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Enhanced field emission (EFE) presents the main impediment to higher acceleration gradients in superconducting niobium (Nb) radiofrequency cavities for particle accelerators. The strength, number and sources of EFE sites strongly depend on surface preparation and handling. The main objective of this thesis project is to systematically investigate the sources of EFE from Nb, to evaluate the best available surface preparation techniques with respect to resulting field emission, and to establish an optimized process to minimize or eliminate EFE. To achieve these goals, a scanning field emission microscope (SFEM) was designed and built as an extension to an existing commercial scanning electron microscope (SEM). In the SFEM chamber of ultra high vacuum, a sample is moved laterally in a raster pattern under a high voltage anode tip for EFE detection and localization. The sample is then transferred under vacuum to the SEM chamber equipped with an energy-dispersive x-ray spectrometer for individual emitting site characterization. Compared to other systems built for similar purposes, this apparatus has low cost and maintenance, high operational flexibility, considerably bigger scan area, as well as reliable performance. EFE sources from planar Nb have been studied after various surface preparation, including chemical etching and electropolishing, combined with ultrasonic or high-pressure water rinse. Emitters have been identified, analyzed and the preparation process has been examined and improved based on EFE results. As a result, field-emission-free or near field-emission-free surfaces at ~140 MV/m have been consistently achieved with the above techniques. Characterization on the remaining emitters leads to the conclusion that no evidence of intrinsic emitters, i.e., no fundamental electric field limit induced by EFE, has been observed up to ~140 MV/m. Chemically etched and electropolished Nb are compared and no significant difference is observed up to ~140 MV/m. To address concerns on the effect of natural air drying process on EFE, a comparative study was conducted on Nb and the results showed insignificant difference under the experimental conditions. Nb thin films deposited on Cu present a possible alternative to bulk Nb in superconducting cavities. The EFE performance of a preliminary energetically deposited Nb thin film sample are presented. / Ph. D.

Niobium (Nb) has the highest superconducting transition temperature (9.2 K) of the pure metals, which makes it the most used material for the construction of superconducting radio frequency (SRF) accelerators. The performance of the accelerator is critically dependent upon the quality of Nb surface. Electropolishing (EP) in hydrofluoric acid (HF)-containing electrolytes is the currently accepted treatment process. The presence of HF is necessary for the removal of the passive oxide surface film formed in aqueous electrolytes. But HF is hazardous and must be contained without human exposure and eliminated in an environmentally appropriate manner. In the present dissertation project, HF-Free EP of Nb was performed in sulfuric acid-methanol electrolytes. Sulfuric concentrations of 0.1 M, 0.5 M, 1 M, 2 M, and 3 M were used. Cyclic voltammetry and potential hold experiments were performed in cells of both two-electrode and three-electrode setups to evaluate the electrochemical process. The influence of electrolyte concentration, temperature, and EP duration was investigated. At room temperature, both the corrosion rate and the surface quality obtained were comparable to those currently obtained with HF-based processing. With decreasing temperature, the mean current level decreased and the surface quality improved substantially. For a desired average material removal of 100 μM, nanometer scale surface roughness was obtained under multiple conditions. Mechanism of EP was also investigated by electrochemical impedance spectroscopy (EIS). The EIS diagram indicates the presence of a compact film during EP at mass transport controlled limiting current and a film-free surface during EP at ohmic controlled current. Transfer from a film-free surface to an anodic film precipitation with decreasing temperature was also observed. Microsmoothing is only achieved under mass transport control. Nb⁵⁺ ions are determined to be the mass transport limiting species. / Ph. D.

