This thesis comprises detailed experimental and theoretical investigations of the transport properties of one-dimensional nanostructures. Most of the work is dedicated to the exploration of the fascinating effects occurring in single wall carbon nanotubes (SWCNT). These particular nanostructures gained an overwhelming interest in the past two decades due to its outstanding electronic and mechanical features. We have investigated the properties of a novel family of carbon nanostructures, named here as Y-shaped rings. The studies show that they present very interesting quantum interference effects. A high structural stability under tensile strain and elevated temperatures is observed. Within the semi-classical potential adopted, the critical strain values of structure rupture lie in the same range of their pristine SWCNT counterparts. This is directly verified by the first observations of these ring-like structures in a transmission electron microscopy. A merging process of asymmetric into symmetric rings is investigated in-situ under electron beam irradiation at high temperatures. The electronic properties of these systems are theoretically studied using Monte Carlo simulations and environment dependent tight-binding calculations. From our results, we address the possibility of double-slit like interference processes of counter-propagating electron waves in the ring-like structures. The nature of well defined, sharp peaks in the density of states are determined as the discrete eigenenergies of the central loop part. Furthermore, the formation and dispersion of standing waves inside the ring is shown to originate from the quantum-dot like confinement of each branch between the leads. The obtained dispersion relation is shown to be the same occurring in purely one-dimensional quantum dots of similar geometries. Furthermore, Fabry-Perot-like interferences are observed. We established at the IFW a bottom-up processing route to fabricate nanotube based electronic devices. The SWCNTs are grown by chemical vapor deposition and we present a detailed study of the different approaches to obtain individual nanotubes suitable for a successful integration into electronic devices. Wet-chemistry and ultra-thin films as well as ferritin were employed as catalyst particles in the growth of SWCNT samples. By adjusting the optimized process parameters, we can control the obtained yield from thick nanotube forests down to just a couple of free-standing individual SWCNTs. The nanotubes are localized, contacted by standard e-beam lithography and characterized at ambient- as well as liquid helium temperatures. We usually obtain quite transparent contacts and the devices exhibit metallic or a mixed metallic/semiconducting behavior. The well-known memory effect upon gate voltage sweeping as well as single electron tunneling in the Coulomb blockade regime are addressed.

Kohlenstoffnanoröhren (engl. carbon nanotubes, CNT) verfügen über eine Vielzahl von herausragenden und möglicherweise nutzbringenden Eigenschaften. Die kontrollierte Integration von CNT in technische Systeme stellt noch immer eine große Herausforderung dar. Im Rahmen der vorliegenden Arbeit wurden neue Methoden für den Aufbau von Strukturen und Bauelementen aus CNT entwickelt, die auf Selbstorganisation bzw. bottom-up assembly basieren. Dabei kamen sowohl biochemische als auch physikalische Verfahren zum Einsatz. Einzelsträngige DNA wurde verwendet um CNT in wässrigen Medien zu suspendieren und zu vereinzeln. Beides sind wichtige Voraussetzungen, um die günstigen elektronischen Eigenschaften der CNT zugänglich zu machen. DNA-CNT-Suspensionen wurden sowohl spektroskopisch in ihrer Gesamtheit als auch kraftmikroskopisch auf molekularer Ebene untersucht. So konnten wesentliche Parameter des Herstellungsprozesses optimiert werden, um Suspensionen mit einem hohen Gehalt an langen, sauberen, vereinzelten CNT zu erhalten. Durch die Verwendung von funktionalisierten DNA-Molekülen ist es gelungen, Halbleiterquantenpunkte und Goldkolloide an CNT anzubinden. Im Fall der Quantenpunkte gelang dies mit Hilfe der Biotin-Streptavidin Bindung unter Anwendung des Prinzips der molekularen Erkennung. Die Anbindung dieser Nanopartikel kann als Prototyp für den DNA-vermittelten Strukturaufbau aus CNT angesehen werden. Zur Deposition von CNT in Elektrodenstrukturen wurde ein auf Dielektrophorese beruhendes Verfahren eingesetzt. Dabei ist es gelungen, die