The electronic and geometrical structure of single difluoro-bora-1,3,5,7-tetraphenyl-aza-dipyrromethene (aza-BODIPY) molecules adsorbed on the Au(111) surface is investigated by low temperature scanning tunneling microscopy and spectroscopy in conjunction with ab initio density functional theory simulations of the density of states and of the interaction with the substrate. Our DFT calculations indicate that the aza-BODIPY molecule forms a chemical bond with the Au(111) substrate, with distortion of the molecular geometry and significant charge transfer between the molecule and the substrate. Nevertheless, most likely due to the low corrugation of the Au(111) surface, diffusion of the molecule is observed for applied bias in excess of 1 V. / Dieser Beitrag ist mit Zustimmung des Rechteinhabers aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

The non-adiabatic quantum molecular dynamics (NA-QMD) method couples self-consistently classical nuclear motion with time-dependent density functional theory (TDDFT) in basis expansion for the electron dynamics. It has become a versatile approach to study the dynamics of atoms, molecules and clusters in a wide range of scenarios. This work presents applications of the NA-QMD method to important benchmark systems and its systematic extension to include quantum effects in the nuclear motion. Regarding the first objective, a complete study of the strong-field ionization and dissociation dynamics of nature’s simplest molecule H2+ is performed. By including all electronic and nuclear degrees of freedom and all reaction channels, molecular rotation is shown to play an important role in the ionization process. In addition, strong orientation effects in the energy deposition process of the Buckminster fullerene C60 in short intense laser pulses are surprisingly found in full dimensional calculations. Their consequences on the subsequent nuclear relaxation dynamics shed new light on available experimental data and future experiments are proposed to confirm the detailed predictions. Regarding the second objective, the NA-QMD formalism is basically extended to take electron-nuclear correlations into account. This extension is achieved by means of a trajectory surface hopping scheme in the adiabatic Kohn-Sham framework. First studied examples from collision physics and photochemistry illustrate the relevance and importance of quantum effects in the nuclear dynamics.

The interplay between different self-organized electronically ordered states and their relation to unconventional electronic properties like superconductivity constitutes one of the most exciting challenges of modern condensed matter physics. In the present thesis this issue is thoroughly investigated for the prototypical layered material 1T-TaS2 both experimentally and theoretically. At first the static charge density wave order in 1T-TaS2 is investigated as a function of pressure and temperature by means of X-ray diffraction. These data indeed reveal that the superconductivity in this material coexists with an inhomogeneous charge density wave on a macroscopic scale in real space. This result is fundamentally different from a previously proposed separation of superconducting and insulating regions in real space. Furthermore, the X-ray diffraction data uncover the important role of interlayer correlations in 1T-TaS2. Based on the detailed insights into the charge density wave structure obtained by the X-ray diffraction experiments, density functional theory models are deduced in order to describe the electronic structure of 1T-TaS2 in the second part of this thesis. As opposed to most previous studies, these calculations take the three-dimensional character of the charge density wave into account. Indeed the electronic structure calculations uncover complex orbital textures, which are interwoven with the charge density wave order and cause dramatic differences in the electronic structure depending on the alignment of the orbitals between neighboring layers. Furthermore, it is demonstrated that these orbital-mediated effects provide a route to drive semiconductor-to-metal transitions with technologically pertinent gaps and on ultrafast timescales. These results are particularly relevant for the ongoing development of novel, miniaturized and ultrafast devices based on layered transition metal dichalcogenides. The discovery of orbital textures also helps to explain a number of long-standing puzzles concerning the electronic self-organization in 1T-TaS2 : the ultrafast response to optical excitations, the high sensitivity to pressure as well as a mysterious commensurate phase that is commonly thought to be a special phase a so-called “Mott phase” and that is not found in any other isostructural modification.

A preconditioner to improve the convergence properties of Krylov subspace solvers is derived and analyzed in this work. This method is adapted to linear systems arising from a finite-element discretization of a phase-field crystal equation.

