Obsessive compulsive disorder (OCD) is one of the most disabling psychiatric disorder. About 10% of patients with OCD do not respond to pharmacological treatment. However, deep brain stimulation (DBS) has advanced as an alternative treatment. In 2002, two patients who suffered from co-morbidity of Parkinson’s disease (PD) and OCD were treated with DBS for their PD, with DBS-electrodes placed in the subthalamic nucleus (STN). Surprisingly, not only PD symptoms but also OCD symptoms were improved. This was the first time that patients with OCD were treated with DBS in STN and it was found to markedly improve their symptoms. When performing DBS in patients with OCD, as well as for treating PD, several side-effectshave been observed. The side-effects can be both physical and psychological. In this project,the aim is to investigate the efficiency and side-effects of DBS in OCD, correlated with the position of the electrode in, or near, the STN. To address the aim, 10 published reports were analysed. It was found that all electrode positions reported resulted in great improvement of OCD symptoms. In fact, 88% of patients had significant improvement. There was no clear correlation between position of the electrode and number or type of side-effect. However, there was a trend that patients with the electrode placed in associative/limbic STN suffered from more side-effects. In conclusion, this project demonstrates that there might be a correlation between target for electrode stimulation and side-effects. It would be interesting analyse this closer, including additional electrode target areas, but also consider other possible explanations for the variety of side-effects caused by DBS for OCD.

The basal ganglia are the key circuitry controlling movement and reward behavior. Both locomotion and reward-related behavior are also modified by dopaminergic input from the substantia nigra and the ventral tegmental area (VTA). If the basal ganglia are severed by lesion or in disease, such as in Parkinson’s disease, the affected individuals suffer from severe motor impairments and often of affective and reward-related symptoms. The subthalamic nucleus (STN) is a glutamatergic key area of the basal ganglia and a common target for deep brain stimulation in Parkinson’s disease to alleviate motor symptoms. The STN serves not only motoric, but also limbic and cognitive functions, which is often attributed to a tripartite anatomical subdivision. However, the functional output of both VTA and STN may rely more on intermingled subpopulations than on a strictly anatomical subdivision. In this doctoral thesis, the role of subpopulations within and associated with the basal ganglia is addressed from both a genetic and a behavioral angle. The identification of a genetically defined subpopulation within the STN, co-expressing Paired-like homeodomain transcription factor 2 (Pitx2) and Vesicular glutamate transport 2 (Vglut2), made it possible to conditionally reduce glutamatergic transmission from this subgroup of neurons and to investigate its influence on locomotion and motivational behavior, giving interesting insights into the mechanisms possibly underlying deep brain stimulation therapy and its side-effects. We address the strong influence of the Pitx2-Vglut2 subpopulation on movement, as well as the more subtle changes in reward-related behavior and the impact of the alterations on the reward-related dopaminergic circuitry. We also further elucidate the genetic composition of the STN by finding new markers for putative STN subpopulations, thereby opening up new possibilities to target those cells genetically and optogenetically. This will help in future to examine both STN development, function in the adult central nervous system and defects caused by specific deletion. Eventually identifying and characterizing subpopulations of the STN can contribute to the optimization of deep brain stimulation and help to reduce its side-effects, or even open up possibilities for genetic or optogenetic therapy approaches.

Based on the belief that it is a locomotor control structure, the pedunculopontine tegmental nucleus (PPTg) has been considered a potential target for deep brain stimulation (DBS) for Parkinson's disease (PD) patients with symptoms refractory to medication and/or stimulation of established target sites. To date, a number of patients have been implanted with PPTg electrodes with mostly disappointing results. Exact target site in PPTg, possible mechanisms of PPTg-DBS and likely potential benefits need to be systematically explored before consideration of further clinical application. The research described here approaches these questions by (i) investigating the role of the PPTg in gait per se; (ii) developing a refined model of PD that mimics the underlying pathophysiology by including partial loss of the PPTg itself; (iii) adapting a wireless device to let rats move freely while receiving DBS; and (iv) investigating the effect of DBS at different sites in the PPTg on gait and posture in the traditional and refined model of PD. Underlining the concern that understanding the PPTg as a locomotor control structure is inadequate, the experiments showed that neither partial nor complete lesions of PPTg caused gait deficits. The refined model showed hardly any differences compared to the standard one, but the effect of DBS in each was very different, highlighting the need to take degeneration in the PPTg into consideration when investigating it as a DBS target. The differential results of anterior and posterior PPTg-DBS show the critical importance of intra-PPTg DBS location: Anterior PPTg electrodes caused severe freezing and worsened gait while some gait parameters improved with stimulation of posterior PPTg. The results suggest mechanisms of PPTg-DBS beyond the proposed activation of over-inhibited PPTg neurons, including aggravation of already dysfunctional inhibitory input by anterior PPTg-DBS and activation of ascending projections from posterior PPTg to the forebrain.

