Tesis por compendio / [ES] El desarrollo científico y tecnológico de las últimas décadas ha dado lugar a sistemas sensores capaces de obtener, procesar y transmitir información sobre multitud de aspectos físicos y químicos, y utilizarla para mejorar aspectos clave de multitud de áreas de nuestra sociedad. Los sensores químicos son dispositivos compactos y miniaturizados capaces de ofrecer soluciones alternativas a las técnicas de análisis instrumental convencionales. En especial, los biosensores han adquirido gran relevancia por los avances que han supuesto para sectores estratégicos como el diagnóstico clínico, la industria alimentaria y el medio ambiente. Los biosensores ópticos se basan en interacciones entre la luz y la materia para transducir eventos de bioreconocimiento y presentan prestaciones importantes como la estabilidad, inmunidad a estímulos externos y versatilidad en el desarrollo de aproximaciones sin marcaje (label-free). Este último aspecto suele aprovechar fenómenos nanoscópicos y su desarrollo se encuentra muy ligado al progreso de la nanociencia y nanotecnología. Un aspecto clave en el biosensado sin marcaje consiste en descubrir y desarrollar nuevas estrategias de transducción. En este sentido, aunque se encuentren aun en una etapa temprana de desarrollo, los biosensores difractivos presentan un gran potencial en términos de simplicidad, miniaturización, y capacidad para minimizar señales no deseadas fruto de interacciones no específicas, entre otros aspectos. / [CA] El desenvolupament científic i tecnològic de les últimes dècades ha donat lloc a sistemes sensors capaços d'obtindre, processar i transmetre informació sobre multitud d'aspectes físics i químics, i utilizar-la per a millorar aspectes clau de multitud d'arees de la nostra societat. Els sensors químics són dispositius compactes i miniaturitzats capaços d'oferir solucions alternatives a les tècniques d'analisi instrumental convencionals. Especialment, els biosensors han adquirit gran rellevància pels avanços que han suposat per als sectors estratègics com el diagnòstic clínic, la industria alimentària i el medi ambient. Els biosensors òptics es basen en interaccions entre la llum i la matèria per a transduir esdeveniments de bioreconèixement i presenten prestacions importants com estabilitat, immunitat a estímuls externs i versatilitat en el desenvolupament d'aproximacions sense marcatge (label-free). Aquest últim aspecte sol aprofitat fenòmens nanoscòpics i el seu desenvolupament es troba molt lligat al progrés de la nanociència i nanotecnologia. Un aspecte clau en el biosensat sense marcatge consisteix a descobrir i desenvolupar noves estratègies de transducció. En aquest sentit, encara que es troben fins i tot en una etapa primerenca de desenvolupament, els biosensors difractius presenten un gran potencial en termes de simplicitat, miniaturització, i capacitat per a minimitzar senyals no desitjats fruit d'interaccions no específiques, entre altres aspectes. / [EN] The scientific and technological progress in recent decades has given rise to sensor systems capable of obtaining, processing, and transmitting information on a multitude of physical and chemical aspects and using it to improve key aspects of many areas of our society. Chemical sensors are compact, miniaturized devices capable of offering alternative solutions to conventional instrumental analysis techniques. In particular, biosensors have become highly relevant due to the progress they have brought to strategic sectors such as clinical diagnostics, the food industry, and the environment. Optical biosensors rely on interactions between light and matter to transduce biosensing events and provide important features such as stability, immunity to external stimuli, and versatility in the development of label-free approaches. This last aspect usually exploits nanoscopic phenomena and its development in closely linked to the progress in nanoscience and nanotechnology. A key aspect of label-free biosensing is the discovery and development of new transduction strategies. In this regard, although they are at an early stage of development, diffractive biosensors offer great potential in terms of simplicity, miniaturization, and the ability to minimize unwanted signals from non-specific interactions, among other aspects. / This work was financially supported by the Ministerio de Ciencia e Innovación/Agencia Estatal de Investigación (MCIN/AEI/10.13039/501100011033) co-funded by the European Union “ERDF A way of making Europe” (PID2019-110713RB-I00, TED2021-132584B-C21, PID2019-110877GB-I00), Ministerio de Economía y Competitividad (TEC2016-80385-P), Generalitat Valenciana (PROMETEO/2019/048 PROMETEO/2020/094, PROMETEO/2021/015, IDIFEDER/2021/046). A.J.D. ackowledges the FPI-UPV 2017 grant program. The authors acknowledge Instituto de Microelectrónica de Barcelona CNM-CSIC for the support in the fabrication of the measured chip samples on the Multiproject CNM-VLC silicon nitride technology platform. / Juste Dolz, AM. (2023). Biogratings: Diffractive Transducers for Biosensing in Photonic Platforms [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/194251 / Compendio

