Foram produzidas dispersões aquosas não-poluentes e inovadoras de poli(uretano-uréia) à base de poli(glicol propilênico) (PPG) e de copolímeros em bloco, poli(glicol etilênicob-glicol propilênico), (EG-b-PG) com teor de 7% de unidades de glicol etilênico. Os poli(uretano-uréia)s foram preparados, em duas etapas, pelo método do prepolímero. Na primeira etapa, foram obtidos anionômeros, sintetizados em massa, à base do copolímero EG-bPG, PPG, ácido dimetilol propiônico (DMPA) (gerador dos sítios aniônicos) e diisocianato de isoforona (IPDI). Ainda na primeira etapa, os grupos carboxílicos do DMPA foram submetidos à neutralização com trietilamina (TEA). Na segunda etapa, foi realizada a dispersão do prepolímero anionômero e, em seguida, foi conduzida a reação de extensão de cadeia com a hidrazina (HYD). Nas diferentes formulações, foram variadas a razão NCO/OH e as proporções de PPG e do copolímero em bloco EG-b-PG. Além disso, foram obtidas dispersões aquosas programadas para teores de sólidos de 40 e 50%. As dispersões foram avaliadas quanto ao teor de sólidos totais, tamanho médio de partícula e viscosidade. Os filmes, obtidos por vazamento das dispersões, foram avaliados quanto à absorção de água, termogravimetria (TG) e propriedades mecânicas (ensaio de tração). Os filmes vazados e os monômeros foram caracterizados por espectrometria na região de infravermelho (FTIR) As dispersões obtidas se mostraram adequadas para serem aplicadas como revestimento para madeira, metais e vidro / Non-polluting and poly(urethane-urea) aqueous dispersions based on poly(propylene glycol) (PPG) and block copolymers of poly(ethylene glycol-b-propylene glycol) (EG-b-PG) containing 7% of ethylene glycol repeating units, were produced in an innovative way. The poly(urethane-urea)s were prepared, in two steps, by the prepolymer method. In the first step, anionomers, synthesized in bulk, based on EG-b-PG, PPG, dimethylolpropionic acid (DMPA) (anionomer sites generator) and isophorone diisocyanate (IPDI) were obtained. Still in the first step, the DMPA carboxylic groups were neutralized with triethylamine (TEA), generating the anionomer groups. In the second step, the anionomer prepolymer was dispersed in water under vigorous stirring and afterwards was chain extended with hydrazine. Different formulations were obtained by varying the NCO/OH ratio, and the proportions of PPG and EG-b-PG. Besides, poly(urethane-urea) aqueous dispersions with 40% and 50% of solid contents were obtained. The dispersions were evaluated in terms of their solid-contents, particle size and viscosity. The cast films, obtained from the dispersions concernig of water absorption, thermogravimetry (TG) and mechanical properties (stress and elongation at break). The films and monomers were characterized by infrared spectrometry (FTIR). The obtained dispersions were suitable when applied as for wood, metals and glass surfaces

Materiais nanoestruturados têm recebido destaque na comunidade científica, destacando-se, dentre eles, os nanocompósitos à base de polímeros e argila. Quando esses materiais são obtidos no estado líquido, ressalta-se também o uso de água em substituição a solventes orgânicos, devido a questões ambientais. Neste trabalho foram sintetizadas dispersões aquosas à base de poliuretanos (WPUs) e argila hidrofílica do tipo montimorilonita (MMT) de natureza sódica, com o objetivo de avaliar as propriedades de barreira a gases conferidas pela presença de argila e pela variação nas proporções entre os segmentos flexíveis poli(glicol propilênico) (PPG) e o copolímero em bloco à base