[pt] Nesta tese, apresento uma investigação teórica e experimental das propriedades eletro-ópticas de um fotodetector baseado em uma superrede assimétrica InGaAs/InAlAs com um defeito estrutural. Essa heteroestrutura apresenta duas importantes características: estados parcialmente localizados no contínuo, chamados de estados eletrônicos vazantes, e um aumento virtual do band offset na banda de condução. Devido à assimetria da superrede, a função de onda do estado eletrônico vazante é localizada numa direção e estendida na outra. Em consequência dessas características, o fotodetector apresenta modo dual de operação, fotocondutivo e fotovoltaico, e temperatura de operação ambiente. O modo fotovoltaico foi alcançado devido à direção preferencial de escape do fluxo de elétrons excitados para os estados eletrônicos vazantes no contínuo. A temperatura de operação elevada ocorre devido à diminuição da corrente de escuro térmica causada pelo aumento virtual do band offset. No modo fotovoltaico, o espectro de fotocorrente apresenta dois picos estreitos de energias em 300 meV e em torno 440 meV, sendo eles relacionados às transições ópticas do estado fundamental para o primeiro e o segundo estado vazante no contínuo, respectivamente. Para o modo fotocondutivo, a largura de linha do espectro de fotocorrente é fortemente dependente da direção do bias de voltagem aplicado. Para o bias positivo, o espectro de fotocorrente apresenta um pico em 300 meV e um ombro de energia em torno de 260 meV. Para o bias negativo, o espectro de fotocorrente mostra uma banda larga com dois picos em 300 meV e 260 meV. Esse comportamento está relacionado com a população dos estados na minibanda em função da direção do bias aplicado. As figuras de mérito do fotodetector, em ambos os modos de operação, apresentam resultados similares aos melhores fotodetectores encontrados na literatura. / [en] In this thesis, I present a theoretical and experimental investigation of the electro-optical properties of a photodetector based on an InGaAs/InAlAs asymmetric superlattice with a structural defect. This heterostructure has two important characteristics: partially localized states in the continuum, called by leaky electronic states, and a virtual increase in conduction band offset. Due to the asymmetry of the superlattice, the wavefunction of the leaky electronic state is located in one direction and extended in another one. As a result of these features, the photodetector presents a dual-mode operation, photoconductive and photovoltaic modes, and room temperature operating. The photovoltaic mode has reached due to the preferential direction for the flow of excited electrons in the leaky electronic state in the continuum. The high operating temperature occurs because of the decrease in thermal dark current due to the virtual increase of band offset. In photovoltaic mode, the photocurrent spectrum has two narrow energy peaks at 300 meV and around 440 meV, which are related to optical transitions from the ground state to the first and the second leaky electronic states, respectively. For photoconductive mode, the line width of the photocurrent spectrum is strongly dependent on the direction of the applied voltage bias. For the positive bias, the photocurrent spectrum has a peak at 300 meV and a power shoulder around 260 meV. For the negative bias, the photocurrent spectrum shows broadband with two peaks at 300 meV and 260 meV. This behavior is related to the population of the mini band states as a function of the applied bias direction. The figure of merits of the photodetector, in both operation modes, present results similar to the best photodetectors found in the literature.

This thesis presents the first study of the damping of a Bloch oscillating wave packet by Zener tunneling to above-barrier states [1]. We investigate the time evolution of an below-barrier subband Wannier-Stark wave packet in a strongly coupled GaAs/AlGaAs superlattice (SL) with shallow quantum well barriers by optical interband spectroscopy. We use a sub-100 fs homodyne pump-probe technique which is sensitive to the intraband polarization. The presented experimental data unambiguously show an electric field-dependent continuous decrease of the intraband coherence time. Besides the continuous field-induced damping of the intraband polarization, we observe the signature of resonant Zener tunneling of a Bloch oscillating wave packet between discrete states belonging to below and above-barrier bands. This coupling manifests itself as a revival of the intraband polarization [2]. The experiment is modelled in two aspects. First, in a 1D single-particle calculation the wave functions the BO wave packet is composed of are derived. Here, the inter-subband dynamics are found to be given by the energetic splitting between nearly-degenerate below and above-barrier states. The wave packet tunnels from the below-barrier band to the above-barrier band while remaining coherently oscillating. At this time, it is spatially spread over more than 100 nm...

