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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
1

Realistic Electronic Structure Calculations for Quantum Materials

Richards, Addison January 2023 (has links)
A complex arrangement of electronic states within materials can manifest exotic quantum-mechanical effects. These systems are often referred to as quantum materials. Increased understanding of quantum materials has historically lead to the development of new technologies. It is therefore extremely important to develop and test precise methods for calculating the behaviour of electronic states within a material. For decades, the workhorse of electronic structure calculations has been density functional theory (DFT). DFT is often referred to as a first-principles method because it allows for the calculation of the distribution of electrons throughout a material with only specification of the lattice geometry and atomic components. From the results of a DFT calculation, it is possible to study the orbital character of electronic wavefunctions, topology of electronic band structure, and some aspects of superconductivity. This provides insight into many quantum properties of a system which may otherwise be difficult or impossible to ascertain from experiments. DFT is, however, sometimes limited by the approximations necessary for practical implementation. Further methods have been developed to systematically correct the limitations of DFT. In particular, the combination of DFT with dynamical mean-field theory (DFT+DMFT) is among the most widely accepted methods for correcting the inadequacy of DFT in handling strong electron-electron correlations. In this thesis, I use methods from DFT and DFT+DMFT to study the quantum properties of materials. / Thesis / Master of Science (MSc)
2

Dynamical mean field theory for the Dynamic Hubbard model

Bach, Giang Huong Unknown Date
No description available.
3

Theoretical study of correlated topological insulators / 相関効果をもつトポロジカル絶縁体の理論的研究

Yoshida, Tsuneya 24 March 2014 (has links)
京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第18062号 / 理博第3940号 / 新制||理||1568(附属図書館) / 30920 / 京都大学大学院理学研究科物理学・宇宙物理学専攻 / (主査)教授 川上 則雄, 教授 石田 憲二, 准教授 藤本 聡 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM
4

Density-Functional Theory+Dynamical Mean-Field Theory Study of the Magnetic Properties of Transition-Metal Nanostructures

Kabir, Alamgir 01 January 2015 (has links)
In this thesis, Density Functional Theory (DFT) and Dynamical Mean-Field Theory (DMFT) approaches are applied to study the magnetic properties of transition metal nanosystems of different sizes and compositions. In particular, in order to take into account dynamical electron correlation effects (time-resolved local charge interactions), we have adopted the DFT+DMFT formalism and made it suitable for application to nanostructures. Preliminary application of this DFT+DMFT approach, using available codes, to study the magnetic properties of small (2 to 5-atom) Fe and FePt clusters provide meaningful results: dynamical effects lead to a reduction of the cluster magnetic moment as compared to that obtained from DFT or DFT+U (U being the Coulomb repulsion parameter). We have subsequently developed our own nanoDFT+DMFT code and applied it to examine the magnetization of iron particles containing10-147 atoms. Our results for the cluster magnetic moments are in a good agreement with experimental data. In particular, we are able to reproduce the oscillations in magnetic moment with size as observed in the experiments. Also, DFT+DMFT does not lead to an overestimation of magnetization for the clusters in the size range of 10-27 atoms found with DFT and DFT+U. On application of the nanoDFT+DMFT approach to systems with mixed geometry – Fe2O3 film, which are periodic (infinitely extended), in two directions, and finite in the third. Similar to DFT+U, we find that the surface atom magnetic moments are smaller compared to the bulk. However, the absolute values of the surface atoms magnetic moments are smaller in DFT+DMFT. In parallel, we have carried out a systematic study of magnetic anisotropy in bimetallic L10 FePt nanoparticles (20-484 atoms) by using two DFT-based approaches: direct and the torque method. We find that the magnetocrystalline anisotropy (MCA) of FePt clusters is larger than that of the pure Fe and Pt ones. We explain this effect by a large hybridization of 3d Fe- and 5d Pt-atom orbitals, which lead to enhancement of the magnetic moment of the Pt atom, and hence to a larger magnetic anisotropy because of large spin-orbit coupling of Pt atoms. In addition, we find that particles whose (large) central layer consists of Pt atoms, rather than Fe, have larger MCA due to stronger hybridization effects. Such 'protected' MCA, which does not require protective cladding, can be used in modern magnetic technologies.
5

