Ce travail de thèse présente une étude théorique, numérique et expérimentale de l’intégration sur un guide d’onde diélectrique de chaînes de nanoparticules d’or supportant des résonances « plasmon de surface localisé ». Les guides d’onde à plasmon de surface localisé procurent un confinement sub-longueur d’onde de la lumière, ce qui permet d’envisager la réalisation de composants optiques ultra-compacts. Cependant, leurs pertes optiques élevées restreignent leur application à de courtes distances de propagation, contrairement aux guides d’onde diélectriques. Une combinaison judicieuse des deux types de guide doit donc permettre de bénéficier de leurs avantages respectifs. Dans un premier temps, nous avons étudié théoriquement les propriétés des chaînes des nanoparticules grâce à un modèle analytique basé sur l’approximation de dipôles ponctuels couplés, que nous avons développé. Cette étude a permis de déterminer la forme et les dimensions des nanoparticules qui ont ensuite été introduites dans un logiciel de FDTD pour simuler le couplage entre la chaîne de nanoparticules et le guide diélectrique (SOI ou en Si3N4). De cette étude numérique, nous avons déduit les géométries des structures à fabriquer. Les structures réalisées ont été caractérisées à l’aide d’un banc de transmission résolue spectralement, mis en place pendant cette thèse, et d’un système de mesures en champ proche optique en collaboration avec le LNIO (Troyes). Pour la première fois, nous avons montré expérimentalement les propriétés d’une chaîne courte de nanoparticules intégrée sur un guide SOI, ainsi que le phénomène de guides couplés entre une chaîne longue de nanoparticules et un guide SOI. Une valeur record de la constante de couplage a été obtenue, et ce, aux longueurs d’onde des télécoms (proche infrarouge). L’énergie lumineuse transportée par le mode TE du guide SOI peut ainsi être entièrement transférée au guide plasmonique en 4 ou 5 nanoparticules, soit une distance de propagation de moins de 600 nm. Nous avons également étudié les propriétés de réseaux de Bragg à base de plasmon de surface localisé en confrontant les résultats de mesures de transmission résolue spectralement aux résultats théoriques d’un modèle analytique basé à la fois sur l’approximation de dipôle ponctuel en régime quasi-statique et la théorie des modes couplés. Ces travaux ouvrent la voie à des applications de pinces optiques, de capteurs ou de spaser, qui bénéficieront de l’intégration de nanoparticules métalliques dans les circuits photoniques. / This PhD work presents a theoretical, numerical and experimental study of the integration of a gold nanoparticle chain supporting "localized surface plasmon resonances" on a dielectric waveguide. The localized surface plasmon allows a sub-wavelength confinement of light which could lead to the achievement of ultra-compact optical components. However, the high level of optical losses restricts their application to short propagating distances unlike dielectric waveguides. A judicious combination of both types of guides should therefore allow taking profit of their respective advantages. Firstly, we have theoretically studied the properties of nanoparticles chains using an analytical model that we have developed following the coupled dipoles approximation. This has helped us to determine the shape and size of nanoparticles, which have been further used in a FDTD software, to simulate the coupling between the chain and the dielectric waveguide (SOI or Si3N4). Using this numerical study, we have deduced the geometries of structures to be fabricated. The realized structures have been characterized using a spectrally resolved transmission set-up, built during this thesis, and an optical near field measurement set-up (collaboration LNIO Troyes). For the first time, we have experimentally shown the properties of short nanoparticle chains integrated on a SOI waveguide as well as the existence of a coupled waveguide phenomenon between long nanoparticle chains and SOI waveguides. A record value has been obtained for the coupling constant at telecom wavelengths (near infrared). The light energy carried by the TE mode of the SOI waveguide can be completely transferred into the plasmonic waveguide via the first 4 or 5 nanoparticles of the chain, which means a distance of less than 600 nm. We have also studied the properties of Bragg gratings based on localized surface plasmon. Experimental results from spectrally resolved transmission measurements have been compared to theoretical results obtained from an analytical model based on the point dipole approximation in quasi-static regime, on one hand, and using the coupled mode theory, on the other hand. This work opens the way for applications to optical tweezers, sensors or spasers, which will benefit from the integration of metal nanoparticles in photonic circuits.

