Cette thèse a comme sujet général l’étude théorique de deux aspects de la physique des systèmes d’électrons 4f. La première partie est consacrée aux systèmes intermétalliques de lanthanides à valence intermédiaire ou possédant une transition de valence. Dans ce but, nous étudions une version étendue du modèle d’Anderson périodique, auquel est ajoutée une interaction coulombienne entre les électrons de conduction et les électrons f localisés (intéraction de Falico-Kimball). Si cette interaction est plus forte qu’une valeur critique, le changement de valence n’est plus continu, mais devient discontinu. Le modèle est traité par un ensemble de approximations appropriées aux échelles d’énergie du problème : Hubbard I et champ moyen.Le diagramme de phases du modèle à température nulle et l’évolution de la valence avec les paramètres du modèle sont déterminés. En plus, les effets d’un champ magnétique extérieur et des interactions ferromagnétiques entre les électrons localisés sont examinés. Nos résultats sont comparés à quelques composés à base de Yb et Eu, comme YbCu2Si2, YbMn6Ge6-xSnx and EuRh2Ir2.Dans la deuxième partie nous étudions des systèmes de lanthanides dans lesquels le nombre d’atomes magnétiques localisés peut être modifié par substitution par des atomes non-magnétiques (Alliages Kondo). Dans ces systèmes il est possible de passer du régime d’impureté Kondo au régime de réseau Kondo ; à basse température ces deux régimes sont des liquides de Fermi dont les caractéristiques sont différentes. Le modèle d’alliage Kondo est étudié dans la théorie du champ moyen dynamique statistique, qui traite différents aspects du désordre et qui est formellement exacte dans un arbre de Bethe avec un nombre de coordination quelconque.Les distributions des paramètres de champ moyen, des densité d’états locales et d’autres quantités locales sont présentées en fonction des paramètres du modèle, en particulier la concentration de moments magnétiques x, le nombre d’électrons de conduction par site nc, et la valeur de l’interaction Kondo JK. Nos résultats montrent une différence nette entre les régimes d’impureté et de réseau pour une interaction Kondo forte. Pour des concentrations intermédiaires (proches de la concentration des électrons de conduction), le système est dominé par le désordre et des indications d’un comportement non-liquide de Fermi et d’une localisation des états électroniques sont observés. Ces caractéristiques disparaissent quand l’interaction Kondo est faible. Nous discutons aussi la question d’une basse dimensionnalité et la relation avec le problème de percolation dans ces systèmes. / The topics of the thesis concerns two theoretical aspects of the physics of 4f electron systems.In the first part the topic of intermediate valence and valence transitions in lanthanide systems is explored. For that purpose, we study an extended version of the Periodic Anderson Model which includes the Coulomb interaction between conduction electrons and the localized f electrons (Falicov-Kimball interaction). If it is larger than a critical value, this interaction can transform a smooth valence change into a discontinuous valence transition. The model is treated in a combination of Hubbard-I and mean-field approximations, suitable for the energy scales of the problem.The zero temperature phase diagram of the model is established. It shows the evolution of the valence with respect to the model parameters. Moreover, the effects of an external magnetic field and ferromagnetic interactions on the valence transitions are investigated. Our results are compared to selected Yb- and Eu-based compounds, such as YbCu2Si2, YbMn6Ge6-xSnx and EuRh2Ir2.In the second part of the thesis, we study lanthanide systems in which the number of local magnetic atoms is tuned by substitution of non-magnetic atoms, also known as Kondo Alloys. In such systems it is possible to go from the single Kondo impurity to the Kondo lattice regime, both characterized by different type of Fermi liquids. The Kondo Alloy model is studied within the Statistical Dynamical Mean-Field Theory, which treats different aspects of disorder and is formally exact in a Bethe lattice of any coordination number.The distributions of the mean-field parameters, the local density of states and other local quantities are presented as a function of model parameters, in particular the concentration of magnetic moments x, the number of conduction electrons per site nc and the Kondo interaction strength JK. Our results show a clear distinction between the impurity (x<<1) and the lattice (x≈1) regimes for a strong Kondo interaction. For intermediate concentrations (x≈nc), the system is dominated by disorder effects and indications of Non-Fermi liquid behavior and localization of electronic states are observed. These features disappear if the Kondo interaction is weak. We further discuss the issue of low dimensionality and its relation to the percolation problem in such systems.

