FLUORINATED ARENE, IMIDE AND LACTAM-FUNCTIONALIZED DONOR ACCEPTOR CONJUGATED POLYMERS: SYNTHESIS, STRUCTURE-PROPERTY AND DEVICE STUDIES After the discovery of doped polyacetylene, organic semiconductor materials are widely studied as high impending active components in consumer electronics. They have received substantial consideration due to their potential for structural tailoring, low cost, large area and mechanically flexible alternatives to common inorganic semiconductors. To acquire maximum use of these materials, it is essential to get a strong idea about their chemical and physical nature. Material chemist has an enormous role to play in this novel area, including development of efficient synthetic methodologies and control the molecular self-assembly and (opto)-electronic properties. The body of this thesis mainly focuses on the substituent effects: how different substituent’s affect the (opto)-electronic properties of the donor-acceptor (D-A) conjugated polymers. The main priority goes to understand, how different alkyl substituent effect to the polymer solubility, crystallinity, thermal properties (eg: glass transition temperature) and morphological order. Three classes of D-A systems were extensively studied in this work. The second chapter mainly focuses on the synthesis and structure-property study of fluorinated arene (TFB) base polymers. Here we used commercially available 1,4-dibromo-2,3,5,6-tetrafluorobenzene (TFB) as the acceptor material and prepare several polymers using 3,3’-dialkyl(3,3’-R2T2) or 3,3’-dialkoxy bithiophene (3,3’-RO2T2) units as electron donors. A detail study was done using 3,3’-bithiophene donor units incorporating branched alkoxy-functionalities by systematic variation of branching position and chain length. The study allowed disentangling the branching effects on (i) aggregation tendency, intermolecular arrangement, (iii) solid state optical energy gaps, and (iv) electronic properties in an overall consistent picture, which might guide future polymer synthesis towards optimized materials for opto-electronic applications. The third chapter mainly focused on the structure-property study of imide functionalized D-A polymers. Here we used thiophene-imide (TPD) as the acceptor moiety and prepare several D-A polymers by varying the donor units. When selecting the donor units, more priority goes to the fused ring systems. One main reason to use imide functionality is due to the, open position of the imide nitrogen, which provides an attaching position to alkyl substituent. Through this we can easily manipulate solubility and solid state packing arrangement. Also these imide acceptors have low-lying LUMOs due to their electron deficient nature and this will allow tuning the optical energy gap by careful choice of donor materials with different electron donating ability. The fourth chapter mainly contribute to the synthesis and structure property study of a completely novel electron acceptor moiety consist of a unsaturated pyrrolidinone unit known as Pechmann dye (PD) core. Pechmann dyes are closely related to the Indigo family. This can refer as 3-butenolide dimer connected via an alkene bridge, containing a benzene ring at the 5 and 5’ positions of the lactone rings. We have prepared several D-A polymers using this PD system with benzodithiophene (BDT) as the donor unit. Different to common D-A polymers the HOMO and LUMO of the PD acceptor moiety are energetically located within the gap of the BDT, so that the electronic and optical properties (HOMO-LUMO transition) are dictated by the PD properties. The promising electronic properties, band gaps, high absorption coefficients and broad absorption suggest this new D-A polymers as an interesting donor material for organic solar cell (OSC) applications.

