Cette thèse traite de la modification de surface des nanotubes de carbone avec des polymères Le chapitre I présente l'état de l'art des matériaux hybrides associant des liquides ioniques avec des nanotubes de carbone (NTC) ou du graphenes. Le chapitre II commence par un aperçu général de l'adsorption non-covalente de polymères sur la surface de NTC, suivi d'une description détaillée de l'étude réalisée sur la fonctionnalisation non covalente des nanotubes de carbone avec divers liquides ioniques polymérisable (LIP) à base d'imidazolium. Dans ce cadre, nous avons comparé deux méthodes expérimentales: la polymérisation in situ et le mélange en solution. Une des applications les plus importantes des NTC se situe dans le domaine des nanocomposites polymères/NTC. Le chapitre III décrit la formation de composites polyetherimide/NTC à partir des NTC-LIP obtenue dans la chapitre II. La préparation des composites en utilisant la méthode dite « solvent casting » est détaillée. Les NTC bruts, oxydés à l'acide nitrique et fonctionnalisé par le LIP ont été comparés. Des mesures mécaniques, thermiques et électriques de ces composées ont été aussi réalisées. Le dernier chapitre, divisé en deux sections, traite de la fonctionnalisation covalente des nanotubes de carbone avec une variété de polymères en utilisant deux approches différentes: "grafting from" et "grafting to". En utilisant la première approche, nous avons réalisé la croissance de chaînes de polyamide (PA) à partir de la surface de nanotubes de carbone fonctionnalisés avec le caprolactame par polymérisation anionique par ouverture de cycle. Les propriétés de traction des composites à base de PA ainsi préparées ont été étudiées. La polymérisation radicalaire de monomères vinyliques à base de LI de type imidazolium greffés à la surface de NTC est également présentée dans cette partie. Dans la deuxième partie du chapitre IV, nous présentons plusieurs stratégies de fonctionnalisation, y compris l'addition radicalaire et le greffage sur les défauts de NTC, pour la préparation des NTC fonctionnalisés de manière covalente avec des polymères compatibles avec des matrices époxy / This thesis deals with the surface modification of multi-walled carbon nanotubes with polymers with the aim to achieve a high level of dispersion in polymer matrices. Chapter I gives a comprehensive review of the state of the art of hybrids of ionic liquids with carbon nanomaterials, particularly, nanotubes and more recently, graphene. Chapter II starts with a general overview of the non-covalent adsorption of polymers onto the CNT surfaces followed by a detailed description of the study carried out on the non-covalent functionalization of CNTs with various imidazolium based polymerized ionic liquids (PIL). For this purpose, we further compare the two experimental methods: in situ polymerization and solution mixing. One of the most important applications of CNT is in polymer/CNT composites. Chapter III describes the formation of polyetherimide/CNT composites starting from PIL-CNT hybrids obtained in Chapter II. The preparation and characterization of composites using solvent casting methods have been detailed. Pristine, acid oxidized and PIL functionalized CNTs have been compared. Mechanical, thermal and electrical property measurements on these composites have also been described. The last chapter – Chapter IV, divided into two sections, discusses the covalent functionalization of CNTs with a variety of polymers using two main approaches: “grafting from” and “grafting to”. Using the first approach we have grown polyamide (PA) chains from the surface of caprolactam grafted CNTs by anionic ring opening polymerization. The tensile properties of the PA based composites prepared therefrom containing pristine, amine- and PA-functionalized CNTs have been investigated. The radical polymerization of vinyl imidazolium based IL monomers attached to the activated CNT surface is also given in this section. In the second part of Chapter IV, we have reported several “grafting to” functionalization strategies including radical addition and “defect site” grafting used for the preparation of CNTs covalently attached with polymers intended to blend well with epoxy matrices

