Made available in DSpace on 2014-12-17T15:55:05Z (GMT). No. of bitstreams: 1 RobertoR_DISSERT.pdf: 1125393 bytes, checksum: 639c9308ec555425dc29f7b3bad222f8 (MD5) Previous issue date: 2014-01-31 / The diversity of fish species from South America has been affected by various anthropogenic practices. Some studies have reported the influence that illegal transferring or introduction of exotic species have on the trophic webs of continental lakes. The loss of diversity on fish populations and consequent impacts on fishery are commonly evidenced in these cases. The Brazilian Northeast has ponds for which exotic Amazonian species were transferred as Extremoz Lake. These environments serve as study models for comparison and investigation about the possible impacts of these introductions. We tested the hypothesis that loss of species that this trend can be related with the insertion of the genus Cichla, commonly documented as top predator in its endemic environment. Possible structural causes that interfere in other processes such as migration were also investigated. Thus, the local ecological knowledge of fishermen and a current ecotrophic model were used. We took samples of phytoplankton, zooplankton and fishes during two annual cycles. Concurrently, we made interviews with the fishing community. In fact, there are relations between the loss of fish and the insertion of peacock bass in Extremoz Lake. However, Cichla kelberi was not indicated as primary factor to explain fish species decline. The construction of bridges located in the Rio Doce was main factor for respondents and what explains loss of species. The migration of saltwater fish and / or from the river to Extremoz Lake is hindered by the unsuitability of the crossing-streams that are under these structures. According to the ecotrophic model Hoplias malabaricus was considered key-species and Cichla kelberi top predator. This last trend was similarly noticed in the stomach and local ecological knowledge of fishermen analysis. Overfishing simulations to Cichla kelberi resulted that only raising its captures in 200%, other native species would increase their biomass values only 15 to 30% (in 6 years).The negative effects of the alien species introduction without prior studies and lack of investments in appropriating these constructions to the needs of the fish fauna structures seem to act simultaneously. Both are causing the decline of fish species richness and consequent local artisanal fishery collapse / A diversidade de esp?cies de peixes da Am?rica do Sul vem sendo afetada por diversas pr?ticas antr?picas. Alguns estudos t?m documentado os efeitos resultantes destas transfer?ncias ilegais de esp?cies ex?ticas. A perda de riqueza da ictiofauna e consequente desarticula??o da pesca t?m sido evidenciadas nestes casos. O nordeste brasileiro apresenta lagoas para as quais foram transferidas esp?cies ex?ticas amaz?nicas, como a Lagoa de Extremoz. Estes ambientes servem como modelos de estudo para fins de compara??o e investiga??o dos poss?veis impactos decorrentes destas introdu??es. Testamos a hip?tese de que a perda de riqueza da ictiofauna e consequente desarticula??o da pesca artesanal exibem rela??o com a inser??o do g?nero Cichla, comumente documentado como predador de topo em seu ambiente end?mico. Poss?veis causas estruturais que interferissem em outros processos, como os de migra??o, tamb?m foram investigadas. Para tanto, o conhecimento ecol?gico local dos pescadores e um modelo ecotr?fico atual foram utilizados. Durante dois ciclos anuais, efetuamos amostragens de fitopl?ncton, zoopl?ncton e peixes. Concomitantemente, efetuamos entrevistas com a comunidade de pescadores. Segundo os resultados obtidos, pode-se inferir que existe um padr?o de queda de riqueza das esp?cies de peixes da lagoa de Extremoz. Por?m, Cichla kelberi n?o foi indicado como fator principal para que este decl?nio viesse a ocorrer. A constru??o de pontes, localizadas no Rio Doce, foi apontada pelo conhecimento ecol?gico local como fator prim?rio para que o n?mero de esp?cies diminu?sse neste ambiente. A migra??o de peixes de ?gua salgada e/ou provenientes do Oceano Atl?ntico para a Lagoa de Extremoz parece ter sido impedida com os impactos causados por estas obras c?veis, especialmente no que diz respeito ? inadequa??o das manilhas ?s necessidades da ictiofauna. Segundo o modelo ecotr?fico, Hoplias malabaricus foi considerada esp?cie-chave e Cichla kelberi predador de topo, tend?ncia similarmente obtida nas an?lises estomacais e atrav?s do conhecimento ecol?gico local dos pescadores. Simula??es de sobre pesca para o tucunar? indicaram inviabilidade em rela??o ao aumento da captura desta esp?cie. Em 6 anos, mesmo aumentando a pesca de tucunar? em 200%, outras esp?cies poderiam aumentar sua biomassa somente em 15 e 30%. A influ?ncia negativa da inser??o de esp?cies ex?ticas sem estudo pr?vio para determinados ambientes e a falta de investimento em estruturas adequadas ?s necessidades da ictiofauna parecem atuar simultaneamente, causando o decl?nio da riqueza de esp?cies e consequente colapso da pesca artesanal local