Estudos do modelo de Hubbard desordenado em duas dimensões / Studies of the two-dimensional disordered Hubbard model

Suárez Villagrán, Martha Yolima, 1984- 23 August 2018 (has links)
Orientador: Eduardo Miranda / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-08-23T18:51:04Z (GMT). No. of bitstreams: 1 SuarezVillagran_MarthaYolima_D.pdf: 7321255 bytes, checksum: d76479a0e0c1143207cb4ee380a8034d (MD5) Previous issue date: 2013 / Resumo: Estudamos nesta tese alguns aspectos da transição metal-isolante de Mott no caso desordenado. O modelo no qual baseamos nosso estudo é o modelo de Hubbard desordenado, que é o modelo mais simples a apresentar a transição metal-isolante de Mott. Analisamos esse modelo através da Teoria Dinâmica de Campo Médio Estatística (StatDMFT). Essa teoria é uma extensão natural da Teoria Dinâmica de Campo Médio (DMFT), que foi usada com relativo sucesso nos últimos anos para analisar a transição de Mott no caso limpo. Como no caso dessa última, a StatDMFT incorpora os efeitos de correlação eletrônica apenas nos seus aspetos locais. A desordem é tratada de maneira a incorporar todos os efeitos de localização de Anderson. Com essa técnica, analisamos a transição de Mott desordenada no caso bi-dimensional, usando o Monte Carlo quântico para resolver os problemas de impureza única de Anderson requeridos pela StatDMFT. Encontramos as linhas espinodais nas quais o metal e o isolante deixam de ser meta-estáveis. Também estudamos os padrões espaciais das flutuações de quantidades locais, como a auto-energia e a função de Green local, e mostramos como há o aparecimento de regiões metálicas dentro do isolante e viceversa. Analisamos efeitos de tamanho finito e mostramos que, em consonância com os teoremas de Imry e Ma, a transição de primeira ordem desaparece no limite termodinâmico. Analisamos as propriedades de transporte desse sistema através de um mapeamento a um sistema de resistores aleatórios clássicos e calculamos a corrente média e sua distribuição através da transição metal-isolante. Finalmente, estudamos o comportamento da parede de domínio que se forma entre o isolante e o metal no caso limpo. Isso foi feito através de um modelo de uma cadeia unidimensional conectada a reservatórios, um metálico e um isolante, cada um em uma de suas extremidades. Nesse caso, utilizamos o método da Teoria de Perturbação Iterada para a solução dos modelos de impureza única. Encontramos o comportamento da parede como função da temperatura e das interações / Abstract: In this thesis, we studied some aspects of the Mott metal-insulator transition in the disordered case. The model on which we based our analysis is the disordered Hubbard model, which is the simplest model capable of capturing the Mott metal-insulator transition. We investigated this model through the Statistical Dynamical Mean-Field Theory (statDMFT). This theory is a natural extension of the Dynamical Mean-Field Theory (DMFT), which has been used with relative success in the last several years with the purpose of describing the Mott transition in the clean case. As is the case for the latter theory, the statDMFT incorporates the electronic correlation effects only incorporate Anderson localization effects.. With this technique, we analyzed the disordered two-dimensional Mott transition, using Quantum Monte Carlo to solve the associated single-impurity problems. We found the spinodal lines at which metal and insulator cease to be meta-stable. We also studied the spatial fluctuations of local quantities, such as the self-energy and the local Green¿s function, and showed the appearance of metallic regions within the insulator and vice-versa. We carried out an analysis of finite-size effects and showed that, in agreement with the theorems of Imry and Ma, the first-order transition is smeared in the thermodynamic limit. We analyzed transport properties by means of a mapping to a random classical resistor network and calculated both the average current and its distribution across the metalinsulator transition. Finally, we studied the behavior of the domain wall which forms between the metal and the insulator in the clean case. This was done by means of a model of a one-dimensional chain connected to two reservoirs, one metallic and the other insulating, each attached to one of the chain¿s ends. In this case, we used the Iterated Perturbation Theory technique in order to solve the associated singleimpurity problems. We then established the behavior of the domain wall width as a function of temperature and interactions / Doutorado / Física / Doutora em Ciências
6