Dans ce manuscrit nous décrivons des études originales sur les propriétés photophysiques des nanotubes de carbone monoparois réalisées à l'échelle de la molécule unique. Nous nous sommes concentrés sur deux problématiques : l'effet du remplissage des nanotubes par de l'eau sur leurs propriétés de photoluminescence (PL) et la création de complexes multi-excitoniques en régime de forte excitation laser. Dans ce but nous avons utilisé une combinaison de microscopie, de spectroscopie et de mesures de déclin de PL. Nos résultats montrent pour des nanotubes de différents diamètres un décalage vers le rouge des énergies d'émission pour les nanotubes remplis d'eau. De plus, des déclins de PL biexponentiels sont obtenus pour des nanotubes individuels (6,4) vides et remplis d'eau. Les temps de déclin caractéristiques de ces deux espèces de nanotubes sont distincts, avec une réduction de la composante courte pour les nanotubes remplis. Ces résultats sont expliqués par une augmentation de la constante diélectrique dans les nanotubes remplis d'eau. Notre résultat le plus conséquent a été l'observation de la génération de trions dans des nanotubes non dopés en utilisant des moyen tout optiques. L'émission du trion apparaît dans les spectres de PL comme une bande latérale décalée vers le rouge. Basé sur nos observations expérimentales, nous proposons le modèle de génération du trion suivant lequel dans un régime multiexcitonique les interactions d'annihilation exciton-exciton créent des porteurs de charge qui sont piégés dans les fluctuations de potentiel électrostatique induites par les inhomogénéités de l'environnement. L'absorption subséquente d'un photon amène à la formation d'un trion localisé sur les charges piégées. / In this dissertation we report on original experimental investigations of the photophysical properties of individual single-walled carbon nanotubes (SWCNTs) at the single molecule level. We focused on two problems: the effect of water-filling nanotubes on their photoluminescence (PL) properties and generation of multi-excitonic complexes in regimes of strong laser excitation. To do so we used a combination of microscopy, PL spectroscopy and PL time decay measurements. Our results show, for different nanotube diameters, a red-shift of the PL emission energy for water-filled nanotubes. Furthermore, biexponential PL time decay behaviors are obtained for individual water-filled and empty (6,4) SWCNTs. The characteristic decay times for both species of nanotubes are distinct, with a reduction of the short component in water-filled SWCNTs. These results are explained by an increase of the dielectric constant for water-filled nanotubes. Our most consequential experimental result was the observation of all optical trion generation in undoped nanotubes. Trion emission appears in the PL spectrum as a red-shifted sideband. Based on our experimental observations, we propose a trion generation model according to which, at a multiexcitonic regime, exciton-exciton annihilation interactions create charge carriers that are transiently trapped at electrostatic potential fluctuations induced by the inhomogeneities of the environment. Subsequent photon absorption leads to trion formation localized at the trapped carriers.

Doctor of Philosophy / Department of Chemistry / Duy H. Hua / Carbon nanotubes are allotropes of carbon comprising of one or more grapheme sheets seamlessly joined together to form a cylinder. They are classified as single-walled carbon nanotubes (SWNTs) or multi-walled carbon nanotubes (MWNTs). They have potential applications ranging from conductive and high reinforcement material components, nano interconnection in electronic devices to drug delivery in biological systems. Current methods of production are high temperature arc-discharge, laser ablation of graphitic materials and chemical vapor deposition. These methods give tubes that are impure and highly heterogeneous in length, diameter and chirality thus leading to mixture metallic and semiconducting tubes. Effective application of such carbon nanotubes requires cumbersome, harsh and expensive purification and sorting into like forms. Such treatments usually compromised the structural integrity of the tubes and hence their mechanical and electrical properties. Also pristine carbon nanotubes are insoluble in most solvents. Solubility in basic organic solvents is crucial prior to their application, which requires some level of chemical manipulation or functionalization on the tubes. Currently methods of functionalization are unpredictable and limited to few oxidation reactions. A novel rational synthetic chemical approach to [12, 12] arm-chair carbon nano tube with pre-defined diameter and length has been explored utilizing cheap and simple organic building blocks and results achieved so far have been presented in this dissertation. Two approaches were employed to form the carbon-rich beltene (32) before its final conversion to the target single-walled carbon nanotube (SWNT) 1. A survey on carbon nanotubes and their related structures including their potential applications and properties are presented in chapter 1. In the second chapter an iron template-assisted olefin metathesis via a ferrocene intermediate served as an anchor for an effective cyclization. In chapter 3, an un-assisted olefin metathesis pathway was explored. Both approaches use a series of benzyl halide carbonylation coupling and Diels-Alder reactions to synthesize some of the key intermediates. The protocol presented in this dissertation may be used to produce functionalized carbon nanotubes with predefined length and diameter tailored for specific applications to be produced in kilogram scale for the first time since its discovery in 1991. Such an approach is expected to address most if not all of the problems associated with the traditional methods of producing carbon nanotubes.