wesentlichen Parameter zu identifizieren, die für die Morphologie der abgeschiedenen CNT entscheidend sind. So konnte die Dichte der CNT-Verbindungen zwischen Elektroden von einzelnen Verbindungen über wenige bis hin zu sehr vielen parallel assemblierten CNT eingestellt werden. Durch ein sich selbst steuerndes Hintereinanderlagern von CNT war es möglich auch Elektroden zu verbinden, deren Abstand größer war als die Länge der verwendeten CNT. Durch gezieltes Eliminieren metallischer CNT-Strompfade nach der Deposition ist es gelungen, CNT-Feldeffekttransistoren (CNT-FETs) mit Schaltverhältnissen von bis zu sieben Dekaden herzustellen. Auch dieses Verfahren ist skalierbar und unkompliziert, da es sich selbst steuert. Es ist skalierbar und deshalb auch für technische Anwendungen geeignet. An Hand des Beispiels der Detektion von Ethanoldampf konnte gezeigt werden, dass die über Dielektrophorese aufgebauten CNT-FETs auch als Sensoren eingesetzt werden können. Durch eine Kombination der dielektrophoretischen Deposition von CNT und dem dielektrophoretisch gesteuerten Wachstum metallischer Nanodrähte konnte eine neuartige Hybridstruktur aus CNT und Palladium-Nanodrähten erzeugt werden. Ein solches Verfahren ist eine Voraussetzung für den Aufbau integrierter nanoskaliger Schaltkreise. Die vorliegenden Ergebnisse zeigen zahlreiche Möglichkeiten auf, verschiedenartige nanoskopische Objekte miteinander integrieren, um neue Anwendungen zu ermöglichen.

The main objective of the present thesis is to deepen the understanding of the mechanisms involved in catalytic growth of carbon nanotubes (CNT) and related processes, such as the catalytic hydrogenation, and to use this knowledge to optimize the experimental approaches in order to gain better control in the synthesis and modification of carbon nanomaterials. Controlled growth of the CNT is achieved using gas-phase prepared catalyst particles (Fe, Co) which serve as individual catalytic nucleation sites in a chemical vapor deposition (CVD) process. These studies highlight that the controlled preparation of catalyst particles is a crucial step in order to control the CNT morphology. The resultant CNT diameter and the CNT density are found to increase with increasing nanoparticle diameter and density, respectively. The number of walls of the CNT also increases with increasing primary catalyst size. The experimentally derived correlations between the particle diameter on one hand and the CNT diameter and the CNT number of walls on the other hand are attributed to an increase of the catalyst's volume-to-surface area ratio with increasing particle size. While the availability of carbon dissolved within the catalyst at the point of nucleation is determined by the catalyst volume, the amount of carbon required to form a cap depends on the surface area of the catalyst particle. Electron microscopy studies of the catalyst/substrate/carbon interfaces of CNT grown from Fe nanoparticles reveal that the CNT walls are anchored to the oxide substrate which contests the general argument that the CNT walls stem from atomic steps at the catalyst. It is argued that after nucleation, the substrate itself provides a catalytic functionality towards the stimulation of ongoing CNT growth, whereas the catalytic activity of the metal particle is more restricted to the nucleation process. Selective hard-magnetic functionalization of CNT tips has been achieved in a plasma-enhanced CVD process. Hard-magnetically terminated CNT, i.e. CNT with a FePt nanoparticle at each tip, are directly grown using FePt catalysts. Fe/Pt thin films with a strongly over-stoichiometric Fe content in the starting catalyst composition yield CNT with a significant number of particles in the hard-magnetic phase. Anisotropic etching of graphite through Co catalyst particles in hydrogen atmosphere at elevated temperatures (i.e. catalytic hydrogenation) is reported. Catalytic hydrogenation is a potential key engineering route for the fabrication of graphene nanoribbons with atomic precision. While in previous studies the etching of zigzag channels was preferred, the present investigations reveal preferential etching of armchair channels, which provides a means to tailor graphene nanostructures with specific edge termination. Further, detailed morphological and structural characterization of the Co particles provide insight into the hydrogenation mechanism which is still a matter of controversy.