Organic solar cells (OSC) are interesting as low cost alternative to conventional solar cells. Unsubstituted Metal-phthalocyanines (Pc) are excellent electron donating molecules for heterojunction OSC. Usually organic solar cells with Pcs are produced by vapor deposition, although solution based deposition (like spin casting) is cheaper and offers more possibilities to control the structure of the film. With solution based deposition several parameters (like temperature, solvent and etc.) affect the self-organized structure formation via nucleation and growth. The reason why vapor deposition is typically used is the poor solubility of the metal-phthalocyanines in most common solvents. Furthermore the process of nucleation and growth of Pc aggregates from solution is not well understood. For preparation of Pc films from solution, it is necessary to find the appropriate solvents, assess the solution deposition techniques, such as dip coating, and spin casting. It is necessary to understand the nucleation and growth process for aggregation/precipitation and to use this knowledge to produce nanostructures appropriate for OSC. This is important because the nanostructure of the films determines their performance. In this thesis, optical absorption and the stability of 8 different unsubstituted metal Pc’s were studied quantitatively in 28 different solvents. Among the several solution based deposited thin films produced based on this study, copper phthalocyanine (CuPc) dissolved in trifluoroacetic acid (TFA) is chosen as a model system for an in-depth study. CuPc has sufficient solubility and stability in TFA and upon solution processing forms appropriate structures for OSCs. CuPc molecules aggregate into layers of nanoribbons with a thickness of ~ 1 nm and an adjustable width and length. The morphology and the number of deposited layers in the thin films are controlled by different parameters, like temperature and solution concentration. Material properties of CuPc deposited from TFA are studied in detail via x-ray diffraction, UV-Vis and FT-IR spectroscopy. Atomic force microscopy was used to study the morphology of the dried film. The mechanism of the formation of CuPc nanoribbons from spin casted CuPc/TFA solution in ambient temperature is investigated and explained. The parameters (e.g. solution concentration profile) governing nucleation and growth are calculated based on the spin casting theory of a binary mixture of a nonvolatile solute and evaporative solvent. Based on this and intermolecular interactions between CuPc and substrate a nucleation and growth model is developed explaining the aggregation of CuPc in a supersaturated TFA solution. Finally, a solution processed thin film of CuPc is applied as a donor layer in a functioning bilayer heterojunction OSC and the influence of the structure on OSC performance is studied. / In den vergangenen Jahren wurden kosteneffiziente nasschemische Beschichtungsverfahren für die Herstellung organischer Dünnfilme für verschiedene opto-elektronische Anwendungen entdeckt und weiterentwickelt. Unter anderem wurden Phthalocyanin-Moleküle in photoaktiven Schichten für die Herstellung von Solarzellen intensiv erforscht. Aufgrund der kleinen bzw. unbekannten Löslichkeit wurden Phthalocyanin-Schichten durch Aufdampfverfahren im Vakuum hergestellt. Des Weiteren wurde die Löslichkeit durch chemische Synthese erhöht, was aber die Eigenschaften von Pc beeinträchtigte. In dieser Arbeit wurde die Löslichkeit, optische Absorption und Stabilität von 8 verschiedenen unsubstituierten Metall-Phthalocyaninen in 28 verschiedenen Lösungsmitteln quantitativ gemessen. Wegen ausreichender Löslichkeit, Stabilität und Anwendbarkeit in organischen Solarzellen wurde Kupferphthalocyanin (CuPc) in Trifluoressigsäure (TFA) für weitere Untersuchungen ausgewählt. Durch die Rotationsbeschichtung von CuPc aus TFA Lösung wurde ein dünner Film aus der verdampfenden Lösung auf dem Substrat platziert. Nach dem Verdampfen des Lösungsmittels, die Nanobändern aus CuPc bedecken das Substrat. Die Nanobänder haben eine Dicke von etwa ~ 1 nm (typische Dimension eines CuPc-Molekül) und variierender Breite und Länge, je nach Menge des Materials. Solche Nanobändern können durch Rotationsbeschichtung oder auch durch andere Nassbeschichtungsverfahren, wie Tauchbeschichtung, erzeugt werden. Ähnliche Fibrillen-Strukturen entstehen durch Nassbeschichtung von anderen Metall-Phthalocyaninen, wie Eisen- und Magnesium-Phthalocyanin, aus TFA-Lösung sowie auf anderen Substraten, wie Glas oder Indium Zinnoxid. Materialeigenschaften von aufgebrachten CuPc aus TFA Lösung und CuPc in der Lösung wurden ausführlich mit Röntgenbeugung, Spektroskopie- und Mikroskopie Methoden untersucht. Es wird gezeigt, dass die Nanobänder nicht in der Lösung, sondern durch Verdampfen des Lösungsmittels und der Übersättigung der Lösung entstehen. Die Rasterkraftmikroskopie wurde dazu verwendet, um die Morphologie des getrockneten Films bei unterschiedlicher Konzentration zu studieren. Der Mechanismus der Entstehung der Nanobändern wurde im Detail studiert. Gemäß der Keimbildung und Wachstumstheorie wurde die Entstehung der CuPc Nanobänder aus einer übersättigt Lösung diskutiert. Die Form der Nanobändern wurde unter Berücksichtigung der Wechselwirkung zwischen den Molekülen und dem Substrat diskutiert. Die nassverarbeitete CuPc-Dünnschicht wurde als Donorschicht in organischen Doppelschicht Solarzellen mit C60-Molekül, als Akzeptor eingesetzt. Die Effizienz der Energieumwandlung einer solchen Zelle wurde entsprechend den Schichtdicken der CuPc Schicht untersucht.