Ce travail s’est focalisé sur l’implication, longtemps négligée, du complexe centremédian/parafasciculaire (CM/Pf) du thalamus dans le fonctionnement physiopathologique des ganglions de la base (GB), avec pour objectif principal d’évaluer le potentiel thérapeutique du ciblage de ce noyau dans le traitement chirurgical par stimulation cérébrale profonde (SCP) des mouvements anormaux. Notre étude a porté dans un premier temps sur un modèle de la maladie de Parkinson (MP) chez le rat. La SCP à haute fréquence (SHF) du CM/Pf réduit différents troubles parkinsoniens (akinésie et négligence sensorimotrice) ainsi que les dyskinésies L‐Dopa induites. Cependant, la mise en évidence d’une action négative du traitement dopaminergique sur les effets anti‐parkinsoniens de cette stimulation compromet l’intérêt de cette cible dans le cadre de la MP dont la L‐Dopa reste le traitement de référence. Au niveau cellulaire, la SHF‐CM/Pf interfère très largement avec les effets de la lésion dopaminergique dans le réseau des GB, confirmant la position clé de ce complexe dans la modulation de l’activité des GB. De plus, la comparaison des effets comportementaux et cellulaires de la SHF de cette cible avec celle du noyau subthalamique, cible actuellement privilégiée dans le traitement de la MP, montre des spécificités en relation notamment avec une action sélective de la manipulation du CM/Pf sur le noyau entopédonculaire (EP), homologue chez le rongeur du globus pallidus interne dont l’implication dans les dyskinésies est bien documentée. Notre étude électrophysiologique in vivo confirme la relation entre activité du Pf et manifestation des dyskinésies en mettant en évidence une réactivité du Pf au traitement chronique à la L‐Dopa. Nous avons également montré que la lésion dopaminergique entraine une diminution de l’expression d’un marqueur métabolique de l’activité neuronale dans le Pf qui est complètement normalisée par la SHF, suggérant pour la première fois que la SHF pourrait corriger une diminution d’activité du noyau ciblé. Enfin, la relation étroite entre l’EP et le CM/Pf nous a encouragé à évaluer les effets de la SCP du Pf sur les dystonies sachant que celles‐ci sont traitées par SCP du globus pallidus interne. Nous avons montré, sur le modèle de hamster dtsz, que l’induction des dystonies est favorisée par la SCP à basse fréquence du Pf alors qu’elle est retardée par la SHF appliquée de façon subchronique (9 jour), ce qui met en évidence l’implication du CM/Pf dans cette autre affection motrice liée aux GB. / The involvement of the centremedian/parafascicular (CM/Pf) thalamic complex has long been neglected in the pathophysiological functioning of basal ganglia (BG). However, this complex forms a functional loop with the BG suggesting that it could be a new target for the surgical treatment by deep brain stimulation (DBS) of BG‐related disorders such as Parkinson's disease (PD). In this context, we evaluated the therapeutic potential of CM/Pf‐DBS in a rat PD model. DBS at high frequency (HFS) of CM/Pf alleviates PD symptoms (akinesia, sensorimotor neglect) as well as L‐Dopa‐induced dyskinesias. However, our observation that chronic L‐Dopa suppresses the antiparkinsonian benefits provided by CM/Pf‐HFS compromises the interest of this target for PD. At cellular level, CM/Pf‐HFS widely impacts the dopaminergic denervation‐induced changes in the BG, showing that CM/Pf is a key node for modulating BG function. Comparison of the behavioral and cellular effects of HFS of CM/Pf versus subthalamic nucleus, the currently preferred target for PD treatment, led us to suggest that their differential impact on akinesia and dyskinesia may be due to a selective action of CM/Pf‐HFS on entopeduncular nucleus (EP), the rodent homologous of internal globus pallidus, whose involvement in dyskinesia is already documented. In vivo electrophysiological recordings of CM/Pf neurons provided further support for the relationship between CM/Pf and dyskinesia. We also showed that the dopaminergic lesion resulted in a decreased gene expression of a metabolic marker of neuronal activity in the CM/Pf, which is completely normalized by HFS, providing the first evidence that HFS may be able to correct a decrease in activity of the targeted nucleus. Finally, given the close relationship between EP and CM/Pf and knowing that internal globus pallidus is a target for DBS in dystonia, we evaluated the effects of CM/Pf‐DBS in an animal model of this disorder, the dtsz hamster. We found that the stress induction of dystonia in this model is delayed by subchronic CM/Pf HFS whereas it is favored by low frequency stimulation providing evidence forthe involvement of CM/Pf in another BG‐related movement disorder.

