La forte hausse des rendements agricoles, observée tout au long des 150 dernières années, est, pour une large part, due à l’amélioration des variétés, résultant elle-même essentiellement de processus de recherche et développement. L’optimalité sociale de l’effort de recherche entrepris par les firmes de ce secteur, ainsi que des institutions encadrant l’activité de recherche, constituent un sujet important pour les politiques publiques. L’objet de cette thèse est de contribuer à éclairer cette question, en s’efforçant de tenir compte de l’impact sur l’environnement de l’innovation en matière de variétés agricoles. Nous examinons ce sujet à travers trois prismes différents : celui de l’innovation en tant que telle, celui du processus de recherche, et celui du cadre institutionnel offert aux entreprises de recherche. Nous montrons que la prise en compte des effets environnementaux de la recherche en modifie les optima, et devrait donc conduire à une adaptation du cadre incitatif et règlementaire. / The sharp increase in agricultural yields in the past 150 years owes a lot to the improvement of plant varieties, which, to large extent, is the result of the research and development process. Whether the research and development effort undertaken by firms operating in this sector and institutions regulating research are socially optimal is an important question for public policies. This thesis aims to contribute to tackling this issue, and its main contribution is to endeavor to account for the impact of crop innovation on the environment. We address the question through three different perspectives: innovation per se, the research and development process, and the institutional framework available to research firms. We show that environmental externalities of research significantly modify social optima.

Researchers, policy makers and practitioners alike have in recent years acknowledged a growing tendency towards opening up the innovation process by combining internal organizational assets with external actors’ resources. However, opening up the innovation process usually also entails revealing ideas, which may result in misappropriation. The purpose of this thesis is to investigate tensions related to the openness-appropriability relationship; this is done in three studies. The first study concerns a specific contextual factor that is likely to stress the openness-appropriability tensions: the location of external partners in innovation. The second study relates to the way managing openness-appropriability tensions affects performance, and the third study involves a theoretical discussion about the nature of the tensions occurring in the openness-appropriability relationship, i.e. paradoxical, dilemmatic, or dialectical. The first two studies apply quantitative methods, using survey data, while the third is a conceptual paper. The findings from the first study indicate that the use of different groups of appropriability mechanisms varies across various types of openness and that the location of external partners in innovation refines these linkages even more. The second study’s main takeaway is that the higher appropriability intensity, i.e. the extent to which appropriability mechanisms are put into practice, explains higher performance outcomes. The third study suggests that the tensions between openness and appropriability are more likely of paradoxical nature. From a theoretical perspective, findings indicate that paradoxical tensions between openness and appropriability may have a spatial dimension, and that these tensions should also be investigated in regards to performance. Managerial implications point out that opening up to innovation partners located abroad is likely to require more costly appropriability mechanisms. / <p>QC 20170126</p>

The innovation terminology has been intensively used nowadays to evidence scenery of entrepreneurial competitiveness in the entire world. Many actors, researchers and collaborators are using elements related to tacit and codified knowledge, proceedings, directives, researches and development that are resulting in useful things absorbed by the market. One efficient regime of appropriability may protect the creations of human intellect and give competitive advantages to his owner. The Brazilian system of intellectual and industrial property is based in specific laws: Innovation Act, Cultivar protection Act and Patent Protection Act, and also with participation in international treats. The scientific and technological advances are very linked to socioeconomic development. Due the economic importance of sucroenergetic sector, the present work will discuss about the RIDESA Program, whose has the Federal University of Alagoas as one player. This work pretends to bring elements over constitution, structure, legal regulation and other parameters related to development of new cultivars of sugarcane. Although RIDESA is responsible to furnish cultivars for 59% of total area used in sugarcane plantation, and positioned 7 of the 10 more used cultivars in Brazil, this sector was evaluated as been very weak in its appropriability regime. The sugarcane´s chain aspects of knowledge generation, protection and technological transfer were analyzed, giving promises for the fast growing of this sector based in new economic paradigms coming from entrance technologies. / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / No presente cenário da competitividade mundial, o termo inovação tem sido muito usado e disseminado em diversos ambientes e por agentes, colaboradores, pesquisadores do mundo. Temos presenciado um conjunto de elementos relacionados ao conhecimento tacito e codificado, procedimentos, diretrizes, pesquisas, desenvolvimentos que geram resultados e que deverão ser absorvidos pelo mercado. Um regime de apropriabilidade eficiente pode garantir a exclusividade sobre as criações do intelecto humano e definir vantagens competitivas aos setores que a detém. O Brasil conta com o Sistema de Propriedade Intelectual amparado principalmente na legislação específica: Lei de Propriedade Industrial, Lei de Proteção de Cultivares e a Lei de Inovação, além da participação em acordos e tratados internacionais. Os avanços científicos e tecnológicos são de extrema importância para o desenvolvimento socioeconômico. Dada a importância nacional e local do setor econômico sucroenergético, o presente trabalho se propõe a estudar a Rede Interuniversitária para o Desenvolvimento do Setor Sucroenergético – RIDESA. A Universidade Federal de Alagoas é partícipe, do ponto de vista de sua constituição, estruturação e os meios legais que garantem a apropriabilidade das tecnologias obtidas através dos esforços destinados a pesquisa e desenvolvimento de novas cultivares de cana-de-açúcar. Mesmo sendo responsável pela criação das cultivares de cana utilizadas em mais de 59% da área cultivada no país, além de posicionar 7 das 10 cultivares mais utilizadas, o setor foi analisado e caracterizado como de fraca apropriabilidade. Os aspectos de geração do conhecimento, proteção e transferência da tecnologia do setor são abordados, com levantamento de expectativas de crescimento do setor, a partir de novos paradigmas de produção com tecnologias entrantes.

