ABSTRACT Effective drug delivery to ocular tissues is an unmet challenge that has significant potential to improve the treatment of ocular diseases. Whether the intended drug delivery target is the anterior or posterior segment, the eye’s efficient natural protection mechanisms prevent effective and sustained drug delivery. Anatomical and physiological barriers including the rapid tear turnover that effectively washes away topically applied drugs, the impermeable characteristics of the cornea, conjunctiva, and sclera, and the tight junctions in the blood-ocular barriers make conventional drug delivery methods ineffective. New materials that are able to overcome these barriers are essential to improving the sustained delivery of ophthalmic therapeutics to the intended targets within the eye. This thesis will explore two polymeric drug delivery systems that have the potential to improve therapeutic delivery to ocular tissues. Chapter 1 will discuss the anatomical and physiological barriers to ophthalmic drug delivery and overview current research in this area. Chapter 2 will discuss the synthesis of N-isopropylacrylamide-based copolymers with adjustable gelation temperatures based on composition and molecular weight. Chapter 3 will discuss further development of these copolymers into an injectable, thermoresponsive, and resorbable polymeric drug delivery system intended for the treatment of diseases in the posterior segment. Chapter 4 will discuss the development of mucoadhesive polymeric micelle nanoparticles based on phenylboronic acid intended for topical administration of ophthalmic therapeutics. Finally, Chapter 5 will provide an overview of potential future work on these materials that could further develop and broaden their therapeutic use. / Thesis / Master of Science in Biomedical Engineering

Die vorliegende Arbeit beschäftigen sich mit Azobenzol-Photoschaltern zur Steuerung (makro)molekularer Prozesse. Aufgrund ihrer lichtinduzierten geometrischen Strukturänderung hat diese Substanzklasse als Steuereinheit Einzug in mehrere Bereiche der Lebens- und Materialwissenschaften gehalten. Vorteile wie die hohe Stabilität, gute Ansprechbarkeit und etablierte Synthesemethoden werden von einer großen Vielfalt an Derivaten vervollständigt. Als eines der populärsten photochromen Systeme bieten Azobenzole eine zuverlässige Grundlage für die Entwicklung neuer molekularer Maschinen. Der erste Teil dieser Arbeit hat die Vergrößerung der geometrischen Änderung des Schaltvorgangs zum Ziel. Dafür werden Azobenzole in starre Makromoleküle und makromolekulare Aggregate eingebaut, die der Bewegung der kleinen Wiederholungseinheiten aufgrund der gewählten Architektur folgen und somit idealerweise die Umwandlung der aufgenommenen Energie in mechanische Arbeit erhöhen. Dabei werden die Grundlagen der Photochromie, der Azobenzol-Photochemie sowie allgemeine Strategien zur Steigerung geometrischer Änderungen in molekularen Systemen vorgestellt. Des Weiteren wird das Design, die Synthese und die Charakterisierung eines durch Licht ansprechbaren Polymeraggregats beschrieben. Der zweite Teil dieser Arbeit beschäftigt sich mit der reversiblen Bildung von ionischen Substanzen. Geladene Spezies sind von großer Wichtigkeit für die Aufrechterhaltung verschiedener Körperfunktionen in Lebewesen, können jedoch auch Adsorptions- und bakterizide Eigenschaften auf Oberflächen regulieren. Basierend auf dem Modell des Spiropyrans wird der theoretische Hintergrund für die Herstellung eines Azobenzol-Äquivalents vorgestellt. Daten aus DFT-Rechnungen werden in Modellverbindungen umgewandelt, die mittels NMR-Analyse untersucht werden. Abschließend wird eine vielversprechende Zielstruktur eines durch Licht steuerbaren dynamisch kovalenten Zwitterions vorgestellt. / The present thesis employs azobenzene photoswitches to control (macro)molecular processes. As a light-responsive molecule undergoing a large geometrical change upon E/Z photoisomerization, azobenzenes have found their way into multiples areas of life and material sciences. Advantages such as high stability, good addressability, and well-established synthesis methods are accompanied by a large variety of derivatives. Being one of the most popular photochromic compounds, azobenzenes provide a reliable basis for the development of new responsive systems. The first part of this work is aimed at the amplification of the switching dimensions by incorporating azobenzene into rigid macromolecules and macromolecular aggregates. Based on the polymer architecture, the motion of the small responsive repeating units is transferred to the entire macromolecule, which ideally helps to increase the conversion of consumed energy into mechanical work. Following a small overview about the basics of photochromism and azobenzene photochemistry, general strategies to increase geometrical changes in molecular systems are presented. Furthermore, the design and synthesis as well as the characterization of a light-responsive polymer aggregate that exhibits a large geometrical change upon isomerization is described. The second part of this work deals with the reversible formation of ions. Besides their great importance for vital functions in living organisms, adsorption characteristics as well as bactericidal properties can be regulated by ionic modifications on surfaces. Based on the model of spiropyran, the theoretical background for the preparation of an azobenzene equivalent is presented. The computational data is converted into model compounds that were investigated by means of NMR analysis. Based on these combined theoretical and experimental data, a promising target structure for a light-responsive dynamic covalent zwitterion is described.