Thesis (M.Sc.)--University of the Witwatersrand, Faculty of Science, School of Geography, Archaeology and Environmental Studies, 2018. / There are thousands of Stone Walled Structures (SWS) located in the southern half of the Gauteng Province. In the absence of relevant historical documents, these SWS are all the information we have about how pre-colonial societies were organized in this area. Unfortunately, they are threatened by rapid urbanization and development. This research attempts to estimate how many Iron Age SWS have been lost to urban development in Johannesburg South during the last 80 years. I mapped and quantified the SWS and urbanization in four chronological snapshots using remote sensing techniques. Aerial photographs from 1937 and 1961 were used as well as Google Earth satellite images from 2005 and 2015. The data was analyzed on the ESRI software ArcGIS 10.3. The four snapshots show the trend in urban sprawl and destruction of SWS and this information is valuable for mitigation strategies. Fortunately, there are legislations and procedures in place to ensure that not all these sites are lost forever. / EM2018

No presente trabalho, desenvolve-se um programa computacional para análise de instabilidade de perfis de parede fina por meio do método dos elementos finitos (MEF), com discretização em elementos de casca. Para tal finalidade, utiliza-se uma formulação não-linear geométrica do MEF, com descrição lagrangeana total do equilíbrio, tendo posições nodais e vetores generalizados como variáveis fundamentais da formulação, possibilitando a adoção de lei constitutiva tridimensional completa. Dada a adoção de vetores generalizados ao invés de giros, surge o problema de não unicidade desses vetores nas regiões de encontro entre elementos não coplanares. Para contornar esse problema, desenvolvem-se algumas estratégias de acoplamento que são eficientes e que não comprometem o condicionamento do sistema resultante. Em seguida, introduz-se no programa uma estratégia, baseada na análise linear de instabilidade, que consiste na obtenção de autovalores e autovetores correspondendo, respectivamente, a cargas críticas e modos de instabilidade associados. É realizada uma extensão dessa estratégia para a incorporação da análise não-linear de instabilidade, possibilitando a determinação de pontos críticos ao longo da trajetória de equilíbrio de um ponto da estrutura. Desenvolve-se, também, uma interface gráfica para o programa, para a qual se implementam algoritmos para geração de malha de elementos finitos triangulares e quadrilaterais e se possibilita a aplicação de condições de contorno de forma simples. Por fim, apresentam-se exemplos para validar o código computacional desenvolvido e para explorar as potencialidades do mesmo. A partir desses exemplos, conclui-se que a estratégia proposta e a ferramenta computacional desenvolvida funcionam adequadamente, oferecendo como principal vantagem respostas em geral livres de travamento volumétrico quando comparadas aos resultados provenientes da formulação convencional do MEF, encontrados na literatura. / In the present work, a computational program is developed to perform instability analysis in thin-walled profiles employing the finite element method (FEM), using shell elements. For this purpose, a non-linear geometric formulation of FEM is adopted, with Total Lagrangean description of the equilibrium, having nodal positions and unconstrained vectors as fundamental variables of the formulation, instead of displacements and rotations, making possible the adoption of complete three-dimensional constitutive law. Given the adoption of generalized vectors instead of rotations, the problem arises of the vectors\' non-uniqueness in the regions of connection between non-coplanar shell elements. To overcome this problem, some coupling strategies are developed that are efficient and do not result in ill conditioning of the resulting system of equilibrium equations. Then, a strategy based on buckling analysis is considered in the program, which consists of obtaining eigenvalues and eigenvectors related, respectively, to critical loads and instability modes. An extension of this strategy is developed to consider the nonlinear analysis of instability, making possible to determine critical points along the equilibrium path of a point in the structure. A graphical interface is also developed for the program, for which algorithms are implemented for triangular and quadrilateral finite elements mesh generations and easy boundary conditions assignments. Finally, some examples are presented to validate the developments and to explore the potentialities of the computational tool obtained in the work. From the results, it is possible to conclude that the program works properly, offering as main advantage volumetric responses, in general, free of locking when compared to results using the conventional FEM formulation, as found in the literature.

