A running difficulty in African Studies (and beyond) is the need to reconcile modernity with difference, arising in attempts to account for the impact of colonialism as well as unequal international relations without lapsing into erasure of the manifold realities of African difference. Identifying the peasant vis-à-vis modernity as a salient instance of the problem, this thesis proffers a historical sociology of post-colonial Tanzania, where Julius Nyerere insisted that ‘If Marx were born in Tanzania he would have written the Arusha Declaration'. In saying so he was, in effect, pointing to the need, both programmatic and intellectual, to reconcile modernity and peasant-difference. Drawing upon international relations and the framework of uneven & combined development in particular, modernity is theorised as a process of fission whilst the peasant is cast as a protean subject thereof; the promised reconciliation can be achieved by rendering each as interactive. Building on this framework the main body of the thesis proceeds, encountering and engaging with the peasant-modernity problem along the way, to show the historical process by which a ‘citizen-peasant' social form emerged as combined development; an intellectual manoeuvre, moreover, that serves to conclude the reconciliation of ‘Marx' with ‘Arusha'. Chapters 1 and 2 establish the terrain and Chapter 3 supplies the methodological framework. Thereafter Chapter 4 sets out an account of the unevenness confronting Tanzania in the 1960s, linking that to its international relations in general and with China in particular to establish a pattern of interaction that Chapter 5 builds upon, revealing the Arusha Declaration as the starting point of a historical process from which the citizen-peasant arose, which is the key to the thesis as a whole. Chapter 6 completes the argument, pointing to the entrenchment of that form beyond its origins in the era of Nyerere's ‘African Socialism' taking the account up to the conclusion of the 20th century. Chapter 7 concludes, reflecting on the implications of the argument for the contemporary conjuncture.

This thesis is formed of three separate essays. The essays are empirical in nature and use the Kagera Health and Development Survey from Tanzania. The survey spans a 19-year period offering a unique opportunity to study many long-run dynamic processes of development in rural Africa. In the first essay, a version of which was co-authored with Joachim De Weerdt, we use these data to shed light on how mass internal migration changes the nature of informal risk-sharing. By quantifying how shocks and consumption co-move across linked households, our analysis shows that migrants unilaterally insure their extended family members who remain at home. This finding contradicts risk-sharing models based on reciprocity, but is consistent with assistance driven by social norms. Migrants sacrifice three to five per cent of their consumption growth to provide this insurance, which seems too trivial to have a stifling effect on their growth through migration. The second essay studies the role of exogenous income shocks on long-term migration decisions. The results reveal that temperature shocks cause large fluctuations in household consumption and inhibit long-term migration among men. These findings suggest that liquidity constraints are binding and prevent potential migrants from tapping into the opportunities brought about by internal migration. The final essay focuses on child nutrition and examines whether under-nourished children are able to recover the height losses later in life. The essay questions the methods used in the existing empirical literature and challenges the conventional view that recovery is nearly impossible after five years of age. The empirical part of the essay documents how puberty offers an opportunity window for recovery in the case of children in Kagera.