Structure électronique des Cobaltates de Sodium NaxCoO2

Bourgeois, Antonin 26 September 2008 (has links) (PDF)
L'étude et la connaissance des propriétés électroniques des matériaux ne constituent pas seulement un enjeu technologique : il s'agit aussi d'un problème fondamental. Au delà des isolants et des métaux usuels, il existe des systèmes plus complexes dans lesquels même l'approximation du liquide de Fermi, pourtant fructueuse dans de nombreux cas, est mise en défaut par les fortes interactions.<br /><br />Le cas des premiers oxydes de métaux de transition, pour lesquels les orbitales de valence sont des orbitales 3d, est particulièrement intéressant. Le nombre quantique principal n = 3 est le plus faible autorisé pour la valeur l = 2 du nombre quantique angulaire : ainsi, étant déjà orthogonales aux autres orbitales par leur partie angulaire, les orbitales 3d n'ont pas besoin de noeuds dans leur partie radiale et sont donc assez localisées autour du noyau. La formation de bandes de conduction est possible (malgré le faible recouvrement direct entre orbitales 3d), mais en même temps les porteurs de charge sont soumis à de fortes interactions locales. A cause de ces corrélations, certains oxydes de métaux de transition (comme LaTiO3) sont isolants bien que leur bande 3d ne soit que partiellement remplie et qu'on attendrait donc une conductivité métallique. La localisation électronique peut aussi mener à la formation de moments magnétiques locaux, et l'interaction de ces derniers avec les porteurs de charge mobiles confère aux<br />Manganates leur propriété de magnéto-résistance géante. Enfin, on ne peut ne pas mentionner la célèbre famille des Cuprates CuO, pour lesquelles une supraconductivité haute Tc a été découverte en 1986.<br /><br />Parmi les oxydes de métaux de transition, les Cobaltates dopées au sodium NaxCoO2 suscitent elles aussi un grand intérêt. Leur fort pouvoir thermoélectrique associé à une faible résistivité suggère de possibles applications en réfrigération. Leur diagramme des phases fait apparaître la coexistence d'électrons de conduction et de moments magnétiques localisés, ainsi qu'une phase supraconductrice (ce sont donc les seuls oxydes de transition 3d supraconducteurs, avec les Cuprates et les Titanates). Comme dans les Cuprates, leur structure cristallographique est lamellaire et quasi-bidimensionnelle, mais contrairement à ces dernières où les Cu forment un réseau carré, les Co sont agencés en un réseau triangulaire susceptible de frustrer des interactions magnétiques. Malgré les nombreux travaux qui ont été consacrés à ces composés, la description de base de leur structure de bandes est sujette à controverse et les calculs “premiers principes” demeurent en désaccord avec les expériences de photoémission.<br /><br />Le travail présenté ici vise à obtenir un modèle effectif capable de prédire les bonnes excitations de basse énergie des Cobaltates de sodium. Après un chapitre d'introduction générale sur ces composés, j'exposerai les limites des calculs théoriques déjà effectués puis je décrirai la dérivation de notre modèle effectif avant de présenter les résultats obtenus. Des annexes seront<br />consacrées plus précisément aux méthodes théoriques discutées dans ce manuscrit.
7

Spectral And Transport Properties Of Falicov-Kimball Related Models And Their Application To Manganites