Carbon nanotubes are known as one of the strongest materials in nature and since their discovery; they have triggered the scientific interest for fabricating multi-functional polymer composites. However, a well-known problem associated to the incorporation of nanoparticulate materials in polymer matrices is their tendency to agglomerate in order to reduce their surface energy, and the extreme increase of the polymer viscosities (i.e melts, solutions, etc), which makes it very difficult to process them. Polymers can be efficiently reinforced by fibers for applications where high strength and stiffness are required. Micro-scale short fiber reinforced polymer composites have been an alternative way to obtain fiber reinforced composites since the long fiber incorporation is a painful job and not always feasible and easy to produce composites in big scale. Therefore, use of long glass fibers as the support for depositing CNTs as well as CNTs+other kind of nanoparticles was made, and the resulting interfaces were investigated in detail by single fiber model composites. This approach can bring the CNT functionality, fiber strength and toughness to the final composite, and simultaneously alleviate the manufacturing process from increase of the polymer high viscosities. Finally, very logically the question of whether to improve or destroy the interface integrity comes before implementing the hybrid hierarchical reinforcements in bigger scales, and an output out of this work will be given. Furthermore, several information and functionalities arising from the CNTs at the interphase region will be elucidated like cure monitoring of the epoxy resin matrix, UV-sensing ability, and thermoelectric energy harvesting, giving rise to multi-functional structural composites. CNT-modified natural fibers also have been utillised to fabricate short fiber reinforced composites, and have shown a promising reinforcement effect due to the CNT nanostructured interfaces. The ‘interface’ in fiber reinforced polymer composites (FRPCs) is known as a very crucial parameter that has to be considered in the design of a composite with desired properties. Interfaces are often considered as surfaces however, they are in fact zones or areas with compositional, structural, and property gradients, typically varying from that of the fiber and the matrix material. Characterization of the mechanical properties of interfaces is necessary for understanding the mechanical behavior of scaled-up composites. In fact, the mechanical characteristics of a fiber/resin composite depend mainly on i) the mechanical properties of the component materials, ii) the surface of the fiber, and iii) the nature of the fiber/resin bonding as well as the mode of stress transfer at the interface. Among the many factors that govern the characteristics of composites involving a glass, carbon, natural or ceramic fiber, and a macromolecular matrix, the adhesion between fiber and matrix plays a predominant role. In specific, the stress transfer at the interface requires an efficient coupling between fiber and matrix. Therefore, it is important to optimize the interfacial bonding since a direct linkage between fiber and matrix gives rise to a rigid, low impact resistance composite material.

Carbon forms the basis of a variety of compounds. The allotropic forms of carbon include graphene, fullerenes, graphite, carbon nanotubes and diamond. All these structures possess unique physical and chemical properties. This work focusses on the usage of carbon nanotubes (CNT), especially iron-filled CNT. An industrial application of CNT requires the understanding of the growth mechanism and the control of the synthesis process parameters. Regarding iron-filled CNT the shell formation as well as the filling process has to be understood in order to control the CNT morphology and distribution and dimension of the iron filling. The thesis involves two topics - synthesis of CNT and characterization of their mechanical properties. Chapter 2 of the present work deals with the synthesis of iron-filled CNT. In this thesis all experiments and the discussion about the growth process were conducted with respect to the demands of magnetic force microscopy probes. The experimental work was focused on the temperature profile of the furnace, the aluminum layer of the substrate, the precursor mass flow and their impact on the morphology of in-situ iron-filled CNT. By selecting appropriate process parameters for the temperature, sample position, gas flow and by controlling the precursor mass flow, CNT with a continuous filling of several microns in length were created. Existing growth models have been analyzed and controversially discussed in order to explain the formation of typical morphologies of in-situ filled CNT. In this work a modified growth model for the formation of in-situ filled CNT has been suggested. The combined-growth-mode model is capable to explain the experimental results. Experiments which were conducted with respect to the assumptions of this model, especially the role of the precursor mass flow, resulted in the formation of long and continuous iron nanowires encapsulated inside multi-walled CNT. The modified growth model and the synthesis results showed, that besides the complexity of the parameter interaction, a control of the morphology of in-situ iron-filled CNT is possible. In chapter 3 the measurements of mechanical properties of in-situ iron-filled CNT are presented. Two different experimental methods and setups were established, whereby one enabled a static bending measurement inside a TEM and another a dynamical excitation of flexural vibration of CNT inside SEM. For the first time mechanical properties and in particular the effective elastic modulus Eb of in-situ iron-filled CNT were determined based on the Euler-Bernoulli beam model (EBM). This continuum mechanic model can be applied to describe the mechanical properties of CNT and especially MWCNT in consideration of the restriction that CNT represent a macro molecular structure built of nested rolled-up graphene layers. For evaluation and determination of the elastic modulus the envelope of the resonant vibrating state was evaluated by fitting the EBM to the experimental data. The experiments also showed, that at the nanoscale the properties of sample attachment have to be taken into account. Thus, instead of a rigid boundary condition a torsion spring like behavior possessing a finite stiffness was used to model an one side clamped CNT. The extended data evaluation considering the elastic boundary conditions resulted in an average elastic modulus of Eb = 0.41 ± 0.11 TPa. The low standard deviation gives evidence for the homogeneity of the grown material. To some extend a correlation between the formation process, the morphology and the mechanical properties has been discussed. The obtained results prove the usability of this material as free standing tips for raster scanning microscopy and especially magnetic force microscopy. The developed methods provide the basis for further investigations of the CNT and the understanding of mechanical behavior in greater detail.