This thesis presents the first study of the damping of a Bloch oscillating wave packet by Zener tunneling to above-barrier states [1]. We investigate the time evolution of an below-barrier subband Wannier-Stark wave packet in a strongly coupled GaAs/AlGaAs superlattice (SL) with shallow quantum well barriers by optical interband spectroscopy. We use a sub-100 fs homodyne pump-probe technique which is sensitive to the intraband polarization. The presented experimental data unambiguously show an electric field-dependent continuous decrease of the intraband coherence time. Besides the continuous field-induced damping of the intraband polarization, we observe the signature of resonant Zener tunneling of a Bloch oscillating wave packet between discrete states belonging to below and above-barrier bands. This coupling manifests itself as a revival of the intraband polarization [2]. The experiment is modelled in two aspects. First, in a 1D single-particle calculation the wave functions the BO wave packet is composed of are derived. Here, the inter-subband dynamics are found to be given by the energetic splitting between nearly-degenerate below and above-barrier states. The wave packet tunnels from the below-barrier band to the above-barrier band while remaining coherently oscillating. At this time, it is spatially spread over more than 100 nm...

Esta tese compõe-se de contribuições à física das propriedades eletrônicas das heteroestruturas semicondutoras. São investigadas propriedades eletrônicas das duas hetero­estruturas básicas: o poço quântico e a super-rede. Considera-se o poço quântico dopado com impurezas rasas e estudam-se as suas propriedades eletrônicas nos regimes de poço fraca e altamente dopado. No caso de baixa densidade de impurezas é feita uma simulação Monte Carlo. É utilizado um modelo semi-clássico de band de impureza. A interação elétron-elétron é incluída de forma exata e são calculadas as seguintes propriedades do estado fundamental à temperatura zero: densidade de estados de uma partícula, distribuição de carga, energia de Fermi e distribuição do campo elétrico sobre os doadores neutros, todas em função do grau de compensação, da densidade de impurezas e da largura do poço. É observada uma. grande dependência com a compensação. Os resultados são explicados à luz da competição entre os efeitos de desordem e confinamento. É observada a ocorrência de Coulomb Gap característico de sistemas bidimensionais. Mostra-se que a. distribuição de carga possui largura e constante de decaimento determinados independentemente pela compensação e pela concentração de impurezas, respectivamente. Tais resultados são importantes para a caracterização de poços quânticos puros. No limite altamente dopado parte-se de um modelo light-binding desordenado e calcula­se a densidade de estados de uma partícula formada devido ao overlapping entre os estados localizados; utiliza-se o método de Matsubara e Toyosawa. para a obtenção da média sobre configurações. Discutem-se os efeitos da desordem diagonal introduzida pelo potencial de confinamento os quais são comparados com os da. desordem não-diagonal. São apresentados resultados para a densidade de estados em função do grau de confinamento e concentração de impurezas para poços e fios quânticos. Sâo estudadas as propriedades eletrônicas das super-redes sob campo magnético transversal à direção de crescimento. Mostra-se que esta configuração é ideal para o estudo das características básicas das super-redes: a estrutura de mini bandas e o tunelamento. Calculam-se as sub-bandas de condução utilizando a teoria de massa efetiva de muitas bandas. Introduz-se a idéia de massa efetiva renormalizada para barreiras semicondutoras. Comparam-se os resultados com dados experimentais de ressonância ciclotrônica. A ótima concordância obtida demonstra a grande importância e a utilidade do conceito de massa efetiva renormalizada para barreiras semicondutoras, que é uma maneira nova e simples de lidar com as soluções evanescentes. / This thesis is composed of contributions to the theory of electronic properties of semicon­ ductor heterostructures. Electronic properties of the basic two heterostructures (quantum well and superlattice) are investigated. A quantum well doped with shallow impurities is considered and its electronic properties are studied in both limits: lightly and heavily doped. In the first case a Monte Carlo simula­ tion technique is used. A semiclassical impurity band model is used . The electron-electron interaction is included exactly and properties of the ground state such as the density of single particle states, the charge distribution, the Fermi energy and the electric field di tribution on the neutra/ donors are calculated, all of them as a function of the degree of compensation, the impurity concentration and the width of the well. A great dependency with the compensation is observed. The results are explained by the competition between the effects of disorder and confinement. The existence of