This dissertation addresses the synthesis mechanism of mesoporous titania thin films with 2D Hexagonal Close Packed (HCP) cylindrical nanopores by an evaporation-induced self-assembly (EISA) method with Pluronic surfactants P123 and F127 as structure directing agents, and their applications in photovoltaics and lithium ion batteries. To provide orthogonal alignment of the pores, surface modification of substrates with crosslinked surfactant has been used to provide a chemically neutral surface. GISAXS studies show not only that aging at 4°C facilitates ordered mesostructure development, but also that aging at this temperature helps to provide orthogonal orientation of the cylindrical micelles which assemble into an ordered mesophase directly by a disorder-order transition. These films provide pores with 8-9 nm diameter, which is precisely the structure expected to provide short carrier diffusion length and high hole conductivity required for efficient bulk heterojunction solar cells. In addition, anatase titania is a n-type semiconductor with a band gap of +3.2 eV. Therefore, titania readily absorbs UV light with a wavelength below 387 nm. Because of this, these titania films can be used as window layers with a p-type semiconductor incorporated into the pores and at the top surface of the device to synthesize a photovoltaic cell. The pores provide opportunities to increase the surface area for contact between the two semiconductors, to align a p-type semiconductor at the junction, and to induce quantum confinement effects. These titania films with hexagonal phase are infiltrated with a hole conducting polymer, poly(3-hexylthiophene) (P3HT), in order to create a p-n junctions for organic-inorganic hybrid solar cells, by spin coating followed by thermal annealing. This assembly is hypothesized to give better photovoltaic performance compared to disordered or bicontinuous cubic nanopore arrangements; confinement in cylindrical nanopores is expected to provide isolated, regioregular “wires” of conjugated polymers with tunable optoelectronic properties, such as improved hole conductivity over that in bicontinuous cubic structure. The kinetics of infiltration into the pores show that maximum infiltration occurs within less than one hour in these films, and give materials with improved photovoltaic performance relative to planar TiO2/P3HT assemblies. These oriented mesoporous titania films are also used to develop an inorganic solar cell by depositing CdTe at the top using the Close Spaced Sublimation (CSS) technique. A power conversion efficiency of 5.53% is measured for heterostructures built using mesoporous titania films, which is significantly enhanced relative to planar TiO2/CdTe devices and prior reports in the literature. These mesoporous titania films have a great potential in inorganic solar cell development and can potentially replace CdS window layers which are conventionally used in inorganic CdS-CdTe solar cells. The last part of the dissertation addresses layer-by-layer synthesis to increase the thickness of mesoporous titania films with vertically oriented 2D-HCP nanopores, and their use in lithium ion batteries as negative electrodes because of advantages such as good cycling stability, small volume expansion (~3%) during intercalation/extraction and high discharge voltage plateau. The high surface area and small wall thickness of these titania films provide excellent lithium ion insertion and reduced Li-ion diffusion length, resulting in stable capacities as high as 200-250 mAh/g over 200 cycles.

Ge1-xSnx alloys are among a small class of benign semiconductors with composition tunable bandgaps in the near-infrared spectrum. As the amount of Sn is increased the band energy decreases and a transition from indirect to direct band structure occurs. Hence, they are prime candidates for fabrication of Si-compatible electronic and photonic devices, field effect transistors, and novel charge storage device applications. Success has been achieved with the growth of Ge1-xSnx thin film alloys with Sn compositions up to 34%. However, the synthesis of nanocrystalline alloys has proven difficult due to larger discrepancies (~14%) in lattice constants. Moreover, little is known about the chemical factors that govern the growth of Ge1-xSnx nanoalloys and the effects of quantum confinement on structure and optical properties. A synthesis has been developed to produce phase pure Ge1-xSnx nanoalloys which provides control over both size and composition. Three sets of Ge1-xSnx nanocrystals have been studied, 15–23 nm, 3.4–4.6 nm and 1.5–2.5 nm with Sn compositions from x = 0.000–0.279. Synthetic parameters were explored to control the nucleation and growth as well as the factors that have led to the elimination of undesired metallic impurities. The structural analysis of all nanocrystals suggests the diamond cubic structure typically reported for Ge1-xSnx thin films and nanocrystalline alloys. As-synthesized Ge1-xSnx nanoalloys exhibit high thermal stability and moderate resistance against sintering up to 400–500 °C and are devoid of crystalline and amorphous elemental Sn impurities.