Les propriétés optiques des nanomatériaux, tels que les cristaux photoniques ou les métamatériaux, ont reçu beaucoup d’attention dans les dernières années [1–9]. La dérivation numérique de ces propriétés se révèle pourtant très compliquée, en particulier dans le cas des structures métallo-diélectriques, qui comportent des résonances plasmoniques. C’est pourquoi des méthodes numériques avancées et des modèles semi-analytiques sont nécessaires. Dans cette thèse, nous montrerons que le formalisme de la matrice de diffraction peut satisfaire ces deux aspects. La méthode de la matrice de diffraction est un concept très général en physique. Dans le cas des structures périodiques, on peut dériver la matrice de diffraction à l’aide de la méthode modale de Fourier [10]. Pour la description exacte des géométries planes, nous avons développé la méthode des coordonnées adaptées [11], qui nous donne un nouveau système de coordonnées, dans lequel les interfaces des matériaux sont des surfaces de coordonnées constantes. En combinaison avec la méthode de la résolution spatiale adaptative, la méthode des coordonnées adaptées permet d’améliorer considérablement la convergence de la méthode modale de Fourier, de telle sorte qu’on peut calculer des structures métalliques compliquées très efficacement. Si on utilise la matrice de diffraction, il est non seulement possible de dériver les propriétés optiques en illumination de champ lointain, comme la transmission, la réflexion, l’absorption, et le champ proche, mais aussi de décrire l’émission d’un objet à l’intérieur d’une structure et d’obtenir les résonances optiques d’un sytème. Dans cette thèse, nous présenterons une méthode efficace pour la dérivation des résonances optiques tridimensionnelles, utilisant directement la matrice de diffraction [14]. Si on connaît les résonances d’un système isolé, il est aussi possible d’obtenir une approximation des résonances dans le cas d’un système combiné à l’aide de notre méthode du couplage des résonances [15, 16]. Cette méthode permet de décrire le régime de couplage des champs lointain et proche, y compris le couplage fort avec les résonances Fabry-Perot, pour des systèmes qui se composent d’un empilement de deux structures planes et périodiques. Pour cette raison, on peut étudier efficacement le couplage de ces systèmes. Cette thèse est écrite de manière à donner une idée d’ensemble du formalisme de la matrice de diffraction et de la méthode modale de Fourier. En outre, nous décrivons notre généralisation de ces méthodes et nous montrons la validité de nos approches pour différents exemples. / The optical properties of nanostructures such as photonic crystals and metamaterials have drawn a lot of attention in recent years [1–9]. The numerical derivation of these properties, however, turned out to be quite complicated, especially in the case of metallo-dielectric structures with plasmonic resonances. Hence, advanced numerical methods as well as semi-analytical models are required. In this work, we will show that the scattering matrix formalism can provide both. The scattering matrix approach is a very general concept in physics. In the case of periodic grating structures, the scattering matrix can be derived by the Fourier modal method [10]. For an accurate description of non-trivial planar geometries, we have extended the Fourier modal method by the concept of matched coordinates [11], in which we introduce a new coordinate system that contains the material interfaces as surfaces of constant coordinates. In combination with adaptive spatial resolution [12,13], we can achieve a tremendously improved convergence behavior which allows us to calculate complex metallic shapes efficiently. Using the scattering matrix, it is not only possible to obtain the optical properties for far field incidence, such as transmission, reflection, absorption, and near field distributions, but also to solve the emission from objects inside a structure and to calculate the optical resonances of a system. In this work, we provide an efficient method for the ab initio derivation of three-dimensional optical resonances from the scattering matrix [14]. Knowing the resonances in a single system, it is in addition possible to obtain approximated resonance positions for stacked systems using our method of the resonant mode coupling [15, 16]. The method allows describing both near field and far field regime for stacked two-layer systems, including the strong coupling to Fabry-Perot resonances. Thus, we can study the mutual coupling in such systems efficiently. The work will provide the reader with a basic understanding of the scattering matrix formalism and the Fourier modal method. Furthermore, we will describe in detail our extensions to these methods and show their validity for several examples.