a Coulomb Gap is verified . The charge distribution is shown to have a width and decay rate given by the degree of compensation and impurity concentration, in this order. Such results are important to characterize pure quantum wells. On the heavily doped limit, a disordered tight-binding model is used and the density of states that is formed by the overlapping of localized states is calculated by using the method of Matsubara and Toyosawa for the configuration average. The diagonal disord er effect introduced by the confinement potential is considered and compared to that of the non­ diagonal disorder. Results of the density of states as a function of the degree of confinement and impurity concentration for quantum wells and wires are presented. The electronic propertie s of a superlattice under a magnetic field which is transversal to the growth direction are studied. Jt is shown that this configuration is id eal for the study of the basic characteristics of the superlattices: the subband structure and the tunneling. The conduction subbands are calculated by using the theory of many bands effective mass. The idea of renormalized effective mass for barriers is introduced. The obtained level spacings are compared with cyclotron resonance experimental data (infrared absorption). The good agreement obtained demonstrates the importance and usefulness of the renormalized effective mass, which is a new and simple way to handle evanescent waves.

Fabrication of artificially structured superlattices, when controlled on a nanoscale level, can exhibit enhanced dielectric properties over a wide temperature range. Possible fabrication of new functional devices based on the parametric values of dielectric constants of these heterostructures was the major motivation behind the work. Chapter 1 gives a brief overview of ferroelectrics; their defining features and their commercial importance to electronic industry. An introduction to ferroelectric superlattices, their technological application and fundamental physics that influence the behavior of superlattices are provided. Chapter 2 deals with the various experimental studies carried out in this research work. It gives the details of the experimental set up and the basic operation principles of various structural and physical characterizations of the materials prepared. A brief explanation of material fabrication, structural, micro structural and physical property measurements is discussed. Chapter 3 involves fabrication of two-component ferroelectric superlattices consisting of Barium Titanate (BTO), and Strontium Titanate (STO) with nanoscale control of superlattice periodicities by high-pressure multi target pulsed laser deposition on Pt (111)/Ti/SiO2/Si (100) substrate. Superlattices with varying periodicities were fabricated and their compositional variation across the thin film and the interface width were studied using Secondary Ion Mass Spectrometry (SIMS). Fabrications of superlattice structure were supported by observation of satellite peaks in XRD corresponding to the coherent heterostructures. The microstructural analysis was carried out using cross-sectional scanning electron microscopy (SEM), and contact mode-AFM was used to image surface morphology and root-mean-square (rms) roughness of the thin film heterostructure. Chapter 4 deals with ferroelectric studies of BTO/STO superlattices. The size dependent polarization behaviors of the superlattices are shown. The experimental realization of the dimensional range in which, the long-range coupling interaction dominates the overall polarization behavior of the system was studied. The dependence of average spontaneous polarization on the individual layer thickness, temperature and the dimensional range of interaction are discussed. The enhanced non-linear behaviors of the films were measured in terms of tunability. The dielectric phase transition behavior of superlattice structures of different periodicities was studied. Chapter 5 focuses on fabrication of three-component ferroelectric superlattices consisting of Barium Titanate (BTO), Calcium Titanate (CTO) and Strontium Titanate (STO). The fabrications of superlattice structures were confirmed by the presence of satellite reflections in XRD analysis and a periodic concentration of Sr, Ba and Ca throughout the film in Depth profile of SIMS analysis. The microstructural analysis was carried out using cross-sectional scanning electron microscopy (SEM), and contact mode-AFM was used to image surface morphology and root-mean-square (rms) roughness of the thin film heterostructure. The dielectric characteristic and polarization properties of the system are discussed. Large variations of lattice distortion in the consisting layers were achieved by varying the stacking sequence and superlattice periodicity. The influence of interfacial strain on enhancement of ferroelectric polarization was studied. The size dependence and the role of interfaces in the observed enhancements of the dielectric