On the frontier of biodiversity-rich tropical forests, how land is used has an important role in buffering the primary ecosystem. Unsustainable small-scale cattle farming endangers soil quality and degrades the landscape. Silvopasture is a type of agroforestry that provides both ecological and livelihood benefits. A number of projects have been implemented across the tropics to encourage silvopasture adoption, with varying success. This dissertation questions the reasons for variable outcomes among participants within these projects: what motivates smallholders to adopt innovative land-use practices, and what form of incentives may help to overcome obstacles and catalyse adoption. This dissertation contributes to the ongoing debate on payments for ecosystem services, specifically about their suitability and effectiveness. To understand what influences decisions to adopt sustainable land-use practices, I review systematically and quantitatively the literature on adoption predictors, and I empirically analyse participation and short-term adoption in a pilot project for planting fodder trees in the border of a protected forest in Chiapas, Mexico, using primary and secondary data. I focus on subjective perspectives and livelihood strategies of actual and potential participants as explanatory variables, which have received unduly scarce attention in past studies. This lack of attention is partially caused by the difficulties of operationalising internal variables. I address this challenge by developing an analytical approach that increases the precision of the resulting perspectives in Q methodology. I cluster livelihood strategies and model adoption. This in-depth case-study suggests the type of incentives that are adequate to encourage adoption of sustainable land-use practices. Results indicate that payments may not be the best incentive for pioneer adopters, and that the adoption process is composed of separate individual steps, which are influenced distinctly by identifiable predictors, such as livelihood diversity. Uncovering this heterogeneity of motivations towards adoption provides useful knowledge for designing more effective external policy interventions.

Land degradation is a great threat to the Beshlo Catchment in Blue Nile Basisn, not merely as an environmental issue, but also a social and economic problem. In Gedalas Watershed (one of the micro catchments of Beshelo), land degradation, mediated by both biophysical and socio-economic drivers, is among the major environmental sustainability and social-economic development threats in the area. The threat is manifested in depletion of natural vegetations, water, soil and other natural resources; disruption of ecosystem functions, processes, integrity, and services. Given its particular vulnerability, watershed management activities have been in operation since the mid-1970s. Recently, the idea of Sustainable land management through integrated watershed development program has been initiated with the objective of reducing land degradation risks and ensuring food security at both the nationwide and family circle. Despite these investments and efforts, real evidences of success and failures of such efforts were not satisfactory explored. The objectives of this study were, therefore, to analyze the existing status and future prospects of sustainable land management and evaluates its implication on the environmental integrities and the local livelihoods specific to Gedalas watershed. For this effect, the study investigated the dynamics, deriving forces and implications of LULC, soil erosion and soil fertility status of the watershed, current status of watershed management practices, pertinent challenges and opportunities for practicing land management technologies and approaches that might help meet the sustainability requirements of SLM practices. In addition, the study explored factors that determine the willingness of farming households to undertake SLM practice. As the study carried in the coupled human-environment system of rural landscapes, interdisciplinary geographical approaches which integrats social and natural science methodologies were employed to deal with issues of land degradation-and-rehabilitation status comprehensively. The general findings of the study show that though it would be dificult to measure all the composite aspects of land degradation, some of the parameters considered in this study revealed that land degradation is a perpetuating challenge in the watershed. It is evidenced from the overall undesirable land use/cover changes i.e transition of 21.25% of Afro/sub alpine landscapes, 17.59% of the grasslands and 8% of shrub lands to either to cultivated land or settlement areas over the 1973–2017 period, which have unintended negative socio-ecological repercussions on the watershed; high annual mean soil loss value (which range from 37t/ha/year average values to 393 t/ha/yr soil loss rates on water courses) that exceed threshold level and a wide gap between the need for SLM and the actual achievement of SLM practices,including limited adherence to the idea behind contemporary land management policies and implementation principles and approaches. The study further revealed the presence of opportunities as well as a myriad of challenges that need to be tackled in order to achieve sustainable land management goals. The study colcludes that, though, some encouraging progresses have been observed in the SLM project sites; land degradation has remained a problem in the watershed. This calls for strenuous efforts to promote and assist wide scale adoption of SLM practices that address the pervasive land degradation problem and achieve land degradation neutrality as highlighted in sustainable development goals. / Department of Geography / Ph. D. (Geography)

