Doctor of Philosophy / Department of Chemistry / Jun Li / Solar energy as a sustainable resource is a promising alternative to fossil fuels to solve the tremendous global energy crisis. Development of three generation of solar cells has promoted the best sunlight to electricity conversion efficiency above 40%. However, the most efficient solar cells rely on expensive nonsustainable raw materials in device fabrication. There is a trend to develop cost-effective biophotovoltaics that combines natural photosynthetic systems into artificial energy conversion devices such as dye sensitized solar cells (DSSCs). In this research, a model system employs natural extract light-harvesting complex II (LHCII) as a light-absorbing sensitizer to interface with semiconductive TiO₂ and plasmonic nanoparticles in DSSCs. The goal of this research is to understand the fundamental photon capture, energy transfer and charge separation processes of photosynthetic pigment-protein complexes along with improving biophotovoltaic performance based on this model system through tailoring engineering of TiO₂ nanostructures, attaching of the complexes, and incorporating plasmonic enhancement. The first study reports a novel approach to linking the spectroscopic properties of nanostructured LHCII with the photovoltaic performance of LHCII-sensitized solar cells (LSSCs). The aggregation allowed reorganization between individual trimers which dramatically increased the photocurrent, correlating well with the formation of charge-transfer (CT) states observed by absorption and fluorescence spectroscopy. The assembled solar cells demonstrated remarkable stability in both aqueous buffer and acetonitrile electrolytes over 30 days after LHCII being electrostatically immobilized on amine-functionalized TiO₂ surface. The motivation of the second study is to get insights into the plasmonic effects on the nature of energy/charge transfer processes at the interface of photosynthetic protein complexes and artificial photovoltaic materials. Three types of core-shell (metal@TiO₂) plasmonic nanoparticles (PNPs) were conjugated with LHCII trimers to form hybrid systems and incorporated into a DSSC platform built on a unique open three-dimensional (3D) photoanode consisting of TiO₂ nanotrees. Enhanced photon harvesting capability, more efficient energy transfer and charge separation at the LHCII/TiO₂ interface were confirmed in the LHCII-PNP hybrids, as revealed by spectroscopic and photovoltaic measurements, demonstrating that interfacing photosynthesis systems with specific artificial materials is a promising approach for high-performance biosolar cells. Furthermore, the final study reveals the mechanism of hot electron injection by employing a mesoporous core-shell (Au@TiO₂) network as a bridge material on a micro-gap electrode to conduct electricity under illumination and comparing the photoconductance to the photovolatic properties of the same material as photoanodes in DSSCs. Based on the correlation of the enhancements in photoconductance and photovoltaics, the contribution of hot electrons was deconvoluted from the plasmonic near-field effects.

Infectious pathogens are a prominent threat to human health in the world. There is a ubiquitous need for safe and reliable pathogen inactivation in the entire health care sector and pharmaceutical industry. Unfortunately, existing chemical treatment methods for virus inactivation have shortcomings as they introduce toxic chemicals or alter the structure of the products, which often pose significant side effects. Furthermore, considering the alarming growth of antibiotic resistances and hospital associated microbial infections, there is an urgent need for alternative pathogen inactivation strategies. Femtosecond (fs) pulsed laser irradiation technique is a promising solution free of added toxic chemicals and does not require the invention of new antibiotics for inactivation of virus contaminations in biological samples. Conventional pulsed laser techniques require relatively long irradiation times to achieve a significant viral inactivation. This thesis is focused on developing a novel photonic inactivation approach that is selective to pathogens, doesn’t compromise the protein-based pharmaceuticals, and is obtained without specific targeting to the pathogens. In our study, we report comparative studies using femtosecond laser pulses generated using Chirped Pulse Amplification (CPA) centered at either 800 nm or frequency-doubled 400 nm wavelengths, on the model bacteriophage φX174. We show that photonic inactivation is wavelength dependent and a Log Reduction Value (LRV) of > 6 in a 2 ml bacteriophage sample volume is achieved with less than 1 min of 400 nm laser exposure. Traditional methods for assaying viral inactivation require cell culture studies that can take up to 48–72 hours. We describe a solid-state nanopore technique that can monitor the effect of this optical viral therapy in under 10 minutes. By developing a statistical model based on the probability distribution function obtained from nanopore data, we monitor the survival fraction of viruses with low sample volume, high precision and fast assay time. Lastly, the purely photonic virus inactivation requires UV fs laser irradiation, which can risk photodamage to biologics. In our research, we introduce a novel inactivation approach that takes advantage of the strong light-matter interactions provided by noble metal nanoparticle (NP) structures that sustain plasmons. We report a plasmonically enhanced virus inactivation of Murine Leukemia Virus (MLV) via 10 s laser exposure with 800 nm fs pulses through gold nanorods, with LRV>3.7. We demonstrate that this NP-enhanced, physical inactivation approach is effective against a diverse group of pathogens, including both enveloped and non-enveloped viruses, and a variety of bacteria and mycoplasma. Importantly, the fs-pulse induced inactivation was selective to the pathogens and did not induce any measurable damage to co-incubated antibodies, or to large mammalian cells. Based on the observations, a model of selective pathogen inactivation based on plasmon enhanced cavitation is proposed.

