De type parabolique et soumis à l’action d’un couple de contrôles (h, k) où h et k jouent des rôles différents ; le contrôle k étant de type "contrôlabilité" et h de type "contrôle optimal".Il est alors naturel de considérer un problème d’optimisation multi-critères. Il existe plusieurs façons d’étudier de tels problèmes. Nous proposons, dans cette thèse, le contrôle de Stackelberg. Il s’agit d’une notion d’optimisation hiérarchique avec, ici, h qui est le "Leader" et k le "Follower". / In this thesis, we are interested in evolution problems governed by parabolic equations subjected to the action of a pair of controls (h, k) where h and k play different roles : the control k being of "controllability" type and h of "optimal control" type.It is then natural to consider a multi-criteria optimization problem. There are several ways to study such problems. We propose in this thesis, the Stackelberg control which is a notion of hierarchical optimization with here, h which is the "Leader" and k the "Follower".

Cette thèse a pour objet l'étude de la contrôlabilité à zéro de systèmes d'équations aux dérivées partielles paraboliques, que l'on rencontre en physique, chimie ou en biologie. En chimie ou en biologie, ces systèmes modélisent l'évolution au cours du temps d'une concentration chimique ou de la densité d'une population (de bactéries, de cellules). Le but de la contrôlabilité à zéro est d'amener la solution du système à l'état nul à un temps donné T, en agissant sur le système à l'aide d'un contrôle. Nous recherchons donc un contrôle, de norme minimale, tel que la solution associée y vérifie y(T)=O dans le domaine Omega considéré. Les problèmes de contrôlabilité à zéro considérés dans cette thèse sont de trois types. Dans un premier temps, nous nous intéressons à la contrôlabilité à zéro avec un nombre fini de contraintes sur la dérivée normale de l'état, pour l'équation de la chaleur semi-linéaire. Puis, nous analysons la contrôlabilité simultanée à zéro avec contrainte sur le contrôle, pour un système linéaire de deux équations paraboliques couplées. Notre dernière étude concerne la contrôlabilité à zéro d'un système non linéaire de deux équations paraboliques couplées. Nous abordons ces problèmes de contrôlabilité principalement à l'aide d'inégalités de Carleman. En effet, l'étude des problèmes de contrôlabilité à zéro, et plus généralement de contrôlabilité exacte, peut se ramener à l'établissement d'inégalités d'observabilité pour le problème adjoint, conséquences d'inégalités de Carleman. Nous construisons le contrôle optimal en utilisant la méthode variationnelle et nous le caractérisons par un système d'optimalité / This thesis is devoted to the study of the null controllability of systems of parabolic partial differential equations, which we meet in physics, chemistry or in biology. In chemistry or in biology, the se systems model the evolution in time of a chemical concentration or the density of a population (of bacteria, cells). The aim of nu Il controllability is to lead the solution of the system to zero in a given time T, by acting on the system with a control. Thus we are looking for a control, of minimal norm, such as the associated solution y satisfies y(T)=O in the domain Omega under concern. We consider three types of null controllability problems in this thesis. At first, we are interested in the null controllability with afinite number of constraints on the normal derivative of the state, for the serni-Iinear heat equation. Then, we analyze the simultaneous null controllability with constraint on the control, for a linear system of two coupled parabolic equations. Our last study deals with the null controllability ofa non linear system oftwo coupled parabolic equations. We approach these controllability problems mainly by means of Carleman's inequalities. Indeed, the study of null controllability problems, and more generally exact controllability problems, is equivalent to obtain observability inequalities for the adjoint problem, consequences of Carleman's inequalities. We build the optimal controlusing the variationnal method and we characterize it by an optimality system