Kohlenstoffnanoröhren (Carbon Nanotubes, CNTs) gelten seit einigen Jahren als vielversprechendes neuartiges Material für verschiedenste Anwendungen in der Technik unterschiedlicher Fachgebiete. Von besonderem Interesse, z.B. in Leichtbaustrukturen, sind die postulierten exzellenten mechanischen Eigenschaften der einzelnen CNTs hinsichtlich Steifigkeit und Festigkeit. Diese auf der Nanoskala identifizierten Eigenschaften sollen auch in makroskopischen Bauteilen zu besonders guten mechanischen Eigenschaften führen. Demonstriert werden kann dies zum Beispiel an einer neuartigen Faser, die aus einer Vielzahl individueller Kohlenstoffnanoröhren gesponnen wurde. An dieser Faser durchgeführte Tests zeigen jedoch, dass die Eigenschaften nicht in der gewünschten Höhe von der Nanoskale auf die Makroskale übertragen werden. Um diesen Effekt erklären und evtl. beheben zu können, sowie für das Design von Strukturen aus Nanoröhren ('Superstrukturen') und einige weitere Anwendungen, sind Simulationsmodelle nötig, die die grundlegenden mechanischen (elastischen) Eigenschaften beschreiben können und zudem mit einer sehr großen Anzahl beteiligter CNTs und damit Atome umgehen können. Betrachtet man dies zusätzlich unter dem Aspekt, dass, beispielsweise zu Designzwecken, jeweils Rechnungen zu mehreren Varianten notwendig sind, ist verständlich, dass für jeden Durchlauf nur eine begrenzte Menge an Rechenzeit aufgebracht werden soll. Daher wird in der vorliegenden Arbeit ein mechanisches Modell der Kohlenstoffnanoröhren entwickelt, das die geforderte Aufgabe um ein Vielfaches schneller als quantenmechanische Methoden oder auch klassische Molekulardynamik behandeln kann. Basis hierfür ist ein molekularmechanischer Ansatz, der ein Ersatzmodell der betrachteten Kohlenstoffnanoröhre aus Balkenelementen erzeugt. Die zur Definition des Balkenfachwerks nötigen Balkeneigenschaften werden hierbei aus einem zugrundeliegenden chemischen Kraftfeld abgeleitet, das die kovalenten Bindungen zwischen den Atomen der Nanoröhre beschreibt. Der Ansatz ist damit in die Klasse der 'molecular structural mechanics' (MSM) Ansätze einzuordnen. Ausgangspunkt der vorliegenden Arbeit ist zunächst ein etabliertes MSM-Modell, dessen Schwächen in der vorliegenden Arbeit analysiert werden. Dabei wird festgestellt, dass der bisher verwendete MSM-Ansatz nicht energetisch konsistent zum zugrundeliegenden chemischen Kraftfeld ist. Dieser Umstand wird zunächst durch die Entwicklung eines modifizierten MSM-Modells behoben. Anschließend wird gezeigt, dass dieses Modell energetisch konsistent zum eingesetzten Kraftfeld ist. Um weitere Fortschritte mit dem gewählten molekularmechanischen Ansatz zu erzielen, wird dann ein verallgemeinertes MSM-Modell auf Basis eines fortschrittlichen chemischen Kraftfeldes entwickelt, das weitere Nachteile des ursprünglichen Ansatzes behebt und universeller einsetzbar ist. Das Modell wird dann zur Bestimmung der elastischen Konstanten von Armchair und Zig-zag CNTs eingesetzt und die erhaltenen Ergebnisse diskutiert.:1. Grundlagen 2. Modellbildung und Simulation einwandiger Kohlenstoffnanoröhren 3. Ergebnisse und Diskussion zum Zweck der Modellentwicklung 4. Ergebnisse und Diskussion der elastischen Parameter einwandiger CNTs 5. Zusammenfassung und Ausblick / For several years now, Carbon Nanotubes (CNTs) are seen as a promising new material for manifold applications in new technologies from different fields. The predicted excellent mechanical properties such as high strength and stiffness are of particual interest e.g. in lightweight structures. The nanoscopic propertiers are prone to lead to good mechanical properties also in macrosopic parts. This can be demonstrated for instance on the basis of a novel type of carbon fiber which is spun out of a multitude of individual carbon nanotubes. However, tests of the fibre show that the outstanding properties on the nanoscale are not fully transfered to the macroscale. In order to explain this effect as well as for designing structures made out of nanotubes (so called super structures) and other applications, models for simulations are needed. These models should be capable of reproducing the basic (elastic) mechnical properties of the nanotubes as well as to be capcable of dealing with a large number of participating nanotubes and hence atoms. Considering the additional aspect that multiple calculations of similar systems, e.g. for design purposes, are required, it is easy