This paper examines the extent to which the economic gains derived from gum and resin commercialization impact rural livelihood improvement under different resource management regimes in the drylands of Ethiopia and Sudan. Primary data were collected through semi-structured interviews with 240 randomly selected small-scale producers in four regions with gradients of resource management regimes. The survey was supplemented by secondary data, group discussions and key informant interviews. In the four regions, gum and resin income contributes to 14%–23% of the small-scale producers’ household income. Absolute income was positively correlated with resource management regime and commercialization level. It was higher from cultivated resources on private lands, followed by regulated access to wild resources. In open-access resources, the producers’ income was the lowest, although accessed by the poor and women. However, dependence on gum and resin was higher in open-access resource areas. Households’ socioeconomic characteristics, resource access, production and marketing variables determining income from gum and resin were identified and their variation across the cases is discussed. Overall, gum and resin commercialization in the study areas play a potential poverty alleviation role as a source of regular income, a safety net, and a means of helping producers move out of poverty.

This study aimed at examining the social and economic impact of rural irrigation schemes with a particular focus on the Lower Gweru Irrigation scheme. The general objective of this study was to assess if rural irrigation schemes can act as livelihood security assets in transforming rural livelihoods, reduce poverty and attain food security in light of climate change. Results are based on findings from self-administered questionnaires directed at farmers and irrigation stakeholders, and face to face interviews involving farmers and stakeholders. Using Statistical Package for the Social Sciences, Microsoft excel and Health 24 web BMI calculator it was concluded that; Lower Gweru schemes, is a source of livelihood security securing food security, reduce poverty and creates rural employment. Regardless of various challenges faced by rural irrigation farmers, irrigations act as poverty and climate change buffers, providing an opportunity for communities to raise their Human Development Index and attain sustainable development. / Geography / M.Sc.(Geography)

Land degradation has been a global agenda. It has been affecting both developed and developing nations (including Ethiopia). The overall objective of the study was to assess the impact of landscape restoration (including area closure) on the environment and farmers‘ livelihood in Hita-Borkena watershed, northeastern Ethiopia. Three Landsat images (1986, 2001 and 2015) were used to detect land cover dynamics. Laboratory analysis of selected soil physico-chemical properties were made to compare the soil properties of closed/restored and open grazing areas. Household questionnaire was administered to investigate environmental problems before and after landscape restoration, the role of area closure and different conservation measures, and the impact of the restoration on farmers‘ livelihood. A total of 255 household heads were selected randomly for the questionnaire survey. This survey was also substantiated by interviewing agricultural experts, observation and reviewing reports prepared by Kalu District Agriculture Office. Both descriptive and inferential statistics were employed to analyze quantitative data. Besides, qualitative approach was implemented in order to analyze qualitative data. The study found out that forestlands and shrublands shrunk through 1986 – 2015, grasslands expanded mainly due to the implementation of area closure under MERET project since 2001. The study revealed that better organic matter, total nitrogen, clay and silt contents, CEC and total porosity were recorded under area closure than under open grazing land. However, both available P and K were found minimum under the former land use type. This may be due to the reason that such nutrients exist more in unavailable form or it may be because of the fact that large amount of those nutrients are extracted by the restored vegetation. The study showed that rates of soil erosion, overgrazing and illegal cutting of trees were relatively higher before landscape restoration. The respondents also appreciated the positive role of land restoration in improving the fertility of the soils of the study watershed and then the positive impact to their livelihood. Based on the results of the study, it is recommended that similar restoration activities shall be implemented in similar environments in Ethiopia to improve both the environment and farmers‘ livelihood / Geography / Ph. D. (Geography)

