Submitted by Pedro Mizukami (pedro.mizukami@fgv.br) on 2011-08-17T20:57:51Z No. of bitstreams: 1 DMPPJ - AGOSTINHO TEIXEIRA DE ALMEIDA FILHO.pdf: 589195 bytes, checksum: 1790025fb2fdaf4044dbb92314c6c229 (MD5) / Approved for entry into archive by Pedro Mizukami (pedro.mizukami@fgv.br) on 2011-08-19T17:44:43Z (GMT) No. of bitstreams: 1 DMPPJ - AGOSTINHO TEIXEIRA DE ALMEIDA FILHO.pdf: 589195 bytes, checksum: 1790025fb2fdaf4044dbb92314c6c229 (MD5) / Made available in DSpace on 2011-09-02T18:44:10Z (GMT). No. of bitstreams: 1 DMPPJ - AGOSTINHO TEIXEIRA DE ALMEIDA FILHO.pdf: 589195 bytes, checksum: 1790025fb2fdaf4044dbb92314c6c229 (MD5) Previous issue date: 2010 / Esta dissertação tem por objetivo analisar os institutos da decisão monocrática e do agravo interno, sob o prisma de metodologia empírica que busca priorizar a realidade pragmática da aplicação do artigo 557 do Código de Processo Civil. Enfocou-se o instituto da decisão monocrática no contexto das minirreformas processuais brasileiras, que tiveram como alicerce o princípio da efetividade processual. Esse princípio pressupõe a duração razoável do processo, garantida na Constituição Federal Brasileira. A partir da constitucionalidade desse princípio, defendeu-se a constitucionalidade do artigo 557 do Código de Processo Civil, que não pode ser considerado abstratamente inconstitucional. Demonstrou-se que a aplicabilidade do artigo 557 pode ser inconstitucional se não atender à técnica da ponderação de valores, que garante a interpretação conforme a Constituição. Analisou-se o agravo interno, sob a premissa do valor da celeridade em cotejo com o devido processo legal, que permeou a subsequente análise do procedimento desta espécie de agravo. Após uma reflexão sobre os institutos da decisão monocrática e do agravo interno, aliada ao exame dos princípios do devido processo legal, ampla defesa, contraditório e motivação das decisões judiciais, passou-se ao exame empírico desses institutos jurídicos. Nessa análise, foram coletados e examinados dados estatísticos, que confirmaram – e, assim, possibilitaram a conclusão da dissertação – a constitucionalidade do artigo 557 e a importância de sua interpretação conforme os referidos princípios constitucionais. / This dissertation has the purpose to analise the institutes of the single verdict and the internal appeal, according to empirical methodology that focus the pragmatic reality of the 557 th. dispositive of Code of Civil Procedure`s enforcement. This dissertation focused the institute of the single verdict in the context of the reformation of the Brazilian Code of Civil Procedure, which had as foundation the principle of procedure efectiveness. This principle presupposes a reasonable duration of the suit, secured by the Brazilian Federal Constitution. From the constitutionality of this principal, this dissertation defended the constitutionality of the 557 th. dispositive of Code of Civil Procedure, which can`t be considered abstractedly unconstitutional. This dissertation proved that the enforcement of the 557 th. dispositive could be unconstitutional if doesn`t suit the technique of the weighing of values, which secures the interpretation according to the Brazilian Federal Constitution. This dissertation analised the internal appeal, under the presupposition of the value of the reasonable duration of the suit in comparison with the due process of law, which motivate the following analysis of the internal appeal proceeding. After a reflection of single verdict and the internal appeal institutes, also with the analysis of due process of law, legal defense, adversary system and the motivation of the judgement, this dissertation analised the empirical enforcement of these institutes. In this analysis, estatistic data have been collected, which corroborate – and, therefore, enabled the conclusion of the dissertation – the constitutionality of the 557 th. dispositive of Code of Civil Procedure and the consideration of its interpretation according to the mentioned constitucional principles.