behaviors were highlighted. The tunability of about 55% was achieved in these systems and was higher than any of the single polycrystalline thin film of the constituent materials reported till date. The enhanced dielectric properties were thus discussed in terms of the interfacial strain driven polar region due to high lattice mismatch and electrostatic coupling due to polarization mismatch between individual layers. Chapter 6 deals with the dielectric response, impedance spectroscopy and the DC leakage characteristics of the superlattice structures. All the heterostructures fabricated, exhibited low frequency dispersion, similar to that of the Jonscher’s universal type of relaxation behavior. The anomalous dispersion was observed in the imaginary dielectric constant at high frequencies. A Debye type relaxation behavior was observed in the impedance analysis at low temperatures, whereas, a departure from ideal ‘Debye’ type was noticed as the temperature was increased. The leakage currents of all the heterostructures were found to be a few orders less than the homogeneous single layer thin films. A space charge limited conduction was observed in al the superlattice structures fabricated. Chapter 7 summarizes the present study and discusses about the future work that could give more insight into the understanding of the ferroelectric perovskite heterostructures.

No description available.

Esta tese compõe-se de contribuições à física das propriedades eletrônicas das heteroestruturas semicondutoras. São investigadas propriedades eletrônicas das duas hetero­estruturas básicas: o poço quântico e a super-rede. Considera-se o poço quântico dopado com impurezas rasas e estudam-se as suas propriedades eletrônicas nos regimes de poço fraca e altamente dopado. No caso de baixa densidade de impurezas é feita uma simulação Monte Carlo. É utilizado um modelo semi-clássico de band de impureza. A interação elétron-elétron é incluída de forma exata e são calculadas as seguintes propriedades do estado fundamental à temperatura zero: densidade de estados de uma partícula, distribuição de carga, energia de Fermi e distribuição do campo elétrico sobre os doadores neutros, todas em função do grau de compensação, da densidade de impurezas e da largura do poço. É observada uma. grande dependência com a compensação. Os resultados são explicados à luz da competição entre os efeitos de desordem e confinamento. É observada a ocorrência de Coulomb Gap característico de sistemas bidimensionais. Mostra-se que a. distribuição de carga possui largura e constante de decaimento determinados independentemente pela compensação e pela concentração de impurezas, respectivamente. Tais resultados são importantes para a caracterização de poços quânticos puros. No limite altamente dopado parte-se de um modelo light-binding desordenado e calcula­se a densidade de estados de uma partícula formada devido ao overlapping entre os estados localizados; utiliza-se o método de Matsubara e Toyosawa. para a obtenção da média sobre configurações. Discutem-se os efeitos da desordem diagonal introduzida pelo potencial de confinamento os quais são comparados com os da. desordem não-diagonal. São apresentados resultados para a densidade de estados em função do grau de confinamento e concentração de impurezas para poços e fios quânticos. Sâo estudadas as propriedades eletrônicas das super-redes sob campo magnético transversal à direção de crescimento. Mostra-se que esta configuração é ideal para o estudo das características básicas das super-redes: a estrutura de mini bandas e o tunelamento. Calculam-se as sub-bandas de condução utilizando a teoria de massa efetiva de muitas bandas. Introduz-se a idéia de massa efetiva renormalizada para barreiras semicondutoras. Comparam-se os resultados com dados experimentais de ressonância ciclotrônica. A ótima concordância obtida demonstra a grande importância e a utilidade do conceito de massa efetiva renormalizada para barreiras semicondutoras, que é uma maneira nova e simples de lidar com as soluções evanescentes. / This thesis is composed of contributions to the theory of electronic properties of semicon­ ductor heterostructures. Electronic properties of the basic two heterostructures (quantum well and superlattice) are investigated. A quantum well doped with shallow impurities is considered and its electronic properties are studied in both limits: lightly and heavily doped. In the first case a Monte Carlo simula­ tion technique is used. A semiclassical impurity band model is used . The electron-electron interaction is included exactly and properties of the ground state such as the density of single particle states, the charge distribution, the Fermi energy and the electric field di tribution on the neutra/ donors are calculated, all of them as a function of the degree of compensation, the impurity concentration and the width of the well. A great dependency with the compensation is observed. The results are explained by the competition between the effects