Cette thèse est consacrée à l’étude du dépôt uniforme et de l’alignement à haute densité en nanotubes de carbone monoparois (NTCMP) sur différents substrats, à l’analyse qualitative des propriétés optiques excitoniques et aux modes de vibration des échantillons à NTCMP, et à la fabrication de guides d’onde optiques à base de NTCMP, en vue de composants photoniques pour les télécoms, autour de 1550 nm. Deux types de NTCMP ont été étudiés durant cette thèse : des NTCMP « HiPCO » (« high pressure carbon monoxide ») issus de la décomposition du monoxyde de carbone à haute pression, et des NTCMP « LV » (« laser vaporization ») provenant de l’ablation laser d’une cible en graphite. Plusieurs méthodes de dépôt de ces NTCMP ont été développées, telles que la méthode de dépôt assistée-par-tube, la méthode de dépôt en sillon, la méthode par pulvérisation, la méthode par centrifugation à grande vitesse, la méthode optimisée par centrifugation à vitesse réduite (MOCVR) et la méthode à jet d’encre. La qualité, l’épaisseur et l’uniformité des films de NTCMP sont caractérisées par observations au microscope électronique à balayage (MEB). Il est montré ici que l’uniformité des films à base de NTCMP HiPCO dépend fortement de la concentration en surfactants de la dispersion à base de NTCMP déposée. Des films uniformes de NTCMP LV ont été obtenus par la MOCVR et leur épaisseur couvre une gamme de 600nm à 900nm (avec une erreur <10%), qui dépend de la nature du substrat. L’alignement par diélectrophorèse (DEP) de NTCMP HiPCO et LV a été développé et optimisé. Ainsi, une nouvelle méthode (DEP « assistée-parchauffage ») est proposée afin d’obtenir un alignement à très haute densité en NTCMP. Cette méthode d’alignement par DEP assistée-par-chauffage a fait l’objet de travaux de simulation pour comprendre l’effet de la température. Les propriétés optiques excitoniques et les modes de vibration des NTCMP en solution et en film sur substrat ont été caractérisés par spectroscopies d’absorption, de photoluminescence (PL), d’excitation de la PL et Raman. Les niveaux de défauts et d’isolement des NTCMP HiPCO, les distributions en diamètre et en chiralité, les cartographies de l’uniformité et de l’épaisseur des films à base de NTCMP, et l’effet du laser à forte puissance, ont été qualitativement étudiés par spectroscopie Raman. Le rendement quantique interne en PL de NTCMP HiPCO en film est estimée à une valeur de 5%. Le transfert d’exciton entre NTCMP HiPCO individualisés, le rôle du polymère environnant sur les propriétés excitoniques des NTCMP LV, et les excitons sombres sont discutés dans cette thèse. Le design et la fabrication de guides optiques hybrides à une dimension, contenant une ou trois couches de NTCMP HiPCO, et de guides optiques à deux dimensions à base de NTCMP LV ont été menés. Les étapes de fabrication des guides optiques sont ici examinées en détails. La propagation à 1550nm de ces guides d’onde à base de NTCMP est observée. La propagation de la lumière dans les guides d’onde à base de NTCMP LV est une caractéristique préliminaire pour toute cavité optique et confère un fort potentiel aux NTCMP LV pour les composants photoniques de la future génération. / This thesis concentrates on the uniform deposition and highdensity alignment of single-walled carbon nanotubes (SWCNTs) on various substrates, the qualitative analysis of optical and excitonic properties, as well as vibrational modes of SWCNTbased samples by absorption, photoluminescence (PL) and Raman spectroscopies, and the fabrication of SWCNT-based optical waveguides towards photonics devices in the 1.55μm telecom window. Two types of SWCNT were studied during this thesis: “HiPCO” SWCNT from high pressure carbon monoxide conversion process (HiPCO) and “LV” SWCNT from catalytic growth of SWCNT assisted by laser vaporization (LV) of graphite. Several methods for the deposition of these SWCNTs were investigated and performed, including tube-assisted deposition method, groove deposition method, spraying method, high-speed spin coating method, improved low-speed spin coating method (ILSSCM) and inkjet printing method. The quality, thickness and uniformity of SWCNT films are characterized by scanning electron microscopy (SEM). The uniformity of HiPCO SWCNT-based film is shown to depend strongly on the surfactants concentration in deposited SWCNTbased dispersion. Uniform LV SWCNTbased films using ILSSCM were obtained with thicknesses ranging from 600nm to 900nm (with thickness error <10%), depending on substrates nature. Alignment of HiPCO and LV- SWCNTs using a dielectrophoresis method, combining microtechnological processes and SEM observations, is investigated and optimized. Thus, a new method (“heating-enhanced DEP”) for ultra-high alignment density of HiPCO SWCNTs is proposed. The effect of temperature in this heating-enhanced DEP process is further explained by simulation works. Optical and excitonic properties, vibrational modes of SWCNT solutions and films are characterized by absorption, PL and PL excitation, Raman spectroscopies. The defects and the isolation levels of HiPCO SWCNT, the chirality- and diameterdistributions of SWCNT, the uniformity and the thickness mapping of SWCNT-based films, and the effect of high energy laser are qualitatively analyzed by Raman spectra. We estimated the PL quantum efficiency value of HiPCO SWCNT film of around 5%. The exciton energy transfer between individualized HiPCO SWCNTs, the role of polymer environment on excitonic properties of LV SWCNTs, and the dark excitons are discussed in this thesis. One-layer and three-layers of HiPCO SWCNT-based onedimensional slab optical waveguides of hybrid core structures, and LV SWCNT-based twodimensional optical waveguides are designed and fabricated. The fabrication process steps of the optical waveguides are investigated in details. 1.55μm propagation in these SWCNT-based waveguides is highlighted. Single- or multi-mode emissions around 1.5μm and 1.6μm are observed in LV SWCNTbased optical waveguides. The light propagation in the LV SWCNT-based optical waveguide is the preliminary characteristic of an optical cavity, which confers great potential for future generation LV SWCNT-based photonics devices.