Master of Science / Department of Chemistry / Jun Li / With the worldly consumption of energy continually increasing and the main source of this energy, fossil fuels, slowly being depleted, the need for alternate sources of energy is becoming more and more pertinent. One promising approach for an alternate method of producing energy is using solar cells to convert sunlight into electrical energy through photovoltaic processes. Currently, the most widely commercialized solar cell is based on a single p-n junction with silicon. Silicon solar cells are able to obtain high efficiencies but the downfall is, in order to achieve this performance, expensive fabrication techniques and high purity materials must be employed. An encouraging cheaper alternative to silicon solar cells is the dye-sensitized solar cell (DSSC) which is based on a wide band gap semiconductor sensitized with a visible light absorbing species. While DSSCs are less expensive, their efficiencies are still quite low compared to silicon. In this thesis, Grätzel cells (DSSCs based on TiO2 NPs) were fabricated and optimized to establish a reliable standard for further improvement. Optimized single layer GSCs and double layer GSCs showing efficiencies >4% and efficiencies of ~6%, respectively, were obtained. Recently, the incorporation of metallic nanoparticles into silicon solar cells has shown improved efficiency and lowered material cost. By utilizing their plasmonic properties, incident light can be scattered, concentrated, or trapped thereby increasing the effective path length of the cell and allowing the physical thickness of the cell to be reduced. This concept can also be applied to DSSCs, which are cheaper and easier to fabricate than Si based solar cells but are limited by lower efficiency. By incorporating 20 nm diameter Au nanoparticles (Au NPs) into DSSCs at the FTO/TiO2 interface as sub wavelength antennae, average photocurrent enhancements of 14% (maximum up to ~32%) and average efficiency enhancements of 13% (maximum up to ~23% ) were achieved with well dispersed, low surface coverages of nanoparticles. However the Au nanoparticle solar cell (AuNPSC) performance is very sensitive to the surface coverage, the extent of nanoparticle aggregation, and the electrolyte employed, all of which can lead to detrimental effects (decreased performances) on the devices.

abstract: This dissertation presents research findings regarding the exploitation of localized surface plasmon (LSP) of epitaxial Ag islands as a means to enhance the photoluminescence (PL) of Germanium (Ge) quantum dots (QDs). The first step of this project was to investigate the growth of Ag islands on Si(100). Two distinct families of Ag islands have been observed. “Big islands” are clearly faceted and have basal dimensions in the few hundred nm to μm range with a variety of basal shapes. “Small islands” are not clearly faceted and have basal diameters in the 10s of nm range. Big islands form via a nucleation and growth mechanism, and small islands form via precipitation of Ag contained in a planar layer between the big islands that is thicker than the Stranski-Krastanov layer existing at room-temperature. The pseudodielectric functions of epitaxial Ag islands on Si(100) substrates were investigated with spectroscopic ellipsometry. Comparing the experimental pseudodielectric functions obtained for Si with and without Ag islands clearly identifies a plasmon mode with its dipole moment perpendicular to the surface. This observation is confirmed using a simulation based on the thin island film (TIF) theory. Another mode parallel to the surface may be identified by comparing the experimental pseudodielectric functions with the simulated ones from TIF theory. Additional results suggest that the LSP energy of Ag islands can be tuned from the ultra-violet to the infrared range by an amorphous Si (α-Si) cap layer. Heterostructures were grown that incorporated Ge QDs, an epitaxial Si cap layer and Ag islands grown atop the Si cap layer. Optimum growth conditions for distinct Ge dot ensembles and Si cap layers were obtained. The density of Ag islands grown on the Si cap layer depends on its thickness. Factors contributing to this effect may include the average strain and Ge concentration on the surface of the Si cap layer. The effects of the Ag LSP on the PL of Ge coherent domes were investigated for both α-Si capped and bare Ag islands. For samples with low-doped substrates, the LSPs reduce the Ge dot-related PL when the Si cap layer is below some critical thickness and have no effect on the PL when the Si cap layer is above the critical thickness. For samples grown on highly-doped wafers, the LSP of bare Ag islands enhanced the PL of Ge QDs by ~ 40%. / Dissertation/Thesis / Doctoral Dissertation Physics 2015