to understand, that for each calculation only a limited amount of computational effort is affordable. Hence, in the present work a mechanical model for the carbon nanotubes is developed which can fulfil the requested task in a much shorter time than quantummechanical or moleculardynamic calculations. The model is based on a molecular mechanics approach which creates a substitute model for the carbon nanotube based on beam elements. The parameters mandatory to define the beam elements in the beam framework are obtained on the basis of a chemical force field forming the foundation of the approach. The chemical force fields describes the properties of the covalent bonds in the carbon nanotube. As a result, the proposed model can be classified to be part of the molecular structural mechanics (MSM) approaches. Starting point of the present work is a well known MSM-model which is at first analyzed in order to identify its drawbacks. During this investigation it is found, that the model used so far is not consistent in terms of energy to its underlying chemical force field. This problem is fixed by the development of a modified MSM-approach. It is shown that this modified approach is now consistent to the underlying chemical force field in terms of energy. In order to further improve the method, a generalized, advanced MSM-framework is developed on the basis of a sophisticated chemical force field. This advanced framework resolves further drawbacks of the models and enables a more general application of the model. The obtained model is then used to calculate and discuss the elastic constants of Armchair and Zig-zag Carbon Nanotubes.:1. Grundlagen 2. Modellbildung und Simulation einwandiger Kohlenstoffnanoröhren 3. Ergebnisse und Diskussion zum Zweck der Modellentwicklung 4. Ergebnisse und Diskussion der elastischen Parameter einwandiger CNTs 5. Zusammenfassung und Ausblick

The first comprehensive discovery of carbon nanotubes (CNTs) by S. Iijima in 1991 sparked a huge scientific interest in investigating its unique structure and attractive properties. A multitude of potential applications of CNTs in modern science and technology has been envisaged very early after their discovery. While a few applications are realized on a commercial scale, many are still constrained to laboratory investigations for a constant improvement to meet the service needs. Moreover, some studies are still aimed at further understanding the very growth mechanism. The work reported in this thesis deals with two main topics: The first part of the thesis was aimed at investigating the influence of various supported catalyst precursors on the growth morphology of multiwalled CNTs (MWCNTs) by low-temperature thermal CVD (chemical vapour deposition). The results were explained with the help of thermodynamic calculations of equilibrium phases formed during the reduction reactions inside the CVD reactor. Striking an equilibrium between the respective oxide phase and the metallic phase of the active catalyst species forms the basis for a vertically aligned growth of CNTs. A new class of supported catalysts based on manganese oxide (MnO) was developed. It has been shown that such a method of thermodynamic analysis paves the way for a theoretical assessment of CNT growth morphology. Second part of the thesis is devoted to the growth and field emission characterization of large-array MWCNTs on diverse substrate materials. One of the burgeoning areas of research involves the application of CNTs as electron field emitters in x-ray computed tomography or display technologies. Although several research groups investigated the field emission behaviour of CNTs on different substrate materials, those studies carry at least two important drawbacks: Firstly, a vast majority of the publications report the emission characteristics of individual CNT or an individual vertically aligned CNT (VACNT) bundle. By measuring so, the electric field shielding effects between various CNTs in an array would not be accounted for. Therefore, in this work, large-area emitters grown on stainless steel, copper, molybdenum and silicon substrates were subjected to emission measurements under similar pulsed operation mode, so that a direct comparison would be possible. Entangled CNTs on stainless steel showed a poor emission current density, but a long-term stable emission of 10 mA for more than 96 hours (4 days). The emission current density of CNTs on Cu and