Submitted by ANA KARLA PEREIRA RODRIGUES (anakarla_@hotmail.com) on 2017-09-01T15:56:45Z No. of bitstreams: 1 arquivototal.pdf: 632195 bytes, checksum: e51e34b7262c30c18127847ceb580629 (MD5) / Approved for entry into archive by Viviane Lima da Cunha (viviane@biblioteca.ufpb.br) on 2017-09-01T15:58:15Z (GMT) No. of bitstreams: 1 arquivototal.pdf: 632195 bytes, checksum: e51e34b7262c30c18127847ceb580629 (MD5) / Made available in DSpace on 2017-09-01T15:58:15Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 632195 bytes, checksum: e51e34b7262c30c18127847ceb580629 (MD5) Previous issue date: 2017-04-24 / Conselho Nacional de Pesquisa e Desenvolvimento Científico e Tecnológico - CNPq / In this work, we studied the controllability cost for the Stokes system. Using the transmutation method, we show that the cost of driving the Stokes system to equilibrium at time T, is of order eC/T as T → 0+, which is of the same order of controllability of heat equation. For this, we have proved a exact controllability for the hyperbolic system with resistence term, by considering a geometric hypothesis on the control region. / Neste trabalho nos dedicamos a estudar o custo de controlabilidade para o sistema de Stokes. Usando o m´etodo da transmuta¸c˜ao, mostraremos que o custo de dirigir o sistema de Stokes ao equil´ıbrio no tempo T ´e de ordem eC/T , quando T → 0+, isto ´e, da mesma ordem de controlabilidade da equa¸c˜ao do calor. Para tornar isso poss´ıvel, provaremos um resultado de controlabilidade exata para o sistema hiperb´olico com termo de resistˆencia, o que ser´a feito com base em hip´oteses sobre a regi˜ao de controle.

Made available in DSpace on 2015-05-15T11:46:18Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 1803826 bytes, checksum: 7e6b888ce249e6a65e6ceb39484c36e5 (MD5) Previous issue date: 2010-08-31 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / In the present work, we study controllability results for two problems on the theory of the partial differential equations. We use global Carleman inequalities to show the null controllability for the heat equation and for a PDE with complex principal part. We obtain the control of minimal norm solving a dual minimization problem. / No presente trabalho, estudaremos resultados de controlabilidade para dois problemas da teoria das equações diferenciais parciais. Por meio de estimativas globais de Carleman, mostraremos detalhadamente a controlabilidade nula para a equação do calor e para uma equação diferencial parcial com parte principal complexa. Obteremos o controle de norma mínima resolvendo um problema dual de minimização.

Dans cette thèse, nous étudions un problème de contrôle et un problème inverse pour les équationsde la chaleur. Notre premier travail concerne la contrôlabilité à zéro pour une équation de la chaleur semi-linéaire. Il est à noter que sans contrôle, la solution est instable et il y aura en général explosion de la solution en un temps fini. Ici, nous proposons un résultat positif de contrôlabilité à zéro sous une hypothèse quantifiée de petitesse sur la donnée initiale. La nouveauté réside en la construction de ce contrôle pour amener la solution à l’état d’équilibre.Notre second travail aborde l’équation de la chaleur rétrograde dans un domaine borné et sous la condition de Dirichlet. Nous nous intéressons à la question suivante: peut-on reconstruire la donnée initiale à partir d’une observation de la solution restreinte à un sous-domaine et à un temps donné? Ce problème est connu pour être mal-posé. Ici, les deux principales méthodes proposées sont: une approche de filtrage des hautes fréquences et une minimisation à la Tikhonov. A chaque fois, nous reconstruisons de manière approchée la solution et quantifions l’erreur d’approximation / My thesis focuses on two main problems in studying the heat equation: Control problem and Inverseproblem.Our first concern is the null controllability of a semilinear heat equation which, if not controlled, can blow up infinite time. Roughly speaking, it consists in analyzing whether the solution of a semilinear heat equation, underthe Dirichlet boundary condition, can be driven to zero by means of a control applied on a subdomain in whichthe equation evolves. Under an assumption on the smallness of the initial data, such control function is builtup. The novelty of our method is computing the control function in a constructive way. Furthermore, anotherachievement of our method is providing a quantitative estimate for the smallness of the size of the initial datawith respect to the control time that ensures the null controllability property.Our second issue is the local backward problem for a linear heat equation. We study here the followingquestion: Can we recover the source of a linear heat equation, under the Dirichlet boundary condition, from theobservation on a subdomain at some time later? This inverse problem is well-known to be an ill-posed problem,i.e their solution (if exists) is unstable with respect to data perturbations. Here, we tackle this problem bytwo different regularization methods: The filtering method and The Tikhonov method. In both methods, thereconstruction formula of the approximate solution is explicitly given. Moreover, we also provide the errorestimate between the exact solution and the regularized one.