abstract: East African extensional basins have played a crucial role in revealing the evolution and characteristics of the early stages of continental rifting and for providing the geological context of hominin evolution and innovation. The numerous volcanic eruptions, rapid sedimentation and burial, and subsequent exposure through faulting and erosion, provide excellent conditions for the preservation of tectonic history, paleoenvironment data, and vertebrate fossils. The reconstruction of depositional environments and provision of geochronologic frameworks for hominin sites have been largely provided by geologic investigations in conjunction with paleontological studies, like the Ledi-Geraru Research Project (LGRP). High-resolution paleoclimate records that can be directly linked to hominin fossil outcrops have been developed by the Hominin Sites and Paleolakes Drilling Project (HSPDP) which collected sedimentary-paleolake cores at or near key hominin fossil sites. Two chapters of this dissertation are a result of research associated with the HSPDP. For HSPDP, I establish a tephrostratigraphic framework for the drill cores from the Northern Awash (Afar, Ethiopia) and Baringo-Tugen Hills-Barsemoi (Kenya) HSPDP sites. I characterize and fingerprint tephra through glass shard and feldspar phenocryst geochemistry. From tephra geochemical analyses, I establish chronostratigraphic ties between the HSPDP cores’ high-resolution paleoclimate records to outcrop stratigraphy which are associated with hominin fossils sites. Three chapters of this dissertation are a result of field work with the LGRP. I report new geological investigations (stratigraphic, tectonic, and volcanic) of two previously unmapped regions from the eastern Ledi-Geraru (ELG), Asboli and Markaytoli. Building upon this research I present interpretations from tephra analyses, detailed stratigraphic analyses, and geologic mapping, of the Pleistocene (~2.6 to < 2.45 Ma) basin history for the LGRP. My work with the LGRP helps to reconstruct a more complete Early Pleistocene depositional and geologic history of the lower Awash Valley. Overall, this dissertation contributes to the reconstruction of hominin paleoenvironments and the geochronological framework of the Pliocene and Pleistocene faunal/hominin records. It further contributes to rift basin history in East Africa by elaborating the later structural and stratigraphic history of the lower Awash region. / Dissertation/Thesis / Doctoral Dissertation Geological Sciences 2019

ABSTRACT ANALYSIS OF STABILIZED ADOBE IN RURAL EAST AFRICA Grace Ying Yu Chen This project seeks to assist people in rural East Africa by proposing sustainable building methods which implement affordable and durable adobe bricks for construction. Adobe, one of the oldest sustainable building materials in the world, is strong when dry but lacks structural integrity when exposed to moisture. Chemical additives such as cement and lime are added into the adobe mix to protect the brick against moisture decomposition. Once the chemicals are added and the mix is formed into a brick, a stabilized adobe brick is formed. Cement, a stabilizer, is locally available in East Africa, but is generally unaffordable for families in rural areas. Lime is also locally available and costs about half the price of cement. This project investigates reducing the amount of cement to produce an economical and stabilized brick. The tested brick mixes, measured by volume, were • 10% cement • 5% cement • 5% cement+5% lime • 7% lime with sand • 7% lime with clay only • 10% lime with sand After testing these bricks by water jet, submersion, modulus of rupture, and compression, the 5% cement+5% lime mix and the 7% lime with clay mix proved to be viable options for economical and durable bricks. The second half of this project contains summaries of research related to stabilized adobe and other soil building methods. A literature search shows that lime mixed with soil containing small particles rich in calcium carbonate and quartz produces proper cementation in the mix called carbonation.

Orientador: Susani Silveira Lemos França / Resumo: Ao longo do século XV, entre curiosos e conquistadores ligados a Portugal, houve um número significativo de letrados que se ocupou em falar sobre as coisas da África. Os relatos dessas viagens, escritos com o intuito primordial de levar informações para os reis cristãos, tinham se tornado um modo de traduzir os novos mundos, ora enfatizando as estranhezas, ora lançando luz sobre traços que consideravam comuns, ou melhor, sobre aquilo que nos africanos não propriamente os distinguia dos povos dos reinos cristãos. Tendo isso em vista, a proposta da presente pesquisa consiste em examinar, nesses escritos, não apenas o que causou assombro, mas os parâmetros daquilo que, quando as viagens se tornaram mais frequentes, repetidas e demoradas, passou a ser compreendido e julgado comum ou familiar. Em suma, serão interrogados e confrontados valores e hábitos reconhecidos como partilhados entre os dois continentes: Europa e África. Com ênfase sobre as menções que os viajantes fizeram às práticas mais comezinhas da vida – comer, habitar, vestir e demonstrar sentimentos –, a pesquisa examina as páginas dos relatos dedicadas a conhecer aquelas gentes que, notadas a princípio por suas diferenças, não se mostraram depois tão estranhas aos cristãos. / Abstract: Throughout the fifteenth century, among curious and conquerors related to Portugal, there were a significant number of littered people, who were interested about things of Africa. The reports of these journeys, written primarily for the purpose of bringing information to the Christian kings, had become a way of translating new worlds, sometimes emphasizing strangeness, sometimes shedding light on traits that they considered common, or rather, on what in Africans did not properly distinguish them of the peoples of the Christian kingdoms. In view of this, the purpose of the present research is to examine in these writings not only what caused astonishment, but the parameters of what, when travel became more frequent, repeated and time consuming, came to be understood and judged common or familiar. In short, values and habits recognized as shared between the two continents, Europe and Africa, will be questioned and confronted. With an emphasis on travelers' mentions of life's tiniest practices - eating, living, dressing, and expressing feelings - the research examines the pages of stories devoted to meeting those people who, noted at first for their differences, were not then so strange to Christians. / Mestre