Ce travail de thèse porte sur l'étude des processus non-linéaires cohérents des semiconducteurs nanostructurés en microcavité. Cette étude montre la faisabilité d'une porte optique ultra-rapide et peu dissipative fonctionnant avec une faible énergie de commande (~µJ/cm²). Des études expérimentales en diffraction et en pompe-sonde dégénérées ont été réalisées sur des microcavités semiconductrices, à température ambiante. Elles ont permis de mettre en évidence une modulation ultra-rapide de la fonction diélectrique du semiconducteur lorsque l'on excite le matériau dans sa région de transparence. Un rendement de diffraction de 2% et une modulation de réflectivité d'un contraste 5:1 ont été mesuré pour une excitation de faible énergie (~µJ/cm²). Cette modulation ultra-rapide a été attribuée à l'effet Stark optique. L'insertion du matériau non-linéaire dans une microcavité Fabry-Pérot permet d'exalter l'interaction lumière/matière et ainsi d'abaisser l'intensité de commande. Une étude numérique d'une microcavité contenant un milieu absorbant a été réalisée. Nous avons montré que le minimum de réflectivité ne se produit pas forcément à la longueur d'onde de résonance lres attendue mais en une longueur d'onde dite de pseudo-résonance lps. Le décalage entre ces deux longueurs d'onde peut atteindre plusieurs nanomètres. En considérant cette étude, une modélisation du couplage de l'effet Stark optique avec le mode de la cavité a également été réalisée. Le modèle développé permet de rendre compte des résultats expérimentaux de modulation de réflectivité. L'utilisation de ce modèle permettrait d'étudier l'influence des paramètres d'élaboration de la cavité sur la modulation et ainsi de définir une structure adaptée à la modulation.

No description available.

Optical fiber sensors have already been developed from the experimental stage to practical applications in the past 20 years. There is no doubt that this technology can bring a wealth of applications, ranging from sensors in medical industry, aerospace and wind-energy industries, through to distributed sensors in oil and gas industry. Among a large amount of physical and chemical parameters which optical fiber sensors could measure, temperature and strain are the most widely studied. This thesis presents several low-cost optical fiber sensor configurations primarily for temperature and strain measurement. Several basic optical fiber components which are good candidates as optical fiber sensors are used in our experiments, such as fiber Bragg gratings (FBGs), multimode fibers (MMFs), small-core dispersion compensation fibers (SCDCFs), high-birefringence fiber loop mirrors (HBFLMs), and polarization-maintaining photonic crystal fibers (PMPCFs). Temperature and strain cross sensitivity is a crucial issue when designing high performance optical fiber sensors, since most of the sensing components are both sensitive to temperature and strain. This would introduce an error when measuring each of them independently. We developed several schemes to overcome this problem by cascading an FBG and a section of MMF, inserting an FBG into an HBFLM, and space division multiplexing two HBFLMs. By measuring the wavelength shifts of the two independent components' spectra in each scheme, simultaneous measurement of temperature and strain could be achieved. However, all the above schemes need optical spectrum analyzers to monitor the spectral information, which increases the cost of the system and limits the operation speed. In order to avoid using optical spectrum analyzers, we use an intensity-based interrogation method with MMFs and HBFLMs as edge filters. By measuring power ratio changes, instead of monitoring spectra shifts, simultaneous measurement of temperature and strain could be realized with a low cost and high speed. The resolutions of the above five configurations are between 0.26 - 1.2 ^oC in temperature and 9.21 - 29.5 με in strain, which are sufficient for certain applications. We also investigate the sensing applications with the SCDCF. Since the cutoff wavelength of this kind of fiber is around 1663 nm, which makes it naturally an MMF in the wavelength range of 1550 nm. By slightly offsetting the core of the SCDCF with respect to that of the standard single-mode fiber (SMF), a high extinction ratio could be achieved with almost 9 dB. When a lateral force (lateral strain) applied on the SCDCF, extinction ratio will decrease. The change of the extinction ratio is almost independent of temperature variation. The measured extinction ratio change has a good quadratic relationship with respect to applied lateral force. This feature could be used to measure lateral force (lateral strain). In addition, we also use this feature to realize simultaneous measurement of both the longitudinal strain and lateral strain, since the applied longitudinal strain results in the whole spectrum shift. Moreover, a miniature high temperature sensor could also be made using the SCDCF. One end of a 4-mm long SCDCF is spliced directly to SMF with the other end cleaved. By monitoring the reflection spectrum of the SCDCF, temperature information could be obtained. This sensing head is very compact and could realize high temperature measurement up to 600 ^oC. Recently, a kind of PMPCF has been found to have very small responses to temperature change. This offers an opportunity to measure other parameters without considering temperature influence. We construct a compact 7-mm long transmission-type sensor with this kind of PMPCF. The interference spectrum generated by the coupling of cladding modes and core mode is obtained by slightly offsetting the PMPCF core to SMF core. The experiment shows that the interference spectrum is almost unchanged within the temperature range of 25-60 ^oC. The presented sensor has the potential to be used to measure strain and refractive index in the normal environment without temperature discrimination for practical applications.