VIEIRA, F. B. Controlabilidade de algumas EDPs não lineares, e, densidade e espectro de subvariedades mínimas em espaço forma. 2017. 89 f. Tese (Doutorado em Matemática) – Centro de Ciências, Universidade Federal do Ceará, Fortaleza, 2017. / Submitted by Andrea Dantas (pgmat@mat.ufc.br) on 2017-04-19T13:15:27Z No. of bitstreams: 1 2016_tese_fbvieira.pdf: 681898 bytes, checksum: d123b89ff8ddaa52a643807b847421b5 (MD5) / Rejected by Rocilda Sales (rocilda@ufc.br), reason: Para o aluno. Alterar a data e incluir a conclusão, tanto no sumário como no final do texto. Conclusão é capítulo portanto numerado. Rocilda on 2017-04-19T14:54:37Z (GMT) / Submitted by Andrea Dantas (pgmat@mat.ufc.br) on 2017-04-19T16:23:39Z No. of bitstreams: 1 2016_tese_fbvieira.pdf: 683722 bytes, checksum: 8e8575ca8d8e8496b31047d5bc8c68c0 (MD5) / Approved for entry into archive by Rocilda Sales (rocilda@ufc.br) on 2017-04-24T11:15:25Z (GMT) No. of bitstreams: 1 2016_tese_fbvieira.pdf: 683722 bytes, checksum: 8e8575ca8d8e8496b31047d5bc8c68c0 (MD5) / Made available in DSpace on 2017-04-24T11:15:25Z (GMT). No. of bitstreams: 1 2016_tese_fbvieira.pdf: 683722 bytes, checksum: 8e8575ca8d8e8496b31047d5bc8c68c0 (MD5) Previous issue date: 2017-05-24 / In the first part of this thesis we deal with the 3D Navier-Stokes and Boussinesq systems in a cube. We prove some results concerning the global approximate controllability by means of boundary controls which act in some part of the boundary. They are generalizations and variants of some previous results by Guerrero, Imanuvilov and Puel. Still in the first part of this Thesis, we prove the internal and boundary local null controllability of a 1D parabolic PDE with nonlinear diffusion. Here, the main tools are Liusternik’s inverse function Theorem and appropriate Carleman estimates. In the second part of this Thesis, we consider M m minimal properly immersed submanifolds in a complete ambient space N n suitably close to a space form N n k of curvature −k ≤ 0. We are interested in the relation between the density function Θ(r) of M m and the spectrum of the Laplace-Beltrami operator. In particular, we prove that if Θ(r) has subexponential growth (when k < 0) or sub-polynomial growth (k = 0) along a sequence, then the spectrum of M m is the same as that of the space form N m k . Notably, the result applies to Anderson’s (smooth) solutions of Plateau’s roblem at infinity on the hyperbolic space H n , independently of their boundary regularity. We also give a simple condition on the second fundamental form that ensures M to have finite density. In particular, we show that minimal submanifolds of H n with finite total curvature have finite density. / Na primeira parte desta tese tratamos dos sistemas 3D de Navier-Stokes e Boussinesq em um cubo. Nós provamos alguns resultados sobre a controlabilidade aproximada global por meio de controles de bordo que agem em uma parte da fronteira. Estes reultados são generalizações e variações de alguns resultados anteriores de Guerrero, Imanuvilov e Puel. Ainda na primeira parte da tese, nós provamos a controlabilidade nula local interna e de bordo de uma EDP parabólica 1D com difusão não linear. Aqui, as ferramentas principais são o teorema da função inversa de Liusternik e desigualdades de Carleman adequadas. Na segunda parte desta tese, consideramos M m subvariedades mínimas propriamente imersas em um espaço ambiente completo N n adequadamente próximo a um espaço forma N n k de curvatura −k ≤ 0. Estamos interessados na relação entre a função densidade Θ(r) de M m e o espectro do operador Laplace-Beltrami. Em particular, provamos que se Θ(r) temum crescimento subexponencial (quando k < 0) ou bubpolinomial (k = 0) ao longo de uma sequência, então o espectro de M m é o mesmo do espaço forma N m k . Notavelmente, o resultado se aplica a soluções Anderson (suaves) do problema de Plateau no infinito sobre o espaço hiperbólico H n , independentemente da regularidade dos seus bordos. Nós também fornecemos uma condição simples sobre a segunda forma fundamental que garante que M tem densidade finita. Em particular, mostramos que subvariedades mínimas de H n com curvatura total finita te densidade finita.