Estudou-se neste trabalho a preparação de LiLa(WO4)2:TR3+ (LLW:TR) nas formas de fibras monocristalinas (micro-pulling-down) e de microcristais pó cerâmico (método dos precursores poliméricos). No que se refere às fibras: a taxa de puxamento no crescimento de LiLa(1-x)Eux(WO4)2 para 0≤x≤1 é influenciada pela diferença de raio iônico do Li e das TR; a estrutura tetragonal da scheelita descreve as composições 0≤x≤1; a incorporação do Eu gera distorções na estrutura sem reduzir a simetria local do íon; uma queda de luminescência para x>0,20 é observada; e as estruturas para 0≤x≤1 foram modeladas através de simulação atomística com bastante precisão. No que se refere aos microcristais: o efeito do controle de pH na preparação de LLW:Nd 1,0 mol% foi avaliado; obteve-se aglomerados de morfologia irregular e com tamanhos médios entre 22-48 μm, cujo aumento é maior em função da temperatura do que do tempo de calcinação. No que se refere à construção experimental do diagrama de fases do sistema xLi2W2O7-(1-x)La2W2O9: confirmou-se que o LLW (formado numa região de homogeneidade de 0,48≤x≤0,55) se decompõe peritéticamente a 1000°C; a dopagem por TR influencia sua fusão; dados do crescimento, de DTA e de DRX de fibras de LLW, crescidas com composições baseadas neste diagrama, corroboram o mesmo. O processo de obtenção de fibras foi otimizado, com um excesso mínimo de 1,5 mol% de Li2W2O7. / In this work, the preparation and characterization of LiLa(WO4)2:RE3+ (LLW:RE) microcrystals as single crystal fibers (micro-pulling-down technique) and as powder (polymerizable complex method) was studied. Concerning the fibers: the pulling rate for LiLa(1-x)Eux(WO4)2 (0≤x≤1) is influenced by the difference between the constituents ionic radii; the tetragonal scheelite-like structure describes all compositions; the Eu incorporation distorts the LLW lattice without reducing the dopant local symmetry; a luminescence quenching for x>0.20 was observed; and the structure modelling for 0≤x≤1 by atomistic simulation was carried out with good precision. Concerning the powder microcrystals: the pH control effect on the preparation of Nd:LLW 1,0 mol% was evaluated; they presented irregular morphology and agglomerates with average sizes of 22-48 μm with higher increase for the calcination temperature than for the time. Concerning the experimental construction of the phase diagram of the system xLi2W2O7-(1-x)La2W2O9: it was confirmed that the LLW (formed in the a homogeneity region of 0.48≤x≤0.55) decomposes peritectically at 1000°C; RE-doping influences the LLW melting; growth, DTA and XRD data of LLW fibers (grown from the compositions based on this diagram) confirmed it. The process of fiber obtaining was optimized with a minimum excess of 1.5 mol% of Li2W2O7.

