ABSTRACT EFFECTS OF VERTICAL EXCITATION ON SEISMIC PERFORMANCE OF HIGHWAY BRIDGES AND HOLD-DOWN DEVICE REQUIREMENT Domani&ccedil / , Kemal Arman M.S., Department of Civil Engineering Supervisor: Assist. Prof. Dr. Alp Caner February 2008, 152 pages Most bridge specifications ignore the contribution of vertical motion in earthquake analyses. However, vertical excitation can develop significant damage, especially at bearing locations as indeed was the case in the recent 1999 izmit Earthquake. These observations, combined with recent developments in the same direction, supplied the motivation to investigate the effects of vertical component of strong ground motion on standard highway bridges in this study. Reliability checks of hold-down device requirements per AASHTO Bridge Specifications have been conducted in this context. Six spectrum compatible accelerograms were generated and time history analyses were performed to observe the uplift at bearings. Selected case studies included precast pre-stressed I-girders with concrete slab, composite steel I-girders, post-tensioned concrete box section, and composite double steel box section. According to AASHTO specifications, hold-down devices were required in two cases, for which actual forces obtained from time history analyses have been compared with those suggested per AASHTO. The only non-linearity introduced to the analyses was at the bearing level. A discussion of effects on substructure response as well as compressive bearing forces resulting from vertical excitation is also included. The results of the study confirmed that the provisions of AASHTO governing hold-down devices are essential and reasonably accurate. On the other hand, they might be interpreted as well to be suggesting that vertical ground motion components could also be included in the load combinations supplied by AASHTO, especially to be able to estimate pier axial forces and cap beam moments accurately under combined vertical and horizontal excitations.

Nesta tese obtemos, de um ponto de vista matemáticamente rigoroso, a parte inferior do espectro de energia-momento de dois modelos de teorias quânticas de campo com tempo imaginário em redes de dimensão $d+1$ (resultados explícitos para o caso $d = 3$ e matrizes de Dirac) que contém férmions: um modelo puramente fermiônico com interação quártica nos campos fermiônicos de $N$ componentes (modelo de Quatro-Férmions) e um modelo de cromodinâmica quântica. Para o modelo de Quatro-Férmions, $\\kappa$ é o parâmetro de hopping, $M_0$ é a massa bare dos férmions e $\\lambda$ é o parâmetro de interação. Uma expansão de polímeros garante a existência das funções de correlação no limite termodinâmico, na região onde $|\\frac{\\kappa}|$ é pequeno. A análise do espectro é baseada em representações espectrais para funções de correlação de dois e quatro férmions. A análise das funções de correlação adequadas é simplificada pelo uso de simetrias, em particular, de uma {\\em nova} simetria de Reflexão Temporal que aparece no nível das funções de correlação. A determinação do espectro é executada através de um estudo detalhado das taxas de decaimento das funções de correlação. Até próximo ao limiar de três partículas, o espectro de energia e momento exibe curvas de dispersão isoladas que são identificadas com partículas e estados ligados de duas partículas. No subespaço de uma partícula, o espectro consiste em uma curva de dispersão isolada. A massa da partícula é de ordem $-\\ln \\kappa$. O espectro de duas partículas aparece como soluções de uma equação de Bethe-Salpeter, resolvida primeiro em uma aproximação em escada. O espectro de duas partículas contém uma banda de duas partículas livres de largura finita. A existência de estados ligados acima ou abaixo da banda de duas partículas depende do fato do modelo apresentar ou não dominação gaussiana. Um parâmetro $\\aleph$ é dado para medir a dominação gaussiana. Para $\\aleph=0$, nenhum estado ligado ocorre. Para $\\aleph>0$, o estado ligado ocorre abaixo da banda de duas partículas. Para $\\aleph<0$, o estado ligado aparecem acima desta banda. Os resultados obtidos nesta aproximação em escada podem ser estendidos para o modelo completo através de um controle rigoroso das contribuições que diferenciam essas duas situações. Em