Organic solar cells promise electricity generation at very low cost, and higher installation flexibility as compared to inorganic solar cells. The lower cost is achieved by cheaper semiconductors and easier manufacturing processes. The flexibility is naturally given by these ultra-thin, amorphous layers. Also the power conversion efficiency can be high enough for many applications. The organic molecules have to withstand the constant excitation by photons, transport of energy in form of excitons and charge. A small but significant amount of these photons has energy over the absorption gap, the excess of energy must be released without breaking the molecular bonds. In consequence, the solar cells can also heat up to temperatures at above 80°C. The objective of this work is to answer the question if the small molecules organic solar cells can be stable enough to operate under a very long time. The stability of organic doped layers in an organic solar cell is also addressed. This work starts with a general introduction followed by the description of the experimental procedures. The aging experiments of the solar cell were done with a self developed equipment. The fabrication of this equipment (a set of measurement boxes) was necessary to maintain the conditions, under which a solar cell can be aged, as constant as possible. The measurement boxes were used to control the electrical load of the cell, its temperature, the illumination intensity, and its electric connection to the IxV measurement equipment. A software package was also developed to control the equipment and to facilitate the work and visualization of the high volume of collected data. The model solar cells chosen for the aging experiments were donor-acceptor heterojunctions devices formed with the well-known materials C60 and ZnPc. Two basic different structures were analyzed, because they offered reasonable performance and potentially long lifetime: the flat heterojunction (FHJ) and the mixed heterojunction in a Metal-Insulator-p-Semiconductor (m-i-p) configuration. Variations of the FHJ and of the m-i-p structures are also used to verify the limits of the stability of electrically p- and n- doped organic semiconducting layers. The least stable solar cells are the FHJ devices. These devices show a fast initial decrease of all their characteristic conversion parameters but the Voc. After a few hundred hours, the saturation current (current under a reverse bias of 1 V) was almost stable. The saturation current is related to the number of absorbing centers, the decrease indicates that the degradation of the absorbing centers has stopped. With wavelength resolved external quantum efficiency measurements and chemical analysis, it was found that the degradation is related to the oxidation of C60. It was also shown that the use of organic dopants do not significantly affect the lifetime. The results show that the m-i-p solar cells are more stable than the FHJ devices. They are also stable under high temperatures up to 105°C. Outdoor testing also showed that the solar cells remained chemically, electrically and mechanically stable during a 900 h test.

Organische Solarzellen besitzen das Potential für leichte und zugleich flexible photovoltaische Anwendungen, die kostengünstig hergestellt werden können und damit einen Beitrag zur Verminderung der Emission von Kohlendioxid, Methan und Stickoxiden leisten können. Zur Herstellung von organischen Solarzellen werden nur geringe Mengen der organischen Materialien benötigt und die Prozessierung findet bei vergleichsweise geringen Temperaturen statt, was die Abscheidung auf z. B. Plastikfolie ermöglicht. Man unterscheidet drei Arten von organischen Solarzellen. Erstens, Solarzellen bestehend aus kleinen Molekülen, die im Vakuum durch Sublimation auf das Substrat abgeschieden werden. Zweitens, Polymersolarzellen, deren Schichten aus Lösung meist durch „spin-coating“ oder Druckverfahren präpariert werden. Und drittens, „dye-sensitized“ Solarzellen (auch Grätzel-Zellen), die aus einer porösen Schicht Titandioxid und einem flüssigen Elektrolyten für den Ladungsträgertransport bestehen. Diese Arbeit beschäftigt sich ausschließlich mit organischen Solarzellen aus kleinen Molekülen. Die höchsten erreichten Wirkungsgrade organischer Solarzellen aus kleinen Molekülen liegen derzeit bei etwa 5 % . Um die Effizienzen von Solarzellen aus kleinen Molekülen zu steigern, ist