Master's work consists of 100 pages, 97 bibliographic lists are used. The relevance of the research topic is revealed in three interrelated aspects: doctrinal, economic and rule-making. The doctrinal aspect is manifested in the fact that today in the Russian Federation there are no special normative acts that would have a regulatory effect on public relations taking shape between entities on the Internet. The rule-making aspect is expressed in the fact that the tasks set by the leadership of the Russian Federation on the accelerated development of the economy and social sphere give particular relevance to this work. The most significant legislative adjustment will be required in connection with the development of the digital environment. Finally, the economic aspect is due to the need to strengthen government regulation in the field of digital technologies. All this together determines the relevance of the research topic and determines its choice. The aim of the study is a comprehensive, comprehensive study and study of the legal nature and legal characteristics of obligations arising on the Internet when providing Internet services with the aim of generating theoretical and practical conclusions that can be taken into account when reforming the law and improving judicial and law enforcement practice in the analyzed public relations. In pursuance of the research goal, the following specific tasks are set in the work: to consider the legal regulation of Internet services in the Russian Federation; define the concepts of “Internet service” and “legal risk”, substantiate the legally relevant criteria for their classification in order to increase the efficiency of their management; conduct a comprehensive analysis of legal risks associated with the protection of intellectual property; to offer a range of measures to improve legislation in the field of Internet services management. Research methods include general scientific and private scientific methods, in particular the formal legal, comparative legal, logical, statistical method, as well as other methods of economic analysis of private law. / Магистерская работа состоит из 100 страниц, использовано 97 библиографических списков. Актуальность темы исследования раскрывается в трех взаимосвязанных аспектах: доктринальном, экономической и нормотворческом. Доктринальный аспект проявляется в том, что на сегодняшний день в Российской Федерации отсутствуют специальные нормативные акты, которые бы осуществляли регулирующее воздействие на общественные отношения, складывающиеся между субъектами в сети «Интернет». Нормотворческий аспект выражается в том, что особую актуальность настоящей работе придают поставленные руководством Российской Федерации задачи по ускоренному развитию экономики и социальной сферы. Наиболее значимая перестройка законодательства потребуется в связи с развитием цифровой среды. Наконец, экономический аспект обусловлен потребностью усиления государственного регулирования в сфере цифровых технологий. Все это в совокупности обуславливает актуальность темы исследования и определяет ее выбор. Целью исследования является всестороннее, комплексное изучение и исследование правовой природы и юридической характеристики обязательств, возникающих в сети «Интернет» при оказании Интернет-услуг с целью формирования теоретических и практических выводов, которые могут быть учтены при реформировании законодательства и совершенствовании судебной и правоприменительной практики в анализируемой сфере общественных отношений. Во исполнение поставленной цели исследования в работе ставятся следующие конкретные задачи: рассмотреть правовое регулирование интернет-услуг в Российской Федерации; определить понятия «интернет-услуга» и «правовой риск», обосновать юридически значимые критерии их классификации для цели повышения эффективности управления ими; провести комплексный анализ правовых рисков, связанных с защитой интеллектуальной собственности; предложить комплекс мероприятий по совершенствованию законодательства в области управления интернет-услугами. Методы исследования включают в себя общенаучные и частные научные методы, в частности формально-юридический, сравнительно-правовой, логический, статистический метод, а также иные методы экономического анализа частного права.

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Els sistemes de gestió de drets digitals controlen l'ús del contingut multimèdia a través de tota la cadena de valor digital. Aquesta tesis contribueix als diferents aspectes de la gestió dels drets digitals i de la protecció de la propietat intel·lectual.La contribució d'aquest tesi és la definició de formats i mecanismes estàndards que permetin la gestió del contingut a través de la cadena de valor digital. Els formats i els mecanismes seran estàndards, de forma que permetran la interoperabilitat entre sistemes de DRM que segueixin l'estàndard MPEG-21.També s'han dissenyat mecanismes estàndards per governar continguts digitals, protegir la propietat intel·lectual i per a la gestió i protecció de les notificacions d'esdeveniments dins dels sistemes de gestió de drets digitals. / Los sistemas de gestión de derechos digitales controlan el uso del contenido multimedia a través de toda la cadena de valor digital. Esta tesis contribuye a diferentes aspectos de la gestión de los derechos digitales y de la protección de la propiedad intelectual.La contribución de esta tesis es la definición formatos y mecanismos estándares que permitan la gestión del contenido a través de la cadena de valor digital. Los formatos y mecanismos serán estándares, de forma que permitirán la interoperabilidad entre sistemas de DRM que sigan el estándar MPEG-21. También se han diseñado mecanismos estándares para gobernar contenidos digitales, proteger la propiedad intelectual y para la gestión y protección de las notificaciones de eventos dentro de los sistemas de gestión de derechos digitales. / Digital rights management systems control the use of multimedia content through the complete digital value chain. This thesis contributes in different aspects of the digital rights management and of the protection of the intellectual property.Main contribution of this thesis is the definition of standardised formats and mechanisms that enable the management of governed multimedia content through the digital value chain. The formats and mechanisms will be standard in order to enable interoperability between DRM systems compliant to the MPEG-21 standard.Different mechanisms have also been defined to govern digital content, protect the intellectual property and for the management and protection of the event reports within digital rights management systems.