La symptomatologie non motrice de la maladie de Parkinson s’accompagne fréquemment d’un défaut de contrôle cognitif. Le contrôle cognitif faisant référence à un ensemble de processus facilitant le traitement de l’information et la production de comportements adaptés, son altération impactera de très nombreuses capacités cognitives. Parmi ces capacités, nous nous intéresserons plus spécifiquement, d’une part, à la production orale de mots évaluée à travers les tests de fluences verbales et, d’autre part, aux processus favorisant la production d’actions intentionnelles en situation motivée comme évaluée par la Simon Task motivée. Par notre première étude nous remettrons en question l’hypothèse d’un défaut de contrôle cognitif comme origine principale de la réduction des performances aux tests de fluences verbales à la suite de la stimulation cérébrale profonde du noyau subthalamique. En effet, nous n’avons pas mis en évidence de relation entre cette altération et une modification de l’activité métabolique des régions frontales supportant le contrôle cognitif, ou une modification des performances à d’autres tests nécessitant un contrôle cognitif efficient. Les travaux suivant, portant sur le contrôle des actions motivées démontrent, d’une part, que la production d’actions guidées, non pas par des tendances d’actions impulsives, mais par des tendances d’actions en accord avec les intentions, est plus ardue lorsqu’une récompense financière est mise en jeu. D’autre part, le traitement de la maladie de Parkinson, aussi bien par dopathérapie que par stimulation cérébrale profonde du noyau sous-thalamique module le fonctionnement des processus impliqués, suggérant un rôle particulier des noyaux gris centraux. Nous discuterons des processus cognitifs et neuronaux impliqués et proposerons des perspectives de recherche aussi bien neuroscientifiques que cliniques. / The nonmotor symptoms of Parkinson’s disease frequently include a cognitive control deficit. Cognitive control refers to a set of processes that promote information processing and the production of appropriate behaviours, so its impairment can have an impact on a wide range of cognitive abilities. We focused on just two of these abilities: oral word production, as assessed with phonemic and semantic verbal fluency tests; and cognitive action control in an incentive context, as assessed with a rewarded Simon Task. In our first study, we questioned the hypothesis that the reduction in verbal fluency performances observed following surgery for subthalamic nucleus deep-brain stimulation is mainly due to a cognitive control deficit. Results failed to reveal a relationship between this reduction and either modified metabolic activity in the frontal regions subtending cognitive control or modified performances on other tests requiring efficient cognitive control. In our second and third studies, investigating cognitive action control in an incentive context, we showed that the production of intention-driven actions, as opposed to impulsive ones, is more difficult when a monetary reward is at stake. We also demonstrated that treatment for Parkinson’s disease, whether it takes the form of dopaminergic medication or subthalamic stimulation, modulates the functioning of these processes, suggesting that the basal ganglia have a role in them. We discuss the cognitive and neural processes involved and outline future avenues for both neuroscientific and clinical research.

