Le développement des systèmes de conversion photovoltaïques ces trente dernières années a permis des améliorations considérables en terme de coût et de performances. A ce jour, les meilleurs rendements de conversion photovoltaïques sont obtenus avec des systèmes à oncentration solaire utilisant des cellules multi-jonctions (MJ) à base de matériaux semi-conducteurs III-V. Dans ce domaine, le meilleur rendement atteint à ce jour est de 46,0 % sous une concentration de 508 soleils avec une cellule à 4 jonctions issu du partenariat Soitec/Fraunhofer ISE/CEA. Cette cellule MJ est composée d’une cellule tandem accordée sur GaAs assemblée par collage moléculaire à une autre cellule tandem accordée sur InP. Bien que le rendement atteint soit élevé, les performances de la cellule sont limitées sous fortes concentrations à cause de ce collage moléculaire. Dans le domaine des fortes concentrations, le record est actuellement détenu par la société américaine Solar Junction avec un rendement de 44,0 % mesuré sur une cellule triple jonction monolithique en GaInP/GaAs/GaInNAs de 0,3 cm² pour un taux de concentration de 942 soleils (irradiance directe de 942 kW/m²). Une seconde cellule a atteint un rendement performant à une irradiance directe supérieure à 1 MW/m², il s’agit d’une cellule tandem en GaInP/GaAs de l’IES-UPM qui a atteint 32,6 % sous une concentration de 1026 soleils.Dans le contexte précédent, les travaux présentés dans ce manuscrit visent à l’évaluation d’une nouvelle filière dans le domaine du CPV à base de semi-conducteurs III-V : la filière antimoniure (III-Sb). Les cellules que nous avons étudiées dans le cadre de cette thèse sont à base de GaSb et de l’alliage AlxGa1-xAsySb1-y, fabriquées de façon monolithique par MBE (Molecular Beam Epitaxy) sur substrat GaSb. Ce type de cellules, du fait de la très bonne complémentarité des gaps des matériaux, constitue une alternative crédible et originale aux cellules existantes pour une utilisation sous flux solaire fortement concentré.Le travail à réaliser dans le cadre de cette thèse porte sur :- La caractérisation électrique et optique des alliages quaternaires utilisés.- La conception et le design des cellules.- La réalisation et la mise au point de toutes les étapes technologiques nécessaires à la conception des cellules (photolithographie UV, gravure, métallisation, …).- La caractérisation électrique et optique des cellules fabriquées (I(V), TLM, réponse spectrale, …).- La caractérisation des cellules sous flux solaire (fortement) concentré.Ce travail a été cofinancé par l’Université de Montpellier et le LabEx SOLSTICE. / The development of photovoltaic conversion systems these past thirty years led to considerable improvements in terms of cost and performances. The best conversion efficiencies are currently obtained with solar concentration systems associated with multi-junction solar cells (MJSC) made of III-V materials. In this field, the record efficiency is of 46.0% under a 508-sun solar concentration with a 4-junction cell from Soitec/Fraunhofer ISE/CEA. This MJSC is composed of a tandem cell lattice-matched to GaAs wafer bonded to another tandem cell lattice-matched to InP. Although it reached high conversion efficiency, its performances are limited under solar concentration because of the wafer bonding. In the field of high solar concentrations, the record is held by Solar Junction with a monolithic triple junction GaInP/GaAs/GaInNAs cell of 0.3 cm² that reached an efficiency of 44.0% under 942 suns (direct irradiance of 942 kW/m²). Another high solar concentration efficiency record worth mentioning is held by IES-UPM with a tandem solar cell (GaInP/GaAs) that reached an efficiency of 32.6% under a concentration of 1026 suns.In this context, the work presented in this manuscript aims to evaluate the potential of a new family of III-V materials for high solar concentration applications: antimonide-based materials (III-Sb). The studied cells in this thesis are made out of GaSb and the quaternary AlxGa1-xAsySb1-y, monolithically grown by MBE (Molecular Beam Epitaxy) on a GaSb substrate. These materials, thanks to the large range of available band-gaps, represent an original and well-founded alternative to existing solar cells for high solar concentration applications.The work achieved in this thesis covers:- The electrical and optical characterization of the quaternary materials used.- The conception and designing of the cells.- The production and tuning of every technological steps in order to fabricate our solar cells (UV photolithography, etching, metal deposition,…).- The electrical and optical characterization of our fabricated solar cells (I(V), TLM, spectral response,…).- The characterization under (high) solar concentration of our cells.This work was cofounded by the University of Montpellier and the LabEx SOLSTICE.