Pakhira, Nandan 04 1900 (has links)
From the time of the unexpected discovery of the insulating nature of NiO by Verwey half a century ago, Oxide materials have continued to occupy the centre stage of condensed matter physics. The recent discovery of high temperature superconductivity in doped cuprates has given a new impetus to the study of the strongly correlated electron systems. Besides, the occurrence of Colossal Magneto-Resistance (CMR) in doped rare earth manganite has also created renewed interest in these rather old systems. Understanding of the rich and complex phase diagram of these materials and their sensitivity to small perturbations e.g. external magnetic field of a few Tesla, temperature, change in isotope etc. are of great theoretical interest and also these materials have many potential technological applications. A common feature of all these oxide materials is that the transition metal ions have partially filled d-shells. Unlike s and p-electrons which gives rise to hybridized Bloch states, the d-electrons retain their atomic nature in a solid. This gives rise to strong Coulomb interaction among d-electrons which may be comparable or more than its kinetic energy. The strong correlation effects are evident from the experimental fact that the undoped parent compounds are insulators rather than metals as suggested by band theory, which favours a metallic state for systems with one electron per unit cell since this gives rise to partially filled bands (and hence a metallic state). These insulators termed Mott insulators, arise solely due to strong electron-electron correlations as compared to the band insulators which arise due to complete filling of one electron bands thereby giving rise to a gap (band gap)in the excitation spectra. The delicate competition between the kinetic energy and the Coulomb energy for d-electrons is broadly responsible for the wide variety of phenomena like Mott metal-insulator transition (MIT), magnetic transitions, charge ordering, orbital ordering, ferro/antiferroelectricity, and most interestingly the observation of high Tc superconductivity in doped cuprates. In this thesis we will restrict our interest to one such class of oxide materials, namely the doped rare earth manganites. In Chapter 1 we give a brief overview of the structure and basic interactions present in the doped manganites. Also, in the same Chapter we give a brief introduction to the phenomenology of manganites, particularly its phase diagram in the doping and temperature plane and various experimental features, e.g. the wide variety of phase transitions and phenomena particularly the observation of CMR, charge ordering and incipient meso-scale phase separations etc.. Then we briefly introduce a recently proposed microscopic model which is believed to be a minimal model which, for the first time, includes the three most important interactions present in the manganites namely the following -1)coupling of the orbitally degenerate eg electrons to local lattice distortions of Jahn-Teller type which gives rise to two species of electrons. The one denoted by by ℓ is associated with Jahn-Teller effects and hence is localized whereas the other denoted by b is an extended state and propagates through the lattice. 2) The strong Hund’s couplingof ℓ and b electrons to the t2g core spin and 3) the strong Coulomb correlation between the two species of electrons. Additionally, the model includes a new doping dependent ferromagnetic exchange between the t2g core spins which can arise from “virtual double exchange” mechanism which will be discussed in great detail in Chapter 1 . Finally, we give a brief account on Dynamical Mean Field Theory (DMFT) and Numerical Renormalization Group (NRG) as an impurity solver for the single impurity problem arising under single site DMFT approximation. In Chapter 2 we study the effect of inter-site ℓ - b hybridization on the ‘ℓ - b’ model. The single impurity problem arising under DMFT approximation has close connection with the Vigman-Finkelshtein (VF)model. Then we briefly introduce the VF model and bring out its close connection with the impurity problem. We consider both the particle-hole symmetric as well as the U → ∞ particle-hole asymmetric cases. We derive various spectral functions at T = 0K and discuss the nature of fixed points under various circumstances. We explicitly show that for the particle-hole symmetric case the Hamiltonian flows from X-ray edge singularity fixed point to Free Electron fixed point under Renormalization Group transformation. This is evident from the spectral properties of the model. We write down the effective Hamiltonian at the free electron fixed point. For the particle-hole asymmetric case the model flows from X-ray edge singularity fixed point to Free Electron/Strong Coupling fixed point with additional potential scattering terms. We write down the effective Hamiltonian at this fixed point and derive various leading order deviations. We found all of them to be irrelevant in nature also most interestingly the quasi-particles describing the under lying Fermi liquid state are found to be asymptotically non-interacting. We also calculate the Fermi liquid parameter, z, by analyzing the energy level structure of a non-interacting Hamiltonian with effective renormalized parameter. Also, we consider the case of ‘self consistent bath hybridization’ without ℓ - b hybridization for Bethe lattice with infinite coordination. Low energy qualitative features are found to be same but some of the high energy features get qualitatively modified. In Chapter 3 we discuss the transport properties of doped manganites in the insulating phases and also the Hall effect in the metallic phase. In the first part of this chapter we calculate the resistivity based on the ‘ℓ - b’model and try to fit it to the semiconducting form: ρ(T )= ρ0(T /T0)−nexp[Δ(T )/kBT ] and extract the “transport gap”, Δ(T ). This gap can be characterized in terms of the “spectral gap” which can be defined for the ℓ - b model. It is found that the transport gap in the paramagnetic phase can be characterized in terms of the near constant “spectral gap” in this phase whereas the same in the ferromagnetic phase can be characterized in terms of the zero temperature spectral gap. In the last part of this chapter we calculate the Hall resistivity (ρxy) of these materials in the metallic phase. Ρxy is found to be negative and linear in applied field -quite consistent with the experimental findings but this fails to explain the positive linear Hall resistivity at low temperatures and its crossover as a function of field and temperature. We then present a reasonable explanation for this discrepancy and support it by calculating the Hall density of states for a two band “toy model” involving inter species hybridization. In Chapter 4 we calculate the optical conductivity, σ(ω), in ℓ - b model. σ(ω) arises from two independent processes. One of the processes involves ‘b’ electrons only and termed as ‘b - b channel’ and this gives rise to a Drude peak in the low frequency region. another process termed as the ‘ℓ - b channel’ involves hopping of an ℓ-electron to a neighbouring empty site and transforms into a ‘b’like state. This process gives rise to a broad mid-infrared peak. The total conductivity is the sum of contributions from these two incoherent channels. Calculated σ(ω) for metallic systems shows lot of similarities with experimental observations particularly the temperature evolution of the mid-infrared peak and the spectral weight transfer between the two peaks. But for the insulating systems the calculated optical conductivity showed trends similar to more recent experimental observations on some insulating systems (x =0.125) but contradicts with earlier experimental observations on some other insulating system (x =0.1). Finally, in the concluding chapter, we summarize results from all the chapters and also sketch some possible future directions of investigations.
8