es einerseits notwendig das Verständnis der physikalischen und chemischen Prozesse innerhalb der Bauelemente genauer beschreiben zu können, andererseits werden neue Materialien mit optimierten Eigenschaften für die organische Photovoltaik benötigt. In dieser Arbeit wurden zwei Strategien zur Optimierung organischer Solarzellen verfolgt: • Durch die Optimierung des Versatzes der Energieniveaus der organischen Materialien konnte die Leerlaufspannung in einem Modellsystem maximiert werden. An diesem Modellsystem wurden der Ursprung der Leerlaufspannung und die Rekombinationsdynamik von photogenerierten Ladungsträgern untersucht. Bezüglich der Leerlaufspannung zeigen Solarzellen, deren photoaktive Materialien in einer Mischschicht vorliegen, im Vergleich zu Solarzellen, die eine photoaktive Doppelschicht beinhalten, fundamentale Unterschiede . • Des Weiteren wurden neue Thiophenderivate untersucht, die als aktive Materialien in organischen Solarzellen eingesetzt wurden. Durch elektronenziehende Endgruppen wurde das Ionisationspotential der Thiophenderivate abgesenkt und die optische Bandlücke verringert. Das Thiophenderivat DCV3T fungiert in Kombination mit herkömmlichen Donator-Materialien als Akzeptor. In Mischschichten aus DCV3T und C60 kommt es durch einen Hin- und Rücktransfer der Anregungsenergie zwischen den Materialien statt der Generation von freien Ladungsträgern zu einer Erhöhung der Triplett-Exzitonendichte auf DCV3T . Diese Exzitonen besitzen auf Grund der hohen Lebensdauer von Triplett-Exzitonen das Potential für eine erhöhte Exzitonendiffusionslänge, die in einem neuen Solarzellenkonzept ausgenutzt werden konnte . / Organic solar cells have the potential for light weight and flexible applications. They can be manufactured cost-effectively and can thus contribute to the reduction of the emission of carbon dioxide, methane and nitric oxides. In order to manufacture organic solar cells, only small amounts of organic materials are required. They can be processed at comparably low temperatures. Therefore, the fabrication on substrates like plastic foil is possible. Three different types of organic solar cells exist. The first kinds are solar cells prepared from small molecules that are manufactured via sublimation of the material in a vacuum. The second kind are polymer solar cells manufactured from solution by spin coating techniques or ink jet printing. And thirdly, dye sensitized solar cells - also known as Grätzel cells - consisting of a porous layer of titanium dioxide and most commonly a liquid electrolyte for the charge transport. This work deals exclusively with small molecule solar cells. The highest power conversion efficiencies reached by small molecule organic photovoltaics are now in the range of 5 %. In order to increase the efficiencies of solar cells prepared from small molecules, two major aspects must be developed. The understanding of the physical processes within the organic devices must be improved. And secondly, new materials are required with physical properties optimized for organic photovoltaics. In this work, I followed two strategies for optimizing organic solar cells: • By optimizing the offset of energy levels between donor and acceptor material, the open circuit voltage could be increased. In the investigated model system, the origin of the open circuit voltage and the recombination dynamics of photo generated charge carriers were analyzed. Concerning the open circuit voltage, solar cells consisting of a donor acceptor double layer structure, show fundamental differences to solar cells consisting of a donor acceptor blend. • Furthermore, new thiophene derivatives used as photoactive materials were investigated. By the attachment of electron withdrawing end groups, the ionization potential of the oligothiophenes is increased and the optical band gap is reduced at the same time. The investigated thiophene derivative DCV3T acts as an acceptor in combination with the commonly used donor-materials. A back- and forth-transfer of excitation energy is observed in blends of DCV3T and fullerene C60. In these blends, excitons are not separated into free charge carriers. This back and forth transfer leads to an enhancement of the density of triplet excitons on DCV3T. These excitons have a potentially high diffusion length due to the long lifetime of triplet excitons. This effect was utilized in the organic solar cells.