Orientador: Antonio Carlos Cicogna / Resumo: A obesidade é uma doença metabólica complexa considerada uma pandemia global e associada à alta incidência de doença cardiovascular. O excesso de tecido adiposo pode promover mal adaptação que resulta em alterações na estrutura e função do coração; no entanto, os mecanismos não estão totalmente elucidados. A proteômica pode fornecer uma compreensão mais profunda do processo fisiopatológico e contribuir para a identificação de novos potenciais alvos terapêuticos. Portanto, o objetivo deste estudo foi avaliar a expressão proteica miocárdica em ratos saudáveis e obesos por dieta Ocidental, empregando duas abordagens proteômicas, para melhor compreender a rede de mecanismos inerentes à disfunção cardíaca na obesidade. Ratos Wistar foram distribuídos em dois grupos: controle (C, n = 13; dieta controle) e obeso (Ob, n = 13; dieta Ocidental) alimentados por 41 semanas. A obesidade foi determinada pelo índice de adiposidade. A função cardíaca foi avaliada pelo ecocardiograma e análise do músculo papilar isolado. A proteômica foi baseada em eletroforese em gel bidimensional (2-DE) juntamente com espectrometria de massa (LC-MS/MS) e cromatografia-líquida em nanofluxo com espectrometria de massa em tandem (nanoLC-MS/MS) seguida de quantificação label-free. Ratos obesos apresentaram aumento do índice de adiposidade e disfunção cardíaca sistólica e diastólica comparados aos controles. Um total de 82 proteínas miocárdicas foram identificadas como diferencialmente expressas entre os grupos ... (Resumo completo, clicar acesso eletrônico abaixo) / Abstract: Obesity is a complex metabolic disease considered a global pandemic and associated with high incidence of cardiovascular disease. The excess of adipose tissue may promotes maladaptation that result in alterations in structure and function of the heart; however, the mechanisms are not fully elucidated. Proteomics may provide a deeper understanding into the pathophysiological process and contribute to the identification of new potential therapeutic targets. Thus, the aim of this was evaluate the myocardial protein expression in healthy and obese rats, employing two proteomic approaches to better comprehend the network of mechanisms inherent to cardiac dysfunction in obesity. Male Wistar rats were distributed into two groups: control (C, n=13; standard diet) and obese (Ob, n=13; Western diet) fed for 41 weeks. The obesity was determined by adipose index. Cardiac function was evaluated by echocardiogram and isolated papillary muscle analysis. The proteomics was based on two-dimensional gel electrophoresis (2-DE) along with mass spectrometry identification (LC-MS/MS) and nano-liquid chromatography with tandem mass spectrometry (nanoLC-MS/MS) followed by label-free quantification. Obese rats showed increased adiposity index and systolic and diastolic cardiac dysfunction. A total of 82 myocardial proteins was identified as differentially expressed between C and Ob groups using two proteomic strategies, being 43 up- and 39 down-regulated by obesity. These proteins are involved in imp... (Complete abstract click electronic access below) / Doutor

The light-matter interaction in the near-field of high-Q resonators in SOI and SiN platforms is studied. The interactions of high-Q traveling-wave resonators with both resonant and non-resonant nanoparticles are studied and different applications based on this enhanced interactions in near-field such as high-resolution imaging of mode profile of high-Q resonators, label-free sensing, optical trapping, and SERS sensing are investigated. A near-field imaging system for the investigation of the near-field phenomena in the near-field of high-Q resonators is realized. A new technique for high-resolution imaging of the optical modes in high-Q resonators based on the near-field perturbation is developed that enables to achieve a very high resolution (< 10 nm) near-field image. The prospect of the high Q resonators on SOI platform for highly multiplexed label-free sensing and the effect of different phenomena such as the analyte drift and diffusion and the binding kinetics are studied. Also, the possibility of enhancing nanoparticle binding to the sensor surface using optical trapping is investigated and the dynamic of a nanoparticle in the high-Q resonator optical trap is studied. Furthermore, the interaction between a resonant nanoparticle with a high-Q microdisk resonator and its application for SERS sensing is studied. A model for interaction of resonant nanoparticles with high-Q resonators is developed and the optimal parameters for the design of coupled microdisk resonator and a plasmonic nanoparticle are calculated. The possible of resonant plasmonic nanoparticle trapping and alignment in an SiN microdisk resonator optical trap is also shown.