Multi-Orbital Physics in Materials with Strong Electronic Correlations : Hund's Coupling and Inter-Shell Interactions / Physique multi-orbitalaire dans les matériaux corrélés : Couplage de Hund et interactions inter-couches

Steinbauer, Jakob 24 October 2019 (has links)
Les matériaux corrélés offrent une richesse de nouveaux phénomènes, dont beaucoup ne sont pas encore - ou seulement partiellement - compris. Au centre de cette thèse sont des modèles multi-orbitalaires que j'etudie à travers une palette de méthodes, dont la théorie du champ moyen dynamique. Dans le modèle de Hubbard multi-orbitalaire proche de la transition de Mott, je mets en évidence un régime de mauvais métal induit par le couplage de Hund. Les propriétés de la transition de Mott dans ce système sont analysées. Dans un deuxèime temps, je traite un modèle élargi pour inclure des degrés de liberté des ligands dans les oxydes. Plus spécifiquement, cette thèse étudie les effets des interactions inter-couches entre orbitales corrélés d'un atome de métal de transition et les orbitales p des ligands. Une partie du travail est dédiée au développement de nouvelles méthodes dont une approche de rotateurs esclaves à ce problème. Le dernier chapitre concerne le domaine de la spintronique moléculaire, où j'étudie la physique du "spin-state switching" en fonction de l'hybridation d'un ion de métal de transition avec ses ligands dans les molecules organométalliques du type porphyrine de nickel. / The physics of correlated materials offers a wealth of new phenomena, many of which are not yet - or only partially - understood. In this thesis, we focus on multi-orbital models, which we study using various methods, including dynamical mean-field theory. We show that in the multi-orbital Hubbard model close to the Mott transition, Hund's coupling gives rise to a bad metal regime the properties of which we analyze. Furthermore, we consider a more general class of models that include oxygen ligands. More specifically, we study the effect of inter-shell interactions between correlated metal- and ligand p-orbitals. In this context, we develop and test a new slave-rotor approach to treat such interactions in an effective manner. The final chapter constitutes an excursion to the field of molecular spintronics, where we study the physics of the hybridization-induced spin-state switching in organometallic nickel porphyrin molecules.
9

Many-electron effects in transition metal and rare earth compounds : Electronic structure, magnetic properties and point defects from first principles / Physique à N corps des électrons dans les composés de métaux de transition et de terres rares : Structure électronique, propriétés magnétiques et défauts cristallins ponctuels à partir des premiers principes