Mo was further low, but the threshold field (ETh) on the former was desirably low (~2 V µm-1). Secondly, the existing literature concerning emission characteristics of large-area CNT emitters reports either a high emission current density (Jmax) or a good long-term stability, but fails to demonstrate both simultaneously. It was shown in this work that VACNTs grown on a specific patterned Si substrate displayed an excellent combination of emission current density (5.78 A cm-2) along with a long-term stable emission of 40 mA current for ~730 hours at 10% duty cycle (effective emission time: 73 hours). Based on these results, a hypothesis emphasizing a new parameter, the ratio of the cumulative area of the CNTs to that of the substrate (ACNTs/Asubstrate), was put forth to explain the emission efficiency of large-area emitters. This hypothesis needs further verification by means of simulations. / Iijimas Publikation über Kohlenstoffnanoröhren (CNT) im Jahre 1991 löste ein großes wissenschaftliches Interesse daran aus, die einzigartige Struktur von CNTs und deren attraktive Eigenschaften zu untersuchen. Schon kurz nach der Entdeckung von CNTs wurde das große Potential von CNTs für die moderne Naturwissenschaft und vielfältige Anwendungen erkannt. Einige solcher Anwendungen wurden bereits verwirklicht, viele andere sind gegenwärtig noch im Entwicklungstadium. Auch die Wachstumsmechanismen von CNTs werden momentan weiter untersucht. Die hier vorgelegte Doktorarbeit behandelt zwei Hauptthemen: Der erste Teil widmet sich der Untersuchung des Wachstums von mehrwandigen Kohlenstoffnanoröhren (MWCNTs) durch thermische chemische Gasphasenabscheidung (CVD) bei niedrigen Temperaturen, wobei besonders der Einfluss verschiedener Katalysatormaterialien auf die Nanoröhren-Morphologie im Mittelpunkt steht. Die Ergebnisse können erklärt werden mit Hilfe von thermodynamischen Berechnungen der Gleichgewichtsphasen, die sich während der Reduktionsreaktionen im CVD-Reaktor bilden. Ein Wachstum von senkrecht ausgerichteten CNTs hängt ab von einem Gleichgewicht zwischen der Oxidphase und der metallischen Phase der aktiven Katalysatorkomponenten. Im Rahmen dieser Arbeit wurde eine neue Klasse von Zweikomponenten-Katalysatoren auf der Grundlage von Manganoxid (MnO) entwickelt. Es kann gezeigt werden, dass eine thermodynamische Analyse als Grundlage für eine theoretische Beurteilung des CNT-Wachstumsmechanismus dienen kann. Der zweite Teil der Doktorarbeit ist dem Wachstum von ausgedehnten MWCNT-Anordnungen sowie der Untersuchung der Feldemissionscharakteristik dieser Proben gewidmet, wobei verschiedene Substratmaterialien berücksichtigt wurden. Die Anwendung von CNTs als Elektronen-Feldemitter für Computertomographie und für Bildschirme ist ein attraktives und wachsendes Forschungsgebiet. Zwar wurde das Feldemissionsverhalten von CNTs auf verschiedenen Substraten bereits von mehreren Forschergruppen untersucht, jedoch sind mit diesen Studien Unzulänglichkeiten verbunden: Erstens behandelt die Mehrzahl der Publikationen die Emissionscharakteristik von individuellen CNTs oder von individuellen senkrecht ausgerichteten CNT-Bündeln. Dabei wurden allerdings elektrostatische Abschirmeffekte durch benachbarte CNTs nicht berücksichtigt. Daher wurden im Rahmen dieser Arbeit großflächige Emitter auf Edelstahl-, Kupfer-, Molybdän- und Siliziumsubstraten hergestellt und hinsichtlich ihrer Emissionscharakteristik im gepulsten Regime untersucht, so dass ein direkter Vergleich zwischen den Proben auf verschiedenen Substraten möglich ist. Gegenseitig umschlungene CNTs auf Edelstahl zeigten eine geringe Emissionsstromdichte, dafür war die Emission jedoch langzeitstabil mit 10 mA über mehr als 96 Stunden (vier Tage). Die Emissionsstromdichte von CNTs auf Cu und Mo war ebenfalls niedrig, allerdings im Falle von Cu-Substraten verbunden mit einem vorteilhaft niedrigen Feldschwellwert (ETh) von etwa 2 V µm-1. Zweitens berichtet die vorhandene Literatur über großflächige CNT-Emitter mit einer hohen Emissionsstromdichte (Jmax) oder einer guten Langzeitstabilität, beides gleichzeitig wird allerdings in diesen Arbeiten nicht gezeigt. In der vorliegenden Arbeit werden senkrecht ausgerichtete CNTs auf speziellen strukturierten Si-Substraten vorgestellt, die eine ausgezeichnete Kombination von Emissionsstromdichte (5,78 A/cm2) und einem über 730 Stunden langzeitstabilen Emissionsstrom von 40 mA aufweist, wobei die Arbeitsphase 10 % und damit die effektive Emissionszeit 73 Stunden beträgt. Auf Grundlage dieser Ergebnisse kann ein neuer Erklärungsansatz vorgestellt werden: Das Verhältnis von aufsummierter CNT-Fläche zur Substratfläche (ACNTs/Asubstrate) wird als neuer Parameter eingeführt und zur Erklärung der Emissionseffizienz von großflächigen Emittern verwendet. Diese Arbeitshypothese sollte durch Simulationsrechnungen verifiziert werden.

