Submitted by Fabio Sobreira Campos da Costa (fabio.sobreira@ufpe.br) on 2016-08-09T14:30:37Z No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) acaa.pdf: 870328 bytes, checksum: 862ccc7dde8c64530f8b341bcffd1af0 (MD5) / Made available in DSpace on 2016-08-09T14:30:37Z (GMT). No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) acaa.pdf: 870328 bytes, checksum: 862ccc7dde8c64530f8b341bcffd1af0 (MD5) Previous issue date: 2012-05-04 / Este trabalho tem como escopo realizar uma análise do comportamento dos atores envolvidos no processo de criação, aprovação e aplicação da Lei Complementar n.° 135/2010, conhecida como “Lei da Ficha Limpa”. O estudo da Lei da Ficha Limpa divide-se entre os cenários pelo qual percorreu (a trajetória histórica) para que fosse possível sua aplicação. Esses processos se analisam com base na teoria neoinstitucionalista e suas três vertentes, o institucionalismo histórico, o institucionalismo da escolha racional e o institucionalismo sociológico. Por meio dessas teorias, analisa-se o percurso histórico percorrido pela lei, a influência das instituições responsáveis pela determinação dos atores e seus interesses. Assim, analisa-se a Lei da Ficha Limpa durante sua criação pela iniciativa popular, sua aprovação e modificação pelos parlamentares no Congresso Nacional e sua aplicação pelo Supremo Tribunal Federal. Todos esses momentos se estudam e se analisam conforme a teoria neoinstitucionalista, para que se compreenda a motivação das decisões, além das estratégias adotadas para alcançar suas preferências e interesses. Desse modo, é possível compreender de forma coerente o cenário em que se formou a Lei da Ficha Limpa. / This work has as target to carry through an analysis of the behavior of actors involved in the process of creation, approval and application of the Complementary Law n.° 135/2010”, known as “Law Of Clean File”. The study of the Law of Clean File will be divided into scenarios which it pass (path dependence) so it’s application would be possible. These processes will be analyzed based on neoinstitucionalism theory and its three slopes, the historical institucionalism, the institucionalism of rational choice and the sociological institucionalism. Through these theories, it will be able to analyze the path dependence done by the law, the influence of the institutions which are responsible for the determination of the actors and its wills. So, will be analyzed the Law Of Clean File during your creation by the popular initiative, its approval and modification by the parliaments in the National Congress , and its application by the Supreme Corte of Brazil. All of these moments will be study and analyzed with the neoinstitutionalism theory, so we can comprehend the motivations of the decisions, yonder the strategies adopted to reach their preferences and interests. Thus, will be able to comprehend coherently the scenario which the Law Of Clean File was formed.

Submitted by Fabio Sobreira Campos da Costa (fabio.sobreira@ufpe.br) on 2016-08-15T13:09:06Z No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) acaa.pdf: 870328 bytes, checksum: 862ccc7dde8c64530f8b341bcffd1af0 (MD5) / Made available in DSpace on 2016-08-15T13:09:06Z (GMT). No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) acaa.pdf: 870328 bytes, checksum: 862ccc7dde8c64530f8b341bcffd1af0 (MD5) Previous issue date: 2012-05-04 / Este trabalho tem como escopo realizar uma análise do comportamento dos atores envolvidos no processo de criação, aprovação e aplicação da Lei Complementar n.° 135/2010, conhecida como “Lei da Ficha Limpa”. O estudo da Lei da Ficha Limpa divide-se entre os cenários pelo qual percorreu (a trajetória histórica) para que fosse possível sua aplicação. Esses processos se analisam com base na teoria neoinstitucionalista e suas três vertentes, o institucionalismo histórico, o institucionalismo da escolha racional e o institucionalismo sociológico. Por meio dessas teorias, analisa-se o percurso histórico percorrido pela lei, a influência das instituições responsáveis pela determinação dos atores e seus interesses. Assim, analisa-se a Lei da Ficha Limpa durante sua criação pela iniciativa popular, sua aprovação e modificação pelos parlamentares no Congresso Nacional e sua aplicação pelo Supremo Tribunal Federal. Todos esses momentos se estudam e se analisam conforme a teoria neoinstitucionalista, para que se compreenda a motivação das decisões, além das estratégias adotadas para alcançar suas preferências e interesses. Desse modo, é possível compreender de forma coerente o cenário em que se formou a Lei da Ficha Limpa. / This work has as target to carry through an analysis of the behavior of actors involved in the process of creation, approval and application of the Complementary Law n.° 135/2010”, known as “Law Of Clean File”. The study of the Law of Clean File will be divided into scenarios which it pass (path dependence) so it’s application would be possible. These processes will be analyzed based on neoinstitucionalism theory and its three slopes, the historical institucionalism, the institucionalism of rational choice and the sociological institucionalism. Through these theories, it will be able to analyze the path dependence done by the law, the influence of the institutions which are responsible for the determination of the actors and its wills. So, will be analyzed the Law Of Clean File during your creation by the popular initiative, its approval and modification by the parliaments in the National Congress , and its application by the Supreme Corte of Brazil. All of these moments will be study and analyzed with the neoinstitutionalism theory, so we can comprehend the motivations of the decisions, yonder the strategies adopted to reach their preferences and interests. Thus, will be able to comprehend coherently the scenario which the Law Of Clean File was formed.