L'amélioration du rendement des turboréacteurs requiert un accroissement de leur température de service. Le développement de nouveaux alliages, issus du système Nb-Si, permet d'envisager des températures de fonctionnement de 200°C supérieures à celles offertes par les superalliages base nickel utilisés actuellement. La première partie de ce manuscrit rappelle les principaux résultats scientifiques ayant menés à la sélection des alliages composites à base de siliciures de niobium (Nbss-Nb5Si3). La microstructure de ces alliages associe une matrice ductile de niobium pouvant solubiliser de nombreux éléments d'addition à une dispersion de siliciures durs et fragiles conférant aux alliages leurs bonnes propriétés en fluage et une meilleure résistance à l'oxydation à haute température. Malheureusement, ces alliages sont caractérisés par une récession rapide du métal associée au développement d'oxydes non protecteurs. L'oxygène réagit rapidement avec le substrat, se dissout dans la solution solide de niobium et y diffuse rapidement. L'effet des éléments Al, Si et Ti a été étudié en considérant à la fois les modifications microstructurales et les propriétés en oxydation lors de ces additions. Bien que ces optimisations de compositions conduisent à une amélioration significative de la résistance à l'oxydation des alliages Nbss-Nb5Si3, certaines nuances souffrent d'une résistance à l'oxydation catastrophique vers 800°C. L'ajout graduel d'étain au sein des alliages permet de modifier foncièrement la microstructure, notamment en initiant le développement d'une phase de type A15-Nb3Sn. A 800°C, l'étain supprime la dissolution de l'oxygène au sein de Nbss responsable du comportement en oxydation catastrophique rencontré par les nuances sans étain. Malgré ces progrès, la résistance à l'oxydation de ces alliages reste insuffisante et le développement de revêtements protecteurs contre l'oxydation a été nécessaire. Dans ce sens deux familles de siliciures Nb3X3CrSi6 et Nb4X4Si7 (X = Fe, Co ou Ni) ont été sélectionnées et leur stabilité thermodynamique ainsi que leur comportement en oxydation ont été évaluées. Ces phases se sont avérées capables de résister à l'oxydation à des températures d'exposition allant jusqu'à 1300°C. Le mécanisme d'oxydation de chacun de ces siliciures a été déterminé. Finalement, le dépôt de ces siliciures à la surface des alliages Nbss-Nb5Si3 via le procédé de pack cémentation s'est révélé possible. Les alliages revêtus par les siliciures choisis présentent des durées de vie pouvant aller jusqu'à 3000 cycles d'oxydation d'une heure à 1100°C / The improvement of the efficiency of turbine engine can be achieved by increasing the working temperature. The development of new alloys based on Nb-Si system allows a jump of 200°C of the operating temperature in comparison to that offered by current nickel based alloys. The first part of this manuscript focuses on the evolutions which have led to the development of niobium silicide in situ composites (Nbss-Nb5Si3). The microstructure of these alloys consists in a ductile niobium matrix where number of alloying elements can solubilise and of strengthening niobium silicides which are intended to provide creep and oxidation resistance at high temperature. Unfortunately, these alloys exhibit a poor oxidation resistance characterised by a high metal recession rate and the formation of non-protective oxide scale. Thus, oxygen can easily react with the substrate, dissolve in Nbss and diffuse quickly through this phase. The effect of Al, Si and Ti additions on both microstructure and oxidation resistance were investigated. Although, these composition optimisations lead to a significant enhance of oxidation resistance, some compositions still suffers from catastrophic oxidation behaviour around 800°C. In these alloys tin additions involve high microstructural changes, especially by initiating the formation of A15- Nb3Sn phase. At 800°C, Sn additions suppress oxygen dissolution in Nbss responsible of the catastrophic oxidation behaviour of these alloys. Nevertheless, the oxidation resistance of these alloys remains too low for the foreseen applications and protective coatings are required. Thermodynamic stability and oxidation resistance of two silicide families (Nb3X3CrSi6 and Nb4X4Si7 (X = Fe, Co or Ni)) were investigated. These silicides have exhibited a high oxidation resistance up to 1300°C by the formation of a protective silica layer. Finally, these silicides were deposited on Nbss-Nb5Si3 substrate by using the pack cementation process. Some coated alloys have then exhibited lifetime going up to 3000 one hour cycle at 1100°C