of disorder and confinement. The existence of a Coulomb Gap is verified . The charge distribution is shown to have a width and decay rate given by the degree of compensation and impurity concentration, in this order. Such results are important to characterize pure quantum wells. On the heavily doped limit, a disordered tight-binding model is used and the density of states that is formed by the overlapping of localized states is calculated by using the method of Matsubara and Toyosawa for the configuration average. The diagonal disord er effect introduced by the confinement potential is considered and compared to that of the non­ diagonal disorder. Results of the density of states as a function of the degree of confinement and impurity concentration for quantum wells and wires are presented. The electronic propertie s of a superlattice under a magnetic field which is transversal to the growth direction are studied. Jt is shown that this configuration is id eal for the study of the basic characteristics of the superlattices: the subband structure and the tunneling. The conduction subbands are calculated by using the theory of many bands effective mass. The idea of renormalized effective mass for barriers is introduced. The obtained level spacings are compared with cyclotron resonance experimental data (infrared absorption). The good agreement obtained demonstrates the importance and usefulness of the renormalized effective mass, which is a new and simple way to handle evanescent waves.

Cette thèse de doctorat traite de la mise en œuvre du procédé de soulèvement épitaxial (ou ELO pour epitaxial lift-off) à partir d'un substrat d'InP permettant le détachement des couches actives et le recyclage du substrat afin de rendre économiquement compétitive la fabrication de cellules solaires multi-jonctions pour le photovoltaïque concentré. Ce procédé, qui consiste à sous-graver sélectivement une couche sacrificielle comprise entre le substrat et les couches actives, est bien connu et maîtrisé sur un substrat de GaAs avec l'utilisation d'une couche sacrificielle d'AlAs d'épaisseur voisine de 5 nm, ce qui n'est pas possible sur un substrat d'InP en raison du fort désaccord de maille cristalline existant entre l'AlAs et l'InP. Pour l'adapter à un substrat d'InP, le développement d'une couche sacrificielle spécifique basée sur un super-réseau AlAs/InAlAs a été réalisé, ce qui permet de contourner les problématiques liées au désaccord de maille et à la croissance de matériaux contraints. Après optimisation des conditions de croissance de ce super-réseau, les épaisseurs atteintes et donc les vitesses de sous-gravure obtenues en utilisant ce type de couche sacrificielle ont satisfait aux exigences du procédé ELO. Ensuite, le report et le soulèvement de structures actives de cellules solaires InGaAs en couches minces cristallines ont été développés. Les cellules solaires ainsi fabriquées ont montré des performances semblables à celles réalisées par épitaxie standard sur un substrat d'InP, voire meilleures sous concentration en raison d'effets de confinement optique. Finalement, le recyclage du substrat d'InP réalisé avec un procédé utilisant seulement deux étapes de nettoyage par voies chimiques humides, a permis de produire des surfaces d'InP de qualité suffisante pour réaliser une reprise d'épitaxie satisfaisante. / This PhD thesis deals with the implementation of the epitaxial lift-off (ELO) process from an InP substrate allowing the detachment of active layers and the substrate recycling. The final target is to realize multi-junction solar cells in an economically competitive way for concentrated photovoltaic. The ELO process consists in the under-etching of a sacrificial layer inserted between the substrate and the active layers. It is well known and mastered on a GaAs substrate with the use of a sacrificial layer of AlAs with a thickness of about 5 nm. Such a layer is not usable on an InP substrate due to the high lattice mismatch between AlAs and InP. In order to adapt the ELO process to an InP substrate, this work aimed to develop a specific sacrificial layer based on an AlAs/InAlAs superlattice. Thus, it is possible to circumvent problems related to the lattice mismatch and to the strained layer growth. After optimization of growth conditions of this superlattice, using this type of sacrificial layer, we achieve a sufficient thickness and therefore a sufficient under-etching rate in order to meet the requirements of the ELO process. Then, the transfer and lift-off of thin crystalline film based InGaAs solar cells have been developed. This kind of solar cells showed performances similar to those obtained with a standard epitaxial growth on an InP substrate, or even better under concentration due to optical confinement effects. Finally, the recycling of the InP substrate carried out by a process using only two wet chemical cleaning steps made it possible to produce InP surfaces of sufficient quality to achieve a promising second epitaxial growth.