In the present work the Roth s two-pole approximation (Phys. Rev. 184, 451 (1969)) has been used to investigate the role of d− p hybridization in the normal and superconducting states of an extended d− p Hubbard model. Superconductivity with singlet dx2−y2 -wave pairing is treated by following Beenen and Edwards formalism (Phys. Rev. B 52, 13636 (1995)). In the first part of this work, the effects of the hybridization on the superconductivity, in the hole-doped regime, have been studied treating Roth s band shift within two different approximations. In the first one, the band shift has been calculated in the limit U →¥ (U is the Coulomb interaction), with zero temperature and without consider the superconducting effects. These regards, are restrict to the band shift. In the other parts of the problem, U, the temperature and the superconducting effects have been considered finites. In the second approximation, the Coulomb interaction, the temperature and the superconductivity have been considered in the calculation of some relevant correlation functions present in the Roth s band shift. The obtained results show that the hybridization acts in the sense of to suppresses the superconductivity. Also, it has been verified that the first approximation overstimates the effects of the hybridization on the superconductivity. In the second part of these work, hoppings to second-nearest-neighbors have been included in the model with the purpose of reproduces adequately the asymetries (mainly those related with the Fermi surface, band structure and phase diagram) between the hole- and electron-doped systems. Particularly, it is shown that the crossover from hole-like to electronlike Fermi surface is deeply affected by the d − p hybridization in the hole doping case. It has been verified that the effect of the hybridization is most pronounced around the saddle-points, where the superconducting gap is maximum in the particular case of dx2−y2 -wave symmetry. As a consequence, the critical temperature Tc is directly affected by the hibridization. Moreover, the obtained results suggest that in the hole doped regime, the hybridization may act on the transport properties of the system due to the sign changes of the Hall coefficient when the crossover of the Fermi surface occurs. In the electron doped case, the crossover in the Fermi surface is not verified. Nevertheless, as the hybridization suppresses the density of states near the Fermi level, the superconductivity is affected. The topology of the Fermi surface in the hole and electron doping regime agree with recent experimental ARPES results for La2−xSrxCuO4 (hole doping) and Nd2−xCexCuO4 (electron doping). / Neste trabalho, foi usada a aproximação de dois-pólos proposta por L. Roth (Phys. Rev. 184, 451 (1969)), para investigar os efeitos da hibridização no estado normal e no estado supercondutor de um modelo de Hubbard d − p. Para tratar supercondutividade com simetria dx2−y2 , usou-se o procedimento de fatorização proposto por Beenen e Edwards (Phys. Rev. B 52, 13636 (1995)). Na primeira parte do trabalho, os efeitos da hibridização sobre a upercondutividade, foram investigados considerando-se duas aproximações diferentes para calcular o deslocamento de banda. O deslocamento de banda surge quando tratamos as equações de movimento das funções de Green através do método de L. Roth. Na primeira aproximação o deslocamento foi calculado para U →¥ (U ´e a interação coulombiana), temperatura igual a zero, e sem incluir os efeitos da supercondutividade. É importante destacar que essas considerações foram feitas apenas no deslocamento, as outras partes do problema foram tratadas considerando finitas, as quantidades citadas acima. Na segunda aproximação, o deslocamento de banda foi estudado incluíndo-se os efeitos de U, da temperatura e da supercondutividade. Nos dois casos observou-se que a hibridização atua no sentido de suprimir a supercondutividade. Verificou-se também que na primeira aproximação considerada no cálculo do deslocamento de banda, os efeitos da hibridização sobre a supercondutividade, são superestimados. Isso ocorre porque certas funções correlação presentes no deslocamento de banda desaparecem no limite U →¥. Na segunda parte deste trabalho, incluiu-se no modelo, um termo de salto ( hopping ) para os segundos vizinhos de um sítio i. Esse termo foi ncluído com o objetivo de reproduzir adequadamente as assimetrias entre o regime de dopagem por buracos e o regime de dopagem por elétrons. No caso particular de dopagem por buracos, observou-se que a mudança na natureza da superfície de Fermi de buraco para elétron, profundamente afetada pela hibridização. Além disso, verificou-se que o efeito da hibridização ´e mais intenso nas regiões dos pontos de sela, nas quais o gap supercondutor ´e máximo devido à simetria dx2−y2 . Com isso, a temperatura crítica de transiçãoo (Tc) do estado normal para o estado supercondutor, também é afetada pela hibridização. Os resultados sugerem também, que no caso de dopagem por buracos, a hibridização interfere no valor de dopagem em que ocorre a mudança no sinal do coeficiente Hall, portanto deve afetar também as propriedades de transportes do sistema. No caso de dopagem por elétrons, não foi verificado nenhuma mudança na natureza da superf´ıcie de Fermi. No entanto, como a hibridização aumenta a largura das bandas e dimimui a densidade de estados no nível de Fermi, neste caso a supercondutividade também é afetada. A topologia da superfície de Fermi nos regimes de dopagen por buracos e por elétrons concorda bem com resultados experimentais de ARPES obtidos recentemente para o composto La2−xSrxCuO4 (dopado por buracos) e para o composto Nd2−xCexCuO4 (dopado por elétrons).