High efficiency multi-junction (MJ) solar cells were packaged onto receiver systems. The efficiency change of concentrator cells under continuous high intensity illumination was done. Also, assessment of the receiver design on the overall performance of a Fresnel-type concentration system was investigated. We present on receiver designs including simulation results of their three-dimensional thermal operation and experimental results of tested packaged receivers to understand their efficiency in real world operation. Thermal measurements from solar simulators were obtained and used to calibrate the model in simulations. The best tested efficiency of 36.5% is obtained on a sample A receiver under 260 suns concentration by the XT-30 solar simulator and the corresponding cell operating temperature is ~30.5°C. The optimum copper thickness of a 5 cm by 5 cm simulated alumina receiver design was determined to be 6 mm and the corresponding cell temperature under 1000 suns concentration is ~36°C during operation.

High efficiency multi-junction (MJ) solar cells were packaged onto receiver systems. The efficiency change of concentrator cells under continuous high intensity illumination was done. Also, assessment of the receiver design on the overall performance of a Fresnel-type concentration system was investigated. We present on receiver designs including simulation results of their three-dimensional thermal operation and experimental results of tested packaged receivers to understand their efficiency in real world operation. Thermal measurements from solar simulators were obtained and used to calibrate the model in simulations. The best tested efficiency of 36.5% is obtained on a sample A receiver under 260 suns concentration by the XT-30 solar simulator and the corresponding cell operating temperature is ~30.5°C. The optimum copper thickness of a 5 cm by 5 cm simulated alumina receiver design was determined to be 6 mm and the corresponding cell temperature under 1000 suns concentration is ~36°C during operation.

High efficiency multi-junction (MJ) solar cells were packaged onto receiver systems. The efficiency change of concentrator cells under continuous high intensity illumination was done. Also, assessment of the receiver design on the overall performance of a Fresnel-type concentration system was investigated. We present on receiver designs including simulation results of their three-dimensional thermal operation and experimental results of tested packaged receivers to understand their efficiency in real world operation. Thermal measurements from solar simulators were obtained and used to calibrate the model in simulations. The best tested efficiency of 36.5% is obtained on a sample A receiver under 260 suns concentration by the XT-30 solar simulator and the corresponding cell operating temperature is ~30.5°C. The optimum copper thickness of a 5 cm by 5 cm simulated alumina receiver design was determined to be 6 mm and the corresponding cell temperature under 1000 suns concentration is ~36°C during operation.

This doctorate thesis focuses on investigating the parameter space involved in numerically modeling the bandgap engineering of a GaInP/InGaAs/Ge lattice matched multi-junction solar cell (MJSC) using InAs/InGaAs quantum dots (QDs) in the middle sub-cell. The simulation environment – TCAD Sentaurus – solves the semiconductor equations using finite element and finite difference methods throughout well-defined meshes in the device to simulate the optoelectronic behavior first for single junction solar cells and subsequently for MJSCs with and without quantum dots under concentrated illumination of up to 1000 suns’ equivalent intensity. The MJSC device models include appropriate quantum tunneling effects arising in the tunnel junctions which serve as transparent sub-cell interconnects. These tunneling models are calibrated to measurements of AlGaAs/GaAs and AlGaAs/AlGaAs tunnel junctions reaching tunneling peak current densities above 1000 A/cm^2. Self-assembled InAs/GaAs quantum dots (QDs) are treated as an effective medium through a description of appropriate generation and recombination processes. The former includes analytical expressions for the absorption coefficient that amalgamates the contributions from the quantum dot, the InAs wetting layer (WL) and the bulk states. The latter includes radiative and non-radiative lifetimes with carrier capture and escape considerations from the confinement potentials of the QDs. The simulated external quantum efficiency was calibrated to a commercial device from Cyrium Technologies Inc., and required 130 layers of the QD effective medium to match the contribution from the QD ground state. The current – voltage simulations under standard testing conditions (1 kW/cm^2, T=298 K) demonstrated an efficiency of 29.1%, an absolute drop of 1.5% over a control structure. Although a 5% relative increase in photocurrent was observed, a 5% relative drop in open circuit voltage and an absolute drop of 3.4% in fill factor resulted from integrating lower bandgap nanostructures with shorter minority carrier lifetimes. However, these results are considered a worst case scenario since maximum capture and minimum escape rates are assumed for the effective medium model. Decreasing the band offsets demonstrated an absolute boost in efficiency of 0.5% over a control structure, thus outlining the potential benefits of using nanostructures in bandgap engineering MJSCs.