Tailoring the radiative properties of periodic micro/nanostructures can be used as an efficient way to create devices which have applications in energy harvesting, bioengineering and optical sensing. These structures are analyzed by a rigorous solution of the electromagnetic wave phenomena at the interfaces. The thesis explores the application of rigorous coupled-wave analysis (RCWA) method to study the optical responses of microstructure arrays. First section of the thesis elucidates the various mechanisms which are responsible for causing enhanced light absorption in inclined parallel plate grating arrays. Illustrative evidences of surface plasmon and magnetic resonances are provided by one and two-dimensional plots prepared by RCWA. Analytical agreement with visual data is obtained through use of LC circuit models. Finally, the effects of different geometric parameters on the resonance conditions are investigated. The second part of the thesis deals with application of RCWA to study the effect of light scattering on inclined silver nanorod (AgNR) arrays grown on compact disc (CD) gratings. Depending on the manner in which AgNRs are oriented with respect to CD gratings, they exhibit different optical behavior to incoming light. Effects of both incident light polarization and AgNR orientation with respect to the grating have been studied through the use of RCWA and effective medium theory. Calculated results are compared with experimental values and good agreements are observed for total reflection as well as trends of individual diffraction orders.

The spectral and directional control of radiative properties by utilizing engineered micro/nanostructures has enormous applications in photonics, microelectronics, and energy conversion systems. The present dissertation aims at: (1) design and analysis of micro/nanostructures based on wave interference and magnetic resonance effects to achieve tunable coherent thermal emission or enhanced optical transmission; (2) microfabrication of the designed structures; and (3) development of a high-temperature emissometer to experimental demonstrate coherent thermal emission from fabricated samples at temperatures from 300 K to 800 K. Asymmetric Fabry-Perot resonant cavities were studied as a potential coherent emission source. The reflectance was measured at room temperature using a Fourier-transform infrared spectrometer, and the emittance can be indirectly obtained from Kirchhoff's law. A high-temperature emissometer was built to measure the thermal emission of fabricated samples, and the temperature effect on the emission peaks was discussed. The direct and indirect approaches were unified and a generalized Kirchhoff's law was deduced to calculate thermal emission from layered structures with nonuniform temperatures. Magnetic polaritons were identified as a mechanism for achieving extraordinary optical transmission/absorption, through the comparison between equivalent capacitor-inductor models and the rigorous coupled-wave analysis. With carefully tuned geometric parameters, the resonance frequencies can be tailored for specific applications. A coherent emission source was designed with grating structures by excitation of magnetic polaritons, and is well suitable for thermophotovoltaic applications, thanks to the spectral selectivity and directional insensitivity of magnetic polaritons. Test samples were fabricated, and coherent thermal emission was experimentally observed at room temperatures up to 800 K. The results obtained in this dissertation will facilitate the design and application of micro/nanostructures in energy-harvesting systems.