Thermal conductivity and thermopower measurements in strongly correlated electron systems at low temperatures

Unconventional superconductivity continues to be one of the most striking chapters in condensed matter physics, by posing challenges to our theoretical understanding of its origin. During the last three decades a large number of unconventional superconductors with exotic properties have been found arising great interest, such as the heavy fermion systems, high Tc cuprates as well as the Iron based superconductors etc. Sr2RuO4, the material I have studied, can be considered as an exemplary case in this regard. In spite of more than two decades of comprehensive research, Sr2RuO4 remains one of the most compelling superconductors till date. Various experimental results give evidence that the superconductivity of Sr2RuO4 is chiral: including measurements of the Kerr effect, sound velocities, critical currents across junctions, and muon spin relaxation(μSR), the experimental technique at the heart of this dissertation. Recent NMR Knight shift measurements suggests that the pairing is most likely spin-singlet, and in the tetragonal lattice of Sr2RuO4, the combination of singlet pairing and chirality compels consideration of an seemingly unlikely order parameter: dxz ± idyz. It is unlikely because it comes along with a horizontal line node at kz = 0, whereas Sr2RuO4 has a very low c-axis conductivity. And that makes the question whether or not the superconductivity of Sr2RuO4 is chiral, of great importance. This calls for an unique scenario in regard to our understanding of unconventional superconductivity, as the presence of chirality in Sr2RuO4 might imply a new form of pairing, which is yet to be firmly determined. Chiral superconductors break time reversal symmetry by definition, and in general time-reversal-symmetry breaking (TRSB) superconductivity indicates complex two component order parameters. Probing Sr2RuO4 under uniaxial pressure offers the possibility to lift the degeneracy between such components. However, despite strenuous efforts, a splitting of the superconducting and TRSB transitions under uniaxial pressure has not been observed so far. In this thesis, I report muon spin relaxation measurements on Sr2RuO4 samples, placed under uniaxial stress. The relatively large sample size suitable for μSR demanded for a customized uniaxial pressure cell in order to perform our experiments. It has been a technically challenging task to have a fully fledged uniaxial pressure cell with stringent requirements, that is suitable for time restricted facility experiments like μSR. The technical advancement has been documented thoroughly in this thesis. Using the dedicated uniaxial pressure cell, we observed the much awaited stress induced splitting between the onset temperatures of superconductivity and time reversal symmetry breaking, consistent with the qualitative expectations for a chiral order parameter in Sr2RuO4. In addition to that, we report the appearance of a bulk magnetic order in Sr2RuO4 under higher uniaxial stress for the first time, above the critical pressure at which a Lifshitz transition is known to occur. The signal in the state appearing at high stress qualitatively differs from that in the TRSB state in unstressed Sr2RuO4, which provides evidence that the enhanced muon spin relaxation at lower stresses is not a consequence of conventional magnetism. As a whole, our results strongly support the idea of two-component superconducting order parameter in Sr2RuO4, that breaks time-reversal symmetry.