Die steigende Nachfrage nach erneuerbarer elektrischer Energie erfordert neue photovoltaische Technologien. Effiziente organische Solarzellen mit gemischten, absorbierenden organischen Molekülen wandeln Sonnenlicht in Elektrizität um und die jüngsten Rekorde des Wirkungsgrads zeigen das Potenzial für eine alternative Energieerzeugung. Trotz dieser Durchbrüche führt die Verwendung komplexer organischer Moleküle, die zu einer selbstorganisierten Absorberschicht zusammengemischt werden, zu komplizierten Morphologien, die bisher nur unzureichend abgebildet werden konnten. Die Morphologie hat jedoch einen entscheidenden Einfluss auf die Umwandlung von Photonen in Elektronen und auf den Photostrom, was sich auf die Gesamtleistung der Solarzelle auswirkt. Diese Dissertation ist eine Studie über die Morphologie organischer Dünnfilm-Mischschichten in verschiedenen organischen Solarzellen unter Verwendung analytischer Elektronenmikroskopietechniken (REM, TEM, EDX). In einem weiteren Schritt werden auch die Einflüsse der Mikrostruktureigenschaften dieser im Vakuum abgeschiedenen organischen Solarzellen auf ihre elektronischen Eigenschaften untersucht. Diese Studie umfasst bekannte Zinkphthalocyanin- (ZnPc) und Fulleren (C60) Mischschichten (ZnPc:C60) sowie neu entwickelte Materialien, DTDCTB und NGX gemischt mit C60. Auf mikroskopischer Skala wurde der Einfluss der Abscheidung der oben genannten Schichten auf unterschiedlich erhitzte Substrate, sowie deren Auswirkungen auf die elektronische Leistungsfähigkeit untersucht. Es wurden drei sehr unterschiedliche Wachstumssysteme beobachtet: • Filme mit guter Phasentrennung (ZnPc:C60) • Gut gemischte dünne Schichten (DTDCTB:C60) • Selbstorganisierende Nanodrähte (NGX:C60) Um die gewachsene Mikrostruktur zu erklären werden thermodynamische Modelle zur Erklärung der experimentellen Ergebnisse eingesetzt. Diese Arbeit bietet daher einen Rahmen, der die Planung zukünftiger Experimente leiten kann. Für die in dieser Arbeit untersuchten Schichtsysteme konnte die Korrelation zwischen den Präparationsbedingungen und der Leistungsfähigkeit der Solarzellen durch die beobachtete Mikrostruktur und die Phasenseparation von Donor und Akzeptor gut erklärt werden.:1 MOTIVATION AND INTRODUCTION 5 2 THEORETICAL FUNDAMENTALS 2.1 BASICS OF ORGANIC SOLAR CELLS 2.1.1 Organic semiconductors materials 2.1.2 Working principle of organic solar cells 2.1.3 Characteristic curves of solar cells 2.1.4 Concept of bulk heterojunction 2.1.5 Morphology and phase separation 2.2 RELEVANT LENGTH SCALES IN THE STUDY OF ORGANIC SOLAR CELLS 2.3 THE SCANNING ELECTRON MICROSCOPE 2.3.1 Introduction and working principle 2.3.2 Interaction of primary electrons with sample 2.3.3 Detecting SE and BSE electrons 2.3.4 SEM tool with FIB 2.4 THE TRANSMISSION ELECTRON MICROSCOPE 2.4.1 Working principle and components of TEM 2.4.2 Scattering in TEM 2.4.3 Operation modes in TEM 2.5 ANALYTICAL ELECTRON MICROSCOPY 2.5.1 EDX in TEM 2.5.2 EDX with high-tech detectors 2.6 CHALLENGES OF ELECTRON MICROSCOPY ON ORGANIC MATERIALS 2.6.1 Contrast formation and electron scattering 2.6.2 Damage induced by electron beam 2.6.3 Contrast formation and electron scattering 2.6.4 Necessity of low energy microscopy 3 MATERIALS AND METHODS 3.1 DONORS AND ACCEPTOR 3.1.1 The donor ZnPc 3.1.2 The donor DTDCTB 3.1.3 The donor NGX 3.1.1 The acceptor C60 3.2 FABRICATION OF ORGANIC SOLAR CELL DEVICES AND THIN FILMS 3.2.1 Vacuum deposition 3.2.2 Solar cell devices 3.2.3 Electrical Characterization 3.2.4 Organic thin films on the substrate 3.3 ELECTRON MICROSCOPES AND SAMPLE PREPARATION 3.3.1 Cross-sections using focused ion beam 3.3.2 Experimental details used in TEM/SEM 4 RESULTS AND DISCUSSIONS 4.1 ZNPC AS DONOR MATERIAL 4.1.1 Morphology of ZnPc:C60 thin films 4.1.2 Solar cell devices with ZnPc:C60 active layer 4.1.3 Conclusions and discussion 4.2 DTDCTB AS DONOR MATERIAL 4.2.1 Peculiar performance of the solar cell 4.2.2 Morphology of DTDCTB:C60 thin films 4.2.3 Solar cell devices with DTDCTB:C60 active layer 4.2.4 Conclusions and discussion 4.3 NGX AS DONOR MATERIAL 4.3.1 Morphology of NGX:C60 thin films 4.3.2 Conclusions and discussion 5 CONCLUSION AND OUTLOOK 6 APPENDIX A1 NEAREST NEIGHBOR DISTANCE A2 FROM DARK FIELD TEM IMAGES TO THE ELEMENTAL MAP A3 COMPARING THE COMPOSITION OF DARK AND BRIGHT POINTS IN THE EDX-ELEMENTAL A4 ROUGHNESS MEASUREMENTS FROM EDX IMAGES A5 SPECTROSCOPY MEASUREMENTS ON DTDCTB:C60 7 LISTS 7.1 ABBREVIATIONS 1.: Acronyms B2.: Materials B3.: Symbols 7.2 LIST OF FIGURES 7.3 LIST OF TABLES BIBLIOGRAPHY