Delange, Pascal 29 September 2017 (has links)
Le sujet de cette thèse est la théorie à partir des premiers principes de la structure électronique de matériaux présentant de fortes corrélations électroniques. D’importants progrès ont été faits dans ce domaine grâce aux implémentations modernes de Théorie de la Fonctionelle de Densité (DFT). Néanmoins, la méthode DFT a certaines limitations. D’une part, elle est faite pour décrire les propriétés de l’état fondamental mais pas des états excités des matériaux, bien que ces derniers soient également importants. D’autre part, les approximations de la fonctionnelle employées en pratique réduisent la validité de la DFT, conceptuellement exacte : en particulier elles décrivent mal les matériaux aux effets de corrélations les plus importants.Depuis les années 1990, différentes théoriques quantiques à N corps ont été utilisées pour améliorer ou compléter les simulations à base de DFT. Une des plus importantes est la Théorie du Champ Moyen Dynamique (DMFT), dans laquelle un modèle sur réseau est relié de manière auto-cohérente à un modèle plus simple d’impureté, ce qui donne de bons résultats à condition que les corrélations soient principalement locales. Nous présentons brièvement ces théories dans la première partie de cette thèse. Les progrès récents de la DMFT visent, entre autres, à mieux décrire les effets non-locaux, à comprendre les propriétés hors équilibre et à décrire de vrais matériaux plutôt que des modèles.Afin d’utiliser la DMFT pour décrire de vrais matériaux, il faut partir d’un calcul de structure électronique traitant tous les électrons au même niveau, puis appliquer une correction traitant les effets à N corps sur un sous-espace de basse énergie d’orbitales autour niveau de Fermi. La définition cohérente d’un tel sous-espace nécessite de tenir compte de la dynamique des électrons en-dehors de cet espace. Ces derniers, par exemple, réduisent la répulsion de Coulomb entre électrons dans le sous-espace. Néanmoins, combiner la DFT et la DMFT n’est pas aisé car les deux n’agissent pas sur la même observable. Dans la deuxième partie de cette thèse, nous étudions les modèles de basses énergies, comme la technique échange écranté + DMFT récemment proposée. Nous analysons l’importance de l’échange non-local et des interactions de Coulomb retardées, et illustrons cette théorie en l’appliquant aux états semi-cœur dans les métaux d10 Zn et Cd.Dans la dernière partie, nous utilisons ces méthodes pour étudier trois matériaux corrélés importants d’un point de vue technologique. Dans un premier temps, nous nous intéressons à la physique des mono-lacunes dans la phase paramagnétique du fer. De façon surprenante pour un défaut aussi simple, son énergie de formation n’a toujours pas été obtenue de manière cohérente par la théorie et l’expérience. Nous démontrons que cela est dû à de subtils effets de corrélations autour de la lacune dans la phase paramagnétique à haute température : cette phase est plus fortement corrélée que la phase ferromagnétique, où des calculs de DFT ont été faits.Dans un deuxième temps, nous étudions la transition métal-isolant dans la phase métastable VO2 B. Nous montrons que cette transition ressemble à celle entre la phase conventionnelle rutile et la phase M2 de VO2, mettant en jeu à la fois des liaisons covalentes dans les dimères et une transition de Mott sur les atomes V restants. Nous étudions également l’effet de lacunes d’oxygène sur la structure électronique de VO2.Enfin, nous proposons une technique au-delà de la DFT pour calculer le champ cristallin dans les oxydes et alliages de terres rares. Bien que l’amplitude de ce champ soit faible pour les orbitales localisées 4f des lanthanides, il est crucial pour leur caractère d’aimant permanent. En modifiant l’approximation Hubbard I pour résoudre les équations de DMFT, nous évitons une erreur d’auto-interaction faible en valeur absolue mais physiquement importante, démontrant l’importance de modèles de basse énergie correctement définis. / The topic of this thesis is the first-principles theory of the electronic structure of materials with strong electronic correlations. Tremendous progress has been made in this field thanks to modern implementations of Density Functional Theory (DFT). However, the DFT framework has some limits. First, it is designed to predict ground state but not excited state properties of materials, even though the latter may be just as important for many applications. Second, the approximate functionals used in actual calculations have more limited validity than conceptually exact DFT: in particular, they are not able to describe those materials where many-electron effects are most important.Since the 1990's, different many-body theories have been used to improve or complement DFT calculations of materials. One of the most significant non-perturbative methods is Dynamical Mean-Field Theory (DMFT), where a lattice model is self-consistently mapped onto an impurity model, producing good results if correlations are mostly local. We briefly review these methods in the first part of this thesis. Recent developments on DMFT and its extensions were aimed at better describing non-local effects, understanding out-of-equilibrium properties or describing real materials rather than model systems, among others. Here, we focus on the latter aspect.In order to describe real materials with DMFT, one typically needs to start with an electronic structure calculation that treats all the electrons of the system on the same footing, and apply a many-body correction on a well-chosen subspace of orbitals near the Fermi level. Defining such a low-energy subspace consistently requires to integrate out the motion of the electrons outside this subspace. Taking this into account correctly is crucial: it is, for instance, the screening by electrons outside the subspace strongly reduces the Coulomb interaction between electrons within the subspace. Yet it is a complex task, not least because DFT and DMFT are working on different observables. In the second part of this thesis, we discuss low-energy models in the context of the recently proposed Screened Exchange + DMFT scheme. In particular, we study the importance of non-local exchange and dynamically-screened Coulomb interactions. We illustrate this by discussing semi-core states in the d10 metals Zn and Cd.In the third and last part, we use the methods described above to study the electronic structure of three fundamentally and technologically important correlated materials. First, we discuss the physics of point defects in the paramagnetic phase of bcc Fe, more precisely the simplest of them: the monovacancy. Surprisingly for such a simple point defect, its formation energy had not yet been reported consistently from calculations and experiments. We show that this is due to subtle but nevertheless important correlation effects around the vacancy in the high-temperature paramagnetic phase, which is significantly more strongly correlated than the ferromagnetic phase where DFT calculations had been done.Second, we study the metal-insulator phase transition in the metastable VO2 B phase. We show that this transition is similar to that between the conventional rutile and M2 VO2 phases, involving both bonding physics in the dimer and an atom-selective Mott transition on the remaining V atoms. Motivated by recent calculations on SrVO3, we study the possible effect of oxygen vacancies on the electronic structure of VO2.Finally, we propose a scheme beyond DFT for calculating the crystal field splittings in rare earth intermetallics or oxides. While the magnitude of this splitting for the localized 4f shell of lanthanides does not typically exceed a few hundred Kelvin, it is crucial for their hard-magnetic properties. Using a modified Hubbard I approximation as DMFT solver, we avoid a nominally small but important self-interaction error, stressing again the importance of carefully tailored low-energy models.
10