Within condensed matter physics, systems with strong electronic correlations give rise to fascinating phenomena which characteristically require a physical description beyond a one-electron theory, such as high temperature superconductivity, or Mott metal-insulator transitions. In this thesis, a class of strongly correlated electron systems is considered. These systems exhibit fractionally charged excitations with charge +e/2 or -e/2 in two dimensions (2D) and three dimensions (3D), a consequence of both strong correlations and the geometrical frustration of the interactions on the underlying lattices. Such geometrically frustrated systems are typically characterized by a high density of low-lying excitations, leading to various interesting physical effects. This thesis constitutes a study of a model of spinless fermions on the geometrically frustrated kagome lattice. Focus is given in particular to the regime in which nearest-neighbour repulsions V are large in comparison with hopping t between neighbouring sites, the regime in which excitations with fractional charge occur. In the classical limit t = 0, the geometric frustration results in a macroscopically large ground-state degeneracy. This degeneracy is lifted by quantum fluctuations. A low-energy effective Hamiltonian is derived for the spinless fermion model for the case of 1/3 filling in the regime where |t| << V . In this limit, the effective Hamiltonian is given by ring-exchange of order ~ t^3/V^2, lifting the degeneracy. The effective model is shown to be equivalent to a corresponding hard-core bosonic model due to a gauge invariance which removes the fermionic sign problem. The model is furthermore mapped directly to a Quantum Dimer model on the hexagonal lattice. Through the mapping it is determined that the kagome lattice model exhibits plaquette order in the ground state and also that fractional charges within the model are linearly confined. Subsequently a doped version of the effective model is studied, for the case where exactly one spinless fermion is added or subtracted from the system at 1/3 filling. The sign of the newly introduced hopping term is shown to be removable due to a gauge invariance for the case of hole doping. This gauge invariance is a direct result of the bipartite nature of the hole hopping and is confirmed numerically in spectral density calculations. For further understanding of the low-energy physics, a derivation of the model gauge field theory is presented and discussed in relation to the confining quantum electrodynamic in two dimensions. Exact diagonalization calculations illustrate the nature of the fractional charge confinement in terms of the string tension between a bound pair of defects. The calculations employ topological symmetries that exist for the manifold of ground-state configurations. Dynamical calculations of the spectral densities are considered for the full spinless fermion Hamiltonian and compared in the strongly correlated regime with the doped effective Hamiltonian. Calculations for the effective Hamiltonian are then presented for the strongly correlated regime where |t| << V . In the limit g << |t|, the fractional charges are shown to be effectively free in the context of the finite clusters studied. Prominent features of the spectral densities at the Gamma point for the hole and particle contributions are attributed to approximate eigenfunctions of the spinless fermion Hamiltonian in this limit. This is confirmed through an analytical derivation. The case of g ~ t is then considered, as in this case the confinement of the fractional charges is observable in the spectral densities calculated for finite clusters. The bound states for the effectively confined defect pair are qualitatively estimated through the solution of the time-independent Schroedinger equation for a potential which scales linearly with g. The double-peaked feature of spectral density calculations over a range of g values can thus be interpreted as a signature of the confinement of the fractionally charged defect pair. Furthermore, the metal-insulator transition for the effective Hamiltonian is studied for both t > 0 and t < 0. Exact diagonalization calculations are found to be consistent with the predictions of the effective model. Further calculations confirm that the sign of t is rendered inconsequential due to the gauge invariance for g in the regime |t| << V . The charge-order melting metal-insulator transition is studied through density-matrix renormalization group calculations. The opening of the energy gap is found to differ for the two signs of t, reflecting the difference in the band structure at the Fermi level in each case. The qualitative nature of transition in each case is discussed. As a step towards a realization of the model in experiment, density-density correlation functions are introduced and such a calculation is shown for the plaquette phase for the effective model Hamiltonian at 1/3 filling in the absence of defects. Finally, the open problem of statistics of the fractional charges is discussed.