In this thesis, a series of computational studies based on density functional theory (DFT) and density functional tight-binding (DFTB) is presented to deeply understand experimental results on the synthesis of endohedral fullerenes and graphene/iron hybrids at atomic level. In the first part, a simple and efficient model is proposed to evaluate the strain experienced by clusters encapsulated in endohedral metallofullerenes (EMFs). Calculations for the sole cluster, either in the neutral or the charged state, cannot be used for this goal. However, when the effect of the carbon cage is mimicked by small organic π-systems (such as pentalene and sumanene), the cluster has sufficient freedom to adopt the optimal configuration, and therefore the energetic characteristics of the EMF-induced distortion of the cluster can be evaluated. Both nitride and sulfide clusters were found to be rather flexible. Hence, they can be encapsulated in carbon cages of different size and shape. For carbide M2C2 cluster the situation is more complex. The optimized cluster can adopt either butterfly or linear shapes, and these configurations have substantially different metal-metal distance. Whereas for Sc2C2 both structures are isoenergetic, linear form of the Y2C2 cluster is substantially less stable than the butterfly-shaped configuration. These results show that phenomenon of the “nanoscale fullerene compression” once proposed by Zhang et al. (J. AM. CHEM. SOC. (2012),134(20)) should be “nanoscale fullerene stretching”. Finally, the results also reveal that both Ti2S and Ti2C2 cluster are strained in corresponding EMF molecules, but the origin of the strain is opposite: C78-D3h(5) cage imposes too long Ti···Ti distance for the sulfide cluster and too short distance for the carbide cluster. In the second part of the thesis, possible fullerene geometries and electronic structures have been explored theoretically for the species detected in mass spectra of the Sc-EMF extract synthesized using CH4 as a reactive gas. Two most promising candidates, namely Sc4C@C80-Ih(7) and Sc4C3@C80-Ih(7), have been identified and further studied at the DFT level. For Sc4C@C80, the tetrahedral Sc4 cluster with the central μ4-C atom was found to be 10 kJ/mol more stable than the square cluster. For Sc4C3@C80, the calculation showed that the most stable is the Sc4C3 cluster in which the triangular C3 moiety is η3- and η2-coordinated to Sc atoms. Whereas Sc4C@C80 has rather small HOMO-LUMO gap and low ionization potential, the HOMO-LUMO gap of Sc4C3@C80 is substantially higher and exceeds that of Sc4C2@C80. In the third part, computational studies of structures and reactivity are described for a new type of EMFs with a heptagon that has been produced in the arc-discharge synthesis. DFT computations predict that LaSc2N@Cs(hept)-C80 is more stable than LaSc2N@D5h-C80, so the former should be synthesized in much higher yield than observed. This disagreement may be ascribed to the kinetic factors rather than thermodynamic stability. Because of prospective applications of this EMFs by introducing functional groups, the influence of the heptagon on the chemical properties have been further evaluated. Thermodynamically and kinetically preferred reaction sites are studied computationally for Prato and Bingel-Hirsch cycloaddition reactions. In both types of reactions the heptagon is not affected, and chemical reactivity is determined by the adjacent pentalene units. Thermodynamically controlled Prato addition is predicted to proceed regioselectively across the pentagon/pentagon edges, whereas the most reactive sites in kinetically-controlled Bingel-Hirsch reaction are the carbon atoms next to the pentagon/pentagon edge. Fourth, although various EMFs have been successfully synthesized and characterized, the formation mechanism is still not known in details, and hence control of the synthesis products is rather poor. Therefore, EMF self-assembly process in Sc/carbon vapor in the presence and absence of cooling gas (helium) and reactive gas (NH3 and CH4) is systematically investigated using quantum chemical molecular dynamics (QM/MD) simulations based on the DFTB potentials. The cooling gas effect is that the presence of He atoms accelerates formation of pentagons and hexagons and reduces the size of formed carbon cages in comparison to the analogous He-free simulations. As a result, the Sc/C/He