Cancer currently represents one of the greatest burdens on human health in the world, claiming in excess of 7 million lives a year worldwide. Advances in both our understanding of the disease as well as our ability to diagnose it before it has had a chance to metastasize will lead to a reduction in its burden on society. To these ends, optical imaging techniques are particularly attractive. The ability to resolve cellular details noninvasively is paramount to improved cancer detection and to research on diseased tissue and cells. Lanthanoid nanoparticles, a group of photoluminescent contrast agents developed within the last two to three decades, have numerous unique optical properties that enable their use in improved and novel optical techniques. They possess large Stokes and anti-Stokes shifts, sharp electronic transitions, long luminescence lifetimes, and exceptional photostability. For these reasons, they are a good choice for biomedical applications that benefit from low background fluorescence or long illumination times. The major goal of the research presented in this dissertation was to synthesize functional lanthanoid nanoparticles for optical imaging modalities, and to explore their potential uses in a variety of biomedical applications. To this end, the research can be broken up into three specific aims. The first aim was to successfully and reproducibly synthesize downconverting and upconverting lanthanoid nanoparticles, and to functionalize these nanoparticles for use in optical techniques that would aid in the research and diagnosis of cancer. The second aim was to conduct a thorough investigation of the optical properties of these nanoparticles, and the third aim was to explore the utility of these nanoparticles in a variety of biomedical applications. First, both downconverting and upconverting lanthanoid nanoparticles were synthesized using several different methods, resulting in nanoparticles of varying size and surface functionality. Novel methods were employed to improve the utility of these nanoparticles for specific applications, including the incorporation of a mixed surface ligand population in downconverting lanthanoid nanoparticles and the use of a biomimetic surface coating to render upconverting nanoparticles water dispersible. These coated particles were further functionalized by the addition of folic acid and an antibody for epidermal growth factor receptor, both of which bind to cell surface receptors overexpressed in a number of cancers. Second, the spectral properties of lanthanoid nanoparticles were explored in detail, with special attention paid to many of the unique optical properties of upconverting lanthanoid nanoparticles. This included the discovery of one such unique property, the excitation frequency dependent emission of NaYF₄ nanocrystals codoped with Yb³⁺ and Er³⁺. Third, lanthanoid nanoparticles were used as contrast agents in a number of biomedical applications, including the development of a homogenous assay based on diffusion enhanced luminescence resonance energy transfer, a wide-field luminescence lifetime microscope, and a super resolution microscope based on the aforementioned excitation frequency dependent emission of NaYF₄:Yb³⁺,Er³⁺ nanoparticles. Specific binding of functionalized upconverting lanthanoid nanoparticles was investigated with laser scanning multiphoton microscopy, and an image processing technique was developed to overcome the challenge of working with long lived luminescent contrast agents using this imaging modality.

Structures as determined by single crystal X-ray methods for lanthanoid(III) compounds for series of simple homoleptic species with diverse ligands frequently display variations entailing a diminution in coordination number (‘C.N.’), a consequence of the variation in the size of the atoms/ions due to the ‘lanthanoid contraction’. A change from C.N. nine to eight is common, clearly separating compounds of the light/‘early’ or heavy/‘later’ metal atoms. Earlier work on the complexes of the lanthanoid(III) picrates arose out of the exploration of simple reagents which might usefully exploit lanthanoid ion properties for purposes such as solvent extraction. They are also of potential synthetic utility because of their relatively high solubility in apolar solvents. This thesis encompasses a systematic structural study of hydrated lanthanoid picrate complexes (including those of yttrium) with a selection of dipolar aprotic solvent ligands, namely trimethylphosphate (‘tmp’), dimethylsulfoxide (‘dmso’), hexamethylphosphoramide (‘hmpa’), N,N´-dimethylacetamide (‘dma’), N-methylpyrrolidinone (‘nmp’) and octamethylpyrophosphoramide (‘ompa’), all liquids at room temperature and all unidentate, with the exception of ompa which can be considered in some cases to behave as the equivalent of two unidentate ligands, in others as a chelate. Structures of adducts of these ligands with scandium picrate are also included in order to gain further insight into the coordination behavior of the totality of the group ‘3’ transition metals, and, for similar reasons, a study of the structures of complexes of Eu(dipivaloylmethanide)3 with the same (solvent) ligands as a ‘baseline’. In the course of these studies, hydrolysis of the aprotic solvent trimethylphosphate was found to lead to novel adducts of the dimethylphosphate (‘dmp’) ligand; the introduction of polycyclic aromatic nitrogen base ligand complexes resulted in further novel mixed ligand compounds, supplemented by a study of protonated base picrate salts. This work aims not only to establish structural ‘domains of existence’ with a concomitant consideration of the associated stereochemistry for these related series of rare earth complexes, but, also, to enhance our understanding of metal ion solvation and the interactions of aromatic groups within these types of crystal structures.