L’objectif de cette thèse était de déterminer si différentes psychothérapies préopératoires, et notamment une prise en charge de restructuration cognitive, avaient un impact sur le profil psychiatrique et psychologique de patients parkinsoniens subissant une stimulation cérébrale profonde des noyaux sous thalamiques. On cherchait d’une part à montrer l’impact de cette prise en charge restructurative sur les variables psychiatriques (dépression, anxiété, apathie), la perception de la maladie et les attentes concernant le résultat de la chirurgie, le déploiement de stratégies de coping, la qualité de vie et l’adaptation sociale. On cherchait, d’autre part, à déterminer l’interaction entre les capacités neuropsychologiques et le bénéfice que les patients pouvaient retirer de la prise en charge restructurative. Il apparaît que la prise en charge psychothérapique préopératoire, surtout restructurative, permette aux patients de moduler leur perception de la maladie et leurs attentes du résultat de la chirurgie. Certaines variables de la qualité de vie, notamment des variables mentales, apparaissent également plus améliorées chez les patients ayant bénéficié de la restructuration cognitive. L’ensemble des patients présente une utilisation forte de stratégies d’adaptation basée sur le soutien instrumental en préopératoire, alors qu’ils utilisent davantage la stratégie d’adaptation basée sur l’accommodation à leurs troubles en postopératoire. Par ailleurs, il existe un lien entre les performances neuropsychologiques et le bénéfice de la prise en charge psychothérapique préopératoire, à savoir la préservation des capacités exécutives de déduction, d’adaptation à un feedback, de conceptualisation et de mémoire de travail ainsi qu’une préservation des capacités mnésiques épisodiques verbales, sont liées à un meilleur bénéfice de la prise en charge psychothérapique sur la perception de la maladie et les attentes du résultat de la chirurgie. On n’observe pas d’impact de la prise en charge préopératoire sur le profil psychiatrique ou l’adaptation sociale. / The purpose of this thesis was to determine the impact of different preoperative psychotherapies, particularly one based on cognitive restructuration, on the psychiatric and psychological profile of parkinson’s disease patients candidate to deep brain stimulation. On the one hand, we wanted to determine the impact of the restructurative therapy on psychiatric variables (depression, anxiety, apathy), disease perception, expectations for surgery, coping strategies, quality of life and social adjustment. On the other hand, we wanted to determine the possible interaction between neuropsychological variables and the impact of cognitiverestructuration. Parkinsonian patients can modulate their disease perception and their expectations toward the result of surgery, thanks to preoperative preparation, notably the restructurative one. Some quality of life variables, in particular the mental one, seem to be more improved after cognitive restructuration. The whole sample uses higher instrumental support preoperatively, whereas they use more accomodation strategy based on acceptation postoperatively. What is more, neuropsychological performances and impact of preoperative psychotherapy seem to be linked, as preservation of deducation, conceptualisation, feedback adaptation, working memory, are linked to a better impact of psychotherapy on disease perception and surgical expectations. No impact of preoperative preparation on psychiatric profile or social adjustment was observed.

La stimulation cérébrale profonde (SCP) est actuellement un traitement efficace pour la maladie de parkinson. Cette approche est maintenant fortement envisagée pour le traitement des addictions. Elle consiste à délivrer des impulsions électriques au sein d’une structure cérébrale : le noyau subthalamique. Nous avons montré dans le noyau subthalamique l’existence de signatures associée à la transition vers l’addiction et la prise compulsive de drogue, ainsi que le potentiel thérapeutique de la SCP pour réduire la consommation pathologique et compulsive de cocaïne chez des rats. Nous avons également montré le contrôle spécifique du noyau subthalamique sur la motivation pour la nourriture sucrée et les drogues d’abus. Dans l’ensemble, cette thèse devrait permettre une meilleure compréhension des mécanismes de la SCP, de son potentiel thérapeutique pour les addictions et de ses éventuels effets secondaires. / Deep brain stimulation (DBS) is currently one form of effective treatment for Parkinson’s disease. This approach is currently considered for the treatment of addiction. It consists in the delivery of small electric impulses inside a brain structure: the subthalamic nucleus. We have shown in the subthalamic nucleus the existence of signature associated with the transition to addiction and compulsive drug abuse, as well as the therapeutic potential of DBS to reduce pathological intake and compulsive cocaine abuse in rats. We also established the specific control exerted by the subthalamic nucleus on the motivation for sweet food and drug of abuse. Overall this thesis could allow a better understanding of the mechanisms of DBS, its therapeutic potential in addiction and possible side effects.