Estudou-se neste trabalho a preparação de LiLa(WO4)2:TR3+ (LLW:TR) nas formas de fibras monocristalinas (micro-pulling-down) e de microcristais pó cerâmico (método dos precursores poliméricos). No que se refere às fibras: a taxa de puxamento no crescimento de LiLa(1-x)Eux(WO4)2 para 0≤x≤1 é influenciada pela diferença de raio iônico do Li e das TR; a estrutura tetragonal da scheelita descreve as composições 0≤x≤1; a incorporação do Eu gera distorções na estrutura sem reduzir a simetria local do íon; uma queda de luminescência para x>0,20 é observada; e as estruturas para 0≤x≤1 foram modeladas através de simulação atomística com bastante precisão. No que se refere aos microcristais: o efeito do controle de pH na preparação de LLW:Nd 1,0 mol% foi avaliado; obteve-se aglomerados de morfologia irregular e com tamanhos médios entre 22-48 μm, cujo aumento é maior em função da temperatura do que do tempo de calcinação. No que se refere à construção experimental do diagrama de fases do sistema xLi2W2O7-(1-x)La2W2O9: confirmou-se que o LLW (formado numa região de homogeneidade de 0,48≤x≤0,55) se decompõe peritéticamente a 1000°C; a dopagem por TR influencia sua fusão; dados do crescimento, de DTA e de DRX de fibras de LLW, crescidas com composições baseadas neste diagrama, corroboram o mesmo. O processo de obtenção de fibras foi otimizado, com um excesso mínimo de 1,5 mol% de Li2W2O7. / In this work, the preparation and characterization of LiLa(WO4)2:RE3+ (LLW:RE) microcrystals as single crystal fibers (micro-pulling-down technique) and as powder (polymerizable complex method) was studied. Concerning the fibers: the pulling rate for LiLa(1-x)Eux(WO4)2 (0≤x≤1) is influenced by the difference between the constituents ionic radii; the tetragonal scheelite-like structure describes all compositions; the Eu incorporation distorts the LLW lattice without reducing the dopant local symmetry; a luminescence quenching for x>0.20 was observed; and the structure modelling for 0≤x≤1 by atomistic simulation was carried out with good precision. Concerning the powder microcrystals: the pH control effect on the preparation of Nd:LLW 1,0 mol% was evaluated; they presented irregular morphology and agglomerates with average sizes of 22-48 μm with higher increase for the calcination temperature than for the time. Concerning the experimental construction of the phase diagram of the system xLi2W2O7-(1-x)La2W2O9: it was confirmed that the LLW (formed in the a homogeneity region of 0.48≤x≤0.55) decomposes peritectically at 1000°C; RE-doping influences the LLW melting; growth, DTA and XRD data of LLW fibers (grown from the compositions based on this diagram) confirmed it. The process of fiber obtaining was optimized with a minimum excess of 1.5 mol% of Li2W2O7.

Complex-oxides have seen an enormous amount of attention in the realm of Condensed Matter Physics and Materials Science/Engineering over the last several decades. Their ability to host a wide variety of novel physical properties has even caused them to be exploited commercially as dielectric, metallic and magnetic materials. Indeed, since the discovery of high temperature superconductivity in the “Cuprates” in the late 1980’s there has been an explosion of activity involving complex-oxides. Further, as the experimental techniques and equipment for fabricating thin films and heterostructures of these materials has improved over the last several decades, the search for new and more exotic properties has intensified. These properties stem from the interfaces formed by depositing these materials onto one another. Whether it be interfacial strain induced by the mismatch between the crystal structures, modified exchange interactions, or some combination of these and other interactions, thin films and heterostuctures provide an invaluable tool the modern condensed matter community. Simply put, a “complex-oxide” is any compound that contains Oxygen and at least two other elements; or one atom in two different oxidation states. Transition Metal Oxides (TMO’s) are a subset of complex-oxides which are of particular interest because of their strong competition between their charge, spin and orbit degrees of freedom. As we progress down the periodic table from 3d to 4d to 5d transition metals, the crystal field, electron correlation and spin-orbit energies become more and more comparable. Therefore, TMO thin films and heterostructures are indispensable to the search for novel physical properties. KTaO3 (KTO) is a polar 5d TMO which has been investigated for its high-k dielectric properties. It is a band insulator with a cubic perovskite crystal structure which is isomorphic to SrTiO3 (STO). This is important because non-polar STO is famous for forming a highly mobile, 2-Dimensional Electron Gas (2DEG) at the hetero-interface with polar LaAlO3 (LAO) as a result of the so-called “polar catastrophe”. Here, I use this concept of polarity to ask an important question: “What happens at hetero-interfaces where two different polar complex oxides meet?” From this question we propose that a hetero-interface between two polar complex-oxides with opposite polarity (I-V/III-III) should be impossible because of the strong Coulomb repulsion between the adjacent layers. However, we find that despite this proposed conflict we are able to synthesize KTO thin films on (110) oriented GdScO3 (GSO) substrates and the conflict is avoided through atomic reconfiguration at the hetero-interface. SrRuO3 (SRO) is a 4d TMO, and an itinerant ferromagnet that is used extensively as an electrode material in capacitor and transistor geometries and proof-of-concept devices. However, in the thin film limit the ferromagnetic transition temperature, TC, and conductivity drop significantly and even become insulating and lose their ferromagnetic properties. Therefore, we ask “Are the transport properties of SRO thin films inherently inferior to single crystals, or is there a way to maintain and/or enhance the metallic properties in the thin film limit?” We have fabricated SRO thin films of various thickness on GSO substrates (tensile strain) and find that all of our samples have enhanced metallic properties and even match those of single crystals. Finally, we ask “Can these enhanced metallic properties in SRO thin films allow us to observe evidence of a topological phase without the complexity of off-stoichiometry and/or additional hetero-structural layers?” Recent reports of oxygen deficient EuO films as well as hetero-structures and superlattices of SRO mixed with SrIrO3 or La0.7Sr0.3MnO3 have suggested that a magnetic skyrmion phase may exist in these systems. By measuring the Hall resistivity, we are able to observer a topological Hall effect which is likely a result of a magnetic skyrmion. We find that of the THE exists in a narrow temperature range and the proposed magnetic skyrmions range in size from 20-120 nm. Therefore, the SRO/GSO system can provide a more viable means for investigating magnetic skyrmions and their fundamental interactions.