uma segunda parte, idéias análogas são aplicadas para analisar o espectro do modelo de cromodinâmica quântica. Em particular, nós mostramos a existência dos pentaquarks no regime de acoplamento forte (acoplamento entre as plaquetas $0 <\\beta= \\frac{g^2_0} \\ll \\kappa $). O modelo possui simetria de calibre $SU(3)_c$ e de sabor $SU(2)_f$. Os pentaquark revelados são superposições de estados ligados de mésons e bárions. Apenas estados com um número ímpar de férmions e abaixo do limiar de energia meson-bárion são considerados. O pentaquark é determinado usando uma aproximação em escada para uma equação Bethe-Salpeter. Na ordem dominante em $\\beta$, a massa deste estado é aproximadamente $-5 \\ln\\kappa$ e sua energia de ligação é de ordem $\\textrm(\\kappa^2)$. O estado mais fortemente ligado tem isospin $I=\\frac$. Para $I=\\frac$ não há estados ligados. Estes resultados mostram uma dependência nos spins dos méson e bárion. Esta análise mostra que um potencial de troca de quark-anti-quark de $\\textrm(\\kappa^2)$ é a interação dominante, mas não há uma interpretação de troca de mésons. / In this thesis, we obtain, from a mathematically rigorous point of view, the low-lying energy-momentum spectrum of two $3+1$ dimensional imaginary time lattice quantum filed theory with fermion fields (we give explicit results for the case $d = 3$ and Dirac matrices): a pure fermionic model with quartic interaction in the $N$-component fermion field and a quantum chromodynamics model. For the Four-Fermion model, $\\kappa$ denotes the hopping parameter, $M_0$ the fermion bare mass and $\\lambda$ the interaction parameter. A polymer expansion show the existence of the model correlation functions in the thermodynamic limit, in the region where $|\\frac{\\kappa}|$ is small enough. The analysis of the spectrum is based on spectral representations of two- and four- point correlation functions. The analysis of such adequate correlation functions is simplified by the help of symmetries, in particular, by a {\\em new} Time Reflection symmetry, which appear in the level of correlation functions. The exact determination of the spectrum is done using a detailed study of the decay rates of the correlations. Up to near the 3 particle threshold, the energy-momentum spectrum exhibits isolated dispersion curves that are identified as particles and bound states. In the one-particle subspace, the spectrum consist in just a isolated dispersion curve. The mass of the associated particle is of order $-\\ln \\kappa$. The two-particle spectrum shows up as solutions of a Bethe-Salpeter equation, which is solved first in a ladder approximation. The two-particle spectrum contains a two free particles band of finite width. The existence of bound states above or below the band depends on wherever the model Gaussian domination holds. A parameter $\\aleph$ is given to measure the Gaussian domination. For $\\aleph=0$, no bound state occurs. For $\\aleph>0$, a bound state appears bellow the two-particles band. For $\\aleph<0$, the bound state appears above this band. The result obtained in this ladder approximation can be extended to the full model by a rigorous control of the contributions that differ these two cases. In a second part, analog ideas are applied to analyze the spectrum of a quantum chromodynamics model. In particular, we show the existence of pentaquarks in the strong coupling regime (plaquette coupling $0 <\\beta= \\frac{g^2_0} \\ll \\kappa $). The model has a $SU(3)_c$ gauge symmetry and a $SU(2)_f$ flavor symmetry. The reveled pentaquarks are superpositions of meson-baryon bound states. Only states with an odd number of fermions and bellow the meson-baryon threshold are considered. The pentaquark are determined using a ladder approximation to the Bethe-Salpeter equation. In the dominant order in $\\beta$, the bound state mass is $\\approx -5 \\ln\\kappa$ and the binding energy is of order $\\textrm(\\kappa^2)$. The most strongly bounded bound state has isospin $I=\\frac$. For $I=\\frac$, there is no bound state. These results shows a dependence in the spins of the meson and baryon. This analysis show that a $\\textrm(\\kappa^2)$ quark-anti-quark exchange potential is the dominant interaction, although there is not a meson exchange interpretation.

