Orientador: Daniel Mário Ugarte / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Fisica Gleb Wataghin / Made available in DSpace on 2018-08-17T20:15:26Z (GMT). No. of bitstreams: 1 Tizei_LuizHenriqueGalvao_D.pdf: 12237887 bytes, checksum: e97ac7041ecfd4c30088cf9b43d9849a (MD5) Previous issue date: 2011 / Resumo: O desenvolvimento de novos materias tem grande interesse devido à ocorrência de novos fenômenos e propriedades, as quais podem ser usadas em futuras aplicações tecnológicas. Em particular, nas últimas décadas, esforços imensos foram realizados buscando compreender nanomateriais e os efeitos da redução de tamanho e de dimensão. Entre os diferentes avanços alcançados, podemos citar o desenvolvimento significativo de nanofios semicondutores (estruturas quasi-unidimensionais) com dezenas ou centenas de nanometros de espessura e milhares de nanometros de comprimento. O método mais utilizado para o crescimento de nanofios é o método catalítico chamado VLS (Vapor-Líquido-Sólido), no qual uma nanopartícula metálica serve como sorvedouro preferencial de átomos de um vapor e, também, como posição para a formação de um sólido (nanofio). O VLS foi proposto por Wagner e Ellis nos anos 60. Em nossos trabalhos, nos concentramos no estudo de nanofios de semicondutores III-V crescidos em um reator de Epitaxia de Feixe Químico (CBE) catalisados por nanopartículas de Au. Mais especificamente, estudamos nanofios de InP, InAs, InGaP, InAsP e heteroestruturas InP/InAs/InP. Como a qualidade de interfaces e homogeneidade química do material crescido, influenciam diretamente as propriedades ópticas e elétricas de nanofios, nossa pesquisa nos levou a avaliar os limites da aplicação de diversas técnicas de microscopia eletrônica de transmissão aplicadas: TEM (Microscopia Eletrônica de Transmissão), STEM (Microscopia Eletrônica de Transmissão em Varredura), HRTEM (Microscopia Eletrônica de Transmissão de Alta Resolução), EDS (Espectroscopia de Raios-X Dispersados em Energia) e EELS (Espectroscopia de Perda de Energia de Elétrons). Como consequência, determinamos os limites de detecção de variações químicas e de medidas de larguras de interfaces das diferentes técnicas. Em particular, devido às limitações impostas pelo dano por radiação no material, propusemos o uso de deslocamentos químicos de plasmons (EELS) para a caracterização química de nanoestruturas de semicondutores III-V. Desenvolvemos uma metodologia para a análise de seções transversais de nanofios de InAsP. Os experimentos realizados indicam a diferença entre os semicondutores produzidos por crescimento axial (catalítico) e por radial (bidimensional). Além disso, a análise química detalhada de heteroestruturas InP/InAs/InP levou a detecção de concentrações inesperados de As no segmento final de InP. Interpretamos esta observação como uma indicação de que As difunde através da nanopartícula catalisadora durante o crescimento, demonstrando uma rota de incorporação de elementos do grupo V em nanofios crescidos pelo método VLS. Finalmente, estudamos os efeitos de defeitos estruturais extendidos, como discordâncias na morfologia e distorções estruturais de nanofios. Neste sentido, observamos a torção de Eshelby em nanofios de InP contendo discordâncias em parafuso únicas. Nossos resultados mostram que as taxas de torção medida são muito maiores (até 100%) do que o previsto pela teoria elástica macroscópica. Isto mostra as mudanças significativas nas propriedades mecânicas e estruturais em nanoestruturas e ilustra o papel importante de estudos detalhados de microscopia eletrônica para a análise de deformações em nanoestruturas / Abstract: The development of new materials has great interest due to the possibility of finding new phenomena and properties, which can be used in technological applications. In particular, in the last decades, huge efforts have been made in order to understand nanomaterials and, the effects of size and dimensionality reduction. Among different advances, it is worth noting the significant development of semiconductor nanowires (quasi-one dimensional structures) with tens or hundreds of nanometers in diameter and thousands of nanometers in length. The catalytic method VLS (Vapor-Liquid-Solid) is the most used approach for nanowire preparation, in which a metal nanoparticle serves as a preferential sink for atoms from a vapor and, also, as the position for the solid nucleation; this method was proposed by Wagner and Ellis in the 60s. In our work, we have focused on the study of III-V semiconductor nanowires grown by Chemical Beam Epitaxy (CBE) catalyzed by Au nanoparticles. Specifically, we have studied different III-V nanowires (InP, InAs, InGaP and InAsP), as ell as, some heterostructured wires (InP/InAs/InP). As the quality of interfaces and the chemical homogeneity of materials directly influence the optical and electrical properties of nanowires, our research have led us to assess the limit of applicability