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No description available.

Mechanisms of adsorption of alkaline copper quat (ACQ) components in wood were investigated with emphasis on: copper chemisorption, copper physisorption, and quat adsorption. Various factors were investigated that could affect the adsorption of individual ACQ components in red pine wood. Copper chemisorption in wood was affected by ligand types coordinating with Cu and the stability of the Cu-ligand complexes in solution. For Cu-monoethanolamine (Cu-Mea) system, the prevailing active solvent species at the solution pH, [Cu(Mea)2-H]+ complexes with wood acid sites and loses one Mea molecule through a ligand exchange reaction. The amount of adsorbed Cu was closely related to the cation exchange capacity of wood. An increase in Mea/Cu ratio increased the proportion of the uncharged Cu-Mea complex and resulted in decreased Cu chemisorption in wood. Copper precipitation is also an important Cu fixation mechanisms of Cu-amine treated wood. X-ray diffraction analysis revealed that in vitro precipitated Cu was a mixture of copper carbonates (azurite and malachite) and possibly Cu2O. Higher concentration Cu-amine solutions retarded the Cu precipitation to a lower pH because of higher free amine in the preservative-wood system. The changes in zeta potential of wood in relationship to the quaternary ammonium (alkyldimethylbenzylammonium chloride: ADBAC) adsorption isotherm showed two different adsorption mechanisms for quat in wood: ion exchange reaction at low concentration and additional aggregation form of adsorption by hydrophobic interaction at high concentration. Because of the aggregation effect, when wood was treated with ACQ, high amounts of ADBAC were concentrated near the surface creating a steep gradient with depth. This aggregated ADBAC was easily leached out while the ion exchanged ADBAC had high leaching resistance. Free Mea and Cu of ACQ components appeared to compete with ADBAC for the same bonding sites in wood.

De nombreux composés bioactifs hydrophobes sont actuellement mis en avant en raison de leurs propriétés nutritionnelles et fonctionnelles. Une attention particulière est, en conséquence, portée à leur incorporation en tant qu'ingrédients dans des aliments fonctionnels. Cependant, la majorité de ces composés bioactifs sont caractérisés par une faible solubilité en milieu aqueux, une dégradation au cours des procédés de transformation ainsi qu'une absorption limitée au niveau du tractus gastro-intestinal. La micelle de caséines, grâce à ses propriétés fonctionnelles uniques, peut être considérée comme un support d’encapsulation naturel pour ces molécules bioactives hydrophobes. En effet, une des originalités de cette suprastructure est sa dynamique dans le lait se caractérisant par des échanges réversibles de protéines et de minéraux entre le sérum et la structure micellaire interne en fonction des conditions physicochimiques, et notamment avec la température. En particulier, un stockage du lait à 4°C permet la dissociation sélective de la caséine β de la phase micellaire vers la phase soluble et un retour à température ambiante permet sa réintégration. L’objectif de cette thèse est de développer une nouvelle stratégie d’encapsulation de molécules bioactives hydrophobes dans les micelles de caséines via cette dynamique de la caséine β. Dans un premier temps, l’optimisation de la dissociation de la caséine β de la micelle de caséines a été réalisée en modifiant la température et le pH, tout en portant une attention particulière au maintien de l’intégrité des micelles déplétées en caséines β. Un procédé de séparation physique de la caséine β solubilisée a été optimisé par microfiltration à l’échelle pilote. Une étude de la concentration micellaire critique de la caséine β a permis de vérifier son état monomérique à l’issue de cette séparation. Une étude de la cinétique d’interaction entre la caséine β monomérique et deux composés bioactifs hydrophobes, la curcumine et la vitamine D3, a ensuite été réalisée par résonance plasmonique de surface et par spectroscopie de fluorescence. La curcumine a été choisie pour la suite de l’étude au vu de sa bonne affinité pour la caséine β. Le complexe caséine β monomérique-curcumine a ensuite été encapsulé dans des micelles de caséines préalablement déplétées en caséines β. Les résultats de ces travaux montrent l’efficacité de cette stratégie d’encapsulation qui peut présenter un intérêt particulier pour la vectorisation de molécules bioactives hydrophobes afin d’assurer leur protection dans des produits laitiers pauvres en matière grasse.De plus, au cours de ce projet, une méthode de caractérisation des propriétés morphologiques et nano-mécaniques des micelles de caséines par microscopie à force atomique en milieu liquide a été développée. Cette méthode représente un outil intéressant de compréhension de la structure micellaire dans son environnement natif et offre la possibilité d’évaluer l’impact de certaines modifications sur les propriétés de la micelle de caséines, comme sa déplétion en caséine β ou sa réticulation. / In the last years, the number of studies highlighting the nutritional and functional properties of several hydrophobic bioactives has markedly increased. Special attention is consequently paid to their addition as ingredients to food. However, most of these hydrophobic compounds display a low aqueous solubility, poor stability during processing and low absorption in the gastrointestinal tract. Casein micelles exhibiting unique set of properties can be considered as a natural nanocarrier for these molecules. Actually, changes in environmental factors namely pH and temperature induce the dissociation of caseins and minerals from the colloidal phase to the soluble phase. Particularly, a selective dissociation of β-casein occurs at low temperatures. This effect is reversed with an increase in temperature, with a transfer of β-casein from the serum to the micelles when equilibrated at room temperature. The aim of this study is to develop a novel encapsulation strategy to incorporate hydrophobic bioactive compounds into casein micelles using the β-casein reversible dissociation. First, the β-casein dissociation from casein micelles was optimized by temperature and pH modifications while preserving the integrity of the β-casein depleted casein micelles. The separation of dissociated β-caseins from casein micelles was carried out by microfiltration at a pilot scale. The β-casein critical micelle concentration was concurrently evaluated to ensure the monomeric state of -casein after separation. Secondly, the binding kinetic between monomeric β-casein and two hydrophobic compounds, curcumin and vitamin D3, was investigated by surface plasmon resonance and fluorescence spectroscopy. Curcumin was then selected thanks to its high affinity to -casein β. The complex monomeric β-casein – curcumin was encapsulated in β-casein depleted casein micelles. The results of this study show the efficiency of this encapsulation strategy of hydrophobic bioactive compounds, which could be used to protect such molecules in low fat dairy products.Besides, during this project, a novel strategy was developed in order to evaluate the casein micelle topography and nanomechanical properties by atomic force microscopy in liquid environment. This method opens a new line of investigation to better understand the casein micelle structure in its native environment but also investigate the impact induced by the modification of physico-chemical conditions on its topography and elastic properties.