The aim of this work was to investigate silver nanowire as well as carbon nanotube networks as transparent conducting electrodes for small molecule organic solar cells. In the framework of the nanowire investigations, a low-temperature method at less than 80 °C is developed to obtain highly conductive networks directly after the deposition and without post-processing. In detail, specific non-conductive organic materials act as a matrix where the nanowires are embedded in such that a mutual attraction based on capillary forces and hydrophobic interaction is created. This process is mediated by the ethanol contained in the nanowire dispersion and works only for sublayer materials which exhibit hydrophobic and hydrophilic groups at the same time. In contrast to high-temperature processed reference electrodes (210 °C for 90 min) without matrix, a slightly lower sheet resistance of 10.8 Ohm/sq at a transparency of 80.4 % (including substrate) is obtained by using polyvinylpyrrolidone as the sublayer material. In comparison to annealed silver nanowire networks, the novel approach yields a performance enhancement in corresponding organic solar cells which can compete with ITO-based devices. Furthermore, a novel approach for scalable, highly conductive, and transparent silver nanowire top-electrodes for organic optoelectronic devices is introduced. By utilizing a perfluorinated methacrylate as stabilizer, silver nanowires with high aspect ratio can be transferred into inert solvents which do not dissolve most organic compounds making this modified dispersion compatible with small molecule and polymer-based organic optoelectronic devices. The inert silver nanowire dispersion yields highly performing top-electrodes with a sheet resistance of 10.0 Ohm/sq at 80.0 % transparency (including substrate) directly after low-temperature deposition at 30 °C and without further post-processing. In comparison to similarly prepared reference devices comprising a thin-metal film as transparent top-electrode, reasonable power conversion efficiencies are demonstrated by spray-coating this dispersion directly on simple, air-exposed small molecule-based organic solar cells. Moreover, a deeper understanding of the percolation behavior of silver nanowire networks has been achieved. Herein, direct measurements of the basic network parameters, including the wire-to-wire junction resistance and the resistance of a single nanowire of pristine and annealed networks have been carried out for the first time. By putting the values into a simulation routine, a good accordance between measurement and simulation is achieved. Thus, an examination of the electrical limit of the nanowire system used in this work can be realized by extrapolating the junction resistance down to zero. The annealed silver nanowires are fairly close to the limit with a theoretical enhancement range of only 20 % (common absolute sheet resistance of approximately 10 Ohm/sq) such that a significant performance improvement is only expected by an enlargement of the nanowire length or by the implementation of new network geometries. In addition, carbon nanotube networks are investigated as alternative network-type, transparent bottom-electrode for organic small molecule solar cells. For that purpose, cleaning and structuring as well as planarization procedures are developed and optimized which maintain the optoelectronic performance of the carbon nanotube electrodes. Furthermore, a hybrid electrode consisting of silver nanowires covered with carbon nanotubes is fabricated yielding organic solar cells with only 0.47 % power conversion efficiency. In contrast, optimized electrodes comprising only carbon nanotubes show significantly higher efficiency. In comparison to identically prepared ITO devices, comparable or lower power conversion efficiencies of 3.96 % (in p-i-n stack), 4.83 % (in cascade cell) as well as 4.81 % (in p-n-i-p architecture) are demonstrated. For an inverted n-i-p stack design, the highest power conversion efficiency of 5.42 % is achieved.