This PhD thesis focuses on the mutual interplay of frustration and quenched disorder in magnetic insulators. Frustrated quantum magnets are known to host a plethora of interesting many-body phenomena ranging from noncollinear N\'el ordering to spin liquid phases. In this thesis, the consequences of the breakdown of translation symmetry, a widely occurring phenomenon in real materials, are studied in several examples of frustrated spin systems. The thesis is split into two parts dedicated to different kinds of frustrated magnets and the effects of quenched random perturbations in them. In the first part, bond randomness in frustrated noncollinear ordering is considered. Noncollinear magnetic orders originating from the spontaneous breakdown of continuous spin rotation symmetries at zero temperature are found to be unstable in the presence of exchange randomness. It is shown that in this case, the frustrated N\'{e}el ordering is destroyed for any magnitude of random exchange disorder. The resulting disordered ground states, however, possess interesting distinctions depending on the precise nature of the broken spin rotation symmetry. For SU(2) Heisenberg spins, it is demonstrated that the weak disordered ground describes a classical spin glass at zero temperature with a finite correlation length. At higher disorder, enhanced quantum fluctuations are predicted to modify that ground state into a random-singlet-like form. On the other hand, for noncollinear XY spin systems with U(1) or SO(2) symmetry which have stable integer-valued vortex topological defects, it is instead found that the weak disorder and the strong disorder ground states are distinct even at the classical level. The former has a quasi-long range order spin arrangement, while the latter exhibits a truly short-range ordered state. These two phases are shown to be separated by a Kosterlitz-Thouless-like phase transition point where vortex unbinding takes place. The spontaneously broken chiral degeneracy of noncollinear N\'el ordering is witnessed to be robust up to the point of the vortex-driven phase transition. In the second part of the thesis, the focus is switched to the effects of quenched disorder on quantum spin liquids. These are quantum disordered phases of matter with long-range entanglement, topological order, and fractionalised excitations that often arise in frustrated spin systems. The U(1) Dirac spin liquid with its magnetic monopole excitations has been identified as a parent state for N\'{e}el, valence-bond solid, and algebraic spin liquid phases. In this thesis, the fate of this state is studied in the presence of quenched random perturbations. It is demonstrated that a wide class of random perturbations induce monopole-driven confinement of the fractionalised quasi-particles of the spin liquid, leading to the onset of a spin glass-like order. Finally, dilution effects in the $\rm Z_2$ spin liquid phase of the Kitaev model are discussed in the presence of generic symmetry allowed interactions. The spin-liquid state remains stable when the non-Kitaev perturbations and dilution are small. However, the low-energy properties of the ground state are altered. It is shown that the degeneracies from the Majorana zero modes, which are known to localise at defect sites of the Kitaev spin liquid, are generically lifted by the non-Kitaev perturbations. Consequently, a dilution-tuned impurity band with a finite density of states is found to emerge.

Matériaux dans lesquels les électrons responsables des propriétés de basse énergie son soumis à fortes corrélations sont aujourd'hui très étudiés à la recherche de nouvelles phases émergentes aux propriétés surprenantes et/ou utiles.Les supraconducteurs à base de fer (IBSC) sont maintenant considérés dans cette classe de composés. En utilissant des techniques multi-corps nécessaires pour le traitement théorique de ces corrélations (théorie du champ moyen de spin esclave - SSMFT et théorie du champ moyen dynamique - DMFT - en conjonction avec la théorie du fonctionnelle de la densité, DFT), dans cette thèse, j'etudie plusieurs propriétés d'IBSC.D’abord, j'analyse les composés très dopés de la famille de IBSC, qui montrent expérimentalement certains comportements typiques des ``fermions lourds'', des composés typiquement des terres rares ou des actinides, où des électrons extrêmement corrélés coexistent avec des électrons moins corrélés. En particulier je me concentre sur la chaleur spécifique et le pouvoir thermoélectrique et je montre comment ces propriétés peuvent être comprises dans le paradigme récemment développé ``métaux de Hund''. En effet, l’échange intra-atomique (le ``couplage de Hund'') est responsable de ces matériaux à éléments métal de transition en montrant la physique des fermions lourds. Je montre aussi que les caractéristiques typiquement fermions-lourds du spectre d’excitation, connues car les singularités de Van Hove sont bien capturées par notre modélisation au sein de DFT+SSMFT. J'utilise ensuite DMFT dans un modèle afin d'étudier l'impact direct des singularités de Van Hove sur la force des corrélations.Dans une seconde partie, je montre comment FeSe, le IBSC actuellement le plus étudié, se trouve également dans une phase métal de Hund, mais il est amené à la frontière de cette phase par la pression. Cette frontière est liée à une augmentation de la compressibilité électronique qui est positivement corrélée à l’augmentation de la supraconductivité trouvée dans les expériences.Je réalise une étude analogue sur le détenteur du