High efficiency multi-junction (MJ) solar cells were packaged onto receiver systems. The efficiency change of concentrator cells under continuous high intensity illumination was done. Also, assessment of the receiver design on the overall performance of a Fresnel-type concentration system was investigated. We present on receiver designs including simulation results of their three-dimensional thermal operation and experimental results of tested packaged receivers to understand their efficiency in real world operation. Thermal measurements from solar simulators were obtained and used to calibrate the model in simulations. The best tested efficiency of 36.5% is obtained on a sample A receiver under 260 suns concentration by the XT-30 solar simulator and the corresponding cell operating temperature is ~30.5°C. The optimum copper thickness of a 5 cm by 5 cm simulated alumina receiver design was determined to be 6 mm and the corresponding cell temperature under 1000 suns concentration is ~36°C during operation.

This doctorate thesis focuses on investigating the parameter space involved in numerically modeling the bandgap engineering of a GaInP/InGaAs/Ge lattice matched multi-junction solar cell (MJSC) using InAs/InGaAs quantum dots (QDs) in the middle sub-cell. The simulation environment – TCAD Sentaurus – solves the semiconductor equations using finite element and finite difference methods throughout well-defined meshes in the device to simulate the optoelectronic behavior first for single junction solar cells and subsequently for MJSCs with and without quantum dots under concentrated illumination of up to 1000 suns’ equivalent intensity. The MJSC device models include appropriate quantum tunneling effects arising in the tunnel junctions which serve as transparent sub-cell interconnects. These tunneling models are calibrated to measurements of AlGaAs/GaAs and AlGaAs/AlGaAs tunnel junctions reaching tunneling peak current densities above 1000 A/cm^2. Self-assembled InAs/GaAs quantum dots (QDs) are treated as an effective medium through a description of appropriate generation and recombination processes. The former includes analytical expressions for the absorption coefficient that amalgamates the contributions from the quantum dot, the InAs wetting layer (WL) and the bulk states. The latter includes radiative and non-radiative lifetimes with carrier capture and escape considerations from the confinement potentials of the QDs. The simulated external quantum efficiency was calibrated to a commercial device from Cyrium Technologies Inc., and required 130 layers of the QD effective medium to match the contribution from the QD ground state. The current – voltage simulations under standard testing conditions (1 kW/cm^2, T=298 K) demonstrated an efficiency of 29.1%, an absolute drop of 1.5% over a control structure. Although a 5% relative increase in photocurrent was observed, a 5% relative drop in open circuit voltage and an absolute drop of 3.4% in fill factor resulted from integrating lower bandgap nanostructures with shorter minority carrier lifetimes. However, these results are considered a worst case scenario since maximum capture and minimum escape rates are assumed for the effective medium model. Decreasing the band offsets demonstrated an absolute boost in efficiency of 0.5% over a control structure, thus outlining the potential benefits of using nanostructures in bandgap engineering MJSCs.

<p>The world’s dependence on oil cannot continue indefinitely. As reserves dwindle and demand continues to increase, prices will soar to new highs and fundamentally change the way society deals with energy generation and consumption. Use of oil and other carbon-based fuels also have detrimental effects on human health, as pollution that arises from the combustion of these fuels necessitates treating respiratory problems in millions of people annually. Moreover, evidence that climate change is anthropogenic has become undeniable and has been proven to be direct related to dependence on carbon-based fuels.</p> <p>Renewable energy offers clean and dependable alternatives for electricity, heating and transport. In particular, solar energy looks to be the most promising owing to its sheer abundance and ubiquity. The main obstacle hindering the adoption of solar cell technology en masse is cost. One of the ways to reduce cost is to fabricate thinner solar cells, but this compromises efficiency due to lower optical absorption that results, especially in silicon. In order to become a serious competitor in the energy market, highly absorptive solar cells must be developed at reduced material costs, which is the essence of light-trapping.</p> <p>In this study, two of the most common ways to trap light by reducing reflection were investigated: the application of anti-reflection coatings and surface texturing in silicon. Analytic models were created to optimize optical design in both single-junction and multi-junction solar cells. The single-junction silicon models accounted for non-normal incidence, which allowed angle-averaged calculations to be made for planar and textured surfaces. Single-junction GaAs models included a GaInP window layer whose optical effects were considered in anti-reflection coating optimization. The multi-junction GaAs-on-silicon (GaAs/Si) and AlGaAs-on-silicon (AlGaAs/Si) models that were created clearly demonstrated the need to adjust individual subcell thicknesses in order to optimize optical design.</p> / Master of Applied Science (MASc)