This study embarks on exploiting the Thickness Shear Mode (TSM) acoustic wave sensor and the ElectroMagnetic Piezoelectric Acoustic Sensor (EMPAS) towards the study of aptamer-to-cocaine binding in a label-free direct approach. The high sensitivity and selectivity offered by the EMPAS in combination with alkyltrichlorosilane-based self-assembled monolayers proved superior towards the detection of cocaine. The most efficient method for the attachment of the aptamers onto the sensor surface to construct highly dense populations of the aptamer molecules with retained biomolecule activity is shown to be dependent on the composition of immobilizing solution and on the amount of spacing provided in the plane of the aptamer molecules. The distinct ligand-induced binding mechanisms and regeneration capabilities of the two anti-cocaine aptamers are monitored with the EMPAS. Utilizing this sensor to monitor cocaine-aptamer interactions will serve as the first piezoelectric aptasensor for the detection of a small molecule.

This study embarks on exploiting the Thickness Shear Mode (TSM) acoustic wave sensor and the ElectroMagnetic Piezoelectric Acoustic Sensor (EMPAS) towards the study of aptamer-to-cocaine binding in a label-free direct approach. The high sensitivity and selectivity offered by the EMPAS in combination with alkyltrichlorosilane-based self-assembled monolayers proved superior towards the detection of cocaine. The most efficient method for the attachment of the aptamers onto the sensor surface to construct highly dense populations of the aptamer molecules with retained biomolecule activity is shown to be dependent on the composition of immobilizing solution and on the amount of spacing provided in the plane of the aptamer molecules. The distinct ligand-induced binding mechanisms and regeneration capabilities of the two anti-cocaine aptamers are monitored with the EMPAS. Utilizing this sensor to monitor cocaine-aptamer interactions will serve as the first piezoelectric aptasensor for the detection of a small molecule.

Le Benzo(a)pyrène (BaP), appartenant à la famille des hydrocarbures aromatiques polycycliques (HAP) est cancérigène pour l'homme. Nous avons développé une approche protéomique quantitative nanoLC-MS/MS label-free pour identifier des biomarqueurs liés à l'exposition au BaP dans le sécrétome des cellules hépatiques humaines exposées au BaP vs. des cellules non exposées et exposées au Benzo(e)pyrène (BeP). Le BeP, agent non classifié comme cancérigène pour l'homme, est choisi comme contrôle négatif afin de distinguer les protéines spécifiques du BaP de celles des HAP. 847 protéines ont été identifiées et quantifiées, et 55 ont été fortement surexprimées avec un ratio supérieur à 5 : la plupart de ces protéinessurexprimées sont précoces et liées au cancer. Une validation ultérieure de l'expression de ces protéines dans le plasma de la population exposée au BaP aidera dans le développement de biomarqueurs qui permettront d'améliorer la détection précoce, le pronostic et prévention.