Terpenos são os principais constituintes dos óleos essenciais e vêm sendo explorados há mais de 3500 anos pela humanidade. Por conta das suas propriedades flavorizantes, são amplamente empregados na indústria de cosméticos e perfumaria. Apresentam ainda uma infinidade de funções biológicas, como promoção de polinização nas plantas, e proteção contra pragas e animais. Além dessas funções, muitos compostos possuem ainda atividade antimicrobiana, anti-inflamatória, antifúngica, entre outras. Tendo em vista a simplicidade estrutural dos terpenos e a alta hidrofobicidade que sugere fracas interações intermoleculares, é difícil de se imaginar como esses compostos conseguem desempenhar funções tão específicas e diversas. É de se esperar que quanto mais complexa a estrutura do composto, mais fácil seja seu reconhecimento pelo organismo. Isso mostra o grande poder de reconhecimento do meio biológico. Nesse trabalho, os parâmetros termodinâmicos de transferência da fase aquosa para a fase micelar de 10 terpenos (carvona, cânfora, cumeno, t-anetol, eugenol, limoneno, citronelal, linalol, terpineol e verbenona) e cumarina em dois sistemas, SDS 30 mmol.kg-1 + TBS 20 mmol.kg-1 e SDS 30 mmol.kg-1 + TBS 20 mmol.kg-1 + 10% v/v de etanol foram determinados buscando elucidar a incorporação micelar desses compostos. Micelas apresentam compartimentos com diferentes polaridades e podem servir como modelo para mimetizar as diferentes interações no meio biológico. Dessa forma, a utilização da cromatografia eletrocinética micelar (MEKC, do inglês Micellar Electrokinetic Chromatography) na determinação dos coeficientes de partição e dos parâmetros termodinâmicos de transferência entre as fases aquosa e micelar desses solutos pode contribuir para o entendimento da distribuição bem como auxiliar na compreensão das funções que os mesmos desempenham na natureza. A hipótese de que os parâmetros termodinâmicos podem elucidar detalhes da incorporação micelar foi ainda testada através da busca de relações lineares de energia de solvatação (LSER, do inglês Linear Solvation Energy Relashionships) com o intuito de evidenciar as principais características moleculares que contribuem para o processo detransferência. Os modelos LSER foram estudados através de regressão múltipla e análises multivariadas de PLS, SPLS, PLS-DA e SPLS-DA, com o objetivo de verificar as propriedades dos terpenos que explicam sua incorporação nas micelas. Outras análises estatísticas multivariadas, como análise de agrupamentos e PCA, foram utilizadas para estudar a variabilidade estrutural dos compostos selecionados, bem como, determinar se os descritores teóricos calculados conseguem descrever as características estruturais dos terpenos. O estudo da termodinâmica de transferência de solutos neutros da fase aquosa para a fase micelar demonstrou que mesmo pequenas diferenças estruturais das moléculas contêm informação sobre a distribuição dos compostos nos compartimentos micelares. Também podese inferir sobre o efeito do etanol nas partições e sobre a própria estrutura micelar. Os resultados para o limoneno mostraram a complexidade envolvida nas partições, levando a ideia de restrição de volume nas micelas modificadas por álcool. Resultados de LSER mostraram que a transferência da fase aquosa para a fase micelar desses compostos é governada principalmente pela interação hidrofóbica onde Vx (Volume de McGowan) foi selecionado como um dos descritores mais importantes para explicar lnP. A análise comparativa dos resultados obtidos pelos dois métodos (estudo dos parâmetros termodinâmicos e LSER) indicou similaridade de resultados. Isso demonstra a grande confiabilidade dos resultados e, então, que estudos similares usando outras soluções micelares e outras classes de