Nesta tese obtemos, de um ponto de vista matemáticamente rigoroso, a parte inferior do espectro de energia-momento de dois modelos de teorias quânticas de campo com tempo imaginário em redes de dimensão $d+1$ (resultados explícitos para o caso $d = 3$ e matrizes de Dirac) que contém férmions: um modelo puramente fermiônico com interação quártica nos campos fermiônicos de $N$ componentes (modelo de Quatro-Férmions) e um modelo de cromodinâmica quântica. Para o modelo de Quatro-Férmions, $\\kappa$ é o parâmetro de hopping, $M_0$ é a massa bare dos férmions e $\\lambda$ é o parâmetro de interação. Uma expansão de polímeros garante a existência das funções de correlação no limite termodinâmico, na região onde $|\\frac{\\kappa}|$ é pequeno. A análise do espectro é baseada em representações espectrais para funções de correlação de dois e quatro férmions. A análise das funções de correlação adequadas é simplificada pelo uso de simetrias, em particular, de uma {\\em nova} simetria de Reflexão Temporal que aparece no nível das funções de correlação. A determinação do espectro é executada através de um estudo detalhado das taxas de decaimento das funções de correlação. Até próximo ao limiar de três partículas, o espectro de energia e momento exibe curvas de dispersão isoladas que são identificadas com partículas e estados ligados de duas partículas. No subespaço de uma partícula, o espectro consiste em uma curva de dispersão isolada. A massa da partícula é de ordem $-\\ln \\kappa$. O espectro de duas partículas aparece como soluções de uma equação de Bethe-Salpeter, resolvida primeiro em uma aproximação em escada. O espectro de duas partículas contém uma banda de duas partículas livres de largura finita. A existência de estados ligados acima ou abaixo da banda de duas partículas depende do fato do modelo apresentar ou não dominação gaussiana. Um parâmetro $\\aleph$ é dado para medir a dominação gaussiana. Para $\\aleph=0$, nenhum estado ligado ocorre. Para $\\aleph>0$, o estado ligado ocorre abaixo da banda de duas partículas. Para $\\aleph<0$, o estado ligado aparecem acima desta banda. Os resultados obtidos nesta aproximação em escada podem ser estendidos para o modelo completo através de um controle rigoroso das contribuições que diferenciam essas duas situações. Em uma segunda parte, idéias análogas são aplicadas para analisar o espectro do modelo de cromodinâmica quântica. Em particular, nós mostramos a existência dos pentaquarks no regime de acoplamento forte (acoplamento entre as plaquetas $0 <\\beta= \\frac{g^2_0} \\ll \\kappa $). O modelo possui simetria de calibre $SU(3)_c$ e de sabor $SU(2)_f$. Os pentaquark revelados são superposições de estados ligados de mésons e bárions. Apenas estados com um número ímpar de férmions e abaixo do limiar de energia meson-bárion são considerados. O pentaquark é determinado usando uma aproximação em escada para uma equação Bethe-Salpeter. Na ordem dominante em $\\beta$, a massa deste estado é aproximadamente $-5 \\ln\\kappa$ e sua energia de ligação é de ordem $\\textrm(\\kappa^2)$. O estado mais fortemente ligado tem isospin $I=\\frac$. Para $I=\\frac$ não há estados ligados. Estes resultados mostram uma dependência nos spins dos méson e bárion. Esta análise mostra que um potencial de troca de quark-anti-quark de $\\textrm(\\kappa^2)$ é a interação dominante, mas não há uma interpretação de troca de mésons. / In this thesis, we obtain, from a mathematically rigorous point of view, the low-lying energy-momentum spectrum of two $3+1$ dimensional imaginary time lattice quantum filed theory with fermion fields (we give explicit results for the case $d = 3$ and Dirac matrices): a pure fermionic model with quartic interaction in the $N$-component fermion field and a quantum chromodynamics model. For the Four-Fermion model, $\\kappa$ denotes the hopping parameter, $M_0$ the fermion bare mass and $\\lambda$ the interaction parameter. A polymer expansion show the existence of the model correlation functions in the thermodynamic limit, in the region where $|\\frac{\\kappa}|$ is small enough. The analysis of the spectrum is based on spectral representations