Organic semiconductors have wide applications in organic-based light-emitting diodes, field-effect transistors, and thermoelectrics due to the easily modified electrical and optical properties, excellent mechanical flexibility, and solution processability. To fabricate high performance devices, it is important to understand charge transport mechanisms, which are mainly affected by material energetics and material morphology. Currently it is difficult to control the charge transport properties of new organic semiconductors and organic-inorganic nanocomposites due to our incomplete understanding of the large number of influential variables. Molecular doping of π-conjugated polymers and surface modification of nanowires are two means through which charge transport can be manipulated. In molecular doping, both the energetics and microstructures of polymer films can be changed by controlling the degree of oxidation of the conjugated polymer backbone. For surface modification of inorganic nanowires, the energetics and morphology can be influenced by the properties of the surface modifiers. Meanwhile, the energy band alignment, which can be controlled by surface modification and molecular doping, may also alter the charge transport due to the variation in energetic barriers between the transport states in the organic and inorganic components. To reveal the effects of morphology and energetics on charge transport in conjugated polymers and organic-inorganic nanocomposites, the influence of surface modifier on the electrical and morphological properties of nanocomposites was first probed. Silver nanowires modified with different thiols were blended with poly (3,4-ethylenedioxythiophene)-poly(styrenesulfonate)(PEDOT:PSS) to fabricate thin films. The modified nanowires provided a means of controllably altering the nanowire dispersability and compatibility with solvents and polymers. The results also demonstrated that charge transport between the nanowires was facilitated due to low wire-to-wire junction resistance. To further figure out the charge transport mechanism in organic-inorganic nanocomposites and the potential applications, tellurium nanowires and ferric chloride doped poly (3-hexylthiophene-2,5-diyl)(P3HT) were used to characterize energy band alignment effects on charge transport, electrical conductivity, and thermoelectric properties. The results showed that charge transfer between nanowires can be mediated by the polymer and may potentially increase the electrical conductivity as compared to the pure polymer or pure nanowires; while the observed enhancement of power factor (equal to electrical conductivity times the square of Seebeck coefficient) may not be affected by the energy band alignment. It is important to investigate the change of polymer morphology caused by molecular doping and processing method to determine how the morphology will influence the electrical and thermoelectric properties. Various p-type dopants, including ferric chloride and molybdenum tris(1,2-bis(trifluoromethyl)ethane-1,2-dithiolene) (Motfd3), were examined for us in P3HT and other polymers. The results showed that: i) At light doping levels, the electrical conductivity and power factor of polymers doped with the large electron affinity (EA) dopants were larger than small EA dopants; ii) At heavy doping levels, the large size dopants cannot effectively dope polymers even for the dopants with large EAs; iii) For the same dopant, as the IE of the polymer increased, the doping efficiency gradually decreased.

Efficient and robust blue InGaN multiple quantum well (MQW) light emitters have become ubiquitous; however, they still have unattained theoretical potential. It is widely accepted that “localization” of carriers due to indium fluctuations theoretically enhance their efficiency by moderating defect-associated nonradiative recombination. To help develop a complete understanding of localization effects on carrier dynamics, this thesis explores degree of localization in InGaN MQWs and its dependence on well thickness and number of wells, through temperature and power dependent photoluminescence measurements. Additionally, silicon-compatible, nontoxic, colloidally synthesizable 2-5 nm Ge1-xSnx alloy quantum-dots (QDs) are explored for potential visible to near-IR optoelectronic applications. While bulk Ge is an indirect gap material, QD confinement allows enhanced direct transitions, and alloying with Sn improves transition oscillator strengths. Temperature dependent steady-state and time-resolved photoluminescence reveal relaxation pathways involving bright/dark excitons and surface states in Ge1-xSnx QDs, showing their great potential for future use.