L'incertitude entourant la production du pétrole et la pollution associée aux fossiles combustibles ainsi que la série d'accidents bien connus de Three Mile Island, Tchernobyl et Fukushima, en plus que le désir de diversifier les sources d'énergie sont des facteurs importants qui favorisent le développement de la technologie des cellules photovoltaïques. Certaines applications de photovoltaïques organiques sont particulièrement intéressantes à cause de la possibilité d'impréssion des circuits et la création de cellules photovoltaïques flexibles sous la forme d'un ruban adhésif. À la suite des études fondamentales de Tang, que l'on appelle hétérojonction en volume (BHJ), des cellules photovoltaïques ont été créées par une séparation de phase du polymère. Certains appareils BHJ sont déjà disponibles dans le commerce, mais leur efficacité photovoltaïque est encore faible. Afin d'améliorer cette efficacité, nous proposons de modéliser le processus critique par lequel une excitation locale ( « un exciton ») se dissocie pour former une paire électron / trou conducteur. Contrairement à la majorité des physiciens specialiste dans l'état solide impliqués dans l'étude de ce problème qui semble ignorer le caractère non-Born-Oppenheimer typique de cet événement, nous prévoyons de traiter cet événement directement par la modélisation photochimique utilisant la dynamique semiclassique (saut de suface de Tully) avec laquelle nous avons déjà une certaine expérience. Comme l'objectif est la compréhension des systèmes très complexes, nous proposons des calculs exploratoires basées sur la méthode TD-DFTB, une version semiempirique de la théorie de la fonctionnelle de densité en fonction du temps (TD-DFT) pour lequel un de nous est bien connu pour son travail pionnier. L'étude sera menée en collaboration avec le groupe ORGAVOLT des développeurs de méthodes ab initio pour la modélisation des BHJs, et avec des groupes à Singapour intéressés par les BHJs, ainsi qu'avec des groupes en Allemagne spécialisés dans la DFTB. / The uncertainty surrounding petroleum production and the pollution associated with fossil fuels plus the series of well-known accidents of Three Mile Island, Chernobyl and Fukushima plus the desire to diversify energy sources are important factors favoring the development of solar cell technology. For certain applications organic photovoltaics are particularly interesting because (for example) of the possibility of printing these circuits and the creation of flexible solar cells in the form of adhesive tape. Following the seminal studies of Tang, so-called bulk heterojunction (BHJ) solarcells have been created by polymer phase separation. Some BHJ divices are already available commercially but their photovoltaic efficiency is still low. In order to aid in the improving this efficiency, we propose to model the critical process by which a local excitation (an "exciton") dissociates to form a conducting electron/hole pair. In contrast with the majority of solid-state physicists involved in studying this problem who seem to ignore the typically non-Born-Oppenheimer character of this event, we planto treat this event directly by photochemical modeling using semiclassical (Tully-type) surface-hopping dynamics with which we already have some experience. As the objective is the comprehension of highly complex systems, we propose exploratory calculations based on the TD-DFTB method, a semiemprical version of the time-dependent density-functional theory (TD-DFT) for which one of us is well-known for his pioneering work. The study will be carried out in collaboration with the ORGAVOLT group of developers of ab initio methods for modeling BHJs, and with groups in Singapore interested by BHJs, as well as with groups in Germany specializing in DFTB.