de poli(glicol etilênico) e poli(glicol propilênico) (EG-b-PG). Os monômeros empregados na síntese foram: poli(glicol propilênico) (PPG); copolímero em bloco à base de poli(glicol etilênico) e poli(glicol propilênico) (EG-b-PG), com teor de 7% de EG; ácido dimetilolpropiônico (DMPA), diisocianato de isoforona (IPDI) e etilenodiamina (EDA), como extensor de cadeia. Foram sintetizadas dispersões aquosas com e sem a presença de argila, fixando-se a razão entre o número de equivalentes-grama de grupos diisocianato e hidroxila (razão NCO/OH) em 1,5. Nas formulações foi variado também o teor de argila em relação à massa de prepolímero em 0,5% e 1%. Foi adicionada uma etapa de agitação adicional com dispersor Turrax em algumas formulações. A argila foi previamente deslaminada em água deionizada e incorporada à formulação na etapa da dispersão do prepolímero. As dispersões foram avaliadas, quanto ao teor de sólidos totais, tamanho médio de partícula e viscosidade aparente. Os filmes vazados a partir das dispersões foram caracterizados por espectrometria na região do infravermelho (FTIR) e permeabilidade ao CO2. A resistência térmica dos filmes foi determinada por termogravimetria (TG). Foram observadas modificações nas propriedades dos filmes obtidos com a inserção da argila e com a variação no teor de segmentos à base de poli(glicol etilênico). A inserção da argila promoveu uma melhoria na resistência térmica das membranas bem como uma redução na permeabilidade das mesmas. Foi observado um aumento na permeabilidade das membranas obtidas a partir das formulações com maior percentual de copolímero (EG-b-PG), com e sem argila. / Nanostructured materials have been receiving increasing attention of scientific community, especially systems of nanocomposites based on polymer and clay. These materials can be obtained in aqueous state and the use of water, replacing organic solvents, is an important line of research due to environmental issues. In this work, dispersions based on waterbone polyurethanes and sodic hydrophilic clay montmorillonite (MMT) were synthesized, in order to evaluate the possible formation of nanocomposites (NWPUs). The monomers employed in the synthesis were: poly (propylene glycol) (PPG), block copolymer based on poly (ethylene glycol) and poly (propylene glycol) (EG-b-PG), containing 7% ethylene glycol; dimethylolpropionic acid (DMPA); isophorone diisocyanate (IPDI); and ethylenediamine (EDA) as chain extender. Aqueous dispersions with and without clay were synthesized by fixing the ratio between the equivalent-grams of diisocyanate and hydroxyl groups (NCO/OH ratio) in 1.5. The clay content also varied from 0.5% to 1% related to prepolymer initial mass. An additional stirring step with Turrax disperser was made in some formulations. The clay was previously delaminated in deionized water and incorporated at prepolymer dispersion in water-addition step. The dispersions were then evaluated in terms of solids content, particle size and apparent viscosity. The films cast from dispersions were characterized by infrared spectrometry (FTIR), thermogravimetry (TG) and permeability to CO2. Cast films were obtained and the gas barrier properties imparted by the clay were analyzed as well as the influence of poly (ethylene glycol) segments content. The insertion of clay imparted an improvement in thermal resistance properties and a decrease in membrane permeability. It was also observed an increase in permeability to CO2 of membranes obtained from formulations containing the higher amount of copolymer (EG-b-PG), independent of clay content.