system yields a large number of successful trajectories (i.e. leading to the Sc-EMFs) with more realistic cage-size distribution than the Sc/C system. Encapsulation of Sc atoms within the carbon cage was found to proceed via two parallel mechanisms. The main mechanism involves nucleation of the several hexagons and pentagons with Sc atoms already at the early stages of the carbon vapor condensation. In such proto-cages, both Sc–C σ-bonds and coordination bonds between Sc atoms and the π-system of the carbon network are present. Sc atoms are thus rather labile and can move along the carbon network, but the overall bonding is sufficiently strong to prevent dissociation even at high temperatures. Further growth of the carbon cage results in encapsulation of one or two Sc atoms within the forming fullerene. Another encapsulation mechanism is observed in rare cases. In this process, the closed cage is formed with Sc being a part of the carbon network, i.e. being bonded by three or four Sc–C σ-bonds. However, such intermediates are found to be unstable, and transform into the endohedral fullerenes within few picoseconds of annealing. In perfect agreement with experimental studies, extension of the simulation to Fe and Ti showed that Fe-EMFs are not formed at all, whereas Ti is prone to form Ti-EMFs with small cage sizes, including Ti@C28-Td and Ti@C30-C2v(3). The role of “reactive gas” in the EMF synthesis is revealed in dedicated simulations of the fullerene formation in the presence of several molecules of CH4 or NH3. When concentration of reactive gas is high, carbon vapor tends to form graphene flakes or other carbon species terminated by hydrogen atoms, whereas the yield of empty fullerenes is very low. Conversely, with additional metal atoms (Sc) and the same number of NH3 molecules, the yield of fullerenes constantly increase from 5 to 65% which is ascribed to the catalytic activity of metal atoms in the nucleation of carbon cages already at early stage. Moreover, due to the presence of hydrogen atoms from the reactive gas, the carbon cage formation requires much longer time, which provides sufficient reaction time to encapsulate 3 or 4 Sc atoms within one cage. It explains preferential formation of clusterfullerenes in experiments with reactive gas. At the same time, monometallofullerenes and dimetallofullerenes are the main products in absence of reactive gas. We also provide possible growth mechanisms of carbide and cyano-clusterfullerenes in details to elucidate how the intracluster goes into the cage. A possible growth mechanism of nitride clusterfullerenes has been proposed based on DFT results. In the last part, a free-standing crystalline single-atom thick layer of Fe has been studied theoretically. By investigating the energy difference, ΔE, between a suspended Fe monolayer and a nanoparticle using the equivalent number of Fe atoms, one can estimate that the largest stable membrane should be ca. 12 atoms wide or 3 × 3 nm2 which is in excellent agreement with the experimental observation. Otherwise, the possibility of C, O, N atoms embedded into the Fe membrane can been fully excluded by DFTB and DFT simulations, which agrees with electron energy loss spectroscopy (EELS) measurement. A significantly enhanced magnetic moment for single atom thick Fe membranes (3.08 μB) is predicted by DFT as compared to the bulk BCC Fe (2.1 μB), which originates from the 2D nature of the Fe membrane since the dz2 orbital is out-of-plane while the dxy orbital is in-plane.

Silicon-on-insulator is a key technology which ensures continuation of Moore’s law. This document investigates the impact of orientation, confinement, and strain on the electronic structure of thin silicon slabs using density functional theory. Moreover a systematic comparison of FDSOI device characteristics using parameters of both the default bulk material and that of the studied slab material is also performed. The comparative study of low index orientations show that confinement not only widens the band gap but also transforms the band gap type. Moreover, it is found that for thin silicon layers, strain can alter band gap and band gap type. By summarizing the findings for different crystal orientations, we demonstrate that the consideration of the electronic structure of strained and confined silicon is of high relevance for modelling actual devices with ultra thin body.