compostos (hormônios, flavonoides, aminas, etc.) podem ser muito promissores. / Terpenes are the main constituents of essential oils and have been explored for more than 3,500 years. Because of their flavoring properties, terpenes are widely used in the cosmetics and perfumery industry. They also exert a multitude of ecological functions, such as the promotion of plant pollination and protection against pests and animals. In addition, many compounds have antimicrobial, antifungal, anti-inflammatory activities and others. Given the structural simplicity of terpenes and the high hydrophobicity that suggests weak intermolecular interactions, it is difficult to imagine how these compounds can perform such specific and diverse functions. It is expected that the more complex the structure of the compound, the easier it is its recognition by the organism, which does not seem to be true for this class showing the great power of recognition of the biological system. In this work, the thermodynamic parameters of aqueous and micellar phase transfer of ten terpenes (carvone, camphor, cumene, t-anethol, eugenol, limonene, citronellal, linalool, terpineol, and verbenone) and coumarin in two systems, 30 mmol.kg-1 of SDS + 20 mmol.kg-1 of TBS and 30 mmol.kg-1 of SDS, 20 mmol.kg-1 of TBS, and 10% v/v of ethanol were determined to elucidate the micellar distribution of these compounds. Micelles have compartments that possess different polarities and might be a model to mimic the different interactions that terpenes may have in the biological environment. Thus, the use of micellar electrokinetic chromatography (MEKC) in the determination of the partition coefficients and the thermodynamic parameters of transfer of the aqueous phase to the micellar phase of these solutes can contribute to the understanding of the distribution, as well as help in the understanding of the functions they perform in nature. The hypothesis that the thermodynamic parameters can elucidate details of the micellar incorporation was further analyzed through the search of Linear Solvation Energy Relashionships (LSER), in order to highlight the main molecular characteristics that contribute to the transfer process. The LSER models were studied through multiple regression and other multivariate analyzes, such as PLS, SPLS, PLS-DA and SPLS-DA, in order to verify the properties of terpenes that explain their incorporation into micelles.Other multivariate statistical analysis, such as cluster analysis and PCA were used to study the structural variability of the selected compounds, as well as to determine if the calculated theoretical descriptors can describe all the structural characteristics of the terpenes. The study of thermodynamics of transfer of neutral solutes from the aqueous phase to the micellar phase has shown that even small structural differences of the molecules contain information about the distribution of the compounds in the micellar compartments. It was also possible to infer about the effect of ethanol on the partitions and on the micellar structure. The results for limonene showed the complexity involved in the partitions, showing that occurs volume restriction in alcohol-modified micelles. Results from LSER showed that the transfer of these compounds is mainly governed by hydrophobic interactions where Vx (McGowan volume) was selected as one of the most important descriptors to explain partition. The comparative analysis of the results obtained by the two methods (thermodynamic parameters studies and LSER) indicated similarity of results. This demonstrates the great reliability of the methods, and that similar studies using other micellar solutions and other classes of compounds (hormones, flavonoids, amines, etc.) might be very promising.

