Com a abertura do setor de geração de energia elétrica no país houve um aumento do número de projetos para pequenas centrais hidrelétricas - PCHs. Os estudos geológico-geotécnicos necessários para este tipo de obra tiveram que se adaptar às necessidades deste novo setor, sem haver perda da qualidade. O objetivo deste trabalho foi o aprimoramento dos estudos de compartimentação geológico-geotécnicos, utilizando um dos sistemas de classificação de maciços rochosos mais conhecidos: o Sistema RMR - rock mass rating - (Bieniawski, 1973), analisando as vantagens, as desvantagens, e o potencial de aplicação do método. A pesquisa foi aplicada na PCH Morro Grande, localizada no Rio Grande do Sul, que apresenta uma grande homogeneidade geológica, sendo o embasamento constituído por derrames basálticos da Formação Serra Geral. Foram propostas algumas modificações na forma de aplicação do sistema RMR, como não pré-compartimentar o maciço, aplicar a classificação diretamente nos testemunhos de sondagem e de forma parcial nos afloramentos, e substituir o RQD (rock quality designation) pelo IQR (índice de qualidade da rocha). Para caracterizar a resistência da rocha foram feitos ensaios de compressão puntual, associados aos diferentes graus de alteração da rocha. O resultado foi apresentado em seções do eixo da barragem e do circuito hidráulico. A metodologia proposta resultou na compartimentação detalhada do maciço rochoso, na área das estruturas da PCH, mostrando-se uma ferramenta útil para a determinação da compartimentação de maciços rochosos, principalmente de maciços homogêneos, podendo ser aplicadas de forma rápida e a um custo baixo para o projeto. / The opening of the electric production sector in Brazil causes an increase amount of Small Hydroelectric Power Station - PCH\'s - project. The necessaries geological-geotechnical studies for this kind of construction had to be adapted to this new sector necessity, without quality losses. This research aim was the improvement of the geological-geotechnical studies, using one of the most well-known rock mass classification systems: the RMR system - rock mass rating - (Bieniawski, 1973), and analyze the advantage, the disadvantage, and potential of this method application. This research was applied to Morro Grande PCH, located on Rio Grande do Sul state - Brazil, which has great geologic homogeneity, and its rock foundation is basaltic rocks of the Serra Geral Formation. Some modification in the RMR application way has been proposal, like don\'t pre-divide the rock mass, apply the system directly in the core logging and partially to the outcrops, and change RQD (rock quality designation) by IQR (rock quality index). To rock strength have been established by point-load test, for the different weathering degrees of the rock samples. The results are presented on profiles of the structures axis. The propose method resulted in detailed compartimentalization of the structures areas, turning into an useful tool to assist the rock mass analyses, mainly to homogeneous rock masses, been applied quickly and at low costs.

<p>QC 20140428</p>

El texto completo de este trabajo no está disponible en el Repositorio Académico UPC por restricciones de la casa editorial donde ha sido publicado. / This paper illustrates how the Bieniawski rock mass rating geomechanics classification, within the support system used by medium-scale mining companies, allows for the development of a new anchor rock bolt selection method aimed at improving horizontal access stability in underground mines. However, this case study only seeks to select the most efficient anchor rock bolt for any given horizontal access. A proper support selection method is very important for mining companies because this decision will safeguard both miners and mining infrastructure. This selection process will ultimately prevent fatal accidents, which is critical for mining companies today, especially considering the constant operation standstills reported in Peru.