L’approche analytique d’interrogation sur puce par spectrométrie de masse est une techniqueparticulièrement bien adaptée à l’analyse multiplexée requise pour la recherche de biomarqueurs dansle diagnostic moderne. L’objectif a été de contribuer aux développements technologiques etméthodologiques d’une plateforme d’analyse baptisée SUPRA-MS (Imagerie par Résonance desPlasmons de Surface en array combinée à la Spectrométrie de Masse). Des puces d’or compatiblesavec la SPRi et la MS ont été conçues et réalisées à l’aide des techniques de dépôt sous vide. Uneétude originale couplant la SPRi avec l’AFM a permis d’établir une relation entre le signal SPRmesuré et la quantité réelle de protéines fixées sur des puces nanostructurées. Nous avons ensuitedéveloppé une procédure d’immobilisation en format array (16 à λ6 spots) par liaison covalente enmonocouche des anticorps spécifiques, dirigés contre un biomarqueur du cancer du sein (LAG3) pourune analyse multiplexée d’échantillons biologiques. Du plasma humain contenant 300 ng/mL deLAGγ est injecté à la surface de la puce. L’injection est suivie en temps réel par SPRi et conduit à unecapture du biomarqueur à l’échelle de la femtomole par spots. Un traitement collectif des spots parspray pour la digestion in situ des protéines et le dépôt de matrice en vue d’une interrogation MS enMALDI-TOF a été mis au point par l’équipe du Dr Patrick Ducoroy (CLIPP-CHU Dijon). Lesrésultats MS obtenues ont permis 100 % d’identification du biomarqueur. Cette technologie sansmarquages spécifiques est particulièrement bien adaptée à la caractérisation fine des biomarqueurs et àla discrimination de variants protéiques. / The analytic approach of interrogation on chip by mass spectrometry is a suitable technique tomultiplexed analysis required for biomarker research in modern diagnosis. The aim was to contributeto the technological and methodological developments of analysis platform called SUPRA-MS(Surface Plasmon Resonance in Array coupled to Mass Spectrometry) whose goal is to provideadditional data to assay on the target protein by mass spectrometry. At first, gold chips compatiblewith SPRi and MS were designed and fabricated using vacuum deposition techniques. An originalstudy coupling SPRi with AFM has established a relationship between the SPR signal measured andthe real amount of proteins bound to nanostructured chips. We developed an immobilization procedurein array format (spots 16-96) by covalent monolayer of specific antibodies directed against the proteinLAG3, a biomarker of breast cancer for multiplex analysis of human biological samples (plasma).Human plasma containing 300 ng/mL of LAG3 is injected to the chip surface. The injection ismonitored in real time by SPRi and leads to the biomarker capture at the femtomole scale. After thebiosensing step, a collective treatment of spots by spray for in situ protein digestion and matrixdeposition in view of a MS analysis was developed by Dr. Patrick Ducoroy's team (CLIPP-CHUDijon). The MS and MS-MS analysis by MALDI-TOF was developed to analyze all spotsautomatically and determine their peptide mapping leading to 100% of the biomarker identification.This technology does not require the use of specific markers, is suitable to the biomarkerscharacterization and discrimination of protein variants.