O presente estudo versa sobre a proposição ou extensão de modelos simples para descrever os seguintes fenômenos envolvendo agregados anfifílicos: i-) Influência de sal na concentração micelar crítica (CMC) e número médio de agregação () de micelas zwitteriônicas. ii-) Influência da interação eletrostática (neste caso, repulsiva) e tamanho de \"domínios\" nas isotermas de monocamadas iônicas insolúveis. iii-) Influência do tamanho e polaridade do \"pool\" aquoso de micelas reversas de AOT na reprotonação de sondas fotoácidas aniônicas. Em i-), foi assumido o formalismo termo-molecular para a energia livre de micelização, necessária nas estimativas da CMC e . A energia livre de micelização foi descrita como aditiva, com termos descrevendo a interação interfacial do agregado com o solvente (no caso, água), a repulsão estérica entre as \"cabeças\" do detergente, empacotamento das \"caudas\" e interação dipolar entre os \"zwitterions\". Embora nos formalismos termo-moleculares convencionais, micelas zwitteriônicas não sejam afetadas por eletrólitos, dados experimentais de supressão de fluorescência, salto de pH com sondas fotoácidas, espalhamento de luz dinâmico e estático e condutividade indicam que micelas zwitteriônicas \"ligam\" íons e \"ligam\" seletivamente. A ligação iônica pode ser tratada como um processo de absorção ou adsorção e muda a interação eletrostática das \"cabeças\". Assim, o formalismo termo-molecular foi estendido para incluir as propriedades elétricas de um capacitor com a casca externa permeável aos íons como modelo de micela zwitteriônica. Em ii-), uma nova expansão para potenciais repulsivos (chamada de expansão y) foi aplicada ao problema da interação entre detergentes iônicos em monocamadas insolúveis e comparada com a expansão virial. A interfase foi modelada como uma mistura de pseudo-fluidos bidimensionais, no nível de descrição de McMillan-Mayer (onde o solvente não aparece explicitamente, ou seja, a pressão calculada é uma pressão osmótica). A interação intermolecular na interfase foi considerada como a soma de um potencial de curto alcance (disco rígido) e um termo de longo alcance (potencial de campo médio). Na transição entre as fases líquido-condensada e líquido-expandida, a pressão do sistema é descrita por uma interpolação entre dois subsistemas na mesma densidade superficial. Finalmente em iii-), um modelo para reprotonação de uma sonda fotoácida residindo no pool aquoso de micelas reversas de AOT foi desenvolvido. A sonda (8-hidroxi-1,3,6-pirenotrisulfonato) foi tratada como uma partícula esférica posicionada no centro de um poro esférico (\"pool\" da micela reversa). A constante de reprotonação no poro foi calculada via equação de Debye-Smoluchowski junto com o potencial de força média calculado segundo a equação de Poisson-Boltzmann. O efeito da constante dielétrica aparente na reprotonação foi explorado. / The present work focus on the proposition or extension of simple models to describe the following phenomena involving amphiphile self-association aggregates: i-) Salt influence on the critical micelle concentration (CMC) and on the averaged association number () of zwitterionic micelles. ii-) Influence of the electrostatic interaction (repulsive, in this case) and of the domain size in the isotherms for ionic insoluble monolayers. iii-) Effect of size and polarity of the aqueous pool of AOT reverse micelles in the reprotonation of anionic photoacid probes. For i-), the thermo-molecular formalism for the micellization free energy, necessary for the estimate of the CMC and was assumed. The micellization free energy was described by the addition of the following terms: the interfacial interaction of the aggregate with the solvent (water, in this situation), the steric repulsion among the surfactant headgroups, the packing of the hydrocarbon tails, and the dipolar interaction among the headgroup dipoles. Although in the conventional thermo-molecular formalism zwitterionic micelles are not affected by electrolytes, experimental data including fluorescence quenching, próton jump of photoacid probes, static and dynamic light scattering, and conductivity demonstrate that these aggregates bind ions and bind selectively. The ionic binding can be treated as an absorption or adsorption process and change the electrostatic interaction among the headgroup. Thus, the thermo-molecular formalism was extended to include the electrical properties of a capacitor having the external shell permeable to ions as model of zwitterionic micelles. For ii-), a new expansion for the repulsive