The focus on slope stability has increased rapidly in Norway over the last years due to several unwanted landslides. In Norway, the most used method today to classify the rock mass and to determine the required reinforcement, is the Q-system. In addition to that the RMR method is also a commonly used method. However, since both the RMR and the Q-system is created to be used for underground constructions, their slope adaptations (Q-slope and SMR) has been developed. These adaptations will also be evaluated in this thesis. They will be used to examine if there is a correlation between the classification systems and the installed support on site. This thesis will only focus on slopes and not tunnels, as a limit to the scope investigated.  The joints properties at the investigated sites are taken both from engineering geologist reports and field mapping. The mapped joints will be analyzed in Dips to determine the major joint sets and by using the kinematic analysis tool determine what failure mechanisms these joint sets may create. These joint sets will be further evaluated through numerical analysis (with e.g. RocPlane, Swedge or RocTopple) dependent on their failure mechanism. The rock and joint data for calculation is gathered from three different sites, which are all part of the same project where the traffic capacity of the European route E18 through Porsgrunn, outside of Oslo, is increased. In both Blåfjell and Bjønnås the rock mass is larvikite, but in Grenland the rock mass investigated is sandstone. However, the sandstone in the Grenland has undergone contact metamorphosis, which changes the characteristics of the rock mass and creating a much stronger sandstone.  Generally, the rock mass investigated is classified to be of similar quality which gives them the same strength. Consequently, it is difficult to determine any kind of correlation between the sites. The results do not indicate the expected relationship that a stronger rock mass would need less reinforcement. In addition, it is also observed that the classification systems generally recommend more shotcrete that what is installed on site. When comparing the different classification systems, it can be seen that the Q-system generally categorize the rock mass in a lower category, indicating a weaker rock mass, compared to RMR and SMR. This then results in that the rock masses investigated is classified to be ranging from Poor to Good, dependent on the classification method.   Keywords: Rock mass classification, Q-slope, SMR, Slope stability.

Manual fracture mapping in tunnels, caverns, mines or other underground spaces is a time intensive and sometimes dangerous process. A system that can automate this task could minimize human exposure to rockfalls, rockbursts or instabilities and facilitate the use of new methods of data visualization such as virtual environments. This research was undertaken to develop VTtrace; a semi-automatic fracture mapping algorithm based on image processing and analysis techniques. Images of a rock exposure surface are made using a "prosumer" grade digital camera. The grayscale images are preprocessed to remove color information and any noise or distortion. The smoothed images are converted into binary images. The binary images are then thinned to extract the fracture map. The fractures are then separated and stored as different images. Fracture properties such as the length, width, orientation and large-scale roughness are determined using photogrammetric techniques. Results from test images shows the VTtrace is effective in extracting rock discontinuity traces. Additional enhancements to the program are proposed to allow feature attributes from the three-dimensional surface to be determined. / Master of Science

The evolution of mountain landscapes is controlled by complex interactions between large-scale tectonic, surficial and climate conditions. Dominant processes are attributed to creating characteristic features of the landscape, but topographic features are the cumulative result of coupled surficial processes, each locally effective in a different climate or elevation regime. The focus of erosion by glacial, fluvial, or mass wasting processes is highly sensitive to small changes in boundary conditions, therefore spatial and temporal variability can be high when observed over short time scales. This work evaluated methods for dissecting the history of complex alpine landscapes to understand the role of individual processes influenced by changing climate and underlying bedrock. It also investigated how individual and combined mechanisms of surficial processes influenced the evolution of topography in the Teton Range in Wyoming. Detrital apatite (U-Th)/He thermochronology and cosmogenic radionuclide erosion rates were applied to determine spatial and temporal variability of erosion in the central catchments of the range. Spatial variability existed between the glacial and fluvial systems, indicating that sediment erosion and deposition by these processes was controlled by short-term variability in climate conditions. Effective glacial incision also controlled other processes, specifically enhancing rock fall activity and inhibiting fluvial incision. Short-term erosion rates were highly variable and were controlled by stochastic processes, particularly hillslope failures in response to slope oversteepening due to glacial incision and orientation and spacing of bedrock fractures. Erosion rates averaged over 10 ky time scales were comparable to long-term exhumation rates measured in the Teton Range. The similarity of spatial erosion patterns to predicted uniform erosion and the balance between intermediate and long-term erosion rates suggests the landscape of the Teton Range is approaching steady-state, but frequent stochastic processes, short-term erosional variability and coupled processes maintain rugged topographic relief. / Ph. D.