The Thesis is composed by three complementary research investigations on the economic and policy aspects of EU corporate R&D.Collectively, the work first reviews the theoretical and empirical literature of corporate R&D intensity decomposition; it then investigates the EU R&D intensity and its decomposition elements comparatively with most closed competitors and with emerging economies over the period 2005-2013. Finally, it inspects further some key aspects that can be associated to the EU R&D intensity gap: sectoral dynamics and the resulting sectoral and technological specialisations as well as the drivers for R&D investment growth across sectors and firms' age groups of top R&D investing firms over time. These studies also address the possible policy implications that derive from their outcomes.The investigations rely on literature as well as on company data, mainly from nine editions (2006-2014) of the EU Industrial R&D Investment Scoreboard. For analytical purposes they use literature review, meta-analysis, descriptive statistics, R&D intensity decomposition computational approach, Manhattan distance and Technological Revealed Comparative Advantage metrics, and a multinominal logit regression model. The results of these three research works are novel in several aspects. It indicates that literature results on R&D intensity decomposition differ because of data and methodological heterogeneities, and that the structural cause is the main determinant of EU R&D intensity gap if sector compositions of the countries are considered. It inspects how the use of different data sources and analytical methods impact differently on R&D intensity decomposition results, and what the analytical and policy implications are.The empirical research results of this Thesis confirm the structural nature of the EU R&D intensity gap. In the last decade the gap between the EU and the USA has widened, whereas the EU gap with Japan has remained relatively stable. In contrast, the emerging countries' R&D intensity gap compared to the EU has remained relatively stable, while companies from emerging economies are considerably reducing such gap. Besides, as novel contribution to the state of the art of the literature, this Thesis uncovers the differences between EU and US by inspecting which sectors, countries and firms are more accountable for the aggregate R&D intensity performance of these two economies, and it finds a high heterogeneity of firms' R&D intensity within sectors. Furthermore, it shows that there is a bigger population of both larger and smaller US top R&D firms which invest more strongly in R&D than competitors, and that the global R&D investment is concentrated in a few firms, countries and industries. Finally, the research founds a slightly higher EU R&D shift over sectors compared to the US, but not strongly enough towards high-tech sectors. Also, the EU has an even broader technological specialisation than its already broad industrial R&D sector specialisation, while the USA leads by number of technological fields belonging mostly to the industrial R&D sectors of its specialisation. Furthermore, the EU has been better able than the USA and Japan to maintain its world share of R&D investment even during the years of economic and financial crisis. Lastly, the study also indicates that firms make a complementary use of capital expenditures and R&D intensity for their R&D investment growth strategies and it reveals that there are differences in their use between firms' age classes across sectors. Overall, the main results of the Thesis suggest that to reach a more positive R&D dynamics and boost its competitiveness, the EU should adapt its industrial structure and increase the weight of high R&D intensive sectors. A focus on creating the conditions for firm creation and growth in new-emerging innovative sectors is advised together with favouring the exploitation of the full capacity of EU leading - but mature - sectors to also absorb high-technology from other sectors. / Doctorat en Sciences économiques et de gestion / info:eu-repo/semantics/nonPublished

本研究は中国農村部における貧困問題、特に2000年代以降の南西部少数民族地域の貧困と経済発展、および政府の貧困削減政策について研究するものである。世界銀行や中国国家統計局などの公的機関が公開したデータ、および研究対象地域で収集された農家家計や地域経済発展に関するデータを用いて、農村貧困の実態、政府による「精準扶貧」政策の実施と効果、少数民族地域貧困地域の生活と貧困、および自力で貧困状況を改善した地域の事例について分析した。 / This study sheds a light on the poverty issues in rural China from the 2000s, with a specific focus on the poverty and economic development in ethnic areas in south-western China, and the poverty alleviation policies implemented by the government. Utilizing the data published by organizations such as World Bank and National Bureau of Statistics of China, and the data collected from the research area, the following research questions are discussed: the actual conditions of poverty in rural China; the implementation and the effect of the governmental poverty alleviation policy, named Targeted Poverty Relief Strategy (jingzhun fupin); the livelihood and poverty of ethnic minorities living in deprived area; and the case study of a region which has lifted themselves out of poverty. / 博士(現代アジア研究) / Doctor of Philosophy in Contemporary Asian Studies / 同志社大学 / Doshisha University

This thesis sheds light on the functioning and characteristics of payment systems to serve as a foundation for understanding the drivers for higher payment system efficiency. Its central goal is to develop insights into the determinants of collective payment choice suitable to lower payment costs to society. So far, the institutional environment, as potential important influence on the payment instrument mix, has not been focused on in the literature. Therefore, particular emphasis is laid on the empirical analysis of the impact of institutional factors on the share of card payments on consumer spending at the point of sale (POS). For this, a unique panel data set is constructed covering the eight most important European payment markets ranked by non-cash transaction volumes. The empirical results allow formulating conditions necessary to achieve a more efficient payment mix. They also form a basis for the assessment of related policy measures with a focus on the SEPA project in terms of their efficiency enhancing effect. Future research could possibly build upon the panel data collected.