of several characterization techniques based on transmission electron microscopy: TEM (Transmission Electron Microscopy), STEM (Scanning Transmission Electron Microscopy), HRTEM (High Resolution Transmission Electron Microscopy), EDS (Energy Dispersed X-Ray Spectroscopy) and EELS (Electron Energy Loss Spectroscopy). As a consequence, we have determined the detection limit for the measurement of chemical composition variations and interface widths. In particular, due to the limitations imposed by radiation damage on III-V nanowires, we have proposed the use of Plasmon chemical shifts (EELS) to the chemical characterization of III-V nanostructures. We have analyzed the cross sections of InAsP nanowires and we have been able to reveal a difference between the semiconductors materials produced by the axial (catalytic) and radial (bidimensional) growth. Through the detailed chemical analysis of InP/InAs/InP heterostructures we have detected an unexpected concentration of As in the last InP segment of the heterostructure. We have interpreted this result as an indication that As diffuses through the catalytic nanoparticle during growth. This demonstrates an incorporation route for group V atoms in nanowires grown by VLS. Finally, we have studied the effects of extended structural defects, like dislocations, in the morphology and structural distortions of nanowires. In this sense, we have observed the Eshelby twist in InP nanowires containing a single screw dislocation. Our results show that measured twist rates are much larger (up to 100%) than the predictions from the elasticity theory. This shows the significant change of mechanical and structural properties in nanoscale and, illustrates the important role of a careful electron microscopy studies to analyze deformations in nanostructures / Doutorado / Física da Matéria Condensada / Doutor em Ciências

This thesis concerns with the study of X-ray binaries which are gravitationally bound systems consisting of a compact object (either a neutron star or a black hole) and usually a non degenerate companion star, both rotating around the common centre of mass. The compact star shines brightly in the X-ray regime. Emission from these systems are powered by accretion which is the most radioactively efficient mechanism known in the universe by the release of gravitational potential energy when matter from the companion star falls on the compact object. Accretion onto high magnetic field neutron stars are special as the magnetic field plays a crucial role in governing the dynamics of gas flow and the flow of the matter close to the compact object. The radiation emitted from these systems are anisotropic and for a distant observer, the intensity is modulated at the spin period of the neutron star, hence these objects are called accretion powered pulsars. The angular pattern of the emitted radiation is also highly anisotropic and depends on the mass accreted and hence the luminosity. The beaming pattern commonly known as the pulse profiles exhibit a wide variety in the pulse shape and pulse fraction and vary with energy as well as intensity. They also exhibit cyclotron absorption features in their energy spectrum which are a direct probe to the magnetic field geometry of these systems. This thesis is dedicated to the study of the magnetic field and emission geometry of accretion powered pulsars through the pulse phase resolved studies of the cyclotron absorption features which are a direct probe of the magnetized plasma. In order to study these features in detail broadband continuum modeling of the energy spectrum is done, taking care of all other factors which may smear the pulse phase dependence. Another prerequisite for detailed continuum modeling is accounting for the low absorption dips in the pulse profiles of many these sources. The dips are presumably formed by phase locked accretion stream causing partial covering absorption when the stream is along our line of sight towards the emission region. Studying the pulse phase dependence of this partial covering absorber also provides us with important clues on the local environment of the neutron star and the structure of the accretion stream. All of these studies are performed with data from the broadband and most sensitive instruments onboard the Japanese satellite Suzuki. Lastly we provide estimates of the polarization expected to be detected from these sources by a Thomson scattering polarimeter being developed to observe the polarization of X-rays in the energy range of 5--30 keV. Along with the X-ray pulsars, we also make an estimate of the likelihood of detection of X-ray polarization from black hole X-ray binaries in different spectral states. This is a particularly interesting topic as it will play a crucial role in providing additional handles on the magnetic field geometry in accretion powered pulsars as well as constrain the fundamental parameters of a black hole like its spin.