O estudo apresentado nesta Tese diz respeito à química dos niobatos lamelares e aborda a síntese, caracterização, avaliação da reatividade intracristalina e das propriedades luminescentes desses materiais. Os niobatos lamelares utilizados foram o hexaniobato K4Nb6O17, o triniobato KNb3O8 e as perovskitas lamelares K1-xLnxCa2-xNb3O10 (Ln = La, Eu e x = 0,02; 0,25; 0,50; 0,75 e 1,00). Esses materiais são constituídos de lamelas que apresentam cargas negativas e a região interlamelar é preenchida por íons de potássio que mantêm a neutralidade dos sistemas. A reatividade intracristalina dos niobatos lamelares foi avaliada frente à intercalação de espécies simples como a butilamina e volumosas como o macrociclo porfirínico, o polioxocátion de alumínio e compostos orgânicos de silício. A alta densidade de carga lamelar dos niobatos lamelares dificulta a intercalação direta de espécies volumosas, o que fez com que novas rotas sintéticas fossem desenvolvidas a fim de permitir a imobilização de tais espécies na região interlamelar. As metodologias sintéticas desenvolvidas foram baseadas, principalmente, no uso de dispersões coloidais dos niobatos esfoliados que, a partir da reestruturação na presença da espécie convidada de interesse, tornou possível a intercalação de espécies volumosas. As propriedades luminescentes dos niobatos lamelares são extremamente dependentes da estrutura do material. Os niobatos com estrutura tipo perovskita não apresentam emissão enquanto que o hexaniobato apresenta emissão apenas a 77 K e o triniobato, à temperatura ambiente. Neste estudo foram avaliadas as propriedades luminescentes dos niobatos EuxK4-3xNb6O17, EuxK1-3xNb3O8 e KCa2Nb3O10 (intercalado com Eu3+ e dopado com 1 % de Eu3+ ou La3+). Foram observados processos de transferência de energia tanto nos niobatos intercalados com Eu3+ quanto nos dopados. A dopagem também provocou mudanças nas propriedades fotofísicas dos niobatos com estrutura perovskita, os quais passaram a apresentar emissão da matriz de niobato mesmo à temperatura ambiente. / The study described in this Thesis is related to the synthesis and evaluation of some chemical properties of layered niobates with formulas K4Nb6O17 (hexaniobate), KNb3O8 (triniobate) and K1-xLnxCa2-xNb3O10 (layered perovskites - Ln = La, Eu and x = 0.02; 0.25; 0.50; 0.75 and 1.00). These niobates are constituted of negative layers and an interlayer region filled with potassium ions that maintain the system charge neutrality. The reactivity of these niobates was evaluated through intercalation reactions of simple species such as butylamine and bulky species such as porphyrin, aluminum polyoxocation and organosilanes. The high charge density of the niobate layer makes the direct intercalation of bulky guest species more difficult. Therefore, to overcome this situation, new synthetic routes were developed. The intercalation of bulky species was achieved by using colloidal dispersions of exfoliated niobates that, upon restaking, incorporate the guest species into the interlayer region. The luminescent properties of the lamellar niobates are very dependent on the structure. Niobates that present a perovskite structure do not show emission even at liquid helium temperature. The hexaniobate presents emission at nitrogen liquid temperature and triniobate at both room and 77 K temperatures. In this study the luminescent properties of EuxK4-3xNb6O17, EuxK1-3xNb3O8 e KCa2Nb3O10 (intercalated with Eu3+ and doped with 1 % of Eu3+ or La3+) were evaluated. Charge transfers processes were observed in both intercalated and doped niobates with Eu3+ ion. The lanthanide doping also promoted changes in the photophysical properties of niobates with perovskite structure, which become to show emission of the niobate group even at room temperature.