This thesis sheds light on the functioning and characteristics of payment systems to serve as a foundation for understanding the drivers for higher payment system efficiency. Its central goal is to develop insights into the determinants of collective payment choice suitable to lower payment costs to society. So far, the institutional environment, as potential important influence on the payment instrument mix, has not been focused on in the literature. Therefore, particular emphasis is laid on the empirical analysis of the impact of institutional factors on the share of card payments on consumer spending at the point of sale (POS). For this, a unique panel data set is constructed covering the eight most important European payment markets ranked by non-cash transaction volumes. The empirical results allow formulating conditions necessary to achieve a more efficient payment mix. They also form a basis for the assessment of related policy measures with a focus on the SEPA project in terms of their efficiency enhancing effect. Future research could possibly build upon the panel data collected.:1 Introduction 1.1 Payment behaviour in selected European countries 1.2 Research question and approach 2 Foundations: Payment systems and markets 2.1 Functioning of payment systems 2.1.1 Payments, market participants and payment system 2.1.2 Payment instruments and methods 2.1.3 Clearing and settlement arrangements 2.1.4 First observations on obstacles to payment systems development 2.2 Network character of payment markets 2.2.1 Theories of networks 2.2.2 Demand-side network effects in payment markets 2.2.3 Two-sided markets and payment cards 2.2.4 Supply-side economies of scale and open access to infrastructure 2.2.5 Obstacles to payment system development 3 Efficiency of payment systems 3.1 Research on payment infrastructure costs 3.1.1 Efficiency of interbank retail payment systems 3.1.2 Efficiency of intrabank payment processing 3.1.3 Factors influencing infrastructure efficiency 3.2 Research on payment instrument costs at the POS 3.2.1 Methodology and classification of the literature 3.2.2 Estimates of payment costs at the POS 3.2.3 Indicative efficiency ranking of payment instruments 4 Research on payment instrument choice at the POS 4.1 Data sources and categorisation of payment choice determinants 4.2 Price characteristics of payment instruments 4.3 Non-price characteristics of payment instruments 4.4 Transaction attributes 4.5 Constraints on payment choice 4.6 Developing an institutional view of payment choice 5 Empirical analysis: Institutional determinants shaping the POS payment mix 5.1 Two-step modelling approach 5.2 Panel construction and exploration of key data series 5.2.1 Panel data collection and overview of variables 5.2.2 Card usage and cash holding 5.2.3 Payment card diffusion and POS terminal density 5.3 European card schemes and markets 5.3.1 Institutional data collection 5.3.2 Description of European card markets 5.3.3 Overview of institutional data series 5.4 Payment decision 5.4.1 Development of the model and possible extensions 5.4.2 Discussion of the regression results 5.4.3 Diagnostic tests 5.5 Sourcing decision 5.5.1 Diffusion of payment cards 5.5.2 Density of POS terminals 5.5.3 Cash holding and availability at ATMs 5.6 Conclusions: Institutional determinants of payment choice 5.6.1 Linking empirical and theoretical analysis 5.6.2 Route for further research 6 Prospects for an efficient European payment mix 6.1 Objectives for establishing a European payment markets 6.2 SEPA for cards regulatory framework 6.2.1 Regulatory ecosystem 6.2.2 Regulatory framework set by European authorities 6.2.3 Standardization industry initiatives 6.3 Remaining obstacles for an efficient payment mix and outlook Appendix 6.3.1 A–1: Credit- and debit-based payment mechanism 6.3.2 A–2: Multilateral settlement: Access, settlement assets and methods 6.3.3 A–3: Statistical properties of variables 6.3.4 A-4: Unit root tests References