Os Conselhos Comunitários de Segurança são uma das várias instituições participativas que apareceram no país desde a década de 1980. Já foram objetos de grande entusiasmo e de igual decepção. Esse trabalho busca compreender os Consegs da cidade de São Paulo de uma forma transversal, com método quantitativo buscando entender seu funcionamento e prática nos diferentes contextos de renda, escolaridade e crime. Dessa forma serão testados os diagnósticos mais pessimistas de que os Consegs são espaços propícios para a reprodução de representações preconceituosas e estigmatizadoras de certos grupos sociais. E também aqueles mais otimistas de que os Consegs produzirão, pela prática do diálogo, comportamentos cívicos e racionais. Além disso, informações históricas serão mobilizadas para propor uma explicação sobre a situação atual dessas instituições. / The Community Councils of Public Security are one instance among others of participative institutions that flourished in Brazil since 1980. They have been considered sometimes with great hope and enthusiasm and other times with exaggerated criticism. This research sought describe and understand how this institutions work throughout the various contexts of the city of São Paulo regarding differences in income, education and crime rates. The intention is to test previous diagnoses: first, those that are more pessimistic and believe that these spaces tend to worsen prejudice and segregation against certain social groups of people. Also will be challenged those diagnoses that are more optimistic and believe that the dialog and reason will produce civic learning. Also, historic information are retrieved in order to propose an explanation for the present situation of these institutions.