potentials (called y expansion) was applied to the problem of the interaction between surfactants in an insoluble monolayer and compared with the virial expression. The interface was modeled as a mixture of two-dimensional pseudo-fluids in McMillan-Mayer description level where the solvent does not appears explicitly, that is the calculated pressure is an osmotic pressure. The interfacial intermolecular interaction was considered as the sum of a short-range potential (hard disc) and a long-range term (mean field potential). In the condensed liquid and expanded liquid transition, the surface pressure can be described by an interpolation between two subsystems at the same surface density. Finally in iii-), a recombination model for a photoacid probe residing in the aqueous core of AOT reverse micelles was developed. The probe (8-hidroxi-1,3,6-pyrenetrisulfonate) treated as a spherical particle was positioned in the center of a spherical pore (micelle aqueous pool). The reprotonation was calculated by the Debye-Smoluchowski equation added to the potential of mean force derived from the Poisson-Boltzmann equation. The effect of the apparent dielectric constant in the reprotonation was explored.

Nesta dissertaçao foram estudadas as reações de aminólise de benzoatos por dodecilamina (DA), propionato de dodecilamôrtio (DAP) e suas misturas em ciclohexano. Foram usados os ésteres do tipo X-Ø-CO2-Ø-NO2 (X=NO2,CH3O,CH3,H e Cl) e NO2-Ø-CO2-Ø-Y (Y=CH3 , H, Cl e CN). A aminólise de ésteres por DA é de segunda ordem em amina e está associada com entropias de ativação altamente negativas e pequenas eutalpias de ativação. A reação é muito mais sensível à natureza do grupo abandonador que da acila. Na reaçao com DAP micelar mostrou-se claramente que o grupo carboxilato de detergente atua com base geral e não como nucleófilo. A reação é de segunda ordem em DAP e apresentou as mais altas entropias de ativação. O valor de ρ de Hammett era maior quando se variou o grupo Y, mostrando que a reação, como com DA, é mais sensível à natureza do grupo fugitivo. O valor da razão ρY/ρX mostrou que o grupo abandonador é o íon fenóxido p-substituido. Uma prova adicional deste fato, foi obtida dos resultados de aminólise em presença de água solubilizada. O DAP micelar aumentou a velocidade de aminólise por DA, por fatôres desde 132 vêzes (Cl/NO2) até 311 vêzes (NO2/NO2 ). A aminólise de ésteres por DA+DAP apresentou parâmetros de ativação, cujos valores são intermediários àqueles para as reações com DA e com DAP respectivamente. Os valores de ρ de Hammett foram similares aqueles obtidos para a reação com DAP somente. Baseados nos resultados previamente reportados, foram sugeridos esquemas para as reações. Eles envolvem a formação de intermediários tetraédricos (aniônicos para as reações com DA e com DAP e zwitteriônicos para a aminólise por DAP), cujo colapso é determinante da velocidade. / In this thesis the aminolysis of benzoate esters by dodecylamine (DA), dodecylammonium propionate (DAP) and their mixtures in cyclohexane was studied. The esters used were X-ØCO2ØNO2 (X=NO2CH3O,CH3,H e Cl) and NO2ØCO2ØY (Y=CH3,H,Cl e CN). Ester aminolysis by DA is second order in the amine and is associated with a highly negative entropies and small euthalpies of activation. The reaction is much more sensitive to the nature of the leaving group than that of the acyl one. In the reaction with micellar DAP it was clearly showed that the carboxylate group of the surfact and is acting as a general base, not as a nucleophile. The reaction was found to be second order in the surfactant and showed the highest entropies of activation. The Hammett ρ value was larger when was varied, showing that the reaction, like that with DA, is more sensitive to the nature of the leaving group. From the ratio ρY/ρX it was shown that the leaving group is the P-substituted phenoxide ion. Additional proof for this was reached from the results of aminolysis in the presence of solubilized water. Micellar DAP enhance the rate of aminolysis by DA by factors ranging from 132 times (Cl/NO2) to 311 times (NO2/ NO2). Ester aminolysis by DA+DAP has activation parameters which are intermediate between those for the reactions with DA, and with DAP, respectively. The Hammett ρ values were similar to those obtained for the reaction with DAP alone. Based on the previous data schemes for the reactions were suggested. They involve the formation of tetrahedral intermediates (anions for the reaction with DA and with DA+DAP, and zwitterion for the aminolysis by DAP) whose collapse are rate limiting.