O estudo apresentado nesta Tese diz respeito à química dos niobatos lamelares e aborda a síntese, caracterização, avaliação da reatividade intracristalina e das propriedades luminescentes desses materiais. Os niobatos lamelares utilizados foram o hexaniobato K4Nb6O17, o triniobato KNb3O8 e as perovskitas lamelares K1-xLnxCa2-xNb3O10 (Ln = La, Eu e x = 0,02; 0,25; 0,50; 0,75 e 1,00). Esses materiais são constituídos de lamelas que apresentam cargas negativas e a região interlamelar é preenchida por íons de potássio que mantêm a neutralidade dos sistemas. A reatividade intracristalina dos niobatos lamelares foi avaliada frente à intercalação de espécies simples como a butilamina e volumosas como o macrociclo porfirínico, o polioxocátion de alumínio e compostos orgânicos de silício. A alta densidade de carga lamelar dos niobatos lamelares dificulta a intercalação direta de espécies volumosas, o que fez com que novas rotas sintéticas fossem desenvolvidas a fim de permitir a imobilização de tais espécies na região interlamelar. As metodologias sintéticas desenvolvidas foram baseadas, principalmente, no uso de dispersões coloidais dos niobatos esfoliados que, a partir da reestruturação na presença da espécie convidada de interesse, tornou possível a intercalação de espécies volumosas. As propriedades luminescentes dos niobatos lamelares são extremamente dependentes da estrutura do material. Os niobatos com estrutura tipo perovskita não apresentam emissão enquanto que o hexaniobato apresenta emissão apenas a 77 K e o triniobato, à temperatura ambiente. Neste estudo foram avaliadas as propriedades luminescentes dos niobatos EuxK4-3xNb6O17, EuxK1-3xNb3O8 e KCa2Nb3O10 (intercalado com Eu3+ e dopado com 1 % de Eu3+ ou La3+). Foram observados processos de transferência de energia tanto nos niobatos intercalados com Eu3+ quanto nos dopados. A dopagem também provocou mudanças nas propriedades fotofísicas dos niobatos com estrutura perovskita, os quais passaram a apresentar emissão da matriz de niobato mesmo à temperatura ambiente. / The study described in this Thesis is related to the synthesis and evaluation of some chemical properties of layered niobates with formulas K4Nb6O17 (hexaniobate), KNb3O8 (triniobate) and K1-xLnxCa2-xNb3O10 (layered perovskites - Ln = La, Eu and x = 0.02; 0.25; 0.50; 0.75 and 1.00). These niobates are constituted of negative layers and an interlayer region filled with potassium ions that maintain the system charge neutrality. The reactivity of these niobates was evaluated through intercalation reactions of simple species such as butylamine and bulky species such as porphyrin, aluminum polyoxocation and organosilanes. The high charge density of the niobate layer makes the direct intercalation of bulky guest species more difficult. Therefore, to overcome this situation, new synthetic routes were developed. The intercalation of bulky species was achieved by using colloidal dispersions of exfoliated niobates that, upon restaking, incorporate the guest species into the interlayer region. The luminescent properties of the lamellar niobates are very dependent on the structure. Niobates that present a perovskite structure do not show emission even at liquid helium temperature. The hexaniobate presents emission at nitrogen liquid temperature and triniobate at both room and 77 K temperatures. In this study the luminescent properties of EuxK4-3xNb6O17, EuxK1-3xNb3O8 e KCa2Nb3O10 (intercalated with Eu3+ and doped with 1 % of Eu3+ or La3+) were evaluated. Charge transfers processes were observed in both intercalated and doped niobates with Eu3+ ion. The lanthanide doping also promoted changes in the photophysical properties of niobates with perovskite structure, which become to show emission of the niobate group even at room temperature.