<p><p lang="en-US">This experimental research thesis describes the combination of conjugated polymers and carbon nanotubes with the fields of electrophoretic deposition (EPD) and organic solar cells. Prior to these contributions, soluble conjugated polymers and carbon nanotubes that have been functionalized by them had not yet been deposited by EPD from solution or by using non-toxic solvents. Additionally, EPD had not yet been utilized to deposit the active layer in a solid organic photovoltaic device. <p lang="en-US">The EPD of soluble conjugated polymer functionalized carbon nanotubes from non-toxic solvents was achieved through an iterative process of experimentation and technique refinement. The developed EPD technique utilized the high pH region at the cathode substrate to neutralize positively charged weak polyelectrolytes macromolecules. Their functional groups were protonated using a minimized amount of acetic acid which also enabled their solubility. Deprotonation of the quaternary ammonium functional groups rendered them neutrally charged and insoluble tertiary amines. This mechanism facilitated the formation of coatings that were predictable and uniform in appearance and thickness. <p lang="en-US">Control over coating thickness was demonstrated by coatings spanning 100 nm to 10 μm. These coatings were produced by adjusting the applied voltage, solution concentration, and tuning the deposition duration. <p lang="en-US">Techniques for the fabrication of a photovoltaic device using an active layer produced by EPD were established though modifications of general organic photovoltaic device fabrication procedures. These modifications involved redesigning the photolithographic ITO etching pattern, adding an insulating barrier strip, thickening the aluminum electrode layer, and switching the top buffer layer from LiF to BCP.</p> / Master of Applied Science (MASc)

Les cellules solaires en couches minces permettent de produire de l'énergie à bas-coût et sans émission de gaz à effet de serre. Dans le but de réaliser des dispositifs toujours plus performants, nous étudions l'impact de l'intégration de nanostructures métalliques (NSs) au sein de cellules solaires organiques (CSO). Ces NSs peuvent alors générer des effets diffusifs et des résonances issues de plasmons de surface. A l'aide d'un modèle numérique FDTD, nous démontrons que l'ingénierie plasmonique peut servir à augmenter l'absorption dans le matériau photoactif tout en limitant l'énergie perdue sous forme de chaleur dans les NSs. L'influence de paramètres opto-géométriques de structures associant matériaux organiques et effets plasmoniques est étudiée (diamètre, position des particules dans la couche et période du réseau de particules sphériques). Expérimentalement, des NSs d'argent ont été réalisées par évaporation sous vide puis intégrées dans des couches organiques. Nous avons mesuré une exaltation de l'absorption optique dans la gamme spectrale utile à la photo-conversion. Trois architectures différentes de CSO plasmonique ont été fabriquées et caractérisées par MEB, TEM et ToF-SIMS, puis modélisées, permettant d'identifier des verrous technologiques et de proposer des pistes d'amélioration. Nous avons aussi intégré des NSs au sein d'un empilement transparent et conducteur de type oxyde/métal/oxyde, dans le but de remplacer l'électrode classique en oxyde d'indium et d'étain d'une CSO. Le rôle de chaque couche de l'empilement sur le comportement optique de l'électrode est discuté. Les épaisseurs des couches d'une électrode de type ZnO/Ag/ZnO ont été optimisées. / Thin-film solar cells are able to produce low-cost energy without greenhouse gas emissions. In order to increase devices performance, we investigate the impact of metallic nanostructures (NSs) integrated in organic solar cells (OSC). These NSs can generate scattering effects and surface plasmon resonances. Using FDTD modeling, we demonstrate that plasmon engineering can be used to increase light absorption in a photoactive material while minimizing the energy lost as heat in the NSs. The influence of opto-geometrical parameters of plasmonic structures in organic material is investigated (diameter, position of particles in the layer and period of spherical particles array). Experimentally, silver NSs are deposited by evaporation and incorporated into an organic layer. We measured an optical absorption enhancement in the spectral range useful for photo-conversion. Three different architectures of plasmonic OSC are fabricated and characterized by SEM, TEM and ToF-SIMS, then modeled, allowing us to identify some technological obstacles and to propose possible improvements. We also integrated NSs inside a transparent and conductive multilayer stack composed of oxide/metal/oxide, in the aim of replacing the traditional indium tin oxide electrode of a OSC. The role of each layer of the stack on the electrode optical behavior is discussed. Layers thicknesses of a ZnO/Ag/ZnO electrode were optimized.