<p>This thesis discusses a new scheme for generating radiation in the mid infrared spectral region, especially the 3.5-5 µm range. The scheme uses established Nd³⁺-lasers at 1.06 µm and down conversion in nonlinear optical crystals. The down conversion is made by two optical parametric oscillators (OPO) in series. The second OPO is a classical OPO using a zink germanium phosphide (ZGP) crystal. ZGP is the best nonlinear material available for the 4-8 µm spectral range, but it is absorbing below 2 µm. The new development presented in this thesis is the OPO used to convert the 1.06 µm laser radiation to a suitable OPO pump near 2 µm.</p><p>The OPO uses a type I quasi phase-matched crystal, which accesses high nonlinearities and avoids walk-off. The problem with type I OPOs close to degeneracy is the broad bandwidth of the generated radiation, which reduces the efficiency of a second OPO. This has been solved with a spectrally selective cavity using a volume Bragg grating output coupler. Unlike other bandwidth limiting schemes this introduces no intracavity losses and thus efficient OPO operation is achievable.</p><p>Narrow linewidth (~0.5 nm) OPO operation has been achieved with periodically poled LiNbO₃ (PPLN) and periodically poled KTiOPO4 (PPKTP) while locking the signal wavelength at 2008 nm and simultaneously generating an idler at 2264 nm. A high average power PPLN OPO with 36 % conversion efficiency and 47 % slope efficiency is reported. Operation very close to degeneracy at 2128 nm with the narrowband signal and idler peaks separated by 0.6 nm was demonstrated in a PPKTP OPO. Both the signal at 2008 nm and the combined signal and idler around 2128 nm from the PPKTP OPOs have been used to show efficient pumping of a ZGP OPO. The maximum conversion efficiency from 1 µm to the mid-IR demonstrated is 7 % with a slope efficiency of 10 %. This is not quite as high as what has been presented by other authors, but the experiments reported here have not shown the optimum efficiency of the new scheme. Relatively simple improvements are expected to give a significant increase in conversion efficiency.</p>

Optical fiber sensors have already been developed from the experimental stage to practical applications in the past 20 years. There is no doubt that this technology can bring a wealth of applications, ranging from sensors in medical industry, aerospace and wind-energy industries, through to distributed sensors in oil and gas industry. Among a large amount of physical and chemical parameters which optical fiber sensors could measure, temperature and strain are the most widely studied. This thesis presents several low-cost optical fiber sensor configurations primarily for temperature and strain measurement. Several basic optical fiber components which are good candidates as optical fiber sensors are used in our experiments, such as fiber Bragg gratings (FBGs), multimode fibers (MMFs), small-core dispersion compensation fibers (SCDCFs), high-birefringence fiber loop mirrors (HBFLMs), and polarization-maintaining photonic crystal fibers (PMPCFs). Temperature and strain cross sensitivity is a crucial issue when designing high performance optical fiber sensors, since most of the sensing components are both sensitive to temperature and strain. This would introduce an error when measuring each of them independently. We developed several schemes to overcome this problem by cascading an FBG and a section of MMF, inserting an FBG into an HBFLM, and space division multiplexing two HBFLMs. By measuring the wavelength shifts of the two independent components' spectra in each scheme, simultaneous measurement of temperature and strain could be achieved. However, all the above schemes need optical spectrum analyzers to monitor the spectral information, which increases the cost of the system and limits the operation speed. In order to avoid using optical spectrum analyzers, we use an intensity-based interrogation method with MMFs and HBFLMs as edge filters. By measuring power ratio changes, instead of monitoring spectra shifts, simultaneous measurement of temperature and strain could be realized with a low cost and high speed. The resolutions of the above five configurations are between 0.26 - 1.2 ^oC in temperature and 9.21 - 29.5 με in strain, which are sufficient for certain applications. We also investigate the sensing applications with the SCDCF. Since the cutoff wavelength of this kind