The main objective of the present thesis is to deepen the understanding of the mechanisms involved in catalytic growth of carbon nanotubes (CNT) and related processes, such as the catalytic hydrogenation, and to use this knowledge to optimize the experimental approaches in order to gain better control in the synthesis and modification of carbon nanomaterials. Controlled growth of the CNT is achieved using gas-phase prepared catalyst particles (Fe, Co) which serve as individual catalytic nucleation sites in a chemical vapor deposition (CVD) process. These studies highlight that the controlled preparation of catalyst particles is a crucial step in order to control the CNT morphology. The resultant CNT diameter and the CNT density are found to increase with increasing nanoparticle diameter and density, respectively. The number of walls of the CNT also increases with increasing primary catalyst size. The experimentally derived correlations between the particle diameter on one hand and the CNT diameter and the CNT number of walls on the other hand are attributed to an increase of the catalyst's volume-to-surface area ratio with increasing particle size. While the availability of carbon dissolved within the catalyst at the point of nucleation is determined by the catalyst volume, the amount of carbon required to form a cap depends on the surface area of the catalyst particle. Electron microscopy studies of the catalyst/substrate/carbon interfaces of CNT grown from Fe nanoparticles reveal that the CNT walls are anchored to the oxide substrate which contests the general argument that the CNT walls stem from atomic steps at the catalyst. It is argued that after nucleation, the substrate itself provides a catalytic functionality towards the stimulation of ongoing CNT growth, whereas the catalytic activity of the metal particle is more restricted to the nucleation process. Selective hard-magnetic functionalization of CNT tips has been achieved in a plasma-enhanced CVD process. Hard-magnetically terminated CNT, i.e. CNT with a FePt nanoparticle at each tip, are directly grown using FePt catalysts. Fe/Pt thin films with a strongly over-stoichiometric Fe content in the starting catalyst composition yield CNT with a significant number of particles in the hard-magnetic phase. Anisotropic etching of graphite through Co catalyst particles in hydrogen atmosphere at elevated temperatures (i.e. catalytic hydrogenation) is reported. Catalytic hydrogenation is a potential key engineering route for the fabrication of graphene nanoribbons with atomic precision. While in previous studies the etching of zigzag channels was preferred, the present investigations reveal preferential etching of armchair channels, which provides a means to tailor graphene nanostructures with specific edge termination. Further, detailed morphological and structural characterization of the Co particles provide insight into the hydrogenation mechanism which is still a matter of controversy.

In dieser Arbeit werden zwei Schwerpunkte behandelt. Zum Einen soll der Einsatz nanoskaliger Materialien als Funktionskomponenten in Elektrolumineszenzbauteilen beschrieben werden. Dabei wird in einem ersten Aufbau ein transparenter Nanokompositfilm als emittierende Schicht in einem, den organischen Leuchtdioden, analogen Aufbau eingesetzt, während in einer zweiten Struktur eine transparente Elektrode, die auf nanoskaligen Kohlenstoffmaterialien (Kohlenstoffnanoröhren bzw. Graphenen) basiert, hinsichtlich ihrer Eignung als Alternative zu etablierten transparenten Elektroden untersucht werden soll. In weiterführenden Arbeiten werden die Erfahrungen aus der Graphensynthese auf die Generierung poröser, funktionalisierter Kohlenstoffmaterialien angewendet. Verbindend, wird die Röntgenkleinwinkelstreuung eingesetzt, um in vergleichenden Untersuchungen möglichst detailierte Informationen über die jeweiligen Systeme zu erhalten.