The behavior of jointed rock mass is very complex and is influenced by many factors such as location of joints, joint frequency, joint orientation and joint strength. A thorough review of literature on different aspects of jointed rock mass indicate that the discontinuities or planes of weakness present in rock mass significantly influence its behavior. Numerous experimental tests were conducted to study the behavior of natural as well as artificial joints in rocks. Laboratory tests are time consuming and give results applicable to specific joint fabric and confining pressure. Numerical methods are the best alternative to laboratory tests to study the behavior of jointed rock mass. With the advent of computers numerical methods of analysis have become very popular, as they are highly flexible and can represent all complex geometries and material behavior. The accuracy of a numerical model depends upon the how well constitutive relations for the jointed rock mass are defined in the analysis. Empirical relationships for describing the mechanical behavior of discontinuities obtained from scaling the laboratory data is crucial unresolved problem, which will affect the quality of results obtained. One more important aspect in the numerical model is strength criteria used for jointed rock mass. The applicability of existing strength criteria to a particular jointed rock has to be carefully examined before they are used. Equivalent continuum approach simplifies the modeling of jointed rock mass as the joints are not modeled separately. Instead in equivalent continuum approach the jointed rock mass is represented by an equivalent continuum whose properties are defined by a combination of intact rock properties and joint properties. The accuracy of this kind of modeling depends upon the relationships used to define the jointed rock mass properties as a function of intact rock properties and joint properties. In the present study, an effort has been made (i) to establish empirical relations to define the properties of jointed rock mass as a function of intact rock properties and joint factor (ii) to develop a numerical model based on equivalent continuum approach using the empirical relations derived above, for easy and efficient modeling of jointed rock mass (iii) comparison of existing strength criteria for jointed rock masses using the equivalent continuum model developed above (iv) Modeling of joints explicitly and comparing these results with the equivalent continuum model results. Empirical relationships expressing the uniaxial compressive strength and elastic modulus of jointed rock as a function of corresponding intact rock properties and joint factor have been derived based on the statistical analysis of large amount of experimental data of uniaxial and triaxial tests collected from the literature. The effect of joints in the jointed rock is taken in to account by the joint factor. A comparative study of the empirical relationships arrived by the above analysis has been made to choose the best relation for the numerical analysis. Empirical relationships thus arrived for jointed rock mass are used in the equivalent continuum approach to represent the jointed rock properties as a combination of intact rock properties and joint factor. Equivalent continuum model developed is thoroughly tested, validated and applied for single, multiple and block jointed rocks. The equivalent continuum model developed has been applied for analysis of the power cavern for Shiobara power station. Different strength criteria available for jointed rock namely Mohr-Coulomb, Hoek and Drown, Yudhbir et al. and Rarnamurthy are incorporated in the equivalent continuum model to evaluate their applicability for jointed rock masses. Ramarnurthy's strength criterion gives the best values of failure stress for almost all the test cases and hence used in the equivalent continuum model. Alternatively, the joints in jointed rock mass are represented explicitly using interface element in the nonlinear finite element analysis. The explicit finite element model has been tested and validated using the experimental stress strain curves and failure stress values. Comparison of results obtained using equivalent continuum analysis and explicit modeling of joints has been given in the form of stress strain curves and failure stress plots for jointed rock masses along with the experimental results. Some of the major conclusions from the present study are as follows. Statistical relationships arrived to express the properties of the jointed rock as a function of intact rock and joint factor give a fair estimate of jointed rock in the absence of experimental data. Equivalent continuum model developed using statistical relations arrived above simplifies the numerical modeling of jointed rock to a large extent and also gives a fair estimate of jointed rock behavior with minimum input data. From the equivalent continuum analysis of Shiobara power cavern, it can be concluded that this approach is very advantageous for modeling highly discontinuous systems provided the joint factor is estimated properly so that it represents the real fabric of the joints present in the system. Comparison of different strength criteria shows that Ramamurthy's strength criterion is the best for jointed rocks. When the rock mass has one or two major joints it is advantageous to model it explicitly so that the behavior of the joint can be studied in detail. Explicit representation of the joints in the finite element analysis gives a lair estimate of the zones most susceptible to failure in a jointed rock. From comparison of experimental values, equivalent continuum model results and the explicit joint model results, it can be concluded that results obtained using equivalent continuum model are nearest to the experimental results in almost all the cases.