Die vorliegende Promotionsarbeit “Density functional study of the electronic and magnetic properties of selected transition metal complexes” beschäftigt sich mit dem Zusammenhang zwischen strukturellen Merkmalen sowie elektronischen und magnetischen Eigenschaften von Einzelmolekül-Magneten. Im Wesentlichen konnte dabei gezeigt werden, dass die magnetischen Eigenschaften sowohl von strukturellen Merkmalen als auch von den elektronischen Eigenschaften bestimmt werden. Des Weiteren ergab sich, dass verschiedene Kenngrößen der magnetischen Eigenschaften (im speziellen der magnetische Grundzustand S sowie die magnetische Anisotropie D) miteinander korreliert sind. Dies ist im Besonderen für eine mögliche Anwendung von Einzelmolekül-Magneten im Bereich der Datenspeicherung von Bedeutung.

<p></p><p>Global demand for high performance, low cost, and eco-friendly electronics is ever increasing. Ion/charge transport ability and mechanical adaptability constitute two critical performance metrics of battery and semiconductor materials, which are fundamentally correlated with their structural dynamics under various operating conditions. It is imperative to reach the mechanistic understanding of the structure-property relationships of electronic materials to develop principles of materials design. Nevertheless, the intricate atomic structure and elusive phase behaviors in the operation of devices challenge direct experimental observations. Herein, we employ a spectrum of modeling methods, including quantum chemistry, ab-initio modeling, and molecular dynamics simulation, to systematically study the phase dynamics and physico-mechanical behaviors of multiple electronic materials, ranging from transition-metal cathodes, polymer derived ceramics anodes, to organic semiconductor crystals. The multiscale atomistic modeling enriches the fundamental understanding of the electro-chemo-mechanical behaviors of battery materials, which provides insight on designing state-of-the-art energy materials with high capacity and high structural stability. By leveraging the genetic-algorithm refined molecular modeling and phase transformation theory, we unveil the molecular mechanisms of thermo-, super- and ferroelastic transition in organic semiconductor crystals, thus promoting new avenues of adaptive organic electronics by molecular design. Furthermore, the proposed computational methodologies and theoretical frameworks throughout the thesis can find use in exploring the phase dynamics in a variety of environmentally responsive electronics.</p><p></p>

Spin-orbit coupling (SOC) reduces the spatial symmetry of ferromagnetic solids. That is, the physical properties of ferromagnetic materials are anisotropic, depending on the magnetization direction. In this thesis, by means of numerical calculations with full-relativistic density functional theory, we studied two kinds of physical properties: surface magnetic anisotropy energy (MAE) and anisotropic thermoelectric power due to Lifshitz transitions. After a short introduction to the full-relativistic density functional theory in Chapter 2, the MAE of ferromagnetic thin films is studied in Chapter 3. For such systems, separation of different contributions, such as bulk magnetocrystalline anisotropy (MCA) energy, shape anisotropy energy, and surface/interface anisotropy energy, is crucial to gain better understanding of experiments. By fitting our calculating results for thick slabs to a phenomenological model, reliable surface MAE could be obtained. Following this idea, we have studied the MAE of Co slabs with different geometries, focusing on the effects of orbital polarization correction (OPC). We found that the surface anisotropy is mainly determined by the geometry. While OPC gives better results of orbital moments, it overestimates the MAE. In the second part of Chapter3, the effects of electric fields on the MAE of L10 ferromagnetic thin films are studied. Using a simple model to simulate the electric