Submitted by Leonardo Cavalcante (leo.ocavalcante@gmail.com) on 2018-05-03T14:55:18Z No. of bitstreams: 1 Arquivototal.pdf: 864117 bytes, checksum: a54f5341fc1386510bbc10ef32cee483 (MD5) / Made available in DSpace on 2018-05-03T14:55:18Z (GMT). No. of bitstreams: 1 Arquivototal.pdf: 864117 bytes, checksum: a54f5341fc1386510bbc10ef32cee483 (MD5) Previous issue date: 2017-07-14 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / This work presents Carleman estimates to a class of degenerate parabolic problems over a square (in the two dimensional case) or a bounded interval (in the one dimensional case). We consider a differential operator that degenerate only in a part of the boundary. Using semigroup theory, we prove well posedness results. Then, using suitables weight functions, we prove Carleman estimates and, as application, results on multi-objective controllability. / Neste trabalho apresentamos estimativas de Carleman para uma classe de problemas parabólicos degenerados sobre um quadrado (no caso bidimensional) ou sobre um intervalo limitado (no caso unidimensional). Consideramos um operador diferencial que degenera apenas em uma parte da fronteira. Provamos resultados de existência, unicidade e estimativas de energia via teoria do semigrupo. Em seguida usamos funções peso adequadas para obter estimativas de Carleman e, como aplicações, resultados de controlabilidade multi-objetivo.

Dans cette thèse, nous prouvons des résultats concernant le contrôle et la stabilisation d'équations dispersives étudiées sur un intervalle borné. Pour commencer, nous étudions la stabilisation interne du système de Gear-Grimshaw, qui est un système de deux équations de Korteweg-de-Vries (KdV) couplées. Nous obtenons une décroissance exponentielle de l'énergie totale associée au modèle en introduisant une fonction de Lyapunov convenable. Nous prouvons aussi des résultats de contrôlabilité à zéro et exacte pour l'équation de Korteweg-de Vries avec un contrôle distribué à support dans un sous-intervalle du domaine. Pour la contrôlabilité à zéro du système linéarisé, nous utilisons l'approche classique basée sur la dualité qui ramène le problème à l'étude d'une inégalité d'observabilité qui, dans ce travail, est établie à l'aide d'une inégalité de Carleman. Ensuite, utilisant des fonctions plateau, nous prouvons un résultat de contrôlabilité exacte. Dans les deux cas, le résultat concernant le système non linéaire est obtenu à l'aide d'un argument de point fixe. Enfin, dans la lignée du résultat de contrôlabilité au bord obtenu par L. Rosier pour KdV, nous prouvons que le système linéaire de Boussinesq de type KdV-KdV est exactement contrôlable lorsque des contrôles sont appliqués au bord. Notre méthode repose sur l'utilisation de multiplicateurs et l'approche de la dualité mentionnée ci-dessus. Lorsqu'un mécanisme d'amortissement est introduit au bord, nous montrons que le système non linéaire est aussi exactement contrôlable et que l'énergie associée au modèle décroit exponentiellement / This work is devoted to prove a series of results concerning the control and stabilization properties of dispersive models posed on a bounded interval. Initially, we study the internal stabilization of a coupled system of two Korteweg-de Vries equations (KdV), the so-called Gear-Grimshaw system. Defining a convenient Lyapunov function we obtain the exponential decay of the total energy associated to the model. We also prove results of null and exact controllability for the Korteweg-de Vries equation with a control acting internally on a subset of the domain. In the case of the null controllability for the linear model, we use a classical duality approach which reduces the problem to the study of an observability inequality