Ce travail présente une méthode originale de détection et de quantification, sans étape de marquage, de la proportion de bases libres contenues dans des acides nucléiques. La spectrométrie de diffusion Raman exaltée de surface (DRES ou SERS en anglais) nous a permis d’obtenir la signature spectrale spécifique des nucléotides caractéristiques des ARN (adénosine, cytosine, guanosine et uridine), en utilisant des colloïdes d’argent comme substrat-DRES et des ajouts de MgCl2 comme agent d’agrégation. Les conditions de détection ont été optimisées pour établir un protocole de quantification de la proportion des nucléobases non-appariées par spectrométrie DRES. Les limites de détection obtenues sont de l’ordre de quelques dizaines de picomoles. L’amélioration de la reproductibilité des mesures par spectrométrie DRES passe par le contrôle précis des temps de réaction (adsorption et agrégation), qui peut être contrôlé grâce à l’utilisation de plateformes microfluidiques adaptées. Nous avons mis en œuvre deux types de plateformes microfluidiques, l’une basée sur des écoulements monophasiques et l’autre sur la génération de gouttes. Les espèces à analyser sont contenus dans les gouttes, permettant la détection in situ par spectrométrie DRES des divers nucléotides. / This work deals with the development of an original label-free method for free bases proportions detection and quantification of nucleic acids. The surface enhanced Raman spectroscopy (SERS) allowed obtaining the specific spectral signature of characteristic nucleotides of RNA (adenosine, cytosine, guanosine and uridine), using silver colloids as SERS substrate and MgCl2 addition as aggregating agent. Then, the condition detection have optimizing to establish a label-free quantification protocol of free nucleobases proportion by SERS spectroscopy. The detection limits obtained are order of few picomoles. The reproducibility improvement of SERS detection requires the precise control of time reaction (adsorption and aggregation), which could be control thanks to microfluidic chips use. We have implemented two different microfluidic chips, one based on single-phase flows and one other based on droplets generation. The analyzed species are containing in droplets, allowing in situ detection by spectroscopy SERS of various nucleotides.

Laser application in the field of biological and medical sciences has significantly grown, thereby strengthening the field of Biophotonics. Research conducted in Biophotonics focuses on the concept of using light especially in the visible and near infrared regions of the electromagnetic radiation for the evaluation of living systems. In this thesis new discoveries are presented about low level laser therapy, optical trapping, transmission spectroscopy, luminescence spectroscopy and structured illumination microscopy (SIM), displaying the impact each technique has on HIV infected cells. The results showed that the irradiation of HIV-1 infected TZM-bl cells with low power red laser reduces HIV-1 infection. The outcomes of this study further proved that when irradiation is used in conjunction with efavirenz, an antiretroviral drug, HIV-1 infection could be reduced to undetectable levels in TZM-bl cells. Through the coupling of transmission spectroscopy with optical trapping, and separately, use of luminescence spectroscopy, label free diagnosis of HIV in infected cell samples was achieved. This finding affirms that HIV-1 infection can be detected in a label free manner when using laser based techniques. Furthermore, the photoluminescence spectrometer system was employed to generate a decay curve, which was necessary so as to have some understanding on lifetime of the luminescent signal in infected TZM-bl cells. Finally, in order to confirm that indeed TZM-bl cells were infected, an established super-resolution microscopy system SIM was used to detect HIV-1 infection in TZM-bl cells. Indeed in the infected cells viral molecules p24 and gp41 were detected through SIM, while they were not detected in uninfected cells. In future studies, super resolution microscopy would be coupled to an optical trapping system in order to confirm that each trapped cells is whether infected or uninfected so as to improve HIV diagnosis. / College of Science, Engineering and Technology / Ph. D. (Science, Engineering and Technology)

En recherche pharmacologique, les cellules vivantes sont largement utilisées comme milieu d’analyse pour l’étude de phénomènes biologiques, par exemple l’apoptose et la réorganisation cellulaire. Différents outils de caractérisation sont développés pour analyser et traduire l’information biologique en information quantifiable. L’imagerie à résonance de plasmons de surface (SPR) est sensible aux variations d’indice de réfraction d’un milieu à l’interface d’une couche métallique. Elle trouve beaucoup d’applications en recherche pharmacologique, car elle permet l’acquisition d’images en temps réel et ne nécessite pas de marquage biologique comme en fluorescence. Cependant, la nature propagative des plasmons de surface (PSP) limite la résolution spatiale en entraînant un étalement de l’information dans la direction de propagation des PSP. Cela signifie qu’il est