record pour la température supraconductrice critique la plus élevée, la monocouche FeSe où je trouve également une compressibilité augmentée. Cela appuie la récente proposition selon laquelle la frontière du métal de Hund favorise la supraconductivité à haute température.Enfin, j'étudie la nature du magnétisme dans une autre famille de IBSC, les germanides de fer. J'explore différents ordres magnétiques possibles avec des simulations DFT et leur concurrence (ce qui peut en principe favoriser la supraconductivité) dans plusieurs composés où différents substitutions sont appliquées au composé parent YFe2Ge2. J'étudie également l'effet de la pression chimique sur ce composé. / Materials where the electrons responsible for the low-energy properties experience strong correlations are today very investigated in search of emerging new phases with surprising and/or useful properties. Iron-based superconductors (IBSC) are now considered in this class of compounds. Using the many-body techniques necessary for the theoretical treatment of these correlations (slave-spin mean field theory - SSMFT- and dynamical mean field theory - DMFT- in conjunction with density functional theory, DFT), in this thesis I address several properties of IBSC.First I analyze the very hole-doped compounds in the IBSC family, that show experimentally some behaviors typical of the so-called “heavy fermions”, compounds typically of rare earth or actinides, where extremely correlated electrons coexist with others less correlated. In particular I focus on the specific heat and the thermoelectric power and show how these properties can be understood in the recently developed paradigm of “Hund’s metals”. Indeed the intra-atomic exchange (the “Hund’s coupling”) is responsible for these materials of transition metal elements showing heavy-fermionic physics. I show also that typical heavy-fermionic features of the excitation spectrum, known as Van Hove singularities are well captured by our modelization within DFT+SSMFT. I then use DMFT in a model in order to study the direct impact of the Van Hove singularities on the strength of correlations.In a second part I show how FeSe, the presently most studied IBSC, is also in a Hund’s metal phase, but it is brought to the frontier of this phase by pressure. This frontier is connected to an enhancement of the electronic compressibility which correlates positively then with the enhancement of superconductivity found in experiments. I perform an analogous study on the record holder for the highest critical superconducting temperature, the monolayer FeSe where I also find an enhanced compressibility. This supports the recent proposal that the frontier of a Hund's metal favors high-temperature superconductivity.Finally I study the nature of magnetism in another family of IBSC, the iron-germanides. I explore different possible magnetic orders with DFT simulations and study their competition (which can in principle favor superconductivity) in several compounds where different chemical substitutions are applied to the parent compound YFe2Ge2. I also study the effect of chemical pressure on this compound.

In der vorliegenden Arbeit wird der Einfluß der reduzierten Translationssymmetrie auf die magnetischen Eigenschaften in dünnen Filmen und an Oberflächen auf der Basis des stark korrelierten Hubbard-Modells untersucht. Zunächst wird die Möglichkeit von spontanem Ferromagnetismus im Hubbard-Modell für translationssymmetrische Systeme diskutiert.Verschiedene Näherungsmethoden zur Lösung des Vielteilchenproblems des Hubbard-Modells werden detailliert beschrieben und mit Ergeb nissen von Quanten-Monte-Carlo-Rechnungen verglichen. Die Konsistenz mit exakten Resultaten über die grobe Struktur der Ein-Teilchen-Spektraldichte im Limes starker Coulomb- Wechselwirkung zwischen den Elektronen erweist sich als essentiell wichtig für eine qualitativ korrekte Beschreibung von spontanem Ferromagnetismus. Das Temperaturverhalten in der ferromagnetischen Phase wird anhand von Magnetisierungs kurven sowie mit Hilfe des spinabhängigen Quasiteilchenspekt rums ausführlich diskutiert. Ein genaues Verständnis der Physik des Volumensystems liefert die Basis für den Übergang zu Systemen mit reduzierter Translationssymmetrie. Es wird eine Methode vorgestellt mit der sich approximative Theorien für das translationssymmetrische Hubbard-Modell auf die Behandlung von Filmsystemen verallgemeinern lassen. Die magnetischen Eigenschaften dünner Hubbard-Filme werden mit Hilfe der lagenabhängigen Magnetisierung als Funktion der Temperatur sowie der Filmdicke diskutiert. Die Abhängigkeit der Curie-Temperatur von der Filmdicke wird untersucht. Insbesondere wird auf die Frage nach der magnetischen Stabilität an der Oberfläche eingegangen. In stark korrelierten Elektronensystemen ist für endliche Temperaturen die magnetische Stabilität an der Oberfläche reduziert im Vergleich zu den inneren Lagen, obwohl auf der Basis des bekannten Stoner-Bildes für Bandmagnetismus genau der gegenteilige Trend zu erwarten wäre. Es wird gezeigt,daß sich dieses Verhalten anhand einfacher Argumente versteh en läßt. Die magnetischen Eigenschaften der Hubbard-Filme lassen sich im Detail mit Hilfe der lokalen Quasiteilchenzus tandsdichte sowie der wellenvektorabhängigen Spektraldichte analysieren. Die elektronische Struktur zeigt eine ausgeprägte Spin-, Lagen- und Temperaturabhängigkeit. In einem weiteren Teil der Arbeit wird der temperaturgetrieb ene Reorientierungsübergang der Magnetisierungsrichtung in dünnen metallischen Filmen untersucht. Dazu müssen die die Hubbard-Filme um anisotrope Beiträge der Dipol-Wechselwir kung und der Spin-Bahn-Wechsel wirkung erweitert werden. Das Wechselspiel von Dipol- und Spin-Bahn-Anisotropie führt unter gewissen Bedingungen zu einem Reorientierungsübergang als Funktion der Temperatur. Im Rahmen des hier vorgestellten Zugangs lassen sich sowohl Reorientierungsüber gänge von einer senkrechten in eine parallele Position ("Fe-artig") als auch Reorientierungsübergänge von einer parallelen in eine senkrechte Position ("Ni-artig") der Magnetisierung qualitativ korrekt beschreiben. / In this work the influence of the reduced translational symmetry on the magnetic properties of thin itinerant-electr on films and surfaces is investigated within the strongly correlated Hubbard model. Firstly, the possibility of spontaneous ferromagnetism in the Hubbard model is discussed for the case of systems with full translational symmetry. Different approximation schemes for the solution of the many -body problem of the Hubbard model are introduced and discussed in detail. It is found that it is vital for a reasonable description of spontaneous ferromagnetism to be consistent with exact results concerning the general shape of the single-electron spectral density in the limit of strong Coulomb interaction between the electrons. The temperature dependence of the ferromagnetic solutions is discussed in detail by use of the magnetization curves as well as the spin-dependent quasiparticle spectrum. For the investigation of thin films and surfaces the approximation schemes for the bulk system have to be generalized to deal with the reduced translational symmetry. The magnetic behavior of thin Hubbard films is investigated by use of the layer-dependent magnetization as a function of temperature as well as the thickness of the film. The Curie-temperature is calculated as a function of the film thickness. Further, the magnetic stability at the surface is discussed in detail. Here it is found that for strong Coulomb interaction the magnetic stability at finite temperatures is reduced at the surface compared to the inner layers. This observation clearly contradicts the well-known Stoner picture of bandmagnetism and can be explained in terms of general arguments which are based on exact results in the limit of strong Coulomb interaction. The magnetic behavior of the Hubbard films can be analyzed in detail by inspecting the local quasiparticle density of states as well as the wave vector dependent spectral density. The electronic structure is found to be strongly spin-, layer-, and temperature- dependent. The last part of this work is concerned about the temperature-driven reorientation transition in thin metallic films. For the description of the magnetic anisotropy in thin films the dipole interaction as well as the spin-orbit interaction have to be included in the model. By calculating the temperature-dependence of the magnetic anisotropy energy it is found that both types of temperature-driven reorientation transitions, from out-of-plane to in-plane ("Fe-type") and from in-plane to out-of-plane ("Ni-type") magnetization are possible within the generalized Hubbard films.

We investigate the manifestation of strong electronic correlations in the quasiparticle interference (QPI), arising from the scattering of conduction electrons from defects and impurities in an otherwise translationally-invariant host. The QPI may be measured experimentally as the Fourier transform of the spatial modulations in the host surface density of states that result, which are mapped using a scanning tunnelling microscope. We calculate the QPI for a range of physically relevant models, demonstrating the effect of strong local electronic correlations arising in systems of magnetic impurities adsorbed on the surface of non-interacting host systems. In the first instance the effect of these magnetic impurities is modelled via the single Anderson impurity model, treated via numerical renormalization group (NRG) calculations. The scattering of conduction electrons, and hence the QPI, demonstrate an array of characteristic signatures of the many-body state formed by the impurity, for example due to the Kondo effect. The effect of multiple impurities on the QPI is also investigated, with a numerically-exact treatment of the system of two Anderson impurities via state-of-the-art NRG calculations. Inter-impurity interactions are found to result in additional scattering channels and additional features in the QPI. The QPI is then investigated for the layered transition metal oxide Sr2RuO4, for which strong interactions in the host conduction electrons give rise to an unconventional triplet superconducting state at T_c &Tilde; 1.5K. The detailed mechanism for this superconductivity is still unknown, but electron-electron or electron-phonon interactions are believed to play a central role. We simulate the QPI in Sr₂RuO₄, employing an effective parametrized model consisting of three conduction bands derived from the Ru 4d t2g orbitals that takes into account spin orbit coupling and the anisotropy of the Ru t2g orbitals. Signatures of such interactions in the normal state are investigated by comparing these model calculations to experimental results. We also calculate the QPI in the superconducting state, and propose how experimental measurements may provide direct evidence of the anisotropy and symmetry of the superconducting gap, and thus offer insight into the pairing mechanism and the superconducting state.