that, in this work, is proved by means of a Carleman inequality. Then, making use of cut-off functions, the exact controllability is also investigated. In both cases, the result for the nonlinear system is obtained by means of fixed-point argument. Finally, in view of the result of the boundary controllability obtained by L. Rosier for the KdV equation, we prove that the linear Boussinesq system of KdV-KdV type is exactly controllable when the controls act in the boundary conditions. Our analysis is performed using multipliers and the duality approach mentioned above. Adding a damping mechanism in the boundary, it is proved that the nonlinear system is also exactly controllable and that the energy associated to the model decays exponentially

Dans cette thèse, nous étudions des modèles mathématiques concernant certains problèmes d'écoulement de fluide à densité variable. Le premier chapitre résume l'ensemble de la thèse et se concentre sur les résultats obtenus, la nouveauté et la comparaison avec la littérature existante. Dans le deuxième chapitre, nous étudions la stabilisation locale des équations non homogènes de Navier-Stokes dans un canal 2d autour du flot de Poiseuille. Nous concevons un contrôle feedback de la vitesse qui agit sur l'entrée du domaine de sorte que la vitesse et la densité du fluide soient stabilisées autour du flot de Poiseuille, à condition que la densité initiale soit donnée par une constante additionnée d'une perturbation dont le support se situe loin du bord latéral du canal. Dans le troisième chapitre, nous étudions un système couplant les équations de Navier-Stokes compressibles à une structure élastique située à la frontière du domaine fluide. Nous prouvons l'existence locale de solutions solides pour ce système couplé. Dans le quatrième chapitre, notre objectif est d'étudier la nulle- contrôlabilité d'un problemè d'interaction fluide-structure linéarisé dans un canal bi dimensional. L'écoulement du fluide est ici modélisé par les équations de Navier-Stokes compressibles. En ce qui concerne la structure, nous considérons une poutre de type Euler-Bernoulli amortie située sur une partie du bord. Dans ce chapitre, nous établissons une inégalité d'observabilité pour le problème considéré d'interaction fluid-structure linéarisé qui constitue le premier pas vers la preuve de la nulle contrôlabilité du système. / In this thesis we study mathematical models concerning some fluid flow problems with variable density. The first chapter is a summary of the entire thesis and focuses on the results obtained, novelty and comparison with the existing literature. In the second chapter we study the local stabilization of the non-homogeneous Navier-Stokes equations in a 2d channel around Poiseuille flow. We design a feedback control of the velocity which acts on the inflow boundary of the domain such that both the fluid velocity and density are stabilized around Poiseuille flow provided the initial density is given by a constant added with a perturbation, such that the perturbation is supported away from the lateral boundary of the channel. In the third chapter we prove the local in time existence of strong solutions for a system coupling the compressible Navier-Stokes equations with an elastic structure located at the boundary of the fluid domain. In the fourth chapter our objective is to study the null controllability of a linearized compressible fluid structure interaction problem in a 2d channel where the structure is elastic and located at the fluid boundary. In this chapter we establish an observability inequality for the linearized fluid structure interaction problem under consideration which is the first step towards the direction of proving the null controllability of the system.