field, our calculations are in good agreement with previous experimental results. We predicted that for CoPt, even larger effects exist. Moreover, we found that it is the amount of screening charge that determines the magnetoelectric coupling effects. This gives us some clue about how to achieve electric field control of magnetization direction. In Chapter 4, Lifshitz transitions in L10 FePt caused by a canted magnetic field are studied. We found several Lifshitz transitions in ordered FePt with tiny features in DOS. Using a two-band model, it is demonstrated that at such transitions, the singular behaviour of kinetic properties is due to the interband scattering, and the singularity itself is proportional to the derivative of the singular DOS. For FePt, such singularity will be smeared into anomaly by chemical disorder. Using CPA, we studied the effects of energy level broadening for the critical bands in FePt. We found that for experimentally available FePt thin films, Lifshitz transitions would induce up to a 3% increase of thermopower as the magnetization is rotated from the easy axis to the hard axis. / Spin-Bahn-Kopplung reduziert die Symmetrie ferromagnetischer Festkörper. Das bedeutet, dass die physikalischen Eigenschaften ferromagnetischer Stoffe anisotrop bezüglich der Magnetisierungsrichtung sind. In dieser Dissertation werden mittels numerischer voll-relativistischer Dichtefunktional-Rechnungen zwei Arten physikalischer Eigenschaften untersucht: magnetische Oberflächen-Anisotropieenergie (MAE) und anisotrope Thermokraft durch Lifshitz-Übergänge. Nach einer kurzen Einführung in die relativistische Dichtefunktional-Theorie in Kapitel 2 wird in Kapitel 3 die MAE ferromagnetischer dünner Filme untersucht. In diesen Systemen ist es für ein Verständnis experimenteller Ergebnisse wichtig, verschiedene Beiträge zu separieren: Volumenanteil der magnetokristallinen Anisotropie (MCA), Formanistropie und Oberflächen bzw. Grenzflächenanisotropie. Durch Anpassen berechneter Daten für dicke Schichten an ein phänomenologisches Modell konnten verlässliche Oberflächen Anisotropien erhalten werden. In dieser Weise wurde die MAE von Co- Schichten mit unterschiedlichen Geometrien untersucht, wobei der Einfluss von Orbitalpolarisations-Korrekturen (OPC) im Vordergrund stand. Es wurde gefunden, dass die Oberflächenanisotropie hauptsächlich von der Geometrie bestimmt wird. Während OPC bessere Ergebnisse für die Orbitalmomente liefert, wird die MAE überschätzt. Im zweiten Teil von Kapitel 3 wird der Einfluss elektrischer Felder auf die MAE von dünnen ferromagnetischen Filmen mit L10-Struktur untersucht. Unter Verwendung eines einfachen Modells zur Simulation des elektrischen Feldes liefern die Rechnungen gute Übereinstimmung mit vorliegenden experimentellen Ergebnissen. Es wird vorhergesagt, dass für CoPt ein noch größerer Effekt existiert. Weiterhin wurde gefunden, dass die magnetoelektrische Kopplung von der Größe der Abschirmladung bestimmt wird. Dies ist eine wichtige Einsicht, um die Magnetisierungsrichtung durch ein elektrisches Feld kontrollieren zu können. In Kapitel 4 werden Lifshitz-Übergänge untersucht, die ein gekantetes Magnetfeld hervorruft. Es wurden mehrere Lifshitz-Übergänge in geordnetem FePt gefunden, welche kleine Anomalien in der Zustandsdichte hervorrufen. Mit Hilfe eines Zweiband-Modells wird gezeigt, dass an solchen Übergängen das singuläre Verhalten kinetischer Eigenschaften durch Interband- Streuung verursacht wird und dass die Singularität proportional zur Ableitung der singulären Zustandsdichte ist. In FePt wird durch chemische Unordnung diese Singularität zu einer Anomalie verschmiert. Der Einfluss einer Verbreiterung der Energieniveaus der kritischen Bänder in FePt wurde mittels CPA untersucht. Es wurde gefunden, dass in experimentell verfügbaren dünnen FePt-Filmen Lifshitz-Übergänge bis zu 3% Erhöhung der Thermokraft erzeugen, wenn die Magnetisierung von der leichten in die harte Richtung gedreht wird.