A pesca artesanal de pequena escala (ou subsistência) tem sido historicamente pouco estudada. Poucos estudos buscam compreender os fatores que influenciam a pesca nessa escala. Populações humanas que dependem dos recursos naturais apresentam bom conhecimento sobre o ambiente e os recursos explorados. Barramentos de rios são uns dos principais impactos na pesca de águas interiores, e pouco se sabe sobre esses impactos ao longo do tempo. Portanto, informações das populações locais e da pesca de subsistência podem melhorar e complementar o conhecimento científico sobre a pesca e os impactos causados por barramentos. O objetivo desse estudo é analisar as características da dinâmica da pesca artesanal de subsistência no Baixo Rio Tocantins (Amazônia brasileira) através de entrevistas e desembarques pesqueiros. Testamos a eficiência do conhecimento ecológico local de pescadores através de entrevistas no diagnóstico da dinâmica da pesca e de mudanças ambientais decorrentes de barragens em grandes rios (1º capítulo). Também analisamos o rendimento pesqueiro e as variáveis que influenciam na captura de peixes em cinco comunidades de pescadores artesanais do Baixo Rio Tocantins (2º capítulo). Foram realizadas 300 entrevistas com pescadores de nove comunidades ribeirinhas e registrados 606 desembarques pesqueiros em cinco destas comunidades, em 67 dias de amostragem. Através das entrevistas é possível identificar os peixes mais capturados, as artes de pesca e tamanhos de malhas de redes mais utilizadas pelos pescadores, além da sazonalidade da abundância dos peixes. Houve mudança na composição dos desembarques pesqueiros, 22 anos após o barramento. Através das entrevistas com os pescadores, foi possível identificar também quais espécies de pescado aumentaram (Plagioscion squamosissimus), quais diminuíram (Characidae, várias espécies de pacu), bem como quais desapareceram (Semaprochilodus brama) após o barramento. A produção anual e o rendimento financeiro da pesca foram reduzidos em cerca de 55% após o barramento do rio. A maior parte da variação da biomassa de peixes capturada é explicada pelas variáveis ligadas ao esforço e comportamento do pescador: tempo de pesca (35%), número de pescadores (30%) e a distância até local de pesca (20%). Entrevistas demonstraram ser um método rápido, confiável e de baixo custo para obter importantes informações sobre a pesca e os impactos à jusante de uma hidrelétrica em um grande rio amazônico. O conhecimento ecológico local pode complementar pesquisas ecológicas de longa duração de uma maneira rápida e eficiente. Considerar os pescadores, seu conhecimento e seu comportamento na elaboração de planos de manejo pesqueiro adequados com a realidade local, parece ser a maneira mais promissora de garantir a manutenção da biodiversidade, conservação dos recursos pesqueiros e manutenção da pesca artesanal como atividade econômica. / Small-scale artisanal (or subsistence) fisheries have been little studied. Few studies have attempted to understand the factors that influence the fisheries on this scale. Human populations that depend upon natural resources show good knowledge about the environment and the exploited resources. Dams are among the main impacts affecting inland fisheries and there is little knowledge about the impacts of dams on fisheries over time. Information from local populations and subsistence fishing may improve and complement the scientific knowledge on fisheries and dam’s impacts. The aim of this study is to analyze the dynamics of subsistence fishing in the Lower Tocantins River (Brazilian Amazon) through interviews and fish landings. We tested the efficiency of recording fishermen’s local ecological knowledge through interviews for assessment of the fisheries dynamics and environmental changes caused by dams in large rivers (1st chapter). We also analyzed the fishing income and the variables that influence the biomass of fish caught in five fishing communities of the Lower Tocantins River (2nd chapter). We conducted 300 interviews with fishermen in nine riverine communities and recorded 606 fish landings in five of these communities in 67 sampling days. Through interviews it