L'une des approches pour améliorer les performances des cellules solaires organiques, sans augmenter l'épaisseur de la couche photoactive, consiste à incorporer des nanoparticules (NPs) métalliques dans cette couche ou à proximité pour bénéficier de la diffusion de la lumière incidente ou de résonances de plasmons de surface localisés. Cependant, ces NPs métalliques peuvent engendrer des recombinaisons des porteurs de charges électriques, créer des court-circuits ou favoriser l'extinction des excitons au contact du métal. Une solution est alors de protéger ces NPs métalliques par un revêtement diélectrique (coquille ou couche fine). L'objectif de cette thèse est d'étudier l'influence de nanostructures de type cœur–coquille (métal-diélectrique) sur les performances optiques et photoélectriques de cellules solaires organiques, à l'aide de modélisations numériques et de réalisations expérimentales. Dans un premier temps, une étude numérique prédictive, basée sur une modélisation par méthode FDTD, nous a permis d'analyser l'influence de paramètres architecturaux et opto-géométriques sur les propriétés optiques de cellules solaires plasmoniques. Par la suite, nous avons synthétisé et caractérisé des nanosphères (NSs) avec un cœur métallique en argent ou en or recouverts d'une fine coquille de silice. L'incorporation de NSs Ag@SiO2 synthétisées (voie humide) ou de NPs Ag/SiO2 déposées par évaporation (voie sèche) dans des cellules solaires à architecture inverse ont permis d'augmenter le photocourant de 12% ou de 18% respectivement par rapport à la cellule de référence (sans NSs). / One of the approaches to improve the organic solar cells performance without increasing the thickness of the photoactive layer is to incorporate metallic nanoparticles (NPs) in this layer or in its proximity to have benefited from light scattering or localized surface plasmon resonance effects. However, these NPs can generate charge carriers recombination, short circuits or exciton quenching due to the contact with the metal. A solution is then to coat these MNPs with a dielectric (thin shell or layer) to protect them. The objective of this thesis is to study the influence of metal­dielectric core­shell nanostructures on the optical and photoelectric performances of organic solar cells, by using numerical modeling and experiments. First, a predictive numerical analysis by FDTD modeling allowed us to optimize the influence of architectural and optogeometric parameters on optical properties of plasmonic organic solar cells. Silver or gold core nanospheres (NSs) coated with a thin silica shell were synthesized and characterized. Finally, the integration of chemically synthesized Ag@SiO 2 NSs (wet process) or Ag/SiO 2 NPs deposited by evaporation (dry process) in inverted organic solar cells has increased the photocurrent by 12% or 18%, respectively, compared to the reference cell(without NSs).

Diese Dissertation leistet einen Beitrag zum Verständnis des Energie- und Elektronentransfers innerhalb von neuartigen supramolekularen Strukturen, die aus einem zentralen Phthalocyanin und zwei axial angekoppelten Porphyrinen bestehen. Zwei solcher Trimere, welche die koordinative Ankopplung von Porphyrinen über ein Silizium-Zentralatom des Phthalocyanins nutzen, wurden im Rahmen der Arbeit zum ersten Mal quantitativ bezüglich auftretender innermolekularer Transferprozesse charakterisiert. Ziel war die Beantwortung der Frage, ob diese Substanzklasse die wunschgemässe Vereinigung von Lichtsammlung und Ladungstrennung ermöglicht. Aus der Kombination der Messdaten, aufgenommen mit einer Vielzahl von Messverfahren, konnten für die beiden untersuchten Trimere in zwei unterschiedlich polaren Lösungsmitteln die Ratenkonstanten der Energie- und Ladungstransferkanäle ermittelt werden. In allen Fällen findet ein effizienter Ladungstransfer von den Porphyrinen zum Phthalocyanin und ein Lochtransfer vom Phthalocyanin zu einem der beiden Porphyrine statt. Dieses Ergebnis bestätigt die Erwartung, dass Lichtsammlung und Ladungstrennung in diesem Molekül vereint auftreten. Zusätzlich zu den beiden oben erwähnten Prozessen findet je nach Lösungmittelpolarität und Struktur der Porphyrine ein dem Energietransfer paralleler Elektronentransfer und ein Ladungsrücktransfer statt. Allerdings zerfällt der ladungsseparierte Zustand zu schnell, was eine praktische Nutzung der untersuchten Verbindungen in Solarzellen noch verhindert und ihre Weiterentwicklung erfordert. / This thesis contributes to the comprehension of energy and electron transfer within novel supra-molecular structures, denominated triads, consisting of a central phthalocyanine axially-coupled to two porphyrins. In the course of this thesis, two of the trimers, were quantitatively characterized regarding their intramolecular transfer processes. Both feature a dative bond between the porphyrins and the phthalocyanine via the central silicium atom of the latter. These investigations aimed at answering whether this class of compounds allows the desired combination of light harvesting and charge separation. The rate constants of both investigated trimers in two solvents with different polarity were determined by the combination of data from a variety of measurement methods. An efficient charge transfer from the porphyrins to the phthalocyanine and a hole transfer from the phthalocyanine to one of the porphyrins occurs in all investigated cases. This result confirms the prospect that light harvesting and charge separation can occur combined in one molecule. Depending on solvent polarity and the structure of the porphyrines, electron transfer parallel to the energy transfer and a charge back transfer takes place in addition to both above-mentioned processes. However, the charge-separated state of the investigated substances decays to fast, still preventing a practical utilization of these compounds in solar cells and necessitating further developments.