Epitaxial growth is an important technique for the fabrication of film structures with good crystalline quality, e.g., monoatomic overlayers, multilayers, compound materials, and ordered alloys. Such epitaxially grown films are technologically important materials with, e.g., adjustable electronic, magnetic, and optical properties. In case of coherent or pseudomorphic epitaxy, the overlayer adapts the in-plane lattice parameters of the substrate, i.e., the overlayer is strained to match the lattice parameters parallel to the substrate surface (in-plane directions). Simultaneously, a relaxation of the film dimension perpendicular to the substrate-film interface occurs (out-of-plane direction). Thus, coherent epitaxy provides a method to put phases under strain, and it can stabilise a metastable state of the film material, if the substrate lattice matches this metastable structure. Bulk-like properties in thick overlayers, which adopt the body-centred tetragonal (BCT) crystal structure and which grow coherently on a suitable substrate with quadratic surface symmetry, are modelled by the epitaxial Bain path (EBP) in this thesis. The knowledge of the EBP allows to study properties of the overlayer as function of the substrate lattice parameter. In particular, strain effects on the film material, magnetic order in the overlayer, and the existence of possible metastable states are investigated by means of density functional theory (DFT) in the local spin density approximation (LSDA), and in the singular case of uranium, employing the generalised gradient approximation (GGA). Note that a symmetry property of the BCT structure states, that it is identical to the body-centred cubic (BCC) structure or the face-centred cubic (FCC) structure for definite ratios of the tetragonal lattice parameters. Our definition of the EBP has two, previously not considered consequences for EBPs in general: an EBP can be discontinuous, and the high symmetry cubic structures (FCC and BCC) need not be points on the EBP. Both cases occurred for several elements considered in this thesis. If, however, a cubic structure is a point on the EBP, then a symmetry property guarantees that the total energy along the EBP, E(a), is stationary at this cubic structure. We computed the EBPs of all transition metals (TMs), the post TMs Zn, Cd, and Hg, the alkaline earth metals Ca, Sr, and Ba, the lanthanides La and Lu, and the actinide U (35 elements were treated in total). For each element but Zr, Hg, and U, there are exactly two structures whose energies are minima on the EBP, and which exhibit neither in-plane nor out-of-plane stresses; for Zr, Hg, and U there are three minima each. All other states on the EBP exhibit in-plane stresses because they are a strained form of the stress-free structures. The possibility of metastability of these particular, stress-free structures, i.e., stabilisation of these structures without bonding to the substrate, was investigated by stability conditions based on linear elasticity theory (except for U). We predict that ten FCC structures and three BCT structures not known from the respective phase diagrams may be metastable. We studied the properties of ferromagnetic (FM) states on the EBP for the elements Fe, Co, and Ni, and moreover predict, that Mn, Ru, Os, and U order ferromagnetically for certain states of the EBP. The latter three elements are paramagnetic in their ground states. The onset of ferromagnetism in Os and U is not accompanied by a simultaneously fulfilled Stoner criterion. According to our results, antiferromagnetic order (with moment sequences up-down or up-up-down-down on successive (001) planes) is never more stable than FM order on any EBP for any element investigated. On the basis of our comprehensive results for all TMs, we analysed trends across each of the three TM series and similarities among the three series. We demonstrate, that the type of the EBP (a classification of extrema of E(a) by symmetry into types) follows a characteristic trend across each of the three TM series. We discuss exceptions (Mn, Fe, and Zr) to this trend. Another trend, identical for the three series, is found for the BCT­-FCC structural energy difference as function of the d-band filling (evaluated for BCT structures that define extrema of E(a)), which follows a similar trend as the well studied BCC­-FCC structural energy difference. Clear similarities among the three periods of elements are also reflected in the bulk moduli and in the elastic constants of the cubic or tetragonal structures, that define the global and local minima of E(a). The mentioned similarities suggest, that many properties which are associated with the EBPs of TMs, can be attributed to the occupation of the d-band, which is the most dominant feature of the electronic structure of TMs.