Infrastructure is developing at an extremely fast pace which includes construction of metros, underground storage places, railway bridges, caverns and tunnels. Very often these structures are found in or on the rock masses. Rock masses are seldom found in nature without joints or discontinuities. Jointed rocks are characterized by the presence of inherent discontinuities of varied sizes with different orientations and intensities, which can have significant effect on their mechanical response. Constructions involving jointed rocks often become challenging jobs for Civil Engineers as the instability of slopes or excavations in these jointed rocks poses serious concerns, sometimes leading to the failure of structures built on them. Experimental investigations on jointed rock masses are not always feasible and pose formidable problems to the engineers. Apart from the technical difficulties of extracting undisturbed rock samples, it is very expensive and time consuming to conduct the experiments on jointed rock masses of huge dimensions. The most popular methods of evaluating the rock mass behaviour are the Numerical methods. In this thesis, numerical modelling of jointed rock masses is carried out using computer program FLAC (Fast Lagrangian Analysis of Continua). The objective of the present study is to study the effect of various joint parameters on the response of jointed rock masses in static as well as seismic shaking conditions. This is achieved through systematic series of numerical simulations of jointed rocks in triaxial compression, in underground openings and in large rock slopes. This thesis is an attempt to study the individual effect of different joint parameters on the rock mass behaviour and to integrate these results to provide useful insight into the behaviour of jointed rock mass under various joint conditions. In practice, it is almost impossible to explore all of the joint systems or to investigate all their mechanical characteristics and implementing them explicitly in the model. In these cases, the use of the equivalent continuum model to simulate the behaviour of jointed rock masses could be valuable. Hence this approach is mainly used in this thesis. Some numerical simulations with explicitly modelled joints are also presented for comparison with the continuum modelling. The applicability of Artificial Neural Networks for the prediction of stress-strain response of jointed rocks is also explored. Static, pseudo-static and dynamic analyses of a large rock slope in Himalayas is carried out and parametric seismic analysis of rock slope is carried out with varying input shaking, material damping and shear strength parameters. Results from the numerical studies showed that joint inclination is the most influencing parameter for the jointed rock mass behaviour. Rock masses exhibit lowest strength at critical angle of joint inclination and the deformations around excavations will be highest when the joints are inclined at an angle close to the critical angle. However at very high confining pressures, the influence of joint inclination gets subdued. Under seismic base shaking conditions, the deformations of rock masses largely depend on the acceleration response with time, frequency content and duration rather than the peak amplitude or the magnitude of earthquake. All these aspects are discussed in the light of results from numerical studies presented in this thesis.