Multi-metallic aerogels have recently emerged as a novel and promising class of unsupported electrocatalyst materials due to their high catalytic activity and improved durability for various electrochemical reactions. Aerogels can be prepared by a spontaneous one-step gelation process, where the chemical co-reduction of metal precursors and the prompt formation of the nanochain-consisting hydrogels, as a preliminary stage for the preparation of aerogels take place. However, detailed knowledge about the homogeneity and chemical distribution of these three-dimensional Pd-Pt aerogels at the nano-scale as well as at the macro-scale is still unclear to date. Therefore, we used a combination of spectroscopic and microscopic techniques to obtain a better insight into the structure and elemental distribution of the various Pd-rich Pd-Pt aerogels prepared by the spontaneous one-step gelation process. Synchrotron-based extended X-ray absorption fine structure (EXAFS) spectroscopy and high-angle annular dark-field (HAADF) scanning transmission electron microscopy (STEM) in combination with energy-dispersive X-ray spectroscopy (EDX) were employed in this work to uncover the structural architecture and chemical composition of the various Pd-rich Pd-Pt aerogels over a broad length range. The Pd80Pt20, Pd60Pt40 and Pd50Pt50 aerogels showed heterogeneity in the chemical distribution of the Pt and Pd atoms inside the macroscopic nanochain-network. Features of monometallic clusters were not detected by EXAFS or STEM-EDX, indicating alloyed nanoparticles. However, the local chemical composition of the Pd-Pt alloys strongly varied along the nanochains and thus within a single aerogel. To determine the electrochemically active surface area (ECSA) of the Pd-Pt aerogels for applications in electrocatalysis, we used the electrochemical CO stripping method. Due to high porosity and extended network structure, the resulting values of the ECSA for the Pd-Pt aerogels were higher than that for a commercially available unsupported Pt black catalyst. We show that the Pd-Pt aerogels possess a high utilization of catalytically active centers for electrocatalytic applications based on the nanostructured bimetallic framework. Knowledge about the homogeneity and chemical distribution of the bimetallic aerogels can help to further optimize their preparation by the spontaneous one-step gelation process and to tune their electrocatalytic reactivity.

Multi-metallic aerogels have recently emerged as a novel and promising class of unsupported electrocatalyst materials due to their high catalytic activity and improved durability for various electrochemical reactions. Aerogels can be prepared by a spontaneous one-step gelation process, where the chemical co-reduction of metal precursors and the prompt formation of the nanochain-consisting hydrogels, as a preliminary stage for the preparation of aerogels take place. However, detailed knowledge about the homogeneity and chemical distribution of these three-dimensional Pd-Pt aerogels at the nano-scale as well as at the macro-scale is still unclear to date. Therefore, we used a combination of spectroscopic and microscopic techniques to obtain a better insight into the structure and elemental distribution of the various Pd-rich Pd-Pt aerogels prepared by the spontaneous one-step gelation process. Synchrotron-based extended X-ray absorption fine structure (EXAFS) spectroscopy and high-angle annular dark-field (HAADF) scanning transmission electron microscopy (STEM) in combination with energy-dispersive X-ray spectroscopy (EDX) were employed in this work to uncover the structural architecture and chemical composition of the various Pd-rich Pd-Pt aerogels over a broad length range. The Pd80Pt20, Pd60Pt40 and Pd50Pt50 aerogels showed heterogeneity in the chemical distribution of the Pt and Pd atoms inside the macroscopic nanochain-network. Features of monometallic clusters were not detected by EXAFS or STEM-EDX, indicating alloyed nanoparticles. However, the local chemical composition of the Pd-Pt alloys strongly varied along the nanochains and thus within a single aerogel. To determine the electrochemically active surface area (ECSA) of the Pd-Pt aerogels for applications in electrocatalysis, we used the electrochemical CO stripping method. Due to high porosity and extended network structure, the resulting values of the ECSA for the Pd-Pt aerogels were higher than that for a commercially available unsupported Pt black catalyst. We show that the Pd-Pt aerogels possess a high utilization of catalytically active centers for electrocatalytic applications based on the nanostructured bimetallic framework. Knowledge about the homogeneity and chemical distribution of the bimetallic aerogels can help to further optimize their preparation by the spontaneous one-step gelation process and to tune their electrocatalytic reactivity.