In this dissertation, I examine the representation of projectile points in the Middle Stone Age (MSA) and Later Stone Age (LSA) of Tanzania, and the way in which such tools were used over time and space. This study reviews the different strategies used to produce points during the MSA and LSA. It also examines the mechanisms involved in raw material procurement, hafting technology, and the use of these tools as projectile weapons and how they evolved over time. It is clear that there were different kinds of multi-weapon systems in use in Tanzania during the MSA, LSA and the transition between them. The points examined are from three archaeological sites: Mumba, Nasera and Magubike. They reveal that triangular blanks were preferred for the production of points. Most of them were modified on their proximal ends to provide a suitable binding portion for hafting and aerodynamic movement. Results from the Tip Cross Section Area (TCSA) and weight values suggest that spear and arrow projectiles coexisted in these sites during the MSA and MSA/LSA transition. Both local and exotic rocks were used for the production of points. In previous studies, the appearance of exotic rocks in the archaeological assemblages was correlated with trade and exchange. But here the use of exotics seems to be influenced by functional values such as durability, sharpness and brittleness. Sharp and durable rocks such as chert and quartzite were needed for spears because of their high compression strength. This makes them better able to withstand unintentional breakage after being stressed by the force of impact. Points made of brittle rocks, such as quartz and obsidian, were mainly used for light duty projectiles such as throwing spears (darts) and arrows, because they penetrate the body of an animal better and sometimes break more easily. The presence of points made of exotic or local rocks shows that functional variables were important for projectile technologies. The overall morphological and technological patterns revealed in this study suggest that foragers who made and used points had elaborate technological skills, abstract thinking and developed behavioural capability similar to those of other modern foragers.

For the period of several centuries, the influence of several distinct cultures produced rich and diverse cultural heritage that we see today in East Africa countries. The most tangible remains of these heritages are stone built buildings and structures including, palaces, mosques, residential houses and tombs. At present, these heritages are in different physical state, some are in relatively good condition while many are in an appalling condition. The presence of these historical monuments has benefited these countries economically and culturally therefore, it is essential to ensure that these monuments continue to exist. Material characterisation of the historical buildings and associated structures was used to develop a suitable method of intervention that is sympathetic to the original materials. Mortar is the most damaged material therefore, historical mortar from Stone Town historical buildings and associated structures has been characterised by visual examination, optical microscopy, x-ray diffraction and hydrostatic weighing and the results have been compared. The historical mortar is mainly comprised of calcite, quartz and feldspar. The mortar condition has been divided into hard mortar, soft mortar and, soft and friable mortar. The deteriorated mortar that required consolidation is soft mortar and, soft and friable mortar with a porosity of approximately 27%. Calcium hydroxide solution (limewater) has been selected as consolidant and the consolidation procedure involves two steps. Firstly a limewater impregnation procedure has been developed and secondly, the effect of limewater treatment has been determined. For the application procedure it has been observed that, when limewater comes into contact with calcium carbonate a precipitation reaction occurs and that is the cause of poor penetration ability of calcium hydroxide solution. Major influencing factors on the penetration ability of calcium hydroxide solution have been established as, application method and absorption capacity of the treated material during the impregnation process. Optimization of the penetration ability of calcium hydroxide solution has been achieved by impregnating from the middle of the impregnated specimen. Sugar has been used to study the influence of additive on enhancing calcium hydroxide solubility. It has been verified that solubility of calcium hydroxide in a solution of sugar is proportional to the amount of sugar in the solution. Porosity and strength tests have been used to study the effectiveness of calcium hydroxide treatment. Under the conditions studied no appreciable change of porosity has been detected. It is postulated that the calcium hydroxide was deposited at the binder/aggregate interface and at the secondary pores. In terms of strength, evidence has been found to suggest the strength increment varies quantitively with the amount of calcite crystals deposited. / QC 20100803