The Pilbara region of Western Australia hosts the Hamersley Province, an area of abundant iron ore resources located in the lower Hamersley Groups, Brockman and Marra Mamba Iron Formations. This study consists of a geotechnical and a geochemical and mineralogical investigation into the Banded Iron Formation (BIF) and shale deposits of the lower Hamersley Group that reside in the pit walls of RTIO mines in Western Australia. Areas throughout Tom Price, Paraburdoo, Marandoo and West Angelas iron ore mines are geotechnically investigated for rock mass conditions through the use of the Slope Mass Rating (SMR) classification system and through point load and slake durability testing. Selected samples from these areas were then geochemically and mineralogically tested by X-ray Fluorescence (XRF), X-ray Diffraction (XRD) and microscopic analysis, to determine the geochemical and mineralogical changes of BIF and shale as they alter and weather through hypogene and supergene alteration and Recent weathering. It was found that the most efficient method for determining the alteration and/or weathering of lower Hamersley Group BIF and shale deposits was by the use of a chemical alteration index, calculated from enriched and depleted major elements in the BIF and shale as they alter and weather. It has been suggested here that this Pilbara Iron alteration index can be calculated efficiently and effectively from geochemical testing in intervals down boreholes throughout future or developing open pit mines to assist in estimating slope stability conditions. It is also suggested that many boreholes should be analysed in section or in 3D space to create cross sections or block models showing the varying extent of alteration and weathering throughout the area being studied. From the geotechnical investigation, it was found that the weakest region, in terms of pit slope stability, were the highly and extremely altered and/or weathered regions with Pilbara Iron alteration indices of between 61 and 80, and 81 and 100, respectively. If these zones are identified, slope stability analysis can be focused on these geotechnically vulnerable areas. Slope stability analysis should be completed by using a suitable technique, such as by the use of SMR, which, along with other risk identification measures, will identify potentially unstable areas and suggest the required course of action. Further hazard and risk analysis should be undertaken in potentially unstable areas and remedial measures undertaken as appropriate. Thereby, the Pilbara Iron alteration index can be used in the Hamersley Province as a predictive tool for pit slope stability.

[pt] Esta dissertação tem como objetivo principal estudar o comportamento mecânico de um túnel, especificamente avaliando a degradação do maciço rochoso escavado de gnaisse ao longo do tempo, como se tem na região Sudeste do Rio de Janeiro. A maior cobertura da escavação subterrânea atinge a uma profundidade de 300m., com o um grau de alteração dos minerais da rocha escavada, seccionada por três famílias de descontinuidades que são de maior importância geológica com o potencial risco ao desabamento. Além disso, se avaliaram os cenários, em condições muito persistentes e moderadamente persistentes, com a finalidade de observar sua influência na estabilidade do túnel. Também foi avaliado o comportamento do maciço para três cenários de tensões in situ, K0= 1 (Condições Hidrostáticas), K0= 0.5 e K0= 1.5. Nas análises foram considerados a escavação com e sem elementos de suporte. Os suportes do maciço rochoso nas análises foram com concreto projetado com fibras metálicas (CPRF), reforço de cabos e a mistura dos dois. A análise numérica bidimensional da estabilidade da escavação, para os diferentes casos mencionados, foi feita utilizando o Método dos Elementos Discretos (MED), através do software comercial UDEC (Itasca, 2011). Nas análises dos mecanismos de ruptura com valores de deslocamentos cisalhantes máximos, foi observado que os efeitos do comportamento cisalhante do maciço são maiores na medida em que o ângulo de atrito vai diminuindo, tendo uma importante incidência na sua estabilidade o grau de persistência. Estes resultados mostram índices capazes de prever o comportamento de instabilidade da escavação para estes casos desenvolvidos. / [en] This thesis has the main objective to study the mechanical behavior of a tunnel, specifically assessing the degradation of gneiss rock mass excavated over time, as it has in the South-east region of Rio de Janeiro. The cover of the underground excavation reaches the depth of 300m. with a degree of alteration of minerals of the excavated rock, sectioned by three families of discontinuities that are of most geological importance with the potential risk of collapse. Moreover, scenarios are evaluated in conditions very persistent and moderately with the purpose of observing their influence on the stability of the tunnel. It was also rated the rock mass behavior for three scenarios of in situ stresses, K0= 1 (Conditions Hydrostatic), K0= 0.5 and K0= 1.5. In the analysis were considering the excavation with and without support elements. The supports of the rock mass in the analysis were with shotcrete with steel fibers (CPRF), reinforcement cable bolts and mixing the two. Two-dimensional numerical analysis of the stability of the excavation for the different cases mentioned was made using the Method of Discrete Elements (DEM) through the commercial software UDEC (Itasca, 2011). In the analysis of failure mechanisms with maximum shear displacement values, it was observed that the effects of mass shear behavior are larger in as far as than the friction angle decreases, with an important effect on their stability the degree of persistence. These results show indexes able to predict the behavior of instability of the excavation for these cases developed.