For the X-ray astronomy project Advanced Telescope for High ENergy Astrophysics (Athena) wafer-scale DEpleted P-channel Field Effect Transistor (DEPFET) detectors are proposed as Focal Plane Array (FPA) for the Wide Field Imager (WFI). Prototype structures with different pixel layouts, each consisting of 64 x 64 pixels, were fabricated to study four different DEPFET designs. This thesis reports on the results of the electrical and spectroscopic characterization of the different DEPFET designs. With the electrical qualification measurements the transistor properties of the DEPFET structures are investigated in order to determine whether the design intentions are reflected in the transistor characteristics. In addition, yield and homogeneity of the prototypes can be studied on die, wafer and batch level for further improvement of the production technology with regard to wafer-scale devices. These electrical characterization measurements prove to be a reliable tool to preselect the best detector dies for further integration into full detector systems. The spectroscopic measurements test the dynamic behavior of the designs as well as their spectroscopic performance. In addition, it is revealed how the transistor behavior translates into the detector performance. This thesis, as the first systematic study of different DEPFET designs on die and detector level, shows the limitations of the current DEPFET assessment methods. Thus, it suggests a new concise characterization procedure for DEPFET detectors as well as guidelines for expanded testing in order to increase the general knowledge of the DEPFET. With this study of four different DEPFET variants not only designs suitable for Athena mission have been found but also improvement impulses for the starting wafer-scale device production are provided.

A fairly new technology used to produce metallic components is powder metallurgy (PM). Among the advantages with this technique are decreased cost of production for complex-shaped parts, new alloys are made possible, reduced end processing, less material loss, and vibrational damping effects. The downside is the number of pores created which can alter the tribological properties of the material. The focus of this report is to investigate how lean PM steel behaves under tribological contacts.  Friction and wear will be investigated using a pin-on-disc setup to mimic the sliding part of a gear tooth mesh. Previous studies show that the amount of wear, and if the wear increases or decreases with increased density is dependent on the degree of porosity and the pore size. This means that the wear might be minimized by optimizing the number of pores in the material and their shape and size. The result of this study shows that the friction coefficient decreases with increasing density. The wear coefficient show signs of the same correlations but further tests are needed. The main wear comes from adhesive wear, with signs of abrasive wear. The amount of abrasive wear seems to increase with an increase in density, supporting previous studies claiming that pores can trap wear debris and decrease the number of abrasive particles in the contact.