is possible to identify the most caught fish species, the fishing gear and gillnet mesh sizes used by most of the fishermen, and the seasonal fish abundance patterns. The composition of fish landings changed 22 years after the dam’s closure. Through interviews with fishermen, also it was possible to identify the species of fish that increased (Plagioscion squamosissimus), decreased (Characidae, several species of pacu) and even disappeared (Semaprochilodus brama) after the dam’s closure. The annual production and financial income of fishing have been reduced by about 55% after the dam’s closure. Most of the variation in the biomass of fish caught is explained by variables related to the fishing effort and to the fisherman’s behavior , such as fishing time (35%), number of fishermen (30%) and distance to fishing grounds (20%). Interviews with fishermen showed to be fast, reliable and inexpensive methods to obtain important information about the fisheries and the impacts downstream from a dam in a large Amazonian river. The local ecological knowledge of resource users can complement long-term ecological research efficiently. The fishermen, their knowledge and their behavior should be considered when developing fisheries management plans appropriate to local realities. This seems to be the most promising way to ensure the maintenance of biodiversity, conservation of fishing resources, and maintenance of artisanal fisheries as an economic activity.

That natural resources (NRs) are important to those experiencing adversity, and, especially, vulnerability associated with HIV/AIDS, is well documented, particularly with respect to food and energy security. What is unclear is where HIV/AIDS ranks in terms of its significance in comparison to other household shocks, the role local ecological knowledge may (LEK) play in households' response to shock, a propos the types of coping strategies that are employed. Consequently, this research aims to bridge the knowledge gap between HIV/AIDS and the degree to which it is contributing to the expansion of NR commercialisation and to explore the unknowns surrounding the influence of LEK on people's choice of coping strategy. A two phase study was designed to provide quantitative rigour with qualitative depth. Phase one was an extensive, rapid survey of NR traders within urban and rural settings in five southern Africa countries. The principle objective was to profile the trade, the livelihoods of those involved and their reasons for entering the trade, to ultimately establish to what degree HIV/AIDS may have been a catalyst for this. Almost one third of the sample entered the trade in response to illness and/or death in their households, with 80% of deaths being of breadwinners. The findings illustrated considerable dependence on the sale of NRs; for almost 60% of the sample it was their household's only source of income. There was evidently increased blurring of the lines between rural and urban NR use with a greater diversity of products being traded in urban areas. Phase two involved in-depth interviews and work with a smaller sample at two sites selected based on the findings from the first phase. It incorporated three groups of households; non-trading, inexperienced trading and experienced trading households. Key areas of focus were household shocks, coping strategies employed in response to these and the role LEK may be playing in the choice of coping strategies. Within a two year period, 95% of households registered at least one shock, of which 80% recorded AIDS-related proxy shocks. Non-trading households were significantly worse-off in this regard, while in the case of non-AIDS proxy shocks, there was no such difference between groups. The most frequently employed coping strategy was the consumption and sale of NRs and was of particular importance when households were faced with AIDS proxy shocks. Trading households emerged as having superior levels of LEK in comparison to non-trading households, even for non-traded NRs, suggesting that prior LEK of NRs opened up opportunities to trade in NR as a coping strategy. Further inspection of the latter group however revealed that the portion of non-trading households who traded on a very ad hoc basis actually had comparable levels of LEK to the trading households. Despite the ad hoc trading households' vulnerable state and their disproportionately high level of AIDS proxy measures, they had at their disposal, sufficient LEK to unlock certain key coping strategies, namely the NR trade. In this sense there are apparent linkages between LEK, HIV/AIDS and the expansion of the commercialisation of NRs.