Aufkonvertierende (upconverting; UC) Nanomaterialien bilden eine neue Klasse nichtlinearer lumineszenter Reporter, die nah-infrarotes (NIR) Anregungslicht in Photonen von höherer Energie umwandeln. Das effizienteste bekannte UC-System bildet hierbei β-NaYF4: 20%Yb(III), 2%Er(III) mikrokristallines Bulkmaterial, für welches UC-Quantenausbeuten (ΦUC) von 10 % berichtet werden, während ΦUC von Nanokristallen (nanocrystals; NC) um mehrere Größenordnungen niedriger sein können. Um die Effizienz von UC-Nanomaterialien zu erhöhen, werden NC üblicherweise mit inerten Schalen versehen. In dieser Arbeit werden mehrere verschiedene Bulkmaterialien spektroskopisch untersucht, um ein Vergleichsmaterial auszuwählen, das als Maßstab für alle folgenden, vergleichbaren Messungen an NC dient. Die Oberfläche von ultrakleinen (3.7±0.5) nm NC wird mit Schalen von bis zu 10 nm Dicke versehen, um die optimale Schalendicke für vollständige Oberflächenpassivierung zu identifizieren, allerdings weisen die Ergebnisse auf eine mögliche Kern-Schale-Durchmischung hin. In einer zweiten Studie werden die unterschiedlichen Dotanden, Er(III) und Yb(III), auf ihre optischen Eigenschaften sowie die Einflüsse von Energietransfer (ET) und von ihrer Umgebung spektroskopisch untersucht. Dabei kann klar zwischen Oberflächeneffekten und oberflächenunabhängigen Volumeneffekten unterschieden werden. Die Ergebnisse werden durch ein einfaches Monte-Carlo-Modell gestützt, durch das die größen- und leistungsdichte-(P-)abhängigen Populierungsdynamiken der strahlenden Banden von Er(III) vorhergesagt werden können. Zuletzt werden durch eine verbesserte Synthesemethode UCNC mit stark verbesserten Lumineszenzeigenschaften hergestellt, mit denen bei vergleichsweise niedrigen P die gleichen ΦUC wie beim Bulkmaterial erreicht werden. Dies liefert einen Einblick in vielfältige Anwendungsmöglichkeiten für UCNC. / Upconversion (UC) nanomaterials are an emerging new class of non-linear luminescent reporters which convert near-infrared (NIR) excitation light into higher-energy photons. The most efficient known UC material is the β-NaYF4: 20%Yb(III), 2%Er(III) bulk (microcrystalline) phosphor with reported UC quantum yields (ΦUC) of 10 %, while ΦUC of nanocrystals (NC) can be several orders of magnitude lower. Strategies to improve the efficiency of UC nanomaterials include surface passivation with inert shells. In this work, several different bulk materials are compared to select one benchmark material for comparisons with NC analyzed with the same measurement techniques. The surface of ultrasmall (3.7 ± 0.5) nm NC is coated with inert shells of up to 10 nm thickness to identify an optimal shell thickness for complete surface passivation, but the results suggest core-shell intermixing. To distinguish between the different dopant ions, Er(III) and Yb(III), and the effect of energy transfer (ET) in a second study, single- and co-doped UCNC are investigated spectroscopically and the influence of their environment is determined thoroughly. Herein, a clear distinction between surface-related and surface-independent, volume-related effects is achieved and the results are emphasized by the use of a simple random walk model which accurately predicts size- and power density (P)-dependent population dynamics of the emissive bands of Er(III). Finally, utilizing an improved synthesis technique, UCNC with enhanced luminescence properties are produced, reaching the same ΦUC as the benchmarked bulk material at reasonably low P, providing an insight into numerous possible applications of UCNC.

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