Ghana has experienced a remarkable degradation and depletion of its forest resources over the last 100 years. This process has undermined the socio-economic and socio-cultural importance of the forests for millions of rural people who depend on the resource to support their livelihood. Many rural households have over the past three decades developed strategies to minimize the effects of forest depletion on their livelihood. The establishment of smallholder forest plantation on agricultural land has emerged as an important form of land-use for households to diversify their sources of income and also improve their socio-economic well-being. The main objective of the study was to identify and analyze the endogenous and exogenous factors inducing farm household’s decision to establish farm forest plantation and to analyze its financial contribution to household’s income and livelihood strategies. The study involved a survey of 280 randomly selected farm households from five communities in the Offinso district in Ghana. The multi-stage stratified random sampling technique was used to select as many as 165 households with farm forest plantation as well as 115 without farm forest plantation. A mixture of tools including semi-structured questionnaire, focus group discussions, wealth ranking, forest inventory and market surveys were used to collect the required data. Results from logistic regression analysis revealed that the age of the household head, the number of years of education of the household head, the amount of household labor, the size of household landholding, the ownership of permanent land, the availability of non-agricultural land and household’s participation in past forest plantation development projects are the most important endogenous factors influencing the farm household’s decision to establish farm forest plantation. On the other hand, exogenous factors such as the availability of market and buyers for farm forest products and farm household’s satisfaction with market prices for farm forest products positively influenced the household’s decision to establish farm forest plantation. Prohibitive rules and regulations relating to the harvesting of trees and transportation of timber from private lands and uncertainty in tree tenure as a result of ambiguous policy framework, however, negatively influenced the decision to establish smallholder forest plantation on their agricultural land. The results from household income portfolio analysis show that cash income from selling farm forest products contributed an average of $273.6 to total household’s income in one agricultural season. This amount accounted for 17.6% of total household’s income and represented the second most important source of income after agriculture. The profitability of different land-uses practiced by the households was analyzed using a conventional economic method (Net Present Value). The results from a comparative financial analysis show that the establishment of teak plantation on agricultural land inter-cropped with food crops is the most profitable form of land use for the households compared to pure teak plantation and maize-plantain cultivation. The results of the study underscore the potential contribution of smallholder farm forest plantation to increase the overall household’s income and thereby improve household’s well-being. / Ghana hat während der letzten 100 Jahre eine bemerkenswerte Degradation und Verminderung seines Waldvorkommens erlebt. Dieser Prozess hat die sozio-ökonomische und sozial-kulturelle Bedeutung des Waldes als Einkommensquelle zur Unterstützung des Lebensunterhalts für Millionen ländlicher Einwohner geschwächt. Während der letzen 30 Jahre haben viele Kleinbauern Haushalte Strategien entwickelt um den Effekt, den die Verminderung des Waldvorkommens auf ihren Lebensunterhalt hat, zu minimieren. Die Anlage kleinflächiger Forstplantagen auf Ackerland hat sich dabei als wichtige Form der Landnutzung erwiesen, da sie eine Einkommensquelle zusätzlich zu den vorhandenen bedeuten. Sie haben das Potential, die sozio-ökonomiche Situation der Bevölkerung zu verbessern. Ziel der Studie war die Identifizierung von internen und externen Faktoren, die bedeutend zur Entscheidung von Haushalten über die Errichtung kleinflächiger Forstplantagen beitragen. Desweiteren sollten der finanzielle Beitrag der Forstplantagen zum Einkommen und zu Strategien der Kleinbauern analysiert werden. Für die Sudie werden Datensätze von 280 zufällig ausgewählten landwirtschaftlichen Haushalten aus fünf Gemeinden im Offinso Distrikt in Ghana erfasst. Die mehrstufig aufgebaute zufällige Auswahltechnik wurde benutzt, um die 165 Haushalte mit Forstplantagen und 115 Haushalten ohne Forstplantagen für die Studie auszuwählen. Mehrere Instrumente, wurden genutzt um die benötigten Daten zu sammeln darunter vor allem semi-strukturierte Befragungen, fokusierte Gruppendiskussionen, Wohlstandsranking der Haushalte und eine Forstinventur. Ergebnisse einer logistischen Regressionsanalyse ergaben, dass das Alter des Haushaltsvorstands, die Anzahl der Ausbildungsjahre des Haushaltsvorstands, die Anzahl der im Haushalt vorhandenen Arbeitskräfte, die Größe des dem Haushalt zur Verfügung stehenden Ackerlandes, das Eigentum an Ackerland, verfügbare nicht-landwirtschaftlich nutzbare Flächen und die Teilnahme der Haushalte an Projekten zur Forstplantagenentwicklung die wichtigsten internen Faktoren für die Entscheidung der Kleinbauern zur Errichtung von kleinflächiger Forstpantagen darstellen. Andererseits beeinflussten externe Faktoren wie das Vorhandensein von Markt und Käufern für Produkte der Forstplantagen und die Zufriedenheit der Haushalte mit den gebotenen Marktpreisen für diese Produkte die Entscheidung der Kleinbauern zur Errichtung von Forstplantagen positiv. Demgegenüber beeinflussten Verbote und einschränkende Regelungen zur Ernte und zum Transport von Bäumen auf Privatland und die Unsicherheit bezüglich des Eigentums an den Bäumen als Ergebniss unklarer politischer Vorgaben die Entscheidung zur Errichtung von kleinflächiger Forstplantagen auf Ackerland negativ. Das Ergebniss der Analyse verschiedene Haushaltseinkommensquellen zeigt, dass das Jahreseinkommen der Haushalte mit Forstplantagen höher ist als das der Haushalte ohne Forstplantagen. Der Beitrag zum Jahreseinkommen aus dem Verkauf von Produkten der kleinflächiger Forstplantagen betrug im Durchschnitt 273,6 USD in einer landwirtschaftlichen Saison. Dies entsprach 17,6 % des gesamten Haushaltseinkommens und stellte somit die zweitwichtigste Einkommensquelle nach der Landwirtschaft dar. Die Rentabilität der verschiedenen Landnutzungsarten wurde mit der Kapitalwertmethode (Net Present Value) ermittelt. Diese vergleichende Analyse zeigte, dass kleinflächiger Forstplantagen auf Agrarland bei gleichzeitigem Anbau von Nahrungsmittel die profitabelste Art der Landnutzung für die Haushalte im Vergeich zu ausschließlichem Teakanbau und zum Anbau von Mais mit Kochbanane ist. Die Ergebnisse der Studie unterstreichen das Potential kleinflächiger Forstplantagen, einen Beitrag zur Steigerung des gesamten Haushaltseinkommens und zur Verbesserung des Lebensstandards der Haushalte leisten zu können.