Eine große Herausforderung für Verkehrsmodelle stellt die korrekte Abbildung der Entscheidungsmuster bei der Zielwahl dar. Diese bestimmt die räumlichen Strukturen der Nachfrage und steht in engem Zusammenhang mit zentralen Ergebnissen der Nachfragemodellierung. Rund ein Drittel der Alltagswege in Deutschland sind Einkaufs- und Erledigungwege. Zahlreiche Arbeiten zeigen die Bedeutung von habitualisierten Verhaltensmustern bei der Wahl eines Einkaufsortes. Die Motive der Geschäftswahl gelten als sehr vielfältig. Besondere Bedeutung wird zudem den Primäraktivitätenorten zugeschrieben. Gleichwohl erfolgt die Abbildung der Zielwahl in der Nachfragemodellierung zumeist sehr vereinfachend. Gewöhnlich wird von einem Versorgungseinkauf mit der Geschäftsgröße und der Anreisezeit ausgegangen. Diese Arbeit zeigt anhand empirischer Auswertungen Möglichkeiten einer verhaltensorientierten Abbildung der Einkaufszielwahl in mikroskopischen Personenverkehrsmodellen auf. Im Fokus stehen die Variabilität der Geschäftswahl, die ausschlaggebenden Motive sowie die räumlichen Bezugspunkte der Suche. Am Beispiel des Erwerbs von Nahrungs- und Genussmitteln, von Textilien sowie von Unterhaltungselektronik werden Unterschiede zwischen Einkaufswaren verschiedener Fristigkeit, aber auch zwischen verschiedenen Personengruppen herausgearbeitet. Simulationsrechnungen mit dem Nachfragemodell TAPAS zeigen, dass eine Differenzierung der Einkaufsart sowie die Nutzung eines motivgestützen Erreichbarkeitsmaßes die Modellierungsergebnisse stark verbessern. Die Arbeit stellt erweiterte Indikatoren für eine Berücksichtigung der räumlichen Bezugspunkte bei der Beurteilung der Modellierungsergebnisse bereit. Auch stehen mit den Analysen der Aktivitätenräume, der Umwegfaktoren, der Lage der Einkaufsorte sowie der kumulierten Reiseweiten Informationen zur Verfügung, die generell für die Definition adäquater Suchräume und Bezugspunkte für die Modellierung städtischer Untersuchungsgebiete genutzt werden können. / A major challenge in travel demand modelling is the correct representation of decision patterns underlying the choice of destinations. This choice determines the spatial structures of demand and is closely related to central modelling results. Around one third of everyday trips in Germany are for shopping and errands. Numerous studies show the importance of habitualised behavioral patterns when choosing a shopping location. The motives for choosing a shop are considered to be very diverse. Particular importance is attributed to primary activity locations. Nevertheless, the representation of the target choice in demand modelling is usually very simplified. Usually, a supply purchase is implicitly assumed, with the size of the shop and travel time from the previous location being the most important choice criteria. Using empirical analyses, this dissertation shows possibilities for a behavior-oriented depiction of shopping location choice in microscopic passenger transport models. These are discussed in terms of their usability for modeling. The analyses focus on the variability of destinations, the decisive motives and the spatial reference points of the location search. Using the example of the purchase of food and beverages, textiles and consumer electronics, differences between shopping goods of different periodicity and also different groups of people are presented. Simulation calculations with the demand model TAPAS show that a differentiation of the type of purchase and the use of a motive-based accessibility measure greatly improves the modelling results. The dissertation provides extended indicators for a consideration of spatial reference points in the evaluation of the modelling results. Furthermore, the analyses of activity areas, diversion factors, the location of shopping locations and cumulative travel distances provide information that can be generally used to define adequate search areas and reference points for the modelling of urban study areas.Einkaufsverhalten