Des MEMS supraconducteurs ont été développés par l’IRAM pour des besoins instrumentaux dans les récepteurs hétérodyne large bande en millimétrique. Dans ce mémoire, la caractérisation de ces MEMS capacitifs par des mesures profilométriques, vibrométriques, aux rayons X , électriques et thermiques est présentée. Ils ont en outre été modélisés avec un modèle analytique électromécanique simple. Ce modèle est complété par un schéma équivalent haute fréquence semi-distribué facilement implantable dans le simulateur multiphysique COMSOL pour prendre en compte la supraconductivité. Ce travail a permis de déterminer quelles géométries de ces MEMS sont satisfaisantes pour une utilisation dans les récepteurs hétérodyne large bande en hyperfréquence. / Superconducting MEMS were developed by IRAM for millimetre wave heterodyne receivers improvements. In this report, the characterization of these capacitive MEMS is presented (profilometry, vibrometry, X rays, electric and thermal). They were described with a simple analytical electromechanical model which can be easily implemented with an equivalent high frequency circuit in the COMSOL multiphysic software to take into account the superconductivity. This work answers to the question of what are the MEMS geometries well suited for broadband heterodyne receivers requirements.

L’avenir des nouvelles caméras embarquées pour l’astrophysique spatiale semble passer par unaccroissement du nombre de pixels et un fonctionnement à très basse température (en dessous de 0,1 K).Avec cette évolution, le nombre important de fils en sortie du détecteur refroidi représente souvent lacharge thermique prédominante sur la source froide (cryostat).Dans ce contexte, l’isolation thermique entre les différents circuits de détection est un point crucial pources caméras. Une brique technologique innovante a été développée pour apporter une solution présentantune excellente conduction électrique couplée à une grande isolation thermique. Cette innovation,protégée par un brevet, permet de résoudre cet apparent paradoxe. La solution proposée consiste enl’empilement d’un grand nombre de couches minces de matériaux supraconducteurs dans lesinterconnexions.La résistance thermique à chaque interface est dépendante des propriétés élastiques des matériaux,de la qualité des interfaces et de la température à laquelle le système fonctionne. A très basse température,le modèle AMM, couplé aux mesures des caractéristiques des matériaux composants la multicouche,permettent une estimation théorique de la résistance thermique pour une interface. Les mesures effectuéesavec les liaisons supraconductrices à forte résistivité thermique concordent avec les estimationsthéoriques. Nous avons ainsi pu mesurer des résistances thermiques de l’ordre de 3,3.105 K/W à 200 mKpour une multicouche composée d’une succession (62 interfaces) de couches minces de nitrure de titaneet de niobium sur une surface de 16 mm2. Dans les conditions d’utilisation prévues pour une camérarayons X de 4000 pixels microcalorimétriques, l’utilisation de cette brique technologique devrait assurerune charge thermique sur la source froide (à 50 mK) très inférieure au μW pour plus de 8000 pointsde contact. Ce dispositif pourra être utilisé à l’avenir dans nombre de projets cryogéniques, lorsqu’une excellenteisolation thermique associée à une excellente conduction électrique sera recherchée. / Future of the next camera onboard space observatories implies a major enhancement in number of pixelsand a very low operative temperature (below 0.1 K). In this evolution, the large number of output wiresfrom the cool detector is often responsible of the most important thermal load onto the cold bath(cryostat).In this context, the thermal insulation between the different detection circuits is the bottleneck for thesecameras. An innovative technological component, protected by a patent, has been developed to tackle thisproblem. This device has both an excellent electrical resistivity and a very high thermal resistivity.The proposed solution is a stack of thin superconducting layers at electrical interconnections.The thermal resistance at each interface relies on the elastic properties of the materials used, the quality ofthe interfaces and temperature. The AMM model used in conjunction with the measured materialcharacteristics allows a theorical estimation of the thermal resistance per interface. The measurementsundertaken with superconducting connections with very high thermal resistivity are very well describedby this AMM model. We have measured thermal resistances as high as 3.3 105 K/W @ 200 mKfor a multilayer of 62 interfaces built with titaniun nitride and niobium alternatively on a 16 mm2 array.In the conditions foreseen for a 4000 micro-calorimeters camera operating at 50 mK in X-rays,this multilayer technique should allow a thermal load onto the cold bath that is much lower that 1 mWfor more than 8000 contacts.

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