Foram produzidas dispersões aquosas não-poluentes e inovadoras de poli(uretano-uréia) à base de poli(glicol propilênico) (PPG) e de copolímeros em bloco, poli(glicol etilênicob-glicol propilênico), (EG-b-PG) com teor de 7% de unidades de glicol etilênico. Os poli(uretano-uréia)s foram preparados, em duas etapas, pelo método do prepolímero. Na primeira etapa, foram obtidos anionômeros, sintetizados em massa, à base do copolímero EG-bPG, PPG, ácido dimetilol propiônico (DMPA) (gerador dos sítios aniônicos) e diisocianato de isoforona (IPDI). Ainda na primeira etapa, os grupos carboxílicos do DMPA foram submetidos à neutralização com trietilamina (TEA). Na segunda etapa, foi realizada a dispersão do prepolímero anionômero e, em seguida, foi conduzida a reação de extensão de cadeia com a hidrazina (HYD). Nas diferentes formulações, foram variadas a razão NCO/OH e as proporções de PPG e do copolímero em bloco EG-b-PG. Além disso, foram obtidas dispersões aquosas programadas para teores de sólidos de 40 e 50%. As dispersões foram avaliadas quanto ao teor de sólidos totais, tamanho médio de partícula e viscosidade. Os filmes, obtidos por vazamento das dispersões, foram avaliados quanto à absorção de água, termogravimetria (TG) e propriedades mecânicas (ensaio de tração). Os filmes vazados e os monômeros foram caracterizados por espectrometria na região de infravermelho (FTIR) As dispersões obtidas se mostraram adequadas para serem aplicadas como revestimento para madeira, metais e vidro / Non-polluting and poly(urethane-urea) aqueous dispersions based on poly(propylene glycol) (PPG) and block copolymers of poly(ethylene glycol-b-propylene glycol) (EG-b-PG) containing 7% of ethylene glycol repeating units, were produced in an innovative way. The poly(urethane-urea)s were prepared, in two steps, by the prepolymer method. In the first step, anionomers, synthesized in bulk, based on EG-b-PG, PPG, dimethylolpropionic acid (DMPA) (anionomer sites generator) and isophorone diisocyanate (IPDI) were obtained. Still in the first step, the DMPA carboxylic groups were neutralized with triethylamine (TEA), generating the anionomer groups. In the second step, the anionomer prepolymer was dispersed in water under vigorous stirring and afterwards was chain extended with hydrazine. Different formulations were obtained by varying the NCO/OH ratio, and the proportions of PPG and EG-b-PG. Besides, poly(urethane-urea) aqueous dispersions with 40% and 50% of solid contents were obtained. The dispersions were evaluated in terms of their solid-contents, particle size and viscosity. The cast films, obtained from the dispersions concernig of water absorption, thermogravimetry (TG) and mechanical properties (stress and elongation at break). The films and monomers were characterized by infrared spectrometry (FTIR). The obtained dispersions were suitable when applied as for wood, metals and glass surfaces

O escoamento líquido-líquido, em especial o escoamento óleo-água, vem atraindo a atenção de pesquisadores devido à alta demanda pelo combustível fóssil no atual cenário petrolífero mundial e nacional. Os desafios tecnológicos colocados pelas descobertas de reservas de óleos pesados e altamente viscosos consideram, em especial, a preocupação por minimizar as perdas energéticas nas linhas. Emulsões inversas ou dispersões óleo-em-água, na qual o óleo se encontra disperso de maneira uniforme em água, caracteriza-se pela baixa viscosidade aparente, tornando-se um tipo de emulsão desejável em algumas etapas do transporte de petróleo. Esses fatos tornam essencial o estudo deste tipo de padrão para o dimensionamento e operação ótima de dutos de produção de petróleo. Contudo, não existe ainda um número abrangente de trabalhos sobre padrão disperso líquido-líquido, ao comparar com escoamento em fases separadas. Trabalhos sobre dispersões têm reportado redução de atrito sem a adição de substâncias químicas em regime turbulento. No entanto, não há ainda um entendimento satisfatório do fenômeno. Na maioria dos trabalhos, sendo quase todos realizados com óleos leves e pouco viscosos, a redução é reportada em dispersões água-em-óleo, com escassos trabalhos reportando o fenômeno em dispersões óleo-em-água. A pesquisa realizada tratou do estudo experimental e teórico de dispersões óleo-em-água em tubulações. O escoamento foi caracterizado a partir da obtenção de dados de