El primer objetivo de esta tesis es la identificación y análisis de aspectos clave para la gobernanza de los servicios de agua rural en países que adolecen de bajos niveles de cobertura, altos índices de pobreza, se encuentran en procesos de descentralización, reciben un importante apoyo de donantes internacionales. Esta situación es común para muchos países de África Sub-sahariana. Por ello, se eligió Tanzania como objeto de estudio. El segundo objetivo de esta tesis ha sido el ensayo de nuevas herramientas y mecanismos institucionales para la mejora de la eficiencia, equidad y sostenibilidad en la provisión de agua en las zonas rurales, con especial énfasis en el nivel de gobierno descentralizado. Para ello, se desarrollaron experiencias piloto así como procesos de investigación-acción. En el capítulo 1 se estudia el papel desempeñado por los diferentes actores internacionales en la financiación del sector del agua en los países en desarrollo durante la década 1995-2004. En el capítulo 2 se analizan los indicadores existentes para el seguimiento del sector del agua a nivel internacional, específicamente los utilizados para valorar el cumplimiento de los Objetivos del Milenio, así como el Índice de Pobreza Hídrica (Water Poverty Index). Se detallan algunos limitantes en cuanto al alcance y metodología de cálculo de estos indicadores, y se proponen las características básicas que los indicadores deben tener para apoyar la toma de decisiones a nivel gubernamental. En el capítulo 3 se presenta una metodología para el desarrollo de indicadores más completos de acceso al agua, basándose en el Mapeo de Puntos de Agua (Water Point Mapping-WPM). La metodología propuesta, denominada Mapeo Mejorado de Puntos de Agua, incluye la medición de parámetros básicos de calidad del agua y estacionalidad de los servicios. La factibilidad y pertinencia de la adopción de esta metodología a nivel nacional se desarrolló satisfactoriamente a modo de experiencia piloto en dos distritos de Tanzania, con una población rural aproximada de 840.000 personas (capítulo 4). En el capítulo 5 se analiza la sostenibilidad de los servicios de agua rural en relación al tipo de tecnología utilizada para el abastecimiento. El análisis se basa en los datos de 6814 puntos de agua, sobre una población equivalente al 15% de la población rural de Tanzania. El capítulo 6 se analiza el proceso de toma de decisiones, desde el nivel central al nivel comunitario, para la asignación de recursos en el sector del agua rural. Los resultados en los 4 distritos estudiados muestran que menos de la mitad de los proyectos asignados se destinan a zonas con baja cobertura de servicios. Las incoherencias entre el diseño y la implementación de los planes nacionales, y la influencia de los poderes políticos locales son los mayores obstáculos para una equitativa distribución de los recursos. El capítulo 7 detalla el caso de investigación-acción ejecutado a nivel de gobierno local entre 2006 y 2009 con el gobierno del distrito de Same, Tanzania. La mejora de la equidad y la sostenibilidad se fomentaron mediante el desarrollo de herramientas de planificación basadas en el WPM y de mecanismos institucionales para el apoyo a largo plazo a los sistemas de agua rurales. En el capítulo 8 se detallan las conclusiones generales y líneas de investigación futuras. La resolución de los desafíos principales encontrados implican la adopción de paradigmas diferentes: i) la aceptación del agua rural como un servicio responsabilidad del gobierno y no de las comunidades; ii) las actuaciones deben decidirse en función de las necesidades de las comunidades, y no de su capacidad de demanda, iii) el establecimiento de sistemas de información internos que partan desde el nivel local y estén adaptados a las capacidades de actualización disponibles, iv) el desarrollo de mecanismos para la orientación y el seguimiento cercano de los procesos de toma de decisión a nivel local / The first objective of this thesis is the identification and analysis of key issues in the governance of rural water services in countries that suffer from a lack of rural water access, high levels of poverty, are under decentralization processes and receive significant donor support. This is a common situation for many Sub-Saharan countries. To address the relevant aspects, Tanzania was taken as a case study and was analyzed in depth. The second objective was to test tools and propose institutional arrangements at that can improve efficiency, equity and sustainability in the provision of water for the rural areas, with special focus at the local government level. This was made through pilot experiences and an action research case study. In Chapter 1 we analyse the role played by the international actors in the financing of the water sector of developing countries, in the period 1995-2004. In Chapter 2 we study existing indicators for international monitoring, specifically the ones used by the Joint Monitoring Programme for the monitoring of the MDGs, as well as the Water Poverty Index (WPI). Some drawbacks are found the indicators’ scope and methodology, which prevents them from being used as policy drivers at national level. The chapter concludes by proposing the main characteristics that those indicators must entail to be useful for governmental decision making. In Chapter 3, a methodology to define water access indicators, based on GIS-based Water Point Mapping (WPM) is proposed. The methodology, named Enhanced Water Point Mapping (EWPM), includes the measurement of basic parameters of quality of water and seasonality of the service. The feasibility and relevance of adopting this methodology at national level was tested with success in two districts in Tanzania, covering a rural population of approximately 840,000 people, as described in Chapter 4. In chapter 5, we analyze the sustainability of systems over time, and the relation between sustainability and technology; this chapter is based on the study of 6814 water points, covering 15% of the rural population in the country. Chapter 6 analyses the aspects affecting financial resource allocation for rural water in Tanzania at all levels, from central government to village level. Results in four districts studied showed that less than half of allocated projects go to underserved areas. Incoherencies between the design and the implementation of the plans and political influences at local level are highlighted as major obstacles to the effective, equitable allocation of resources. In chapter 7, we describe an action research process that was carried out at local government level, together with Same District Council, between 2006 and 2009. The improvement of equity and sustainability was supported through the development of EWPM based planning tools and new institutional arrangements for the long-term support of community managed water supplies. In Chapter 8 the overall conclusions and future research lines are presented. We propose some new paradigms in the sector: i) rural water supply must be considered as a service, with government and not communities as main duty bearers; ii) the adoption of a needs-based approach to projects planning at community level, instead of the current demand driven, iii) the establishment of bottom-up internal information systems adapted to available updating capacities and iv) the development of mechanisms for the guidance and close monitoring of local government decision-making.