Die hier vorgelegte Dissertation beschäftigt sich mit Untersuchungen an nanoskopischen Emittern und den Möglichkeiten, deren Fluoreszenzverhalten durch kontrollierte Ankopplung an photonische und plasmonische Strukturen zu beeinflussen. Zum einen werden mit Ytterbium- und Erbium-Ionen kodotierte NaYF4 -Nanokristalle untersucht, die hervorragende Eigenschaften bei der Umwandlung von niederenergetischen Photonen in solche höherer Energie besitzen. Das so entstehende Fluoreszenzlicht einer Ansammlung von Nanokristallen wird auf seine Abhängigkeit von der Anregungsintensität untersucht. Mit der Hilfe eines Rasterkraftmikroskops (AFM) wird eine Abhängigkeit der spektralen Zusammensetzung des Fluoreszenzlichts einzelner Nanokristalle von deren Größe im Bereich von wenigen bis 50 nm aufgezeigt. Durch gezielte Manipulation mit dem AFM werden ebenfalls einzelne Nanokristalle an Goldnanokügelchen gekoppelt und die Mechanismen der beobachteten plasmonischen Verstärkung der Emission durch zeitaufgelöste Messungen analysiert. Einzelne Stickstoff-Fehlstellen-Zentren in Nanodiamanten werden in einem zweiten Themenkomplex als Einzelphotonenquellen eigesetzt. Diese werden durch den Einsatz einer Nahfeld-Sonde auf Mikrokugel-Resonatoren aufgebracht, wodurch die Emission aufgrund der Ankopplung an die Flüstergalerie-Moden der Kugeln die typischen, scharfen Überhöhungen im Spektrum aufweist. Diese Methode lässt sich nicht nur verwenden, um zwei oder mehr Emitter an die selben Resonanzen einer Kugel zu koppeln. Es ist auch möglich, die Kugeln in einem Vorbereitungsschritt zu charakterisieren, und so kann insbesondere eine spektrale Übereinstimmung zwischen einer der Resonanzen und dem Emitter erreicht werden. Desweiterne wird demonstriert, wie durch die Kopplung an eine plasmonische Antenne aus Goldnanokugeln mittels AFM auch die Effizienz der Einzelphotonenquelle gesteigert werden kann. / The topic of the dissertation presented here is the investigation of nanoscopic emitters and the possibilities to influence their fluorescence behavior by controlled coupling to photonic and plasmonic structures. NaYF4 nanocrystals codoped with ytterbium and erbium are investigated since they provide excellent properties in upconverting of low-energetic photons to photons with higher energy. The fluorescence light that is generated in this process of a small cluster of nanocrystals is investigated on its dependence on the excitation intensity. With the help of an atomic force microscope (AFM) a dependence of the spectral composition of the fluorescence light from single nanocrystals on their size ranging between a few to 50 nm is demonstrated. By selective manipulation with the AFM, individual nanocrystals are coupled to gold nanospheres and the mechanisms of the observed plasmonic amplification of the emission is analyzed with time-resolved measurements. Single nitrogen–vacancy centers in nanodiamonds are employed as single-photon sources in a second subject area. A near-field probe is employed to attach these single quantum systems to microspherical resonators, by which their emission features the typical peaks in the spectrum due to the coupling to the whispering gallery modes of the spheres. This method can not only be applied to couple two or more single-photon emitters to the very same modes of a microsphere, but the resonators themselves can be pre-characterized to match one of the modes with the emitter. Furthermore, it will be demonstrated how the efficiency of a single-photon source can be enhanced by coupling the nitrogen-vacancy center to a plasmonic antenna made of gold nanospheres.