No description available.

Cette thèse présente une étude expérimentale des propriétés électroniques de deux matériaux topologiques, notamment l’isolant topologique tridimensionnel irradié Bi₂Te₃ et le super-réseau topologique naturel Sb₂Te. Les deux systèmes ont été étudiés par des techniques basées sur la spectroscopie de photoémission. Les composés Bi₂Te₃ ont été irradiés par des faisceaux d’électrons de haute énergie. L’irradiation avec des faisceaux d’électrons est une approche très prometteuse pour réaliser des matériaux qui sont vraiment isolants dans le volume, afin de mettre en évidence le transport quantique dans les états de surface protégés. En étudiant une série d’échantillons de Bi₂Te₃ par la technique de spectroscopie de photoémission résolue en temps et en angle (trARPES), nous montrons que les propriétés topologiques des états de surface de Dirac sont conservées après irradiation électronique, mais leurs dynamiques ultra-rapides de relaxation sont très sensibles aux modifications reliées aux propriétés du volume. De plus, nous avons étudié la structure électronique des bandes occupées et inoccupées du Sb₂Te. En utilisant la microscopie de photoémission d’électrons à balayage (SPEM), nous avons constamment trouvé diverses régions non équivalentes sur la même surface après avoir clivé plusieurs monocristaux de Sb₂Te. Nous avons pu identifier trois terminaisons distinctes caractérisées par différents rapports stœchiométriques de surface Sb/Te et possédant des différences claires dans leurs structures de bandes. Pour la terminaison dominante riche en tellure, nous avons également fourni une observation directe des états électroniques excités et de leurs dynamiques de relaxation en ayant recours à la technique trARPES. Nos résultats indiquent clairement que la structure électronique de surface est fortement affectée par les propriétés du volume du super-réseau. Par conséquent, pour les deux systèmes, nous montrons que la structure électronique de surface est absolument connectée aux propriétés du volume. / This thesis presents an experimental study of the electronic properties of two topological materials, namely, the irradiated three-dimensional topological insulator Bi₂Te₃ and the natural topological superlattice phase Sb₂Te. Both systems were investigated by techniques based on photoemission spectroscopy. The Bi₂Te₃ compounds have been irradiated by high-energy electron beams. Irradiation with electron beams is a very promising approach to realize materials that are really insulating in the bulk, in order to emphasize the quantum transport in the protected surface states. By studying a series of samples of Bi₂Te₃ using time- and angle-resolved photoemission spectroscopy (trARPES) we show that, while the topological properties of the Dirac surface states are preserved after electron irradiation, their ultrafast relaxation dynamics are very sensitive to the related modifications of the bulk properties. Furthermore, we have studied the occupied and unoccupied electronic band structure of Sb₂Te. Using scanning photoemission microscopy (SPEM), we have consistently found various nonequivalent regions on the same surface after cleaving several Sb₂Te single crystals. We were able to identify three distinct terminations characterized by different Sb/Te surface stoichiometric ratios and with clear differences in their band structure. For the dominating Te-rich termination, we also provided a direct observation of the excited electronic states and of their relaxation dynamics by means of trARPES. Our results clearly indicate that the surface electronic structure is strongly affected by the bulk properties of the superlattice. Therefore, for both systems, we show that the surface electronic structure is absolutely connected to the bulk properties.