A presente Tese tem por objetivo estudar alguns aspectos das interações água-detergente que são importantes para o entendimento das propriedades fisico-químicas da própria micela. além das interações que ocorrem na pseudo-fase micelar. Estas interações foram estudadas utilizando-se duas técnicas: RMN de 1H, para avaliar o efeito de micelas aquosas iônicas, zwitteriônicas e não-iônicas sobre a estrutura da água; e o estudo cinético da hidrólise espontânea de um éster do ácido carbônico, para determinar a reatividade cinética desta água além de, possivelmente, esclarecer alguns aspectos da questão da penetração da água na micela. Foi determinado o efeito da concentração do detergente e a presença de deutério no solvente sobre os deslocamentos químicos dos prótons da água. Foi usada a seguinte série de detergentes: dodecilsulfato de sódio (SOS, aniônico), dodecilbenzenossulfonato de sódio (SDBS, aniônico), perfluoroctanoato de sódio (SPFO, aniônico), cloreto de cetiltrimetilamônio (CTACl, catiônico), éter octilfenil(9,5)polioxietilênico (TX-100) e dodecildimetilamônio-3-propanossulfonato (DDAPS, zwitteriônico). O deslocamento químico dos prótons da água. depende linearmente da concentração de detergente e os coeficientes angulares das retas são sinsíveis à concentração de deutério no solvente. A partir destas correlações foram calculados os fatores de fracionamneto deutério/prótio,φ cujas magnitudes dão uma idéia quantitativa do efeito do detergente sobre a estrutura da água. Para averiguar a origem micelar do fracionamento observado, foram determinados também os fatores de fracionamento para compostos modelos. Estes são constituídos de cadeias carbônicas curtas que não formam agregados mas que possuem os mesmos grupos hidrofílicos dos detergentes. Foram usados os seguintes compostos como modelos: butilsulfato de sódio (modelo para SDS), p-tolouenossulfonato de sódio (modelo para SDBS), perfluorobutirato de sódio (modelo para SPFO) e brometo de butiltrimetilamônio (modelo para CTACl). Os resultados obtidos mostram que estes compostos perturbam pouco a estrutura água e são diminuidores da sua estrutura. Os detergentes, com a excessão de DDAPS e TX-100, claramente aumentam a estrutura da água devido a efeitos eletrorrestritivos. Interações inter e intramoleculares entre os íons do DDAPS resultam numa neutralização interna das cargas e explicam o seu pequeno efeito (aumento) sobre a estrutura do solvente. Nao é fácil oferecer uma explicação simples para a diminuição da estrutura da água na presença de TX-100, pois existe a interferência de fatores cujos efeitos sobre o fracionamento não podem ainda ser avaliados. Entre estes destacamos o enrolamento das cadeias oxietilênicas do detergente. a presença de água fisicamente presa entre estas cadeias e o fato de que a distruibição das moléculas de água entre as unidades de oxietileno não é homogênea. Foram determinadas as constantes de velocidade, os parâmetros de ativação e o efeito isotópico cinético do solvente para a hidrólise independente do pH de carbonato de bis(2,4-dinitrofenila) , na presença de SDS, CTABr, CTACl, TX-100 de cetildimetilamônio-3-propanossulfonato (HDAPS) . O efeito micelar foi analisado em termos da transferência do éster do seio aquoso para água micelar, e do efeito salino acoplado a fatores eletrostáticos das micelas iônicas. Como modelo para o efeito da transferência do meio, a reação foi estudada em misturas de água e acetonitrila. O efeito salino foi avaliado estudando a reação em presença de alguns dos compostos-modelo acima mencionados. Houve mudanças marcantes na entropia e na entalpia de ativação da reação somente em presença de grandes quantidades de acetonitrila no solvente (fração molar de 0,55 a 0,90). O efeito salino foi pequeno. Todos os detergentes, especialmente o SDS, diminuiram velocidade da reação devido a fatores entálpicos desfavoráveis. Para ter uma idéia do sítio da solubilização do éster