<p>This dissertation is a policy driven ethnography of smallholder and alternative farmers in Indiana that centers food justice and utilizes interdisciplinary frameworks to analyze the adaptive strategies that farmers use to address the specific challenges they face. Through the implementation of adaptive strategies such as regenerative growing practices, the cultivation of community, stewardship of the land, and an emphasis on transparency, the smallholders I worked with over the course of this study negotiate complex agricultural spaces and build the resilience of their farmsteads and the communities they serve. Smallholder and alternative farmers in Indiana are reimagining the agricultural spaces they occupy and driving transformational change of dominant narratives and local food systems. Critiques of conventional agriculture and commodity production are not intended to reify binary perceptions of the agricultural paradigm, but rather to demonstrate that the critical role of smallholder and alternatives farmers should be valued as well. </p> <p> </p> <p>This research draws on four years of ethnographic research, archival sources, and close readings of policy measures and media reports to illuminate the historical context that has positioned smallholders in juxtaposition to large-scale conventional agriculture, and the critical role of smallholder farmers in driving food systems change while centering food justice and community resiliency. The driving research questions for the following essays follow: Why have small scale and alternative farmers chosen to farm (and farm differently)? What specific challenges do they face and how might these challenges be better addressed by existing support systems and new legislation? What can be learned from the alternative narratives and reimagined spaces smallholder farmers engage with? This work joins the growing body of research that challenges agricultural meta-narratives by presenting a counter-narrative of smallholder resilience and the <i>a priori</i> notion that posits agricultural technology as a panacea for everything from world hunger to economics to environmental concerns. </p>

This thesis focuses on tribal engagement and tribal consultation in the United States. In the thesis, I discuss my experience working on an interdisciplinary research team completing a formal ethnographic study which was submitted to a federal agency. Using insights gained from this experience and additional experience working with American Indian tribes, I discuss historic, contemporary, and potential future strategies for involving and engaging American Indian tribes in land and resource stewardship decisions in the United States.

Nuwuvi (Southern Paiute) have inhabited the southern Great Basin for thousands of years, and consider Nuvagantu (where snow sits) in the Spring Mountains landscape to be the locus of their creation as a people. Their ancestral territory spans parts of Nevada, Utah, Arizona, and California. My research identifies and describes the heterogeneous character of Nuwuvi ecological knowledge (NEK) of piñon-juniper woodland ecosystems within two federal protected areas (PAs) in southeastern Nevada, the Spring Mountains National Recreation Area (SMNRA) and the Desert National Wildlife Refuge (DNWR), as remembered and practiced to varying degrees by 22 select Nuwuvi knowledge holders. I focus my investigation on four primary aspects of NEK. First, drawing from data obtained through ethnoecological research, I discuss how Nuwuvi ecological knowledge evolved through protracted observation and learning from past resource depletions, and adapted to various environmental and socio-economic drivers of change induced since Euro-American incursion. Second, I argue that Nuwuvi management practices operate largely within a framework of non-equilibrium ecology, marked by low to intermediate disturbances and guided by Nuwuvi conceptions of environmental health and balance. These practices favor landscape heterogeneity and patchiness, and engender ecosystem renewal, expanded ecotones, and increased biodiversity. I then consider the third and fourth aspects of NEK as two case studies that consider NEK at the individual, species, population, habitat, and landscape scales. These case studies operationalize NEK as a relevant body of knowledge and techniques conducive to collaborative resource stewardship initiatives with federal land management agency partners. In the first case study I suggest that the Great Basin piñon pines are Nuwuvi cultural keystone species (CKS), evaluating their central importance to Nuwuvi according to several criteria including number of uses, role in ritual and story, and uniqueness relative to other species. In the second case study I contend that local social institutions regulated Nuwuvi resource use in the past and in some cases continued to do so at the time of study. These local social institutions included a system of resource extraction and habitat entrance taboos that may have mitigated impacts and supported sustainable resource use and conservation. The implications of this research are that Nuwuvi ecological knowledge, disturbance-based adaptive management practices, and resource and habitat taboos are relevant to contemporary land management concerns in piñon-juniper woodlands, offering complementary approaches to adaptive management as practiced in the SMNRA and the DNWR despite divergent epistemological foundations. My research contributed to the Nuwuvi Knowledge-to-Action Project, an applied government-to-government consultation, collaborative resource stewardship, and cultural revitalization project facilitated by The Mountain Institute among seven Nuwuvi Nations, the U.S. Forest Service, and the U.S. Fish and Wildlife Service.