of two- and four- point correlation functions. The analysis of such adequate correlation functions is simplified by the help of symmetries, in particular, by a {\\em new} Time Reflection symmetry, which appear in the level of correlation functions. The exact determination of the spectrum is done using a detailed study of the decay rates of the correlations. Up to near the 3 particle threshold, the energy-momentum spectrum exhibits isolated dispersion curves that are identified as particles and bound states. In the one-particle subspace, the spectrum consist in just a isolated dispersion curve. The mass of the associated particle is of order $-\\ln \\kappa$. The two-particle spectrum shows up as solutions of a Bethe-Salpeter equation, which is solved first in a ladder approximation. The two-particle spectrum contains a two free particles band of finite width. The existence of bound states above or below the band depends on wherever the model Gaussian domination holds. A parameter $\\aleph$ is given to measure the Gaussian domination. For $\\aleph=0$, no bound state occurs. For $\\aleph>0$, a bound state appears bellow the two-particles band. For $\\aleph<0$, the bound state appears above this band. The result obtained in this ladder approximation can be extended to the full model by a rigorous control of the contributions that differ these two cases. In a second part, analog ideas are applied to analyze the spectrum of a quantum chromodynamics model. In particular, we show the existence of pentaquarks in the strong coupling regime (plaquette coupling $0 <\\beta= \\frac{g^2_0} \\ll \\kappa $). The model has a $SU(3)_c$ gauge symmetry and a $SU(2)_f$ flavor symmetry. The reveled pentaquarks are superpositions of meson-baryon bound states. Only states with an odd number of fermions and bellow the meson-baryon threshold are considered. The pentaquark are determined using a ladder approximation to the Bethe-Salpeter equation. In the dominant order in $\\beta$, the bound state mass is $\\approx -5 \\ln\\kappa$ and the binding energy is of order $\\textrm(\\kappa^2)$. The most strongly bounded bound state has isospin $I=\\frac$. For $I=\\frac$, there is no bound state. These results shows a dependence in the spins of the meson and baryon. This analysis show that a $\\textrm(\\kappa^2)$ quark-anti-quark exchange potential is the dominant interaction, although there is not a meson exchange interpretation.

Le but de cette thèse est la compréhension de pourquoi certains complexes de ruthénium sont soit pasluminescents soit avec un temps de vie très courte de l’état excité. Des calculs de type théorie de lafonctionnelle de la densité (DFT) ou DFT dépendante du temps (TD-DFT) étaient effectués pour cinqcomplexes existants et aussi pour un complexe hypothétique. Selon la théorie de champs de ligand (LFT),la plus proche sont les énergies des états de type transfert de charge métal-ligand (MLCT) à un état de typemétal centré (MC), alors le plus facile est-ce à peupler l’état MC ainsi menant à une dèsexcitation nonradiative de l’état MLCT. Les calculs DFT/TD-DFT s’avéraient suffisants pour reproduire les géométrieset spectres d’absorption expérimentales. Ceci, ensemble avec la technique de densité d’états partielle,permettaient une validation de l’idée fondamentale issue du modèle LFT en confrontant les résultats denos calculs avec les temps de vie mesurés. / Density-functional theory (DFT) and time-dependent DFT (TD-DFT) were carried out for 5 rutheniumcomplexes and one hypothetical one. The goal was to understand the lack of luminescence or very shortexcited state lifetimes at room temperature in some of them. According to ligand-field theory (LFT), thecloser the energies of the metal-to-ligand charge transfer (MLCT ) and the metal-centred (MC) states,the easier it is to populate the MC state, leading to radiationless disactivation of the luminescent MLCT.DFT/TD-DFT calculations proved adequate in reproducing experimental geometries and absorption spectra.Verification of LFT explanation was done by use of partial density of states whose results agreedreasonably well with the usual hypothesis.