holdup, gradiente de pressão por fricção, distribuição das fases e padrão de escoamento. Uma teoria foi proposta para explicar a redução de atrito detectada neste trabalho, baseada na existência de um filme fino de água que escoa em contato com a parede do tubo, a baixos números de Reynolds, evitando o contato direto do núcleo turbulento (mistura bifásica) com a parede do tubo. O referido filme líquido foi detectado e quantificado utilizando-se técnica visual. Além disso, um modelo dinâmico baseado na teoria de lubrificação hidrodinâmica foi desenvolvido como tentativa de explicar a formação do filme líquido parietal no escoamento turbulento de dispersões óleo-água. / Liquid-liquid flow, especially oil-water flow, has attracted the attention of researchers due to the high demand for petroleum in the current global scenario. The discovery of reserves of heavy and highly viscous oils creates new challenges which are mainly concerned with reducing the significant pressure drop in pipes. Inverse emulsion or oil-in-water dispersions in which the oil is dispersed in water is characterized by its low effective viscosity, making it a desirable type of emulsion in some steps of oil production. These facts make the study of dispersed liquid-liquid flow essential for the design and optimal operation of oil pipelines. However, the studies on such flow pattern are scanty in comparison to those on separate flows, as stratified and annular flow patterns. Drag reduction in oil-water turbulent flow without the addition of any chemical substance has been reported in some studies. This phenomenon has received increasing attention in recent years, because there is not a satisfactory understanding of its dynamics yet. Most studies, almost all using light oils, report drag reduction in dispersion of water-in-oil, with few studies reporting the phenomenon in oil-in-water dispersions. This research comprises an experimental and theoretical study on oil-in-water dispersions in pipes. Pressure gradient, holdup, phase distribution and flow patterns data were obtained to characterize the two-phase flow. A theory was proposed to explain the drag reduction detected in this work, based on the existence of a thin water film flowing in contact with the pipe wall at low Reynolds numbers, avoiding contact between the turbulent core (mixture) and the pipe wall. The liquid film was detected and quantified using visual technique. In addition, a dynamic model based on the hydrodynamic lubrication theory was developed as an attempt to explain the formation of the liquid film.

La Béringie, un vaste territoire qui s’étend de la Sibérie orientale au Territoire du Yukon, est perçue comme le point d’entrée des populations humaines en Amérique. A la fin du Pléistocène, ce territoire déglacé aurait constitué un refuge aux premières populations préhistoriques se dispersant hors d’Asie. Selon les données génétiques et paléo-génétiques, la Béringie fut occupée au cours du Dernier Maximum Glaciaire (19 000-23 000 cal BP, années calibrées Before Present) par une population humaine qui demeura génétiquement isolée durant près de 8000 à 9000 ans, donnant ainsi naissance à la lignée des Natifs Américains qui allaient se disperser, plus tard, au sud des masses glaciaires nordaméricaines et jusqu’en Amérique du Sud. Cette « Beringian standstill hypothesis », toutefois, ne trouva aucun soutien dans le registre archéologique : en Sibérie orientale, le plus ancien site est daté à 32 000 cal BP, tandis qu’en Alaska et au Yukon, la présence humaine ne remonte pas au-delà de 14 000 cal BP. Dans les années 70-80’s, le site des Grottes du Poisson-Bleu (Yukon) livra des outils en pierre et des ossements supposés modifiés par les humains, enfouis dans un dépôt loessique pléistocène ; les découvertes encouragèrent les archéologues J. Cinq-Mars et R. Morlan à évoquer l’hypothèse d’une occupation humaine sporadique dans le nord du Yukon entre 11 000 et 30 000 cal BP environ. La nature anthropogénique des échantillons osseux soumis aux datations radiocarbones ainsi que l’intégrité de la stratigraphie furent toutefois remises en question par une majorité d’archéologues. La présente dissertation propose une analyse archéozoologique et taphonomique rigoureuse et systématique des assemblages fauniques de mammifères des Grottes I et II dans le but d’appréhender les facteurs responsables de l’accumulation et de