difficile de résoudre spatialement des détails inférieurs à la distance de propagation des PSP, généralement de l’ordre des dizaines de micromètres. Plusieurs groupes de recherche travaillent à améliorer la résolution spatiale en imagerie SPR. Toutefois, bien que des résolutions spatiales inférieures à celle de la propagation ont été obtenues, certains compromis ont été effectués, par exemple la diminution de la résolution temporelle ou d’indice de réfraction.Ce projet de thèse s’insère dans cette problématique en concevant et réalisant des dispositifs plasmoniques permettant d’améliorer la résolution spatiale en imagerie SPR, tout en minimisant les compromis avec les autres paramètres d’imagerie. Ces puces SPR sont composées de surfaces métalliques nanostructurées dont le mode guidé combine les propriétés des plasmons propagatifs et des plasmons localisés. Un logiciel de modélisation numérique a permis de démontrer comment la géométrie des surfaces nanostructurées peut être optimisée de manière à réduire la longueur d’atténuation du mode plasmonique tout en conservant un fort contraste d’imagerie. Une géométrie optimale a été identifiée et des structures de l’ordre du micromètre ont été observées à l’aide des puces SPR nanostructurées optimisées. Les résultats expérimentaux ont montré une réduction de la propagation d’un facteur de 6.3 comparativement à des surfaces métalliques uniformes.Les performances en imagerie des puces SPR nanostructurées ont été validées au cours d’études de réponses cellulaires causées par stimulation à l’aide d’agents pharmacologiques. Les puces ont été employées dans l’étude de changements d’intégrité de couches confluentes de cellules suivant stimulation. La quantification de trous intercellulaires dans la couche a montré une augmentation significative du nombre de petits trous détectés (~ 1-2 µm2) lors de l’utilisation des puces SPR nanostructurées. Cette augmentation de la sensibilité à l’activité cellulaire est le résultat de l’amélioration de la résolution spatiale. Finalement, l’étude de la morphologie de cellules au cytosquelette fortement linéaire a permis d’observer des structures subcellulaires et de suivre la réorganisation du cytosquelette de cellules individuelles. Les puces SPR nanostructurées conçues et réalisées au cours de cette thèse montrent un fort potentiel d’applications en imagerie sans marquage de cellules vivantes. / In pharmacological research, living cells are widely used as the sensing medium for biological studies, such as cell apoptosis and cellular reorganization. Different characterization systems are developed to analyze and quantify biological information. Surface plasmon resonance (SPR) imaging is sensitive to minute refractive index variations occurring in a medium at the proximity of a metal layer. It has found many applications in pharmacological research since it allows the real-time image acquisition and does not require biological labeling like for fluorescence. However, the propagative nature of surface plasmons (PSPs) limits the spatial resolution by spreading the information in the direction of propagation of the PSPs. This means that it is difficult to spatially resolve details smaller than the attenuation length of the PSPs, generally of the order of tens of micrometers. Several research groups have worked on this limitation in order to improve the spatial resolution in SPR imaging. However, although spatial resolutions lower than that of the propagation have been obtained, those techniques require compromises, such as loss in temporal resolution or in refractive index.In this thesis project, plasmonic devices were designed and characterized in order to improve spatial resolution in SPR imaging, while minimizing compromises with other imaging parameters. These SPR chips are composed of nanostructured metal surfaces where the guided mode combines the properties of propagative plasmons and localized plasmons. An in-house numerical modeling software has demonstrated how the geometry of nanostructured surfaces can be optimized to reduce the attenuation length of the plasmonic mode, while maintaining a high imaging contrast. An optimum geometry was identified, and micron-sized structures have been observed using the optimized nanostructured SPR chips. Experimental results showed a reduction in propagation by a factor of 6.3 compared to uniform metal surfaces.The imaging performances of nanostructured SPR chips were assessed by studying cellular responses following pharmacological stimulation. The chips were used in real-time monitoring of integrity changes in confluent endothelial cell layer following stimulation. Quantification of intercellular gaps in the monolayers showed a significant increase in the number of small holes detected (~ 1μm2) when using nanostructured SPR chips. This increase in sensitivity to cellular activity is the result of improved spatial resolution. Finally, the study of morphology in highly linear cytoskeleton cell enabled the observation of subcellular structures and the monitoring of cytoskeleton reorganization in individual cells. The nanostructured SPR chips designed and realized during this thesis show a strong potential label-free live cell imaging.