This study examines the role of livelihood diversification in promoting household food security with particular reference to Hurungwe District in Zimbabwe. This focuses on assessing the contribution and impact of predominant livelihood diversification strategies in study area. The study employed qualitative methods of research entailing focus group discussions, observation, key informant interviews and literature review as methods of data collection. The study revealed that limited access to credit, skills development, markets and transport infrastructure weaken the efficacy of nonfarm livelihoods to improve food security. Key recommendations are that government, NGOs and communities must work in tandem to increase livelihood options for food insecure communities. Suggested strategies include increasing access to micro finance, vocational skills training and other support services paying attention to gender considerations. Areas requiring further investigation which emanated from the study include the impact of the shift to tobacco farming and how biotechnology has affected smallholder farmers. / Development Studies / M.A. (Development Studies)

PhD (Geography) / Department of Geography and Geo- Information Sciences / One of the major challenges facing all categories of farmers globally is climate change. African smallholder farmers are the most vulnerable to changes in climate. In most parts of South Africa, empirical evidence indicates the level to which climate change has impacted negatively on agricultural production. Rising temperatures, prolonged drought and decreasing rainfall have affected local farmers’ livelihood and crop production. In the Vhembe District of South Africa’s Limpopo Province, smallholder farming predominates and its vulnerability to climate change has increased for the past decades. This study, therefore, assesses the impact of climate change and adaptation strategies on smallholder farming systems in the Vhembe District To achieve this aim, qualitative and quantitative research methodologies were employed. A questionnaire was administered to a sample of 224 smallholder farmers to elicit data on perceptions; climate change impacts, adaptation and IKS based strategies to deal with climatic shocks. Focus group discussions (FGDs), semi-structured interviews with the extension officers elicited thematic data that complemented the interview survey. Climate data were obtained from the South Africa Weather Service (SAWS) for the period 1980 to 2015. Smallholder farmers’ perceptions about climate change were validated by an analysis of climatic trends from 1980-2015. A thematic analysis of qualitative data and the Multi Nominal Logit (MNL) regression model was used based on socio-economic and biophysical attributes such as access to climate knowledge, gender, farm size, education level, and farmers’ experience, decreasing rainfall and increasing temperature as farmers’ determinants of their adaptation options to climate change. Furthermore, farmers’ perceptions tallied well with climatic trends that showed flood and drought cycles. Most of the smallholder farmers were aware of climate change and its impacts over the past decades. The study further indicated that, due to the marked climate change over this period, farmers have adopted different coping strategies at on-farm and off-farm levels. In terms of adaptation, the major adaptive strategies used by smallholder farmers included the use of drought-tolerant seeds; planting of short-seasoned crops; crop diversification; changing planting dates; irrigation and migrating to urban areas. The study recommends a framework that would include water conservation (rainfall harvesting); investment in irrigation schemes and other smart technologies that integrate indigenous knowledge systems and modern scientific knowledge to enhance crop production. / NRF