of fiber is around 1663 nm, which makes it naturally an MMF in the wavelength range of 1550 nm. By slightly offsetting the core of the SCDCF with respect to that of the standard single-mode fiber (SMF), a high extinction ratio could be achieved with almost 9 dB. When a lateral force (lateral strain) applied on the SCDCF, extinction ratio will decrease. The change of the extinction ratio is almost independent of temperature variation. The measured extinction ratio change has a good quadratic relationship with respect to applied lateral force. This feature could be used to measure lateral force (lateral strain). In addition, we also use this feature to realize simultaneous measurement of both the longitudinal strain and lateral strain, since the applied longitudinal strain results in the whole spectrum shift. Moreover, a miniature high temperature sensor could also be made using the SCDCF. One end of a 4-mm long SCDCF is spliced directly to SMF with the other end cleaved. By monitoring the reflection spectrum of the SCDCF, temperature information could be obtained. This sensing head is very compact and could realize high temperature measurement up to 600 ^oC. Recently, a kind of PMPCF has been found to have very small responses to temperature change. This offers an opportunity to measure other parameters without considering temperature influence. We construct a compact 7-mm long transmission-type sensor with this kind of PMPCF. The interference spectrum generated by the coupling of cladding modes and core mode is obtained by slightly offsetting the PMPCF core to SMF core. The experiment shows that the interference spectrum is almost unchanged within the temperature range of 25-60 ^oC. The presented sensor has the potential to be used to measure strain and refractive index in the normal environment without temperature discrimination for practical applications.

The thesis is dedicated to investigation of carrier dynamics in InN, InGaN, and GaAsBi heterostructures by using light-induced transient gratings and differential transmission techniques. The experimental studies in a wide range of excess carrier densities and temperatures revealed that trap-assisted Auger recombination is the dominant recombination mechanism in MBE-grown InN layers at room temperature. Investigation of carrier dynamics in In-rich InGaN alloys revealed that density of fast nonradiative recombination centers increases with Ga content. The correlation between excess carrier lifetime and diffusion coefficient in MOCVD-grown single InGaN layer with 13% In is governed by diffusive flow to the extended defects. Investigations of carrier lifetime and diffusivity dependence on excitation fluence indicated that both nonradiative and radiative recombination contribute to an increase of excess carrier recombination rate at high photo-excitation levels in MOCVD-grown InGaN multiple quantum wells. Transient grating measurements in MBE-grown GaAsBi layers with different Bi content revealed that Bi induced potential fluctuations determine the tenfold decrease in nonequilibrium hole mobility, if compare to GaAs. / Disertacija skirta nepusiausvirųjų krūvininkų dinamikos tyrimams InN, InGaN ir GaAsBi heterosandarose naudojant šviesa indukuotų dinaminių gardelių ir skirtuminio pralaidumo metodikas. Atlikti tyrimai plačiame nepusiausvirųjų krūvininkų tankių ir bandinio temperatūrų intervale parodė, kad krūvininkų rekombinacijos sparta MBE būdu užaugintuose InN sluoksniuose dominuojantis rekombinacijos mechanizmas kambario temperatūroje yra gaudyklių įtakota Ožė rekombinacija. Nustatyta koreliacija tarp krūvininkų gyvavimo trukmės ir difuzijos koeficiento MOCVD būdu užaugintame InGaN sluoksnyje su 13% In parodė, kad krūvininkų gyvavimo trukmę lemia difuzinė jų perneša link rekobinacijos centrų. Parodoma, kad MBE metodu užaugintuose InGaN sluoksniuose su dideliu In kiekiu (x>0,7) didėjant Ga kiekiui didėja nespindulinės rekombinacijos centrų tankis, o krūvininkų rekombinacijos sparta yra termiškai aktyvuojama. MOCVD metodu užaugintose InGaN kvantinėse sandarose dinaminių gardelių tyrimais parodoma, kad spartėjančią krūvininkų rekombinaciją didėjant sužadinimo intensyvumui lemia ne tik spindulinė rekombinacija, tačiau reikia atsižvelgti ir į nespindulinės rekombinacijos spartėjimą. Nustatyta, kad į GaAs įterpiant Bi atomus daugiau nei dešimt kartų sumažėja skylių judris dėl Bi atomų kuriamų valentinės juostos fliuktuacijų.