Innovative electronic device concepts that use polarization charges to provide improved performance were validated. The strength of the electric fields created by polarization charges (PCs) was suggested to act as an additional design parameter in the creation of devices using III-nitride and other highly polar materials. Results indicated that polarization induced electric fields can replace conventional doping schemes to create the charge separation region of solar cells and would allow for a decoupling of device performance from doping requirements. Additionally, a model for calculating current through polarization induced tunnel diodes was proposed. The model was found to agree well with experimental current values. Several polarization induced tunnel junction (PTJ) designs were analyzed. A novel double-barrier PTJ was conceived that would allow for the creation of a multi-junction solar cell using strained InGaN absorption layers. Future research would include the fabrication of these devices and the inclusion of thermal effects in the model for calculating current through PTJs.

abstract: This dissertation addresses challenges pertaining to multi-junction (MJ) solar cells from material development to device design and characterization. Firstly, among the various methods to improve the energy conversion efficiency of MJ solar cells using, a novel approach proposed recently is to use II-VI (MgZnCd)(SeTe) and III-V (AlGaIn)(AsSb) semiconductors lattice-matched on GaSb or InAs substrates for current-matched subcells with minimal defect densities. CdSe/CdTe superlattices are proposed as a potential candidate for a subcell in the MJ solar cell designs using this material system, and therefore the material properties of the superlattices are studied. The high structural qualities of the superlattices are obtained from high resolution X-ray diffraction measurements and cross-sectional transmission electron microscopy images. The effective bandgap energies of the superlattices obtained from the photoluminescence (PL) measurements vary with the layer thicknesses, and are smaller than the bandgap energies of either the constituent material. Furthermore, The PL peak position measured at the steady state exhibits a blue shift that increases with the excess carrier concentration. These results confirm a strong type-II band edge alignment between CdSe and CdTe. The valence band offset between unstrained CdSe and CdTe is determined as 0.63 eV±0.06 eV by fitting the measured PL peak positions using the Kronig-Penney model. The blue shift in PL peak position is found to be primarily caused by the band bending effect based on self-consistent solutions of the Schrödinger and Poisson equations. Secondly, the design of the contact grid layout is studied to maximize the power output and energy conversion efficiency for concentrator solar cells. Because the conventional minimum power loss method used for the contact design is not accurate in determining the series resistance loss, a method of using a distributed series resistance model to maximize the power output is proposed for the contact design. It is found that the junction recombination loss in addition to the series resistance loss and shadowing loss can significantly affect the contact layout. The optimal finger spacing and maximum efficiency calculated by the two methods are close, and the differences are dependent on the series resistance and saturation currents of solar cells. Lastly, the accurate measurements of external quantum efficiency (EQE) are important for the design and development of MJ solar cells. However, the electrical and optical couplings between the subcells have caused EQE measurement artifacts. In order to interpret the measurement artifacts, DC and small signal models are built for the bias condition and the scan of chopped monochromatic light in the EQE measurements. Characterization methods are developed for the device parameters used in the models. The EQE measurement artifacts are found to be caused by the shunt and luminescence coupling effects, and can be minimized using proper voltage and light biases. Novel measurement methods using a pulse voltage bias or a pulse light bias are invented to eliminate the EQE measurement artifacts. These measurement methods are nondestructive and easy to implement. The pulse voltage bias or pulse light bias is superimposed on the conventional DC voltage and light biases, in order to control the operating points of the subcells and counterbalance the effects of shunt and luminescence coupling. The methods are demonstrated for the first time to effectively eliminate the measurement artifacts. / Dissertation/Thesis / Ph.D. Electrical Engineering 2012