The purpose of the study was to investigate the effects of the underutilisation of the restored farmlands in the Taung area of the North West province, South Africa. The study was based on the two communal property institutions: the Sebuemang-Khaukhwe Communal Property Association (CPA) and Rethabile Mosimane Trust. This study was grounded in the theory of the Sustainable Livelihoods Framework (SLF). A qualitative research methodology was used to guide the study, while the SLF was used to guide the study, relevant data gathering methods, and the selection of measuring instruments led to the acceptable findings. The findings of the research study have confirmed that there were some effects of the underutilisation of the land in the two communal property institutions (CPIs). The underlying factors of the underutilisation of the land were found to be the institutional weaknesses of the state, and to a lesser extent, the institutional weaknesses of the CPIs. Furthermore, the findings revealed that the effects on the beneficiaries of the two CPIs, were not as massive as contemplated due to the contribution of the state’s social welfare programme on the livelihoods of the beneficiaries. Some of the effects identified were namely: no farm production, no sale and income of farm production, no home consumption of farm produce surplus and no employment. Additional to that host of the factors of vulnerability there are that rose from them i.e.: poverty, destitution, and emotional effects (frustration and anger) and ultimate conflict eruption in the CPIs. In conclusion, the study made recommendations based on key issues which some are: Adequate livelihoods and technical support by state, state’s policies review, retention of the state’s social welfare support, requesting of the private sector to contribute to land reform and rehabilitation of the old gravel road by a relevant state organ (Dept: Public works). / Development Studies / M.A. (Development Studies)

Over the past couple of years, the South African government has been offering varied support to households that are engaged in small-scale farming, with the objectives of improving their livelihoods, income and food security. Although the various rounds of the General Household Survey (GHS) gathered information on the type of agricultural support received by the farmers, their production, agricultural income and food security status, there is limited empirical evidence on the extent to which the agricultural support programme is yielding the intended results. Very little is also known about how the beneficiary households perceive the agricultural support programme as either relevant or otherwise. This study fills these gaps in the literature using the GHS data spanning the period 2013 to 2016 to assess how government agricultural development support influences the livelihoods of small-scale farmers in South Africa. This broad objective is divided into two specific objectives: (1) to assess the effects of government agricultural development support on agricultural income, production and food security of beneficiary small-scale farmers in South Africa; and (2) to assess the usefulness of the government agricultural development support for the beneficiary small-scale the government agricultural development support for the beneficiary small-scale farmers in South Africa. By combining descriptive analysis with Propensity Score Matching (PSM) and logistic estimation techniques to address these objectives, the results indicate that from the year 2013 to the 2016 survey years, the proportion of households who have access to agricultural development support has decreased marginally by about two percent. Access to support has remained higher among males than females; farmers who have low levels of education than those with high levels of education. Across provinces access to agricultural support is high in the Eastern Cape, KwaZulu-Natal, Northern Cape, North -West and Mpumalanga, but very low in the Free State, Limpopo, Gauteng and Western Cape. The agricultural development assistance given by the South African government is effective in reducing food insecurity, as well as in improving the production and income of the beneficiary smallscale farmers. However, the results suggest that the agricultural support system is having a heterogeneous impact on beneficiary small-scale farmers, depending on their gender and geographical locations. / Agriculture and  Animal Health / M. Sc. (Agriculture)