nas micelas usadas, estudamos o efeito de acetato e decanoato de p-nitrofenila (compostos usados como modelo para CDNF), sobre os deslocamentos químicos dos grupos de cada detergente. Os resultados mostram que o sítio de solubilização destes ésteres não está predominantemente na região da superfície da micela. Os ésteres movimentam-se rapidamente (em relação à escala do tempo da RMN), em todo volume da micela. Efetuamos um cálculo simples mostrando que a penetração da água até os primeiros dois grupos metilênicos pode dar origem a um volume hidratado da micela de mais de 50%. Uma consideração dos parâmetros de ativação, dos resultados de RMN de 1H e do significado do cálculo do volume micelar efetuado, nos levou a concluir que nossos dados cinéticos podem ser explicados sem a necessidade de assumir uma micela extensivamente hidratada, como por exemplo aquela proposta pelo modelo de aglomeração poros (porous cluster model). / Study of micelle-water interactions is relevant to the physical chemistry of the micelle itself, and for a better understanding of the interactions occuring therein. In the present thesis two aspects of these interactions were studied: the effect of the organized assembly on the structure of water at the micellar interface, and on the kinetic reactivity of water as probed by examining the pH-independent (spontaneous) hydrolysis of a carbonate ester. The effect of the following surfactants on the structure of water was studied: sodium dodecylsulphate (SDS, anionic) sodium dodecylbenzene sulphonate (SDBS, anionic), sodium perfluorooctanoate (SPFO, anionic), cetyltrimethylammonium chloride (CTACl, cationic), polyoxyethylene (9.5) octylphenyl ether (TX-100, nonionic), dodecyldimethylammonio-3-propane sulphonate (DDAPS, zwitterionic). The dependence of the chemical shift of the water protons on the surfactant concentration, and on the deuterium content of the solvent was used to calculate the deuterium/protium fractionation factor, φ. The magnitude of the latter (relative to unity, the fractionation factor for bulk water) gives a quantitative idea of the solvent structure perturbation by the micellar pseudophase. In order to ascertain that the observed D/H fractionation is micelle-induced, the fractionation factors for model compounds were also determined. These were short-chain, i.e., non-aggregating compounds bearing the same head-groups as the surfactants. The following model compounds were used: sodium butylsulphate (model for SDS), sodium p-toluenesulphonate (model for SDBS), sodium perfluorobutyrate (model for SPFO) and butyltrimethylammonium bromide (model for CTACl). The following conclusions were drawn from the determined fractionation factors: whereas the short-chain compounds perturb the structure of water only slightly, and are usually water structure breakers, the presence of the micelles clearly enhances the structure of the solvent. Exceptions are zwitterionic DDAPS (marginal structure enhancement) and nonionic TX-100 (water structure decrease). The behavior of the zwitterionic surfactant was explained based on the negligible electrostrictive effect of the micelle due to inter and intramolecular interactions between the head-ions. A simple rationale for the case of TX-100 is not easy because of can complicate such interpretation: the followino factors that coiling of the oxyethylene chains, physical trapping of water between the chains, noneven distribution of the water molecules along the oxyethylene chains. Rate constants, activation parameters, solvent kinetic isotope effect were determined for the pH-independent hydrolysis of 2,4-dintrophenyl carbonate in the presence of SDS, CTABr, CTACl. TX-100 and cetyldimethylammonio-3-propane sulphonate (HDAPS). The micellar effect was analyzed in terms of a transfer Effect, a salt and an electrostatic effect. The first refers to the transfer of the ester form bulk water to \"micellar\" water, and was mