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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
121

Defects in ceria

Gidby, Marcus January 2009 (has links)
<p>The solid oxide fuel cell (SOFC) technology has been under research since thelate 1950s, and most of the research has been on designs utilizing yttria stabilized zirconia (YSZ) as the electrolyte of choice. However, the SOFC technology has the major drawback of requiring high operation temperatures (up to 1000 degrees Celcius), so research of alternative materials have come into interest that would possibly require a lower working temperature without any significant loss of conductivity.One such material of interest for the electrolyte is compounds of ceriumdioxide (ceria). Ceria is well known for its ability to release oxygen by formingoxygen vacancies under oxygen-poor conditions, which increases its oxygen ionconductivity, and works at a lower temperature than the YSZ compounds whenproperly doped. Conversely, ceria is also able to absorb oxygen under oxygen-rich conditions, and those two abilities make it a very good material to use in catalytic converters for reduction of carbon monoxide and nitrogen oxide emission. The ability for the oxygen ions to easily relocate inbetween the different lattice sites is likely the key property of oxygen ion transportation in ceria. Also, in oxygen-rich conditions, the absorbed oxygen atom is assumed to join the structure at either the roomy octrahedral sites, or the vacant tetrahedral sites. Following that, the oxygen atom may relocate to other vacant locations, given it can overcome a possible potential barrier.</p><p>This thesis studies how those interstitial oxygen vacancies (defects) affect theenergy profile of ceria-based supercells by first principles calculations. The system is modeled within the density functional theory (DFT) with aid of (extended) local density approximation (LDA+U) using the software VASP. Furthermore, it is studied how those vacancies affect neighbouring oxygen atoms, and wether or not it is energetically benificial for the neighbouring atoms to readjust their positions closer or further away from the vacancy. The purpose of this thesis is to analyze wether or not it is theoretically possible that interstitial oxygen vacancies may cause neighbouring oxygen atoms to naturally relocate to the octahedral site in ceria, and how this affects the overall energy profile of the material.</p>
122

Defects in ceria

Gidby, Marcus January 2009 (has links)
The solid oxide fuel cell (SOFC) technology has been under research since thelate 1950s, and most of the research has been on designs utilizing yttria stabilized zirconia (YSZ) as the electrolyte of choice. However, the SOFC technology has the major drawback of requiring high operation temperatures (up to 1000 degrees Celcius), so research of alternative materials have come into interest that would possibly require a lower working temperature without any significant loss of conductivity.One such material of interest for the electrolyte is compounds of ceriumdioxide (ceria). Ceria is well known for its ability to release oxygen by formingoxygen vacancies under oxygen-poor conditions, which increases its oxygen ionconductivity, and works at a lower temperature than the YSZ compounds whenproperly doped. Conversely, ceria is also able to absorb oxygen under oxygen-rich conditions, and those two abilities make it a very good material to use in catalytic converters for reduction of carbon monoxide and nitrogen oxide emission. The ability for the oxygen ions to easily relocate inbetween the different lattice sites is likely the key property of oxygen ion transportation in ceria. Also, in oxygen-rich conditions, the absorbed oxygen atom is assumed to join the structure at either the roomy octrahedral sites, or the vacant tetrahedral sites. Following that, the oxygen atom may relocate to other vacant locations, given it can overcome a possible potential barrier. This thesis studies how those interstitial oxygen vacancies (defects) affect theenergy profile of ceria-based supercells by first principles calculations. The system is modeled within the density functional theory (DFT) with aid of (extended) local density approximation (LDA+U) using the software VASP. Furthermore, it is studied how those vacancies affect neighbouring oxygen atoms, and wether or not it is energetically benificial for the neighbouring atoms to readjust their positions closer or further away from the vacancy. The purpose of this thesis is to analyze wether or not it is theoretically possible that interstitial oxygen vacancies may cause neighbouring oxygen atoms to naturally relocate to the octahedral site in ceria, and how this affects the overall energy profile of the material.
123

Entwicklung einer offenen Softwareplattform für Visual Servoing

Sprößig, Sören 29 June 2010 (has links) (PDF)
Ziel dieser Diplomarbeit ist es, eine flexibel zu verwendende Plattform für Visual Servoing-Aufgaben zu Erstellen, mit der eine Vielzahl von verschiedenen Anwendungsfällen abgedeckt werden kann. Kernaufgabe der Arbeit ist es dabei, verschiedene Verfahren der Gesichtserkennung (face detection) am Beispiel der Haar-Kaskade und -wiedererkennung (face recognition) am Beispiel von Eigenfaces und Fisherfaces zu betrachten und an ausführlichen Beispielen vorzustellen. Dabei sollen allgemeine Grundbegriffe der Bildverarbeitung und bereits bekannte Verfahren vorgestellt und ihre Implementierung im Detail dargestellt werden. Aus den dadurch gewonnen Erkenntnissen und dem sich ergebenden Anforderungsprofil an die zu entwickelnde Plattform leitet sich anschließend die Realisierung als eigenständige Anwendung ab. Hierbei ist weiterhin zu untersuchen, wie die neu zu entwickelnde Software zukunftssicher und in Hinblick auf einen möglichen Einsatz in Praktika einfach zu verwenden realisiert werden kann. Sämtliche während der Arbeit entstandenen Programme und Quellcodes werden auf einem separaten Datenträger zur Verfügung gestellt. Eine komplett funktionsfähige Entwicklungsumgebung wird als virtuelle Maschine beigelegt.
124

Experimental and Numerical Investigations of Confluent Round Jets

Svensson, Klas January 2015 (has links)
Unconfined multiple interacting confluent round jets are interesting from a purely scientific point of view, as interaction between neighboring jets brings additional complexity to the flow field. Unconfined confluent round jets also exist in various engineering applications, such as ventilation supply devices, sewage disposal systems, combustion burners, chemical mixing or chimney stacks. Even so, little scientific attention has been paid to unconfined confluent round jets. The present work uses both advanced measurement techniques and computational models to provide deeper understanding of the turbulent flow field development of unconfined confluent round jets. Both Laser Doppler Anemometry (LDA) and Particle Image Velocimetry (PIV) have been used to measure mean velocity and turbulence properties within two setups, consisting of a single row of 1×6 jets and a square array of 6×6 confluent jets. Simulations using computational fluid dynamics (CFD) of the 6×6 setup were conducted using three different Reynolds Averaged Navier-Stokes (RANS) turbulence models: the standard k-ε, the RNG k-ε and the Reynolds Stress model (RSM). The results from the CFD simulations were compared with experimental data. The employed RANS turbulence models were all capable of accurately predicting mean velocities and turbulent properties in the investigated confluent jet array. In general the RSM and k-ε std. models provided smaller deviations between numerical and experimental results than the RNG k-ε model. In terms of mean velocity the second-order closure model (RSM) was not found to be superior to the less complex standard k-ε model. The validated CFD model was employed in a parametrical investigation, including five independent variables: inlet velocity, nozzle diameter, nozzle edge-to-edge spacing, nozzle height and the number of jets in the array. The parametrical investigations made use of statistical methods in the form of response surface methodology. The derived response surface models provided information on the principal influence and relative importance of the investigated parameters within the investigated design space. The positions of the jets within the array strongly influence both mean velocity and turbulence. In all investigated setups the jets experience merging and combining. Square arrays also include considerable jet convergence, which was not present in the 1×6 jet array. Due to the jet convergence in square arrays the turbulent flow field, especially for jets far away from the array center, is affected by mean flow curvature. Jets located along the sides of square jet arrays experience strong jet-to-jet interactions that result in considerable jet deformation, shorter potential core, higher turbulent kinetic energy and faster velocity decay compared to other jets. Jets located at the corners of the array do not interact as strongly with neighboring jets as do the jets along the sides. The locations of merging and combined points differ considerably between different jets and different jet configurations. As the jets combine a zone with uniform stream-wise velocity and low turbulence intensity forms in the center of square jet arrays. This zone has been called Confluent Core Zone (CCZ) due to its similarities with the potential core zone of a single jet. Within the CCZ the appropriate scaling length changes from nozzle diameter to the effective source diameter. The parametrical investigation showed that nozzle diameter and edge-to-edge nozzle spacing were the most important of the investigated parameters, reflecting a strong dependence on dimensionless jet spacing, S/d0. Higher S/d0 delays both merging and combining of the jets and leads to a CCZ with lower velocity and longer downstream extension. Increasing the array size leads to a reduced combined point distance, a stronger inwards displacement of jets in the outer part of the array, and reduced entrainment near the nozzles. A higher inlet velocity was found to increase the jet convergence in the investigated square confluent jet arrays. Nozzle height generally has minor impact on the investigated response variables.
125

Automatic Target Recognition In Infrared Imagery

Bayik, Tuba Makbule 01 September 2004 (has links) (PDF)
The task of automatically recognizing targets in IR imagery has a history of approximately 25 years of research and development. ATR is an application of pattern recognition and scene analysis in the field of defense industry and it is still one of the challenging problems. This thesis may be viewed as an exploratory study of ATR problem with encouraging recognition algorithms implemented in the area. The examined algorithms are among the solutions to the ATR problem, which are reported to have good performance in the literature. Throughout the study, PCA, subspace LDA, ICA, nearest mean classifier, K nearest neighbors classifier, nearest neighbor classifier, LVQ classifier are implemented and their performances are compared in the aspect of recognition rate. According to the simulation results, the system, which uses the ICA as the feature extractor and LVQ as the classifier, has the best performing results. The good performance of this system is due to the higher order statistics of the data and the success of LVQ in modifying the decision boundaries.
126

Turbulent flows in non-uniform open channels : experimental measurements and numerical modelling

XIE, Qi Unknown Date (has links)
Investigations into the turbulent flows in uniform and nonuniform open channels by previous researchers have demonstrated the requirement and importance of understanding the turbulence structures and energy losses due to irregularity in non- uniform open channels. Responding to this requirement, the turbulent flow in one special non-uniform open channel has been studied both experimentally and numerically. This non-uniform open channel was designed so that its width and bed level vary while its cross-sectional area below the water surface keeps constant. An upstream uniforzn open channel is attached to the non-uniform open channel to establish fully developed turbulent flow conditions. A downstream uniform channel is also attached for control of water depth and downstream flow condition. The experimental study consisted of measurements of turbulent velocity field with a LDV (Laser Doppler Velocimetry) and measurements of boundary shear stress (BSS) with Roving Preston tubes in the experimental channel. Turbulent velocity components in the longitudinal and vertical directions were measured with the LDV in forward scattering mode and the laser beams were focused from the channel side wall into the water. Turbulent velocity components in the longitudinal and transverse directions were measured with the LDV in back scattering mode and the laser beams are focused from above the water surface into the water. Both the forward scattering mode measurements and the back scattering mode measurements were taken at two cross sections in the upstream uniform open-channel and at twelve cross sections in the nonuniform open channel. Obtained data include mean longitudinal velocity U, transverse velocity V, vertical velocity W, turbulence intensities u^2, v^2, w^2, and Reynolds shear stresses -uv and -uw. The chief results of these measurements are: 1) There is no separation of flow in the nonuniform open channel. 2) As flow passes from wider and shallower section to narrower and deeper section, it responds as though it experiences contraction in horizontal planes and expansion in vertical planes. The reverse occurs as flow passes from narrower and deeper section to wider and shallower section; 3) The secondary currents in the nonuniform open channel are combinations of the effects of pure contraction and expansion of channel boundaries and the effects of the vortex kind secondary currents; 4) Turbulence intensities in the non-uniform open channel show similar distribution patterns to that in the uniform open-channel but their magnitudes change due to the change of channel shape; 5) Negative values of the Reynolds shear stresses, -uw, appear at the free surface and may extend to a large depth below the free surface in the nonuniform open channel. Boundary shear stresses in the experimental channel were measured with Roving Preston tubes. The use of the Roving Preston tubes was preceded with calibrations of themselves in air pipe flow and calibrations of a special pressure transducer in air and in water. Delicate measurement procedures were designed for measurements of BSS in the nonuniform open channel. The BSS were measured at one cross section in the uniform open-channel and at twelve cross sections in the nonuniform open channel. The chief results of these measurements are: 1) The irregularity of the nonuniform open channel significantly affects the distribution of the BSS but the total shear force has little change; 2) The effect of the secondary currents on the BSS is very similar to the effect of secondary currents on the ESS in uniform open channel; 3) The irregularity in the non-uniform open channel does not cause extra energy loss since there is no flow separation. The numerical study made use of a FEM (finite element method) commercial package FIDAP to simulate the turbulent flows in the experimental channel. These simulations are carried out with Speziale's eddy-viscosity anisotropic k-E model, the standard k-E model, and the RNG model. With each model, simulations were undertaken for four consecutive uniform channels of 5 m length so that fully developed turbulent flow conditions were established before entering into the simulation of flow in the non- uniform channel. In all simulations the free surfaces were fixed. Simulation results include U, V, W, k, and E. For turbulent flow in the uniform channel, only Speziale's model is capable of predicting qualitatively correct secondary currents. For turbulent flow in the non-uniform open channel, all three models gave similar simulation results. The calculated distribution patterns of U and W are in agreement with measurements except near the free surface but differences exist in magnitude. None of the three models was capable of modelling the transverse velocity V in the nonuniform open channel correctly. Further simulations are necessary with movable free surface and better boundary condition for the energy dissipation rate s in order to achieve better agreement with the experimental values, especially near the free surface.
127

Studies of Ultracold Bosons in Optical Lattices using Strong-Coupling Expansions

Gupta, Manjari January 2017 (has links) (PDF)
Cold bosonic atoms trapped in optical lattices formed by standing wave interference patterns of multiple laser beams constitute excellent emulators of models of strongly correlated quantum systems of bosons. In this thesis, we develop and deploy strong-coupling expansion (i.e., an expansion in terms of the ratio of the inter-site hopping amplitude of the bosons to the strength of their interactions) techniques for studying the properties of three different instances of such systems. In the first instance, we have used strong coupling expansion techniques to calculate the density pro le for bosonic atoms trapped in an optical lattice with an overall harmonic trap at finite temperatures and large on site interaction in the presence of super fluid regions. Our results match well with quantum Monte Carlo simulations at finite temperature. We present calculations for the entropy per particle as a function of temperature which can be used to calibrate the temperature in experiments. Our calculations for the scaled density in the vacuum-to-super fluid transition agree well with the experimental data for appropriate temperatures. We also discuss issues connected with the demonstration of universal quantum critical scaling in the experiments. Experimental realizations of “atomtronic" Josephson junctions have recently been created in annular traps in relative rotation with respect to potential barriers that generate the weak links. If these devices are additionally subjected to optical lattice potentials, then they can incorporate strong-coupling Mott physics within the design, which can modify the behaviour and can allow for interesting new configurations of system generated barriers and of super fluid ow patterns. we have examined theoretically the behavior of a Bose super fluid in an optical lattice in the presence of an annular trap and a barrier across the annular region which acts as a Josephson junction. As the fluid is rotated relative to the barrier, it generates circulating super-currents until, at larger speeds of rotation, it develops phase slips which are typically accompanied by vortices. We use a finite temperature strong-coupling expansion about the mean- held solution of the Bose Hubbard model to calculate various properties of the device. In addition, we discuss some of the rich behavior that can result when there are Mott regions within the system. Rubidium-Cesium dipolar molecule formation through Feshbach resonance is an area of great current interest, for, the dipolar molecules, once formed, interact via v long range dipolar forces, leading to possibilities of novel phases. Experimentalists currently make such systems mostly using trial and error, and the resulting efficiencies for molecule formation tend to be low. With a goal to assist cold-atom experimentalists to achieve higher e ciencies of molecule formation, we have estimated the trap parameters for Rb and Cs atoms in a 3D optical lattice required to create single occupancy per site Mott phase for both the species in the same regions of the trap. We thus identify the ne tuning of the external magnetic held near Rb-Cs Feshbach resonance required to achieve highest probability for creating single Rb-Cs Feshbach molecules in the system. We have used the Falicov-Kimball model to describe the relevant system and strong-coupling expansions about the mean- held solution to calculate the density pro les for both species and efficiency for molecule formation, determined by overlapping regions of single occupancy for both Rb and Cs, up to second order in the expansion. We also calculate the entropy per particle which serves as an estimation of the temperature in the experimental system
128

Classificação de alfaces e barras de cereais a partir da espectroscopia NIR e análise discriminante linear / Classification of lettuce and cereal bars as from the NIR spectroscopy and Linear Discriminate Analysis

Brito, Anna Luiza Bizerra de 03 February 2014 (has links)
Made available in DSpace on 2015-05-14T13:21:32Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 15006665 bytes, checksum: 541b3c9095c1006563486163e559d5fd (MD5) Previous issue date: 2014-02-03 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / The search for a better quality of life has led to increased consumption of foods with fewer calories, high in fiber and vitamins, and obtained from different forms of cultivation. Amid these foods, there are cereal bars and lettuce, foods that are easily accessible, widely consumed and have high nutritional values. Like any other food, require efficient methods that can ensure its quality. Thus, the need for rapid, accurate analytical methods and low cost, which can help to identify and classify these foods safely arises. Within this perspective, this paper makes use of Near Infrared Spectroscopy (NIR) combined with Linear Discriminant Analysis (LDA) to classify samples of cereal bars and lettuce. A total of 121 samples of cereal bars, three distinct types (conventional, diet and light) and 104 samples of three different types of lettuce cultivation (conventional, organic and hydroponic) was used. The acquisition of the spectra was made on equipment Spectrum 400 (Perkin Elmer) with accessory NIRA (Near Infrared Reflectance Acessory) in the range 10000 - 4000 cm-1. Classification models were constructed by combining the LDA algorithms and variable selection: Stepwise (SW), Successive Projections Algorithm (SPA) and Genetic Algorithm (GA). Strategies for pre - processing data were evaluated and the efficiency of the models was determined from the of correct classification rate (CCR) for the full set of samples and the test set. For both matrices the model that generated a better CCR was the GA-LDA valued 95% to matrix of the cereal bars and 97.1 % for array of lettuces, both based on the total set of samples (training, validation and testing). Regarding the set of test models presented results of CCR with performance of 90.3 % and 95.4 % for matrices of cereal bars and lettuce respectively. / A busca por uma melhor qualidade de vida tem levado ao aumento do consumo de alimentos com menos calorias, ricos em fibras e vitaminas, e obtidos de formas de cultivo diferenciadas. Em meio a esses alimentos, encontram-se as barras de cereais e as alfaces, que são alimentos de fácil acesso, muito consumidos e que possuem altos valores nutricionais. Como qualquer outro alimento, necessitam de métodos eficientes que possam assegurar sua qualidade. Assim, surge a necessidade de métodos analíticos rápidos, precisos e de baixo custo, que possam ajudar a identificar e classificar com segurança a esses alimentos. Dentro desta perspectiva, este trabalho faz uso da Espectroscopia no Infravermelho Próximo (NIR) aliada a Análise Discriminante Linear (LDA) para classificar amostras de barras de cereais e alfaces. Um total de 121 amostras de barras de cereais, de três tipos distintos (convencional, diet e light) e 104 amostras de alface de três diferentes tipos de cultivo (convencional, orgânico e hidropônico) foi utilizado. A aquisição dos espectros foi feita no equipamento Spectrum 400 (Perkin Elmer) com acessório NIRA (Near Infrared Reflectance Acessory) na faixa de 10.000 a 4.000 cm-1. Modelos de classificação foram construídos através da associação da LDA e algoritmos de seleção de variáveis: Stepwise (SW), Algoritmo das Projeções Sucessivas (SPA) e Algoritmo Genético (GA). Estratégias de pré-processamento de dados foram avaliadas e a eficiência dos modelos foi determinada em relação à taxa de classificação correta (TCC), para o conjunto total das amostras e para o conjunto de teste. Para as duas matrizes o modelo que gerou um melhor TCC foi o GA-LDA com valor de 95% para matriz das barras de cereais e 97,1% para matriz das alfaces, ambos baseados no conjunto total das amostras (treinamento, validação e teste). Em relação ao conjunto de teste os modelos apresentaram resultados de TCC com desempenho de 90,3% e 95,4% para as matrizes das barras de cereais e alfaces respectivamente.
129

Novas estratégias para classificação simultânea do tipo e origem geográfica de chás / New strategies for simultaneous classification of both the variety and geographical origin of teas

Diniz, Paulo Henrique Gonçalves Dias 21 June 2013 (has links)
Made available in DSpace on 2015-05-14T13:21:38Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 6875549 bytes, checksum: 3697064e0b5c3d3ac90181f954575bc7 (MD5) Previous issue date: 2013-06-21 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / Tea has an economic and cultural importance, not only for producers and consumers, but also for a scientific interest. The organoleptic quality of the Camellia sinensis infusion depends on the nature and amount of several secondary metabolites (such as polyphenols, caffeine, amino acids, etc.), which can be directly related to the geographical origin of the tea plants. These components are the basis of the economic value of teas and its beneficial effects on human health. Therefore, there is a growing consumer s interest in high quality teas with a distinct geographical identity. In last decades, the analytical methods employing modern instrumental techniques have become more sensitive, reliable and fast. However, these techniques have advantages and limitations for the application in the analyses of the tea quality and their geographic origins. Thus, a combination of different techniques could be more useful than relying on a single method. Following these principles, we propose three new strategies for simultaneous classification of teas according to both the type (green and black) and geographic origin (Argentina, Brazil and Sri Lanka). The proposed methodologies employ the use of (1) digital images, (2) NIR spectroscopy, and (3) chemical composition (moisture, ash, caffeine, total polyphenols, fluoride and fifteen metals (Na, Mg, Al, P, K, Ca, Cr, Mn, Fe, Co, Ni, Cu, Zn, Cd and Pb) in both tea leaves and infusions). A correct classification of all tea samples (100% of correct classification) was always obtained using the Linear Discriminant Analysis associated with the variable selection technique taken by the Successive Projections Algorithm. Soft Independent Modeling of Class Analogy (SIMCA) and Partial Least Squares Discriminant Analysis (PLS-DA) were also used. The proposed strategies might be useful for the development of legislation for the quality control of teas in Brazil, which is still lacking / O chá tem uma importância econômica e cultural, não só para produtores e consumidores, mas também por um interesse científico. A qualidade organoléptica da infusão da Camellia sinensis depende da natureza e da quantidade de vários metabólitos secundários (tais como polifenóis, cafeína, aminoácidos, etc.), os quais podem ser relacionados diretamente com a origem geográfica das plantas. Estes componentes são a base do valor econômico do chá e de seus efeitos benéficos sobre a saúde humana. Por isso, há um crescente interesse dos consumidores por chás de alta qualidade com uma clara identidade geográfica. Durante as últimas décadas, as metodologias analíticas que empregam técnicas instrumentais modernas tornaram-se mais sensíveis, confiáveis e rápidas. Entretanto, tais técnicas têm vantagens e limitações para a aplicação da análise da qualidade do chá e de suas origens geográficas. Assim, uma combinação de diferentes técnicas analíticas pode ser mais útil do que depender de um único método. Seguindo estes preceitos, nós propusemos três novas estratégias para a classificação simultânea de chás de acordo com o tipo (verde e preto) e a origem geográfica (Argentina, Brasil e Sri Lanka). As metodologias propostas empregam o uso de (1) imagens digitais, (2) espectroscopia NIR e (3) composição química (umidade, cinza total, cafeína, polifenóis totais, fluoreto e quinze metais (Na, Mg, Al, P, K, Ca, Cr, Mn, Fe, Co, Ni, Cu, Zn, Cd e Pb) nas folhas e infusões dos chás). Uma classificação correta de todas as amostras de chás (100% de acerto) foi sempre obtida utilizando Análise Discriminante Linear associada à técnica de seleção de variáveis feita pelo Algoritmo das Projeções Sucessivas (SPA-LDA). Modelagem Independente e Flexível por Analogia de Classe (SIMCA) e Análise Discriminante por Mínimos Quadrados Parciais (PLS-DA) também foram utilizadas. Tais estratégias podem ser úteis para a elaboração de normas para o controle de qualidade de chás no Brasil, que ainda é inexistente
130

Modelagem de perdas com ações trabalhistas em instituições financeiras

Rachman, Luciano 07 August 2013 (has links)
Submitted by Luciano Rachman (lucianora@uol.com.br) on 2013-09-03T14:15:04Z No. of bitstreams: 1 Dissertacao_Luciano_Rachman.pdf: 1167975 bytes, checksum: da1c59096eda72630b44358c1d1e0b0f (MD5) / Approved for entry into archive by Suzinei Teles Garcia Garcia (suzinei.garcia@fgv.br) on 2013-09-03T14:52:47Z (GMT) No. of bitstreams: 1 Dissertacao_Luciano_Rachman.pdf: 1167975 bytes, checksum: da1c59096eda72630b44358c1d1e0b0f (MD5) / Made available in DSpace on 2013-09-03T15:05:37Z (GMT). No. of bitstreams: 1 Dissertacao_Luciano_Rachman.pdf: 1167975 bytes, checksum: da1c59096eda72630b44358c1d1e0b0f (MD5) Previous issue date: 2013-08-07 / As perdas trabalhistas nas Instituições Financeiras representam um valor considerável que devem ser consideradas no modelo de capital regulatório para risco operacional, segundo Basileia. A presente dissertação demonstra uma forma de mensurar o risco às quais as Instituições Financeiras estão expostas nesse tipo de perdas. Diversos tipos de distribuições são analisados conforme sua aderência tanto na frequência como na severidade das perdas. Para os valores de frequência, foi obtida uma amostra de dados real, enquanto para a severidade foram utilizados valores obtidos de relatórios de instituto de pesquisa que serviram de insumo para os cálculos de ações trabalhistas conforme legislação brasileira vigente na CLT (Consolidação das Leis do Trabalho). / According to Basel, the labor losses in Financial Institutions represent a substantial value that should be regarded in the model of regulatory capital for operational risk. This dissertation demonstrates a way to measure the risk to which Financial Institutions are exposed to in this type of loss. Several types of distributions are analyzed according to their adherence both in frequency and severity of losses. For frequency values, it was obtained a sample of actual data, whilst for the severity were used values given from reports of research institute which served as an input for the calculations of labor actions according to the present Brazilian legislation in CLT (Consolidation of Labor Laws).

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