Der hauptsächliche Bestandteil dieser Arbeit ist die Entwicklung einer kostengünstigen Methode zur Produktion von auf Silizium basierenden Dünnschicht-Solarzellen durch Sprühbeschichtung. Hier wird untersucht inwiefern sich diese Methode für die Herstellung großflächiger photovoltaische Anlagen eignet. Als Grundsubstanz für entsprechende Lacke werden Mischungen aus Organosilizium und nanokristallines Silizium verwendet. Eine Idee ist das Verwenden von Silizium-Kohlenstoff-Verbindungen als Si-Precursor (Cyclo-, Poly-, Oligo- und Monosilane). In jedem Fall, Organosilizium und Silizium- Nanopartikel, ist eine Umwandlung durch äußere Energiezufuhr nötig, um die Precursor-Substanz in photovoltaisch nutzbares Silizium umzuwandeln. Die Versuchsreihen werden mithilfe photothermischer Umwandlung (FLA-„flash lamp annealing“, einige 1 J/cm² bei Pulslängen von einigen 100 μs) unter N2-Atmosphäre durchgeführt. Zur Bereitstellung eines auf Laborgröße skalierten Produktionsprozesses wurden ein Spraycoater, eine Heizplatte, ein Blitzlampensystem und ein In-Line Ellipsometer in einem Aufbau innerhalb einer Glovebox unter N2-Atmosphäre kombiniert. Die Gewinnung von Proben und deren Charakterisierung fand in enger Zusammenarbeit mit den beiden Arbeitsgruppen der anorganischen Chemie und der Koordinationschemie an der TU-Chemnitz statt. Die eingesetzten Charakterisierungsmethoden sind Raman-Spektroskopie, Infrarotspektroskopie, Rasterelektronenmikroskopie, Transmissionselektronenmikroskopie, Elektronenbeugung, Röntgenbeugung, energiedispersive Röntgenspektroskopie, Rasterkraftmikroskopie und elektrische Charakterisierung wie die Aufnahme von Strom- Spannungs-Kennlinien und Widerstandsmessung per Vierpunktkontaktierung.

Der hauptsächliche Bestandteil dieser Arbeit ist die Entwicklung einer kostengünstigen Methode zur Produktion von auf Silizium basierenden Dünnschicht-Solarzellen durch Sprühbeschichtung. Hier wird untersucht inwiefern sich diese Methode für die Herstellung großflächiger photovoltaische Anlagen eignet. Als Grundsubstanz für entsprechende Lacke werden Mischungen aus Organosilizium und nanokristallines Silizium verwendet. Eine Idee ist das Verwenden von Silizium-Kohlenstoff-Verbindungen als Si-Precursor (Cyclo-, Poly-, Oligo- und Monosilane). In jedem Fall, Organosilizium und Silizium- Nanopartikel, ist eine Umwandlung durch äußere Energiezufuhr nötig, um die Precursor-Substanz in photovoltaisch nutzbares Silizium umzuwandeln. Die Versuchsreihen werden mithilfe photothermischer Umwandlung (FLA-„flash lamp annealing“, einige 1 J/cm² bei Pulslängen von einigen 100 μs) unter N2-Atmosphäre durchgeführt. Zur Bereitstellung eines auf Laborgröße skalierten Produktionsprozesses wurden ein Spraycoater, eine Heizplatte, ein Blitzlampensystem und ein In-Line Ellipsometer in einem Aufbau innerhalb einer Glovebox unter N2-Atmosphäre kombiniert. Die Gewinnung von Proben und deren Charakterisierung fand in enger Zusammenarbeit mit den beiden Arbeitsgruppen der anorganischen Chemie und der Koordinationschemie an der TU-Chemnitz statt. Die eingesetzten Charakterisierungsmethoden sind Raman-Spektroskopie, Infrarotspektroskopie, Rasterelektronenmikroskopie, Transmissionselektronenmikroskopie, Elektronenbeugung, Röntgenbeugung, energiedispersive Röntgenspektroskopie, Rasterkraftmikroskopie und elektrische Charakterisierung wie die Aufnahme von