la modification du matériel osseux. De nouvelles datations radiocarbones effectuées par le laboratoire Oxford Radiocarbon Accelerator Unit sur des ossements portant des traces indéniablement culturelles permettent une datation précise de l’occupation humaine du site. Les résultats illustrent plusieurs traces de découpe sur des os de cheval, caribou, wapiti et possiblement bison et mouflon, tandis que des ossements de mammouth pourraient avoir été collectés pour l’industrie osseuse. Les nouvelles datations AMS suggèrent que les Grottes du Poisson-Bleu étaient occupées de façon sporadique entre 12 000 et 24 000 cal BP, soit pendant et après le Dernier Maximum Glaciaire. Le site offre ainsi un soutien archéologique à l’hypothèse de l’isolation génétique des populations béringiennes à l’origine des premières dispersions en Amérique. L’histoire taphonomique des Grottes du Poisson-Bleu rejoint celle des sites karstiques béringiens qui illustrent des occupations interspécifiques alternées entre carnivores et des fréquentations humaines de courte durée pour des activités de chasse. En outre, les altérations anthropiques sur des os de cheval des Grottes I et II ravivent le débat sur les extinctions de la mégafaune à la fin du Pléistocène (ca. 14 000 cal BP). Le site souligne l’incomplétude du registre archéologique et invite à multiplier les efforts de recherche en Béringie si l’on veut être à même de comprendre la préhistoire du peuplement des Amériques. / Beringia, a vast landscape stretching from eastern Siberia to the Yukon Territory, is thought to be the initial entry point of humans into North and South America. At the end of the Pleistocene, this unglaciated region constituted a refugium for the first prehistoric populations dispersing out of Asia. According to genetic and palaeogenetic data, Beringia was occupied during the Last Glacial Maximum (19 000-23 000 cal BP, calibrated years before present) by a human population that remained genetically isolated for about 8000 to 9000 years, leading to the divergence of the Native American lineage that would eventually disperse south of the ice-sheets into North and South America. The « Beringian standstill hypothesis » is not well supported in the archaeological record, however: in eastern Siberia, the oldest archaeological site is dated to 32 000 cal BP while in Alaska and the Yukon, evidence for a human presence doesn’t exceed 14 000 cal BP. Excavated in the 70s-80s, the Bluefish Caves site (Yukon) yielded stone tools and bone remains thought to have been culturally modified, buried in a Pleistocene loess deposit; the discovery encouraged archaeologists J. Cinq-Mars and R. Morlan to propose that humans occupied the caves sporadically between about 11 000 and 30 000 cal BP. The anthropogenic nature of the bone samples submitted for radiocarbon analysis and the stratigraphic integrity of the site didn’t convince the scientific community, however. The current dissertation proposes a rigorous archaeozoological and taphonomic analysis of the mammal bone assemblages of Caves I and II in order to identify the agents responsible for the accumulation and modification of the bone material. The results show several cut marks on bone specimens belonging to horse, caribou, wapiti and possibly bison and Dall sheep, while mammoth skeletal remains may have been collected for bone industry. New radiocarbon dates obtained by an Oxford laboratory (Oxford Radiocarbon Accelerator Unit) on bone bearing indisputable evidence of cultural modification allow the precise dating of the human occupation at the site. The AMS dates suggest that the Bluefish Caves were occupied sporadically between 12 000 to 24 000 cal BP, i.e., during and after the Last Glacial Maximum. The site, therefore, offers archaeological support for the Beringian standstill hypothesis. The taphonomic history of the Bluefish Caves, as well as other Beringian karstic sites, shows use of the caves by various carnivores and short-term human occupations for hunting activities. Moreover, cultural modifications on horse bone from Caves I and II enhance the debate surrounding the megafaunal extinctions at the end of the Pleistocene (ca. 14 000 cal BP). The site underlines the incompleteness of the archaeological record and invites us to expand research efforts in Beringia if we are to understand the prehistory of the first people of the Americas.