Submitted by Irene Nascimento (irene.kessia@ufpe.br) on 2017-04-17T18:48:07Z No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) Dissertação Mestrado.pdf: 3421668 bytes, checksum: 4a6d6f2568841028e0b66b952f2d15ba (MD5) / Made available in DSpace on 2017-04-17T18:48:07Z (GMT). No. of bitstreams: 2 license_rdf: 1232 bytes, checksum: 66e71c371cc565284e70f40736c94386 (MD5) Dissertação Mestrado.pdf: 3421668 bytes, checksum: 4a6d6f2568841028e0b66b952f2d15ba (MD5) Previous issue date: 2016-08-30 / Este trabalho é uma extensão de uma modelagem tight−binding de estados de Wannier com interação coulombiana de screening para a descrição de elétrons correlacionados nas camadas de CuO2 do La2CuO4. Na condição de banda semicheia e temperatura T = 0 K, esta modelagem é capaz de predizer um estado fundamental antiferromagnético isolante e um estado excitado paramagnético com pseudo-gap, cuja natureza ainda é debatido na literatura. Esses estados são obtidos no contexto de uma solução auto-consistente tipo Hartree-Fock na modelagem de uma banda efetiva de estados de Wannier, sob condições de quebra de simetria de translações espaciais e efeito de emaranhamento (entanglement) na estrutura espinorial dos estados eletrônicos. No regime dopado com buracos, esses estados ficam degenerados num ponto crítico de concentração de buracos igual a xc = 0.2, resultando em uma transição de fase quântica de segunda ordem para um estado paramagnético. A modelagem dá assim explicação à existência detectada experimentalmente desta transição de fase. Em nosso trabalho generalizamos o termo cinético da modelagem acima mencionada através da inclusão de hopping entre segundos vizinhos, de acordo com observações experimentais. De fato, a inclusão deste novo termo cinético resulta em melhor concordância da previsão da modelagem e as observações experimentais da evolução da superfície de Fermi com dopagem de buracos. Em particular, enquanto na modelagem restrita a primeiros vizinhos não podemos conciliar a transição de fase quântica observada a xc = 0.2 com as características experimentais da evolução da superfície de Fermi, isto torna-se possível com a inclusão do hopping de segundos vizinhos com amplitude sugerida pelos resultados experimentais. / This work is an extension of a tight - binding model of states of Wannier with screened Coulomb interaction to the description of correlated electrons in the layers of CuO2 of the La2CuO4. In condition of half-filled band and temperature T = 0 K, this model is able to predict a antiferromagnetic insulating ground state and a paramagnetic excited state with pseudo-gap, which nature is still debated in the literature. These states are obtained in the context of a self-consistent solution type Hartree-Fock in the model of an effective band of the Wannier states under breaking conditions of symmetry of space translations and entanglement effect in the spinor structure of the electronic states. In scheme doped with holes, these states are degenerate at critical point of hole concentration equal to xc = 0.2, resulting in a quantum phase transition of second order to paramagnetic state. The model thus gives explanation to the existence of this experimentally detected phase transition. In our work we generalize the kinetic term of above mentioned model by inclusion of hopping between seconds neighboring, according to experimental observations. In fact, the inclusion of this new kinetic term results in better agreement of the forecast of the model and experimental observations of the evolution of the Fermi surface with holes doping. In particular, while the model is restricted to the first neighbors can not reconcile quantum phase transition observed at xc = 0.2 with the experimental characteristics of the evolution of the Fermi surface, this becomes possible with the inclusion of hopping between second neighboring with ampliude suggested by experimental results.