Ο εν τω βάθει ηλεκτρικός εγκεφαλικός ερεθισμός (DBS) αποτελεί μία ευρέως αποδεκτή και πολύ αποτελεσματική θεραπευτική μέθοδο για ασθενείς με φαρμακοανθεκτική ν. Πάρκινσον. Διάφορες μελέτες έδειξαν ότι το DBS στον υποθαλάμιο πυρήνα (STN) οδηγεί σε αύξηση του σωματικού βάρους, ο μηχανισμός της οποίας παραμένει άγνωστος. Τα τελευταία χρόνια διατυπώθηκαν διάφορες θεωρίες για τον πιθανό μηχανισμό αυτής της αύξησης βάρους. Σύμφωνα με μία από τις πιο ενδιαφέρουσες θεωρίες, η αύξηση βάρους οφείλεται σε διαταραχή του μηχανισμού ρύθμισης της λήψης τροφής σε υποθαλαμικό επίπεδο. Είναι γνωστό ότι ο υποθάλαμος κατέχει κεντρικό ρόλο στη ρύθμιση της ομοιόστασης της ενέργειας: δέχεται, επεξεργάζεται και ερμηνεύει ορεξιογόνα και ανορεξιογόνα σήματα όπως η γκρελίνη, το ΝΡΥ και η λεπτίνη. Σκοπός της παρούσας μελέτης ήταν η διερεύνηση της πιθανής συμμετοχής του ηλεκτρικού ερεθισμού του υποθαλάμιου πυρήνα στη ρύθμιση της ομοιόστασης της ενέργειας, μέσω της διαταραχής των ορεξιογόνων και ανορεξιογόνων πεπτιδίων γκρελίνη, ΝΡΥ και λεπτίνη. Για το σκοπό αυτό μελετήθηκαν 23 από τους ασθενείς με ν.Πάρκινσον που υποβλήθηκαν σε STN DBS στην κλινική μας (15 άντρες-8 γυναίκες, ηλικία: 65,2 ± 8,9χρόνια, διάρκεια νόσου:12,7 ± 6χρόνια). Κάθε ασθενής εξετάστηκε σε 3 διαδοχικές χρονικές στιγμές: 3 μέρες πριν το χειρουργείο, 3 και 6 μήνες μετά το χειρουργείο και υπεβλήθη σε μέτρηση του σωματικού βάρους και του BMI, λιπομέτρηση και μέτρηση των επιπέδων γκρελίνης, λεπτίνης, NPY και κορτιζόλης ορού. Τρεις μέρες πριν και 6 μήνες μετά το χειρουργείο, πραγματοποιήθηκε κλινική εκτίμηση των ασθενών με τη χρήση των: Unified Parkinson’s Desease Rating Scale (UPDRS), Schwab and England Scale και Hoehn Yahr scale, καθώς και υπολογισμός της ημερήσιας δόσης ντοπαμίνης (LEDD). Τα αποτελέσματα της μελέτης μας συνοψίζονται ως εξής: 3 μήνες μετά τη χειρουργική επέμβαση διαπιστώθηκε σημαντική αύξηση βάρους των ασθενών μας: (3.09±5.00kg, P=0.007), χωρίς περαιτέρω αύξηση στους 6 μήνες. Τα επίπεδα του ΝΡΥ στο περιφερικό αίμα αυξήθηκαν σημαντικά 3 μήνες μετά το χειρουργείο (p=0.05), ενώ τα επίπεδα της γκρελίνης αυξήθηκαν σημαντικά στους 6 μήνες (p=0.001). Η αύξηση του σωματικού βάρους συσχετίστηκε σημαντικά με τη μεταβολή των επιπέδων της γκρελίνης και της λεπτίνης στους 3 και 6 μήνες αντίστοιχα. Συμπερασματικά μπορούμε να πούμε ότι το STN DBS φαίνεται να προκαλεί μία προσωρινή δυσλειτουργία της υποθαλάμιας έκκρισης ΝΡΥ και γκρελίνης. Η μεταβολή του σωματικού βάρους μπορεί να αποδοθεί στην αυξημένη έκκριση γκρελίνης και λεπτίνης. Περαιτέρω μελέτες με μεγαλύτερο αριθμό ασθενών απαιτούνται για να επιβεβαιωθεί ο ρόλος της πεπτιδιακής δυσλειτουργίας στην αύξηση βάρους μετά τη νευροδιέγερση και για να διερευνηθεί η πιθανή νευροπροστατευτική δράση που το DBS μπορεί να ασκήσει μέσω της αύξησης των επιπέδων της γκρελίνης. / Deep brain stimulation (DBS) is a widely accepted and highly effective treatment method for patients with medically refractory idiopathic Parkinson's desease. Various studies have shown that DBS of the subthalamic nucleus (STN) results in increased body weight, the mechanism of which is still unknown. In recent years there were various theories as to the possible mechanism of this weight gain. According to the most interesting theory, weight gain is due to a disruption of the central mechanism that regulates food intake. It is known that the hypothalamus plays a central role in the regulation of energy homeostasis: it receives, processes and interprets orexigenic and anorexigenic signals such as ghrelin, NPY and leptin. The aim of this study was to investigate the possible involvement of STN DBS in the regulation of energy homeostasis, through the disruption of orexigenic and anorexigenic peptides ghrelin, leptin and NPY. Twenty three