<p>Supersaturating drug delivery systems are an attractive solubility enabling formulation strategy for poorly soluble drugs due to their potential to significantly enhance solubility and hence, bioavailability. Compendial dissolution testing is commonly used a surrogate for assessing the bioavailability of enabling formulations. However, it increasingly fails to accurately predict <i>in vivo</i> performance due its closed-compartment characteristics and the lack of absorptive sink conditions. <i>In vivo</i>, drug is continually removed due to absorption across the gastrointestinal membrane, which impacts the luminal concentration profile, which in turn affects the dissolution kinetics of any undissolved material, as well as crystallization kinetics from supersaturated solutions. Thus, it is critical to develop an improved methodology that better mimics <i>in vivo</i> conditions. An enhanced approach integrates dissolution and absorption measurements. However, currently-used two-compartment absorptive apparatuses, employing a flat-sheet membrane are limited, in particular by the small membrane surface area that restricts the mass transfer, resulting in unrealistic experimental timeframes. This greatly impacts the suitability of such systems as a formulation development tool. The goal of this research is two-fold. First, to develop and test a high surface area, flow-through, absorptive dissolution testing apparatus, designed to provide <i>in vivo</i> relevant information about formulation performance in biologically relevant time frames. Second, to use this apparatus to obtain mechanistic insight into physical phenomenon occurring during formulation dissolution. Herein, the design and construction of a coupled dissolution-absorption apparatus using a hollow fiber membrane module to simulate the absorption process is described. The hollow fiber membrane offers a large membrane surface area, improving the mass transfer rates significantly. Following the development of a robust apparatus, its application as a formulation development tool was evaluated in subsequent studies. The dissolution-absorption studies were carried out for supersaturated solutions generated via anti-solvent addition, pH-shift and by dissolution of amorphous formulations. The research demonstrates the potential of the apparatus to capture subtle differences between formulations, providing insight into the role of physical processes such as supersaturation, crystallization kinetics and liquid-liquid phase separation on the absorption kinetics. The study also explores dissolution-absorption performance of amorphous solid dispersions (ASDs) and the influence of resultant solution phase behavior on the absorption profile. Residual crystalline content in ASDs is a great concern from a physical stability and dissolution performance perspective as it can promote secondary nucleation or seed crystal growth. Therefore, the risk of drug crystallization during dissolution of ASDs containing some residual crystals was assessed using absorptive dissolution measurements and compared to outcomes observed using closed-compartment dissolution testing. Mesoporous silica-based formulations are another type of amorphous formulations that are gaining increased interest due to higher physical stability and rapid release of the amorphous drug. However, their application may be limited by incomplete drug release resulting from the adsorption tendency of the drug onto the silica surface. Thus, the performance of mesoporous silica-based formulations was also evaluated in the absorptive dissolution testing apparatus to determine the impact of physiological conditions such as gastrointestinal pH and simultaneous membrane absorption on the adsorption kinetics during formulation dissolution. Overall, the aim of this research was to demonstrate the potential of the novel <i>in vitro</i> methodology and highlight the significance of a dynamic absorptive dissolution environment to enable better assessment of complex enabling formulations. <i>In vivo</i>, there are multiple physical processes occurring in the gastrointestinal lumen and the kinetics of these processes strongly depend on the absorption kinetics and <i>vice-a-versa</i>. Thus, using this novel tool, the interplay between solution phase behavior and the likely impacts on bioavailability of supersaturating drug delivery systems can be better elucidated. This approach and apparatus is anticipated to be of great utility to the pharmaceutical industry to make informed decisions with respect to formulation optimization.</p>