In the arid landscapes of the southern Great Basin and northern Mojave Desert, issues surrounding water resource management are often politically contentious. Nuwuvi (Southern Paiute) have known and managed these resources for thousands of years prior to Euro-American arrival in the region. A variety of factors, including federal policies that resulted in the creation of reservations and forced placement in boarding schools, as well as contemporary resource commodification, have influenced Nuwuvi knowledge and practice. In this thesis, I examined the character of Nuwuvi ethnohydrological knowledge, including management knowledge, of two protected areas: Spring Mountains National Recreation Area (SMNRA), managed by the U.S. Forest Service (USFS) and Desert National Wildlife Refuge (DNWR), managed by the U.S. Fish and Wildlife Service (USFWS). In addition, I investigated perceptions of water health and restoration among participants from the two managing agencies and six Nuwuvi Nations. I addressed these topics using the theoretical framework of political ecology and a methodology that included semi-structured interviews and demographic questionnaires with 16 Nuwuvi knowledge holders and four federal agency participants. I conducted text analysis of partial interview transcripts using the inductive coding method in order to identify recurring themes and concepts related to hydrology, management, and restoration. My results illustrated that Nuwuvi ethnohydrological knowledge, which developed incrementally over time, conceptualized water as a sentient being that required human interaction to remain healthy. There was also evidence that Nuwuvi knowledge of water was changing as a result of political, economic, and social forces. Furthermore, these findings suggest that Nuwuvi and agency approaches to hydrological management and restoration were built upon differing epistemologies, though there was convergence among specific management and restoration techniques. Based on these results, a report of findings from the Nuwuvi Knowledge-to-Action project, including recommendations for collaborative stewardship approaches, was delivered to participants in August 2013.

To increase equity and inclusion for underserved and excluded Indigenous students, we must make efforts to mitigate the unique barriers they face. As their knowledge systems have been historically excluded and erased in Western science, we begin by reviewing the literature on the inclusion of Traditional Ecological Knowledge (TEK) in biology education and describe best practices. Next, to better understand how Native Hawaiian and other Pacific Islander (NHPI) students integrate into the scientific community, we used Social Influence Theory as a framework to measure NHPI student science identity, self-efficacy, alignment with science values, and belonging. We also investigated how students feel their ethnic and science identities interact. We found that NHPI students do not significantly differ from non-NHPI students in these measures of integration, and that NHPI students are varied in how they perceive their ethnic and science identities interact. Some students experience conflict between the two identities, while others view the two as having a strengthening relationship. Next, we describe a lesson plan created to include Hawaiian TEK in a biology class using best practices described in the literature. This is followed by an empirical study on how students were impacted by this lesson. We measured student integration into the science community using science identity, self-efficacy, alignment with science values, and belonging. We found no significant differences between NHPI and non-NHPI students. We also looked at student participation, and found that all students participated more on intervention days involving TEK and other ways of knowing than on non-intervention days. Finally, we describe qualitative findings on how students were impacted by the TEK interventions. We found students were predominantly positively impacted by the inclusion of TEK and discuss future adjustments that could be made using their recommendations. The last chapter describes how we used remote sensing to investigate land cover in a fenced and unfenced region of the Koʻolau Mountains on the island of Oahu. After mapping the biodiversity hotspot Management Unit of Koloa, we found that there is slighlty more bare ground, grass, and bare ground/low vegetation mix in fenced, and thereby ungulate-free areas, than those that were unfenced and had ungulates. Implications of these findings and suggestions for future research are discussed.