Submitted by Maike Costa (maiksebas@gmail.com) on 2016-03-28T14:37:42Z No. of bitstreams: 1 arquivototal.pdf: 2200397 bytes, checksum: fa2b77afd6348b68a616a33acb7c7cb2 (MD5) / Made available in DSpace on 2016-03-28T14:37:42Z (GMT). No. of bitstreams: 1 arquivototal.pdf: 2200397 bytes, checksum: fa2b77afd6348b68a616a33acb7c7cb2 (MD5) Previous issue date: 2014-03-20 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - CAPES / The aim of this thesis is to present some controllability results for some fluid mechanic models. More precisely, we will prove the existence of controls that steer the solution of our system from a prescribed initial state to a desired final state at a given positive time. The two first Chapters deal with the controllability of the Burgers-α and Leray-α models. The Leray-α model is a regularized variant of the Navier-Stokes system (α is a small positive parameter), that can also be viewed as a model for turbulent flows; the Burgers-α model can be viewed as a related toy model of Leray-α. We prove that the Leray-α and Burgers-α models are locally null controllable, with controls uniformly bounded in α. We also prove that, if the initial data are sufficiently small, the pair state-control (that steers the solution to zero) for the Leray-α system (resp. the Burgers-α system) converges as α → 0+ to a pair state-control(that steers the solution to zero) for the Navier-Stokes equations (resp. the Burgers equation). The third Chapter is devoted to the boundary controllability of inviscid incompressible fluids for which thermal effects are important. They will be modeled through the so called Boussinesq approximation. In the zero heat diffusion case, by adapting and extending some ideas from J.-M. Coron [14] and O. Glass [45], we establish the simultaneous global exact controllability of the velocity field and the temperature for 2D and 3D flows. When the heat diffusion coefficient is positive, we present some additional results concerning exact controllability for the velocity field and local null controllability of the temperature. In the last Chapter, we prove the local exact controllability to the trajectories for a coupled system of the Boussinesq kind, with a reduced number of controls. In the state system, the unknowns are: the velocity field and pressure of the fluid (y, p), the temperature θ and an additional variable c that can be viewed as the concentration of a contaminant solute. We prove several results, that essentially show that it is sufficient to act locally in space on the equations satisfied by θ and c. / O objetivo desta tese é apresentar alguns resultados controlabilidade para alguns modelos da mecânica dos fluidos. Mais precisamente, provaremos a existência de controles que conduzem a solução do nosso sistema de um estado inicial prescrito à um estado final desejado em um tempo positivo dado. Os dois primeiros Capítulos preocupam-se com a controlabilidade dos modelos de Burgers-α e Leray-α. O modelo de Leray-α é uma variante regularizada do sistema de Navier-Stokes (α é umparâmetro positivo pequeno), que pode também ser visto como um modelo de fluxos turbulentos; já o modelo Burgers-α pode ser visto como um modelo simplificado de Leray-α. Provamos que os modelos de Leray-α e Burgers-α são localmente controláveis a zero, com controles limitados uniformemente em α. Também provamos que, se os dados iniciais são suficientemente pequenos, o par estado-controle (que conduz a solução a zero) para o sistema de Leray-α (resp. para o sistema de Burgers-α) converge quando α → 0+ a um par estado-controle (que conduz a solução a zero) para as equações de Navier-Stokes (resp. para a equação de Burgers). O terceiro Capítulo é dedicado à controlabilidade de fluidos incompressíveis invíscidos nos quais os efeitos térmicos são importantes. Estes fluidos são modelados através da então chamada Aproximação de Boussinesq. No caso emque não há difusão de calor, adaptando e estendendo algumas idéias de J.-M. Coron [14] e O. Glass [45], estabelecemos a controlabilidade exata global simultaneamente do campo velocidade e da temperatura para fluxos em 2D e 3D. Quando o coeficiente de difusão do calor é positivo, apresentamos alguns resultados sobre a controlabilidade exata global para o campo velocidade e controlabilidade nula local para a temperatura. No último Capítulo, provamos a controlabilidade exata local à trajetórias de um sistema acoplado do tipo Boussinesq, com um número reduzido de controles. Nesse sistema, as incógnitas são: o campo velocidade e a pressão do fluido (y, p), a temperatura θ e uma variável adicional c que pode ser vista como a concentração de um soluto contaminante. Provamos vários resultados, que essencialmente mostram que é suficiente atuar localmente no espaço sobre as equações satisfeitas por θ e c.