The characterization and fabrication of active matrix thin film transistors (TFTs) has been studied for an addressable microfluidic electrowetting channel device as application. A new transparent semiconductor material, Amorphous Indium Gallium Zinc Oxide (a-IGZO), is used for TFT, which shows high electrical performance rather than amorphous silicon based TFT; higher mobility and even higher transparency. The purpose of this dissertation is to optimize each TFT process including the optimization of a-IGZO properties to achieve robust device for application. To minimize hysteresis of TFT curves, the gate dielectric is discussed extensively in this dissertation. By optimizing gas ratio of NH3SiH4, it is found that the TFT with NH3 rich SiNx gate dielectric deposited with NH3/SiH4 =5.1 and stoichiometric SiO2 demonstrates best condition to reduce hysteresis. a-IGZO films is investigated as a function of power and substrate bias effect which affects to electrical performance; the higher power and substrate bias increase the carrier density in the film and mainly cause threshold voltage(VT) to shift in the negative gate voltage direction and mobility to increase, respectively. In addition, the powerful method to estimate the electrical properties of a-IGZO is proposed by calculating O2 and IGZO flux during sputtering in which the incorporation ratio with O2/IGZO ≈1 demonstrates the optimized a-IGZO film for TFT. It is confirmed that both physical and chemical adsorption affects the electrical property of a-IGZO channel by studying TFT-IV characteristics with different pressure and analyzing X-ray photoelectron spectroscopy (XPS), which mainly affects the VT instability. The sputtered SiO2 passivation shows better electrical performance. To achieve electrically compatible (lower back channel current) a-IGZO film to SiO2 sputter passivated device, a-IGZO TFTs require oxygen rich a-IGZO back channel by employing two step a-IGZO deposition process (2nd 10nm a-IGZO with PO2 = 1.5mTorr on 1st 40nm a-IGZO with PO2=1mTor). Electrowetting microfluidic channel device as application using a-IGZO TFTs is studied by doing preliminary test. The electrowetting channel test using polymer post device platform is candidate for addressable electrowetting microfluidic channel device driven by active matrix type a-IGZO TFT.

<p>Quantum chemical computations provide convenient and effective ways for molecular design using computers. In this dissertation, the molecular designs of optimal nonlinear optical (NLO) materials were investigated through three aspects. First, an inverse molecular design method was developed using a linear combination of atomic potential approach based on a Hückel-like tight-binding framework, and the optimizations of NLO properties were shown to be both efficient and effective. Second, for molecules with large first-hyperpolarizabilities, a new donor-carbon-nanotube paradigm was proposed and analyzed. Third, frequency-dependent first-hyperpolarizabilities were predicted and interpreted based on experimental linear absorption spectra and Thomas-Kuhn sum rules. Finally, molecular interferometers were designed to control charge-transfer using vibrational excitation. In particular, an ab initio vibronic pathway analysis was developed to describe inelastic electron tunneling, and the mechanism of vibronic pathway interferences was explored.</p> / Dissertation

This dissertation describes the investigation of the synthesis and characterization of new squaraine-based photonic and electronic materials. In the first part of this thesis, squaraine dyes with large conjugation systems, including extended squaraines consisting of bis(donor)substituted vinylene-heterocycles and bis(indolinylenemethyl)squaraine-based oligomers linking through different π-bridges were designed, synthesized and characterized to exhibit strong two-photon absorption (2PA) for femotosecond and nanosecond optical-power limiting applications in the near-infrared (NIR). One of the dendronized squaraine forms smooth and high optical quality films with large NIR transparency window. In the second part, a series of squaraine- and phthalocyanine-based metal complexes were studied. Those dyes did not show large triplet quantum yield but significantly improved photovoltaic performance compared to the metal-free compounds. In the last part, an effective approach on optimizing bis(indolinylenemethyl)-based squaraine sensitizers with various surface anchor groups and π-linkers, achieved high power conversion efficiencies (PCEs) of 6.7% in liquid dye-sensitized solar cells (DSSCs) and 2.7% in solid-state DSSCs, which stand out all the previous reported squaraine-based sensitizers.