新古典理論探析土地利用區位之決定，純粹從資源與技術因素探討理性人的經濟行為，而忽略經濟活動中人的受限理性因素，以及制度運行的交易成本因素，致無法圓滿解釋殯葬用地區位之形成。本文將抗爭交易成本當成都市地租理論的自變項，嘗試修正Alonso等人的新古典競租模型，並建構適合殯葬設施用途的競租理論，進而分析陰宅之負擔地租能力提高是否入侵陽宅用地，及抗爭阻力大小與殯葬用地區位距市申心遠近之關係。經實證結果發現，由於高額抗爭交易成本之存在，縱使人們對於陰宅需求增加，陰宅之負擔地租能力提高，亦可能無法入侵陽宅用地，迫使開發者往更遠離市中心之區位設置殯葬設施。高額抗爭交易成本隱含制度供給不足現象，同時阻礙了土地資源利用之合理有效配置。其次，殯葬設施設置之抗爭阻力大小與地點距離並無必然關係，顯示忽略交易成本因素，而純粹以地點距離為區位選擇考量的公共政策之缺陷。上開分析不但能深化新古典都市地租理論之意涵，也將有助於對鄰避型設施設置區位問題之掌握與了解，提供改善鄰避衝突公共政策問題之理論基礎。 經藉由交易成本理論觀點，探析殯葬用地區位管理政策之結果，發現我國之政策設計主要係基於確保公共衛生及避免妨害生活環境，於主要法規規範設置地點及距離，而忽略抗爭交易成本之制度因素存在。至於相關法規規範土地使用分區，其禁止設置的分區較多，容許設置的分區較少，有待調整改進。源於上述政策缺陷，本文研擬改進構想，包括賦予抗爭與反抗爭之間更多自主協商空間；強化殯葬設施規劃之人間性與文化性；改革不合時宜之殯葬禮儀文化；以及地方政府應慎選適當地點劃設專用區，供設置經營殯葬設施使用等，如欲落實至應用層面，有待制定法律將改進構想納入其中。 本文共分七章，第一章為緒論、第二章由文獻評述中獲得啟發，以建立分析架構。第三章從殯葬用地區位選擇之發展歷史中，探究在都市發展的過程中，殯葬用地相對於非殯葬用地的區位變遷情形，及其影響此種變遷的制度或非制度因素。第四章檢視傳統新古典區位理論運用於探究殯葬用地區位之限制，並從新制度主義交易成本理論之修正觀點建立本文之研究假設。第五章依研究假設實證估算抗爭交易成本之存在，並比較分析各殯葬設施設置抗爭案例，以了解抗爭交易成本大小與殯葬設施區位之關係及其隱含的制度、經濟與規劃意義。第六章根據實證分析結果，並配套考量行政管制及文化等其他制度因素，進而嘗試研議提供政府從事殯葬用地規劃與管理之參考決策。第七章為結論與建議。 關鍵字：殯葬用地、區位、交易成本、新古典競租模型、新制度主義 / Neo-classicalism explores the decision of the location of the land use by mainly analyzing the human economic behavior through the factors of resources and techniques. However, the theory is not able to explain the formation of the location of funerary lands well because it neglects people are restricted by the factors of bounded rationality in the economic activities and the transaction costs when the institutions is functioning. The paper tries to amend the Neoclassical Bid-Rent Model of Alonso by defining the factor of resisting transaction costs as the independent variable of the urban land rent theory, and establishes the suitable Bid-Rent theory for firnerary facilities. Furthermore, the paper analyzes if enhancing the ability of affording the rent of the firnerary Land will invade the nonfunerary land, the relationship between the degree of resisting obstruction and the distance from the firnerary land to the CBD. Through the identification, the funerary land won't invade the nonfunerary land due to the high resisting transaction cost even increasing the demand and the ability of affording the rent of the funerary land, thus, it will force the developer to establish the funerary facilities far away CBD. High resisting transaction costs imply the lack of system supply and hinder the reasonable and efficient allocation of the land resource use simultaneously. This expose the defect of the public policy for location decision only considering the site distance but neglect the factor of the transaction cost. The above analysis will not only deeply elaborate the Neo-Classical Urban Land Theory, but will also be helpful to understand the issue of sitting NIMBY facilities and to provide the basis of the theory to improve the public policies of NIMBY conflicts. Exploring the administrative policy of location selection through the transaction costs theory,The paper find out that in order to preserve public health and prevent disorder of living environment, the law regulates the site and distance from populous or water conservation areas without considering the transaction costs. In addition, the zoning system concerning the construction of funerary facilities puts more emphasis on prohibition than permission, which needs to be improved. Owing to the policy limitations, the paper proposes the improvement of the policies as follows. First, leave more spaces for negotiation between resistance parties and developers. Second, design the funerary facilities to meet human and cultural needs. Third, reform the culture of funeral rites. Fourth, choose the suitable site and plan special zones to provide the suitable areas for construction and management of funerary facilities. The relevant laws have to be amended or to be established so that the policies suggestion will be put to practice. Keywords : Funerary Lands, Location, Transaction Costs, Neoclassical Bid-Rent Model, Neoinstitutionalism

This study examines how political-economic and socio-cultural influences had impacted the institutional development of HVE in China by investigating the historical development process of HVE between 1980 and 2007, when the country was undergoing tremendous political, economic, and social transitions toward building Socialism with Chinese Characteristics. With the research method of document content analysis, the study reveals causes, effects, and trends of HVE development through comparisons between HVE-related policy contents concerning major HVE institutional realities including contexts, missions, structures, access, tuition, curricula, teaching staff, graduate employment, funding and governance, and social status. Within a theoretical framework utilizing vocationalism, Confucianism, and neoinstitutionalism, analysis and discussion resulted in a number of findings. First, the development of HVE in China embodied a trend of vocationalism, which has led and is leading to higher education expansion, higher education restructuring, and a positive change of Chinese peoples views on careers. Second, in addition to its discrimination against skills/skilled workers, the mechanism of upward mobility entailed in Confucianism was another major reason causing resistance to HVE. Third, given the increasingly competitive Civil Service Examination, Chinese peoples views on careers were not synchronized to the mass higher education system that was underway in China. Fourth, while supporting HVE, vocationalism itself created problems for HVE. A new vocationalist view was needed for future HVE development. Confucianism may contribute to such a new vocationalist view drawing on humanities education and the mechanism of upward mobility, though its notion of scholar-officials was critiqued for impeding the development of HVE. Fifth, HVE students had been treated unequally in the whole process of studying in HVE from admission to participation to graduation. Sixth, from a neoinstitutionalist perspective, the development of HVE represented the process of its instutionalization, in which HVE needed to obtain legitimacy. Absence of legitimacy was the major reason causing various challenges facing the development of HVE. Seventh, the development of HVE indicated institutional isomorphic changes in Chinese higher education. Eighth, biased policy causing stratification of Chinese higher education was another major factor leading to various challenges facing HVE. / Adult Education

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