The outstanding electrical and mechanical properties of single-walled carbon nanotubes (SWCNTs) may offer solutions to realizing high-mobility and high-bendability thin-film transistors (TFTs) for the emerging flexible electronics. This thesis aims to develop low-cost ink-jet printing techniques for high-performance TFTs based on pristine SWCNTs. The main challenge of this work is to suppress the effects of “metallic SWCNT contamination” and improve the device electrical performance. To this end, this thesis entails a balance between experiments and simulations.   First, TFTs with low-density SWCNTs in the channel region are fabricated by utilizing standard silicon technology. Their electrical performance is investigated in terms of throughput, transfer characteristics, dimensional scaling and dependence on electrode metals. The demonstrated insensitivity of electrical performance to the electrode metals lifts constrains on choosing metal inks for ink-jet printing.   Second, Monte Carlo models on the basis of percolation theory have been established, and high-efficiency algorithms have been proposed for investigations of large-size stick systems in order to facilitate studies of TFTs with channel length up to 1000 times that of the SWCNTs. The Monte Carlo simulations have led to fundamental understanding on stick percolation, including high-precision percolation threshold, universal finite-size scaling function, and dependence of critical conductivity exponents on assignment of component resistance. They have further generated understanding of practical issues regarding heterogeneous percolation systems and the doping effects in SWCNT TFTs.   Third, Monte Carlo simulations are conducted to explore new device structures for performance improvement of SWCNT TFTs. In particular, a novel device structure featuring composite SWCNT networks in the channel is predicted by the simulation and subsequently confirmed experimentally by another research group. Through Monte Carlo simulations, the compatibility of previously-proposed long-strip-channel SWCNT TFTs with ink-jet printing has also been demonstrated.   Finally, relatively sophisticated ink-jet printing techniques have been developed for SWCNT TFTs with long-strip channels. This research spans from SWCNT ink formulation to device design and fabrication. SWCNT TFTs are finally ink-jet printed on both silicon wafers and flexible Kapton substrates with fairly high electrical performance. / QC 20100910

This report details work toward the fabrication of a single-electron transistor created from a single-walled carbon nanotube (SWNT). Specifically discussed is a method for growing carbon nanotubes (CNTs) via carbon vapor deposition (CVD). The growth is catalyzed by a solution of 0.02g Fe(NO3)3·9H2O, 0.005g MoO2(acac)2, and 0.015g of alumina particles in 15mL methanol. SWNT diameter ranges from 0.6 to 3.0 nm. Also discussed is a method to control nanotube growth location by patterning samples with small islands of catalyst. A novel “maskless” photolithographic process is used to focus light from a lightweight commercial digital projector through a microscope. Catalyst islands created by this method are approximately 400 μm2 in area.

This report details work toward the fabrication of a single-electron transistor created from a single-walled carbon nanotube (SWNT). Specifically discussed is a method for growing carbon nanotubes (CNTs) via carbon vapor deposition (CVD). The growth is catalyzed by a solution of 0.02g Fe(NO3)3·9H2O, 0.005g MoO2(acac)2, and 0.015g of alumina particles in 15mL methanol. SWNT diameter ranges from 0.6 to 3.0 nm. Also discussed is a method to control nanotube growth location by patterning samples with small islands of catalyst. A novel “maskless” photolithographic process is used to focus light from a lightweight commercial digital projector through a microscope. Catalyst islands created by this method are approximately 400 μm2 in area.

In this thesis, hybrid stress finite element is formulated for the analysis of the isotropic, thin walled, open section beams with variable cross sections. The beam element has two nodes each having seven degrees of freedom. Assumption of stress field is sufficient to determine the element stiffness matrix. Axial, flexural and torsional effects are taken into account in the analysis. The methodology can be applied both to the tapered and the uniform beams. Throughout this study, firstly element cross-sectional properties are computed using the flow analogy of the inter-connected elements which may have different thicknesses. Then another computer program calculates the displacements and stresses at the nodes along the beam. The results obtained are compared to the results taken from literature and commercial FEM program Nastran.