Probing Electron Correlations with First-principles Calculations of the High Harmonic Spectrum in Solids

Alam, Didarul 01 January 2023 (has links) (PDF)
High harmonic generation (HHG) is an extreme non-linear phenomenon where strong laser fields interact with a medium to produce coherent and high-frequency harmonics of the incident light. It has emerged as a rapidly growing research area in bulk materials since its first observation in ZnO crystals in 2011. Over the past decade, pioneering studies have already been made in understanding the details of the microscopic mechanism behind this phenomenon, like the role of intra- and inter-band transitions, the contribution of the modulus and the phase of the dipole moment to even and odd harmonic peaks, the role of the oscillating dipoles, effects of broken symmetry, etc. However, the role of electron-electron correlations in the HHG from strongly correlated materials is much less understood. In these materials the interactions between electrons play a significant role, leading to complex and intriguing physical behaviors. In this dissertation, on the example of ZnO, perovskites BaTiO3 and BiFeO3, and transition-metal oxide VO2 I will study the role of electron-electron interaction effects in the HH spectra by using the time-dependent density-functional theory (TDDFT) approach with the exchange-correlation kernel obtained with dynamical mean- field theory (DMFT). In DMFT, one takes into account time-resolved on-site electron-electron interactions (neglected in most of other approaches) that are crucial for a larger part of strongly correlated materials. As I demonstrate, correlation effects significantly modify the HH spectrum, e.g., through the ultrafast modification of the spectrum of the system, as it was found for ZnO. As the next step, I explored the effects of electron-electron correlations in the HH spectrum of BaTiO3 perturbed by intense, few-cycle mid-infrared laser excitations. The correlation effects in this system lead to the emergence of "super-harmonics" - periodic enhancements and suppressions of specific harmonic orders that depend on the correlation strength. I extended my analysis to the case of BiFeO3, where in addition to correlation effects the effects of memory in HHG were analyzed. I have found that both correlation effects and memory lead to an extension of the harmonic cutoff. In my final part, I explored the effect of electron correlations on the HH spectrum of VO2 and compared my findings with the experiment. The obtained results may shed light on the often important role of electron correlations in the HH spectra of solids, providing valuable insights into ultrafast dynamics in complex materials, and contributing to advancements in nonlinear optics and strong-field physics, with the potential for novel photonic devices and imaging techniques in the attosecond and femtosecond regimes.

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