Depuis plusieurs décennies, une importante activité scientifique se concentre sur la description numérique, théorique ou expérimentale de l'hydrodynamique des écoulements multiphasiques. Ces écoulements sont caractérisés par l'existence d'interfaces, et d'une force à l'interface, la tension superficielle, séparant généralement deux fluides non miscibles. Un cas d'étude dans ce contexte est le problème du drainage d'une unique goutte dans une phase continue, l'ensemble étant soumis à la gravité. Ce système fait apparaître des écoulements récemment décrits pour une goutte d'eau dans l'huile de paraffine. Ce système constitue également un modèle simple pour l'étude des propriétés aux interfaces, Mais d'un point de vue numérique, se pose alors le problème de la stabilité des algorithmes pouvant être utilisés. Les effets aux interfaces impliquent en effet des domaines spatiaux très limités dans lesquels les grandeurs physiques entre les deux fluides sont discontinues. D'importants artéfacts numériques peuvent alors être générés dans les simulations et faire perdre la richesse de la physico-chimie du système considéré. Le problème de la simulation d'écoulements multiphasiques intéresse aussi bien le monde académique que le monde industriel. L'objectif de ce travail de thèse est donc d'implémenter les techniques numériques les plus récentes et de développer un code pour permettre la simulation de l'hydrodynamique de systèmes dispersés. Pour parvenir à ce but, il reste encore des problèmes algorithmiques importants à résoudre comme la prise en compte des effets thermocapillaires et thermosolutaux. Ces deux derniers points sont l'objet de cette thèse. / For several decades, an important scientific activity has focused on the numerical, theoretical and experimental hydrodynamics of drops. This work presents numerical results of a single droplet in the gravity field and in non-isothermal conditions. The simulation such a multiphase system is important in both academic and industrial world. This is particularly the case in the field of emulsions, wetting problems and evaporation. To achieve this goal, there are still important algorithmic problems due to the free moving interfaces and the description of capillary effects. Here, a Volume of Fluid technique has been implemented with high order temporal and spatial schemes to preserve the sharpness of the drop interface. The system under consideration is a simplified model consisting in a single water droplet in a continuous paraffin oil phase. These liquids are immiscible and non-compressible and the overall evolution is unsteady. Capillary contributions such as temperature and surfactant dependent surface tension are fully accounted for. This presentation is aimed to show the capabilities of VOF techniques for the simulations of unsteady multiphase systems in non-isothermal configurations. The role of the droplet initial position and temperature field is described with good numerical stability. There are still important problems remaining in the simulation of free interface systems with such a technique. Spurious currents induced by the description of capillarity can in particular come into play. But these latter can be controlled once the droplet average velocity due to drainage becomes large enough.

<div>Adsorbent technology is widely used in many industrial applications including waste heat recovery, water purification, and atmospheric revitalization in confined habitations. Astronauts depend on adsorbent-based systems to remove metabolic carbon dioxide (CO₂) from the cabin atmosphere; as NASA prepares for the journey to Mars, engineers are redesigning the adsorbent-based system for reduced weight and optimal efficiency. These efforts hinge upon the development of accurate, predictive models, as simulations are increasingly relied upon to save cost and time over the traditional design-build-test approach. Engineers rely on simplified models to reduce computational cost and enable parametric optimizations. Amongst these simplified models is the axially dispersed plug-flow model for predicting the adsorbate concentration during flow through an adsorbent bed. This model is ubiquitously used in designing fixed-bed adsorption systems. The current work aims to improve the accuracy of the axially dispersed plug-flow model because of its wide-spread use. This dissertation identifies the critical model inputs that drive the overall uncertainty in important output quantities then systematically improves the measurement and prediction of these input parameters. Limitations of the axially dispersed plug-flow model are also discussed, and recommendations made for identifying failure of the plug-flow assumption.</div><div><br></div><div>An uncertainty and sensitivity analysis of an axially disperse plug-flow model is first presented. Upper and lower uncertainty bounds for each of the model inputs are found by comparing empirical correlations against experimental data from the literature. Model uncertainty is then investigated by independently varying each model input between its individual upper and lower uncertainty bounds then observing the relative change in predicted effluent concentration and temperature (<i>e.g.</i>, breakthrough time, bed capacity, and effluent temperature). This analysis showed that the LDF mass transfer coefficient is the largest source of uncertainty. Furthermore, the uncertainty analysis reveals that ignoring the effect of wall-channeling on apparent axial dispersion can cause significant error in the predicted breakthrough times of small-diameter beds.</div><div><br></div><div>In addition to LDF mass transfer coefficient and axial-dispersion, equilibrium isotherms are known to be strong lever arms and a potentially dominant source of model error. As such, detailed analysis of the equilibrium adsorption isotherms for zeolite 13X was conducted to improve the fidelity of CO₂ and H₂O on equilibrium isotherms compared to extant data. These two adsorbent/adsorbate pairs are of great interest as NASA plans to use zeolite 13X in the next generation atmospheric revitalization system. Equilibrium isotherms describe a sorbent’s maximum capacity at a given temperature and adsorbate (<i>e.g.</i>, CO₂ or H₂O) partial pressure. New isotherm data from NASA Ames Research Center and NASA Marshall Space Flight Center for CO₂ and H₂O adsorption on zeolite 13X are presented. These measurements were carefully collected to eliminate sources of bias in previous data from the literature, where incomplete activation resulted in a reduced capacity. Several models are fit to the new equilibrium isotherm data and recommendations of the best model fit are made. The best-fit isotherm models from this analysis are used in all subsequent modeling efforts discussed in this dissertation.</div><div><br></div><div>The last two chapters examine the limitations of the axially disperse plug-flow model for predicting breakthrough in confined geometries. When a bed of pellets is confined in a rigid container, packing heterogeneities near the wall lead to faster flow around the periphery of the bed (<i>i.e.</i>, wall channeling). Wall-channeling effects have long been considered negligible for beds which hold more than 20 pellets across; however, the present work shows that neglecting wall-channeling effects on dispersion can yield significant errors in model predictions. There is a fundamental gap in understanding the mechanisms which control wall-channeling driven dispersion. Furthermore, there is currently no way to predict wall channeling effects a priori or even to identify what systems will be impacted by it. This dissertation aims to fill this gap using both experimental measurements and simulations to identify mechanisms which cause the plug-flow assumption to fail.</div><div><br></div><div>First, experimental evidence of wall-channeling in beds, even at large bed-to-pellet diameter ratios (<i>d</i>_bed/<i>d</i>_p=48) is presented. These experiments are then used to validate a method for accurately extracting mass transfer coefficients from data affected by significant wall channeling. The relative magnitudes of wall-channeling effects are shown to be a function of the adsorption/adsorbate pair and geometric confinement (<i>i.e.</i>, bed size). Ultimately, the axially disperse plug-flow model fails to capture the physics of breakthrough when nonplug-flow conditions prevail in the bed.</div><div><br></div><div>The final chapter of this dissertation develops a two-dimensional (2-D) adsorption model to examine the interplay of wall-channeling and adsorption kinetics and the adsorbent equilibrium capacity on breakthrough in confined geometries. The 2-D model incorporates the effect of radial variations in porosity on the velocity profile and is shown to accurately capture the effect of wall-channeling on adsorption behavior. The 2-D model is validated against experimental data, and then used to investigate whether capacity or adsorption kinetics cause certain adsorbates to exhibit more significant radial variations in concentration compared than others. This work explains channeling effects can vary for different adsorbate and/or adsorbent pairs—even under otherwise identical conditions—and highlights the importance of considering adsorption kinetics in addition to the traditional <i>d</i>_bed/<i>d</i>_p criteria.</div><div><br></div><div>This dissertation investigates key gaps in our understanding of fixed-bed adsorption. It will deliver insight into how these missing pieces impact the accuracy of predictive models and provide a means for reconciling these errors. The culmination of this work will be an accurate, predictive model that assists in the simulation-based design of the next-generation atmospheric revitalization system for humans’ journey to Mars.</div>