Cette thèse s'appuie sur la spectroscopie de NiH établie à la fin des années 1980 et au début des années 1990, principalement par le groupe du Pr. R. W. Field au MIT. Les mesures expérimentales ont amélioré de manière significative les travaux antérieurs, tant en spectroscopie en champ nul qu'en spectroscopie Zeeman. Le radical NiH est obtenu avec une source à décharge à température ambiante (310 K). Les radicaux formés dans la décharge sont excités par un laser continu à colorant et étudiés soit en spectroscopie d'excitation laser soit en fluorescence dispersée. Un circuit magnétique à aimants permanents (NdFeB) fournit un champ magnétique statique (0.4 – 0.9 T). En champ nul, les spectres de fluorescence par transformée de Fourier ont élargi les observations de l'état électronique fondamental jusqu'à 6000 cm-1, pour 58NiH et 60NiH. Les énergies sont modélisées avec un Hamiltonien effectif obtenu à partir du formalisme du modèle du 3d9 supermultiplet développé par le groupe de Field. Les mesures Zeeman se sont principalement concentrées sur l'étude des états Ω=3/2. Les facteurs de Landé effectifs ont été déterminés pour chaque niveau ro-vibrationnel pour les états de basse énergie et les états excités de 58NiH. L'inhabituelle dépendance en J des facteurs de Landé obtenus pour les états de basse énergie est expliquée par le modèle du supermultiplet, quantifiant alors l'ampleur des mélanges spin-orbite présents dans les états inférieurs. Les transitions étudiées ont un intérêt astrophysique depuis que plusieurs transitions d'hydrure métallique ont été observées dans les spectres d'étoiles froides et les taches solaires. / This thesis builds on the spectroscopy of NiH established in the late 1980s and early 1990s, principally by Pr. R. W. Field's group at MIT. Experimental measurements significantly extend earlier work, both in field-free and Zeeman spectroscopy. The NiH radical is obtained with a room-temperature metal-hydride discharge source (310 K). Radicals formed in the discharge are excited by a single-mode, continuous wave dye laser and can be conveniently studied either in laser excitation or in dispersed fluorescence. A magnetic circuit with permanent magnets (NdFeB) provides a static magnetic field (0.4 – 0.9 T). In the field-free regime, Fourier transform resolved fluorescence spectra have extended the range of observations up to 6000 cm-1 above v=0 of the electronic ground state, for 58NiH and 60NiH. Energies are modeled with an effective Hamiltonien matrix using the 3d9 supermultiplet formalism developed by Field's group. Zeeman measurements have focused mainly on the range of states studied by including transitions involving the Ω=3/2 excited states. Effective Landé factors have been determined for individual ro-vibrational levels of low-lying and excited states of 58NiH. The unusual J-dependence of the Landé factors obtained for low-lying states are explained by the 3d9 supermultiplet model, quantifying the extent of spin-orbit mixing present in the lower states. The transitions are of potential astrophysical interest since several transition metal hydrides have been observed in the spectra of cool stars and sunspots.

Le problème de la détection et de ladescription des nouveaux états quantiquesmacroscopiques, caractérisées par des propriétésexotiques et non-conventionnelles, estd’importance fondamentale dans la physiquemoderne. Ces états offrent des perspectivesfascinantes dans le domaine de traitementd’information, de simulations quantiques et derecherche des nouveaux types des matériaux.Dans ce travail de thèse nous développons unethéorie qui permet de décrire des phases non conventionnellesdans des systèmes des gazultra-froids dipolaires. Ces systèmes sontactivement étudiés expérimentalement enutilisant des atomes à grand-spins, desmolécules polaires et des excitations dipolairesdans des semi-conducteurs. Nous mettonsl'accent sur la révélation du rôle de l’interactiondipôle-dipôle à long porté.Nous considérons l’effet de rotonization dansun système de gaz des bosons dipolaires «tiltés»aux interactions faibles dans une couchehomogène. Nous prédisons l’effet derotonization pour un gaz de Bose faiblementcorrélé des excitons dipolaires dans une couchede semi-conducteur et nous calculons lediagramme de stabilité. Ensuite, nousconsidérons des superfluides d’onde-p desfermions identiques dans des réseaux 2D.Finalement, nous faisons une discussion sur unautre état superfluide intéressant des moléculespolaires fermioniques, qui