Obituary in memory of John Francis Marchmant Middleton

Remarks on aspects of taarab such as its history, nature, definition, and change appear prominently and repeatedly in nearly every previous study of the subject. Some of these remarks, however, serve more to expose a clash of interests rather than provide untainted facts about its conceptualisation. This esseay aims at revisiting the notion of taarab in an attempt to concretise its conceptualisation on the basis of various variables that affect change in its structure. The relevant variables are convergence, divergence, linguistic constrains, formal conventions, spontaneity and preparedness in composition, actualisation and performance, instrumentation (i. e. number of instruments and how they are played), the art of vocalisation, the performer/ audience divide, stage organisation, setting, occasion, functions and media influences. For the purpose of avoiding much attention to every category of taarab, however, we prefer to take `group-styles`- hence our concentration on three phases: the period of the inception of taarab in Zanzibar, the period prior to 1905 through the 1920s up to the 1940s when the phonograph record and then the sound film was introduced, from the 1950s to the 1960s when the radio was introduced, and from the 1970s todate - the period of the impact of the tape-recorder, video-recorder, TV - and most recently the period of the influence of satellite television. Our analysis is based on theoretical conceptions of genres by Dubrow (1982), Fowler (1991), Finnegan (1976) and Okpewho (1992) in written literature and `orature`.