patients with idiopathic Parkinson’s desease who underwent STN DBS in our clinic were included in our study (15 males - 8 females, age : 65,2 ± 8,9 years, disease duration : 12,7 ± 6chronia ). Each patient was examined at three consecutive time points: 3 days before surgery, 3 and 6 months after surgery. At each clinical appointment all patients underwent body composition measurements including body weight, body mass index (BMI) and fat mass, as well as blood sampling for the measurement of the circulating levels of ghrelin, leptin, NPY and cortisol. Three days before and 6 months after surgery patients were clinically evaluated with the use of the Unified Parkinson's Desease Rating Scale (UPDRS), Schwab and England Scale and Hoehn Yahr scale and the L-dopa daily dose (LEDD) was recorded. The results of our study are summarized as follows : 3 months after surgery there was a significant increase of body weight: (3.09 ± 5.00kg, P = 0.007), with no further increase at 6 months. NPY levels increased significantly 3 months after surgery (p = 0.05), while ghrelin levels increased significantly at 6 months (p = 0.001). Weight gain was significantly correlated with the change of ghrelin and leptin levels at 3 and 6 months respectively. In conclusion, STN DBS seems to temporarily dysregulate the hypothalamic secretion of NPY and ghrelin and weight gain can be attributed to the increased secretion of leptin and ghrelin. Further studies with a larger number of patients are required to confirm the role of peptide dysfunction on weight gain after neurostimulation and to investigate the possible neuroprotective role of DBS, exerted through the increase of ghrelin levels.

Dopamine agonist therapy and deep brain stimulation (DBS) are both linked to increased impulsivity in Parkinson’s disease (PD), but the underlying mechanisms remain unclear. We trained intact and PD-like rats on a rat gambling task (rGT) measuring impulsive choice and premature responding. Animals were then retested with/without treatment, pramipexole (PPX) or DBS, administered chronically prior to rGT testing. Early PD-like rats did not exhibit major differences in rGT performance or treatment response. Our work suggests that DBS and PPX are not intrinsically linked with increases in impulsivity. Neither DBS nor PPX disrupted gambling-like behaviour in our paradigm, while differential effects on premature and perseverant responding in the task were observed with treatment. Based on our findings, the previously reported ability of PPX to increase impulsive choice might not be mediated by the dopamine D3 receptor. Interestingly, our work suggests that the effects of STN-DBS on impulse control might be amplitude-dependent.

Dopamine agonist therapy and deep brain stimulation (DBS) are both linked to increased impulsivity in Parkinson’s disease (PD), but the underlying mechanisms remain unclear. We trained intact and PD-like rats on a rat gambling task (rGT) measuring impulsive choice and premature responding. Animals were then retested with/without treatment, pramipexole (PPX) or DBS, administered chronically prior to rGT testing. Early PD-like rats did not exhibit major differences in rGT performance or treatment response. Our work suggests that DBS and PPX are not intrinsically linked with increases in impulsivity. Neither DBS nor PPX disrupted gambling-like behaviour in our paradigm, while differential effects on premature and perseverant responding in the task were observed with treatment. Based on our findings, the previously reported ability of PPX to increase impulsive choice might not be mediated by the dopamine D3 receptor. Interestingly, our work suggests that the effects of STN-DBS on impulse control might be amplitude-dependent.