Strom- Spannungs-Kennlinien und Widerstandsmessung per Vierpunktkontaktierung.:I Bibliographische Beschreibung II Abkürzungsverzeichnis III Abbildungsverzeichnis IV Tabellenverzeichnis 1 Einleitung 1 2 Grundlagen 3 2.1 Dioden und Photodioden 3 2.1.1 Schottky-Dioden 3 2.1.1.1 Schottky-Kontakt oder Ohmscher Kontakt 3 2.1.1.2 Schottky-Barriere 3 2.1.1.3 Arbeitsweise der Schottky-Diode 5 2.1.1.4 Ladungstransport durch eine Schottky-Diode 6 2.1.2 Schottky-Photodioden 8 2.2 Solarzellen 9 2.2.1 Aufbau einer Solarzelle 10 2.2.2 Charakterisierung einer Solarzelle 10 2.3 Moderne Photovoltaik 12 2.4 Transparente leitfähige Oxide (TCO) 13 2.5 Ultraschalldüse und Sprühnebel 14 2.6 Blitzlampenbehandlung (FLA) 17 3 Methoden zur Charakterisierung 18 3.1 Fourier-Transformations-Infrarotspektroskopie (FTIRS) 18 3.2 Lichtstreuung an Materie 20 3.2.1 Raman-Spektroskopie 20 3.2.1.1 Klassische Deutung des Raman-Effektes 21 3.2.1.2 Quantenmechanische Deutung des Raman-Effektes 22 3.2.1.3 Räumlich eingeschränkte Phononen 23 3.3 Änderung der Lichtpolarisation an Materie 26 3.3.1 Fresnel-Formeln 26 3.3.2 Jones-Formalismus 27 3.3.3 Spektroskopische Ellipsometrie (SE) 27 3.4 Röntgenbeugung (XRD) 29 3.4.1 Kalibrierung des Einfallswinkels 31 3.4.2 Kristallitgröße 31 3.5 Elektronenmikroskopie (EM) 31 3.5.1 Transmissionselektronmikroskopie (TEM) 32 3.5.2 Rasterelektronenmikroskopie (SEM und EDX) 33 3.6 Rasterkraftmikroskopie (AFM) 34 4 Experimentelles 37 4.1 Prozessaufbauten 37 4.2 Messgeräte 39 4.3 Probenherstellung 40 4.3.1 Lösungen und Dispersionen 41 4.3.2 Sprühlack 41 4.3.3 Substratreinigung 42 4.3.4 Drop- und Spraycoating 42 4.3.4.1 Dropcoating und Rohrofenprozess 43 4.3.4.2 Sprühen und Blitzlampenbehandlung 43 4.4 Infrarotspektroskopie 46 4.4.1 DRIFT-Spektroskopie an Silizium-Nanopartikeln im MIR 47 4.4.2 DRIFT-Spektroskopie an Silizium-Precursoren im MIR 48 4.4.3 Transmissions- und Reflexionsspektroskopie an Si-Schichten im FIR 49 4.5 Lichtstreuung 49 4.5.1 Mie-Streuung an Silizium-Nanopartikeln 49 4.5.2 Raman-Streuung an Silizium-Precursoren und –Schichten 50 4.6 AFM an Silizium-Schichten 51 4.7 Elektronenmikroskopie 51 4.7.1 SEM und EDX an Silizium-Schichten und –Folien 52 4.7.2 TEM an Silizium-Nanopartikeln und –Folien 53 4.8 XRD an Silizium-Folien 54 4.9 Elektrische Messungen an Silizium-Schichten und –Folien 55 5 Ergebnisse und Diskussion 56 5.1 Silizium-Nanopartikel als Pulver 56 5.1.1 Dispersionen von Silizium-Nanopartikeln 56 5.1.2 Oxidationsgrad von Silizium-Nanopartikeln 58 5.1.3 Verteilung von Silizium-Nanopartikeln in getrocknetem Ethanol 61 5.2 Gesprühte Silizium-Nanopartikel 64 5.2.1 Ellipsmetrie als In-Line Prozessmethode im Spraycoating 64 5.2.2 Oberflächenrauheit von Schichten von Silizium-Nanopartikeln 66 5.2.3 Effekt des FLA auf Schichten von Silizium-Nanopartikeln 69 5.2.4 Simulationen zum Phonon-Confinement 74 5.3 Organosilizium als Silizium-Precursoren 80 5.3.1 Vorversuche: Zersetzung von Phenylsilanen im Rohrofen 80 5.3.2 Photothermische Zersetzung von Monosilanen durch FLA 82 5.4 Monosilane als Haftmittel zwischen Silizium-Nanopartikeln 89 5.4.1 Bestandteile des verwendeten Lacks 90 5.4.2 Filme hergestellt von Si-Nanopartikeln gemischt mit Si-Precursor 92 5.4.3 Folien hergestellt von Si-Nanopartikeln gemischt mit Si-Precursor 106 5.5 Realisierung von Diodenstrukturen 120 6 Zusammenfassung 124 Literaturverzeichnis Anhang