung dar und erfordert ein grundlegendes Prozessverständnis. Diese Studie beinhaltet eine umfassende und detaillierte Untersuchung physikalischer und chemischer Wechselwirkungen von Siliziumätzprozessen in kapazitiv gekoppelten HBr/NF3-Gasentladungen in einem kommerziellen, typischerweise für die DRAM-Fertigung eingesetzten MERIE CCP Reaktor mit Ein- und Zweifrequenzanregung bei mittleren Entladungsdrücken. Die Anwendung eines Zweifrequenzkonzeptes zur separaten Kontrolle von Ionenenergie und Ionenstromdichte, als auch deren Einfluss auf die Entladungseigenschaften und letztendlich auf das Ätzverhalten auf relevanten Substratoberflächen wurden systematisch untersucht. Die komplexe Natur von mehrfrequenzangeregten HF-Randschichten wurde sowohl experimentell über eine Anwendung von massenaufgelöster Ionenenergieanalyse als auch rechnerisch über Simulationen von Ionenenergieverteilungsfunktionen mit Hilfe eines hybriden Plasmarandschichtmodells analysiert. Gaszusammensetzungen verschiedener Entladungen und Ätzprozesse wurden mit Hilfe von Standard-Massenspektrometrie, Schwellwert-Massenspektrometrie, Quantenkaskaden-Laserabsorptionsspektroskopie, HF-Sondenmessungen, Gravimetrie und Ellipsometrie charakterisiert. Eine neuartige Modellvorstellung zum Siliziumätzen in HBr/NF3-Entladungsgemischen liefert eine plausible Erklärung für die Limitierung der Ätzrate zum Erreichen eines hoch anisotropen Ätzverhaltens.

No description available.

Low-aspect-ratio reinforced concrete (RC) shear walls, characterized by height-to-length ratios of less than two, have been widely used as a seismic force-resisting system (SFRS) in a wide array of structures, ranging from conventional buildings to critical infrastructure systems such as nuclear facilities. Despite their extensive applications, recent research has brought to light the inadequate understanding of their seismic performance, primarily attributed to the intricate nonlinear flexure-shear interaction behaviour unique to these walls. In this respect, the current research dissertation aims to bridge this knowledge gap by conducting a comprehensive evaluation to quantify the seismic performance of low-aspect-ratio RC shear walls when used in different applications. Chapter 2 focuses on low-aspect-ratio RC shear walls that are employed in residential and industrial structures. Considering their significance, the seismic response modification factors of such walls, as defined in various standards, are thoroughly examined and evaluated utilizing the FEMA P695 methodology. The analysis revealed potential deficiencies in the current code-based recommendations for response modification factors. Consequently, a novel set of response modification factors, capable of mitigating the seismic risk of collapse under the maximum considered earthquake, is proposed. Such proposed values can be integrated into the forthcoming revisions of relevant building codes and design standards. While the FEMA P695 methodology offers a comprehensive approach to assessing building seismic performance factors, its practical implementation is associated with many challenges for practicing engineers. Specifically, the methodology heavily relies on resource-intensive and time-consuming incremental dynamic analyses, making it less feasible for routine engineering practices. To enhance its practicality, a data-driven framework is developed in Chapter 3, circumventing the need for such demanding analyses. This framework provides genetic programming-based expressions capable of producing accurate predictions of the median collapse intensities—a key metric in the acceptance criteria of the FEMA P695 methodology, for different structural systems. To demonstrate its use, the developed framework is operationalized to low-aspect-ratio RC shear walls and the predictive expression is evaluated considering several statistical and structural parameters, which showed its adequacy in predicting the median collapse intensities of such walls. Furthermore, the adaptability of this framework is showcased, highlighting its applicability across various SFRSs. Chapters 4 and 5 tackle the scarcity of experimental assessments pertaining to the seismic performance of low-aspect-ratio RC walls in nuclear facilities. The seismic hybrid simulation testing technique is employed herein to merge the simplicity of numerical simulations with the efficiency of experimental tests. Hybrid simulation can overcome obstacles related to physical specimen sizes, limited actuator capacities, and space constraints in most laboratories. In these two chapters, the experimental program delves into evaluating the seismic performance of three two-storey low-aspect-ratio nuclear RC walls under different earthquake levels, including operational, design, and beyond-design-level scenarios. Diverse design configurations, including the use of increased thickness boundary elements and different materials (i.e., normal- and high-strength reinforcement), are considered in such walls to provide a comprehensive understanding of several structural parameters and economic metrics. Key structural parameters, such as the force-displacement responses, multi-storey effects, lateral and rotational stiffnesses, ductility capacities, displacement components, rebar strains, crack patterns and damage sequences, are all investigated to provide direct comparisons between the walls in terms of their seismic performances. Additionally, economic metrics, including the total rebar weights, overall construction costs and the expected seismic repair costs, are considered in order to evaluate the seismic performance of the walls considering an economic perspective. The findings of this experimental investigation are expected to inform future nuclear design standards by enhancing the resilience and safety of their structures incorporating low-aspect-ratio RC shear walls. / Thesis / Doctor of Philosophy (PhD)

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No description available.

The emphasis of this study is focusing on three-dimensional (3D) investigations of the manganese sulfide (MnS) inclusions characteristics in steels by using electrolytic extraction (EE). Two steel grades, 42CrMo4 and 157C, heat treated (HT) at 900 oC were investigated. 42CrMo4 steel samples were heat treated for 5, 10, 15 and 30 minutes while 157C steel samples were heat treated for 5 minutes. Samples of 42CrMo4 were taken from middle zone of an as-cast steel bar while that for grade 157C were taken from 3 different zones (centre, middle and surface). Inclusions were collected on film filters and analyzed by SEM for classification and determination of their characteristics including the size, number density (Nv), morphology and composition. The aspect ratio (AR) as well as particle size distribution (PSD) were also compared for steel samples conducted at various HT times. The result showed that EE is a reliable method of investigation inclusion characteristics. The inclusions were classified into 3 types according to their morphology and composition. Type I was elongated rod-like MnS, type II was coarsened sheet-like MnS and type III was spherical MnS inclusions. In addition, HT significantly reduced the Nv and fairly reduced AR but no significant reduction in size observed. The peak of PSD decreased with an increased HT time. The change of Nv, length, AR and PSD could be altered because of uneven inclusion distribution in filter and different sampling positions.