devrait apparaitredans des systèmes bicouches. / The problem of revealing anddescribing novel macroscopic quantum statescharacter- ized by exotic and non-conventionalproperties is of fundamental importance formodern physics. Such states offer fascinatingprospects for potential applications in quantumin- formation processing, quantum simulation,and material research. In the present Thesis wedevelop a theory for describing nonconventionalphases of ultracold dipolar gases.The related systems of large-spin atoms, polarmolecules, and dipolar excitons in semiconductorsare actively studied in experiments.We put the main emphasis on revealing the roleof the long-range character of the dipole-dipoleinteraction.We consider the effect of rotonization for a 2Dweakly interacting gas of tilted dipolar bosonsin a homogeneous layer. We predict the effectof rotonization for a weakly correlated Bosegas of dipolar excitons in a semiconductorlayer and calculate the stability diagram. Wethen consider p-wave superfluids of identicalfermions in 2D lattices. Finally, we discussanother interesting novel superfluid offermionic polar molecules

In dieser Dissertation werden das Anregungsspektrum und das Phasendiagramm wechselwirkender Fermi- und Bosegase untersucht. Zu diesem Zweck wird eine neuartige renormierte Kadanoff-Martin-Näherung vorgestellt, die Selbstwechselwirkung von Teilchen vermeidet und somit eine einheitliche Beschreibung sowohl der normalen als auch der kondensierten Phase ermöglicht. Für Fermionen findet man den BCS-Zustand, benannt nach Bardeen, Cooper und Schrieffer, welcher entscheidend ist für das Phänomen der Supraleitung. Charakteristisch für diesen Zustand ist eine Energielücke im Anregungsspektrum an der Fermi-Energie. Weiterhin tritt für Bosonen eine Bose-Einstein-Kondensation (BEC) auf, bei der das Anregungsspektrum für kleine Impulse linear ist. Letzteres führt zum Phänomen der Suprafluidität. Über die bereits bekannten Phänomene hinaus findet man eine dem BCS-Zustand ähnliche Kondensation von Zweiteilchenbindungszuständen, sowohl für Fermionen als auch für Bosonen. Für Fermionen tritt ein Übergang zwischen der Kondensation von Bindungszuständen und dem BCS-Zustand auf, der sogenannte BEC-BCS-Übergang. Die Untersuchung der Zustandsgleichung zeigt, dass im Gegensatz zu Fermi-Gasen und Bose-Gasen mit abstoßender Wechselwirkung Bose-Gase mit anziehender Wechselwirkung zu einer Flüssigkeit kondensieren oder sich verfestigen, bevor es zur Kondensation von Bindungszuständen oder zur Bose-Einstein-Kondensation kommt. Daher können diese Phänomene voraussichtlich nicht in der Gasphase beobachtet werden. Zusammenfassend lässt sich sagen, dass das vorgestellte Näherungsverfahren sehr gut geeignet ist, die erwähnten Phänomene im Zusammenhang mit der Bose-Einstein-Kondensation zu beschreiben.

In dieser Dissertation werden das Anregungsspektrum und das Phasendiagramm wechselwirkender Fermi- und Bosegase untersucht. Zu diesem Zweck wird eine neuartige renormierte Kadanoff-Martin-Näherung vorgestellt, die Selbstwechselwirkung von Teilchen vermeidet und somit eine einheitliche Beschreibung sowohl der normalen als auch der kondensierten Phase ermöglicht. Für Fermionen findet man den BCS-Zustand, benannt nach Bardeen, Cooper und Schrieffer, welcher entscheidend ist für das Phänomen der Supraleitung. Charakteristisch für diesen Zustand ist eine Energielücke im Anregungsspektrum an der Fermi-Energie. Weiterhin tritt für Bosonen eine Bose-Einstein-Kondensation (BEC) auf, bei der das Anregungsspektrum für kleine Impulse linear ist. Letzteres führt zum Phänomen der Suprafluidität. Über die bereits bekannten Phänomene hinaus findet man eine dem BCS-Zustand ähnliche Kondensation von Zweiteilchenbindungszuständen, sowohl für Fermionen als auch für Bosonen. Für Fermionen tritt ein Übergang zwischen der Kondensation von Bindungszuständen und dem BCS-Zustand auf, der sogenannte BEC-BCS-Übergang. Die Untersuchung der Zustandsgleichung zeigt, dass im Gegensatz zu Fermi-Gasen und Bose-Gasen mit abstoßender Wechselwirkung Bose-Gase mit anziehender Wechselwirkung zu einer Flüssigkeit kondensieren oder sich verfestigen, bevor es zur Kondensation von Bindungszuständen oder zur Bose-Einstein-Kondensation kommt. Daher können diese Phänomene voraussichtlich nicht in der Gasphase beobachtet werden. Zusammenfassend lässt sich sagen, dass das vorgestellte Näherungsverfahren sehr gut geeignet ist, die erwähnten Phänomene im Zusammenhang mit der Bose-Einstein-Kondensation zu beschreiben.