Increasingly, firms like Patagonia, IKEA, General Mills, or Barilla actively seek to understand their interdependence with nature, build innovative capabilities, and generate more radical shifts toward sustainability. This creates exciting opportunities to investigate exactly how these companies obtain knowledge about ecosystem dynamics and processes and how they use it both to cope with climate change or declining ecosystem resilience and contribute to maintain or even strengthen ecosystems. Despite the considerable potential to advance research on organizational strategy and corporate sustainability, the notion of ‘ecological knowledge’ has yet to enter the scholarly work of management and business organization in a substantive manner. At present, we know almost nothing about the processes, mechanisms, and routines that enable an organization to, first, recognize the value of such knowledge and to, then, systematically access, co-create, integrate and utilize such knowledge into its broader knowledge and resource base. My dissertation attempts to fill this gap and opens up new directions for research on the role of ecological knowledge in corporate sustainability management. More specifically, I ask: What are the processes through which organizations can effectively access, co-create, integrate and utilize ecological knowledge with current organizational knowledge and strategies? I link strategic and organization-focused concepts of knowledge and the perspective of absorptive capacity with the notion of ecological knowledge from modern ecology, especially from the social-ecological systems literature, to shed light on the processes through which organizations can effectively access, co-create, integrate and utilize new ecological knowledge into their operational and strategic decision making. I adopt a qualitative, emergent, and inductive strategy drawing on a grounded research approach to gain an in-depth, cross-validated, and processual understanding of the mechanisms through which organizations can promote and enhance ecosystem health including biodiversity. I undertook my study on the organic agriculture sector, a sub-sector of the modern agriculture and agri-food industry. I collected data from nineteen agriculture and agri-food organizations based in British Columbia (BC), the westernmost province of Canada, using multiple data sources including in-depth interviews, observations, company documents, reports, newspaper articles and field reports. Based on my analysis, I develop a grounded theory about the processes through which organizations can successfully deepen their ecological knowledge and then utilize this knowledge to more sustainably manage their relationships with nature and contribute to protecting or even strengthening ecosystem functionality. With my dissertation, I address the call from scholars in Organization and the Natural Environment (ONE) and Corporate Sustainability for more transdisciplinary cross-fertilization as an essential approach to building compelling new theory and models in the field. First, my analysis offers a more fine-grained understanding of the types, components, dimensions, and characteristics of ecological knowledge. Second, my analysis uncovers a micro-level account of the processes by which individuals as critical actors identify, evaluate and make sense of the organization-environment interrelationships across various scales of time and space. I also identify the multiple personal characteristics of individual actors that influence these processes in various stages and circumstances. Third, my study offers insights into the factors that can strengthen an organization’s relational capacity to build mutual trust and collaboration with holders of ecological knowledge. Fourth, it sheds light on how firms engage with and motivate multiple community stakeholders in building a collaborative process of mutual learning, knowledge sharing, and knowledge co-creation to build joint capacity for coping successfully with many complex challenges of sustainability, thus contributing to the wellbeing of the entire social-ecological system. Collectively, these contributions provide a deeper and more holistic understanding of the processes of acquiring and co-creating ecological knowledge that can allow an organization to transition successfully towards greater ecological sustainability. My dissertation also offers numerous practically relevant insights for businesses facing the challenges of economic, social and environmental sustainability, as well as specific guidance on how companies can protect or enhance their supply of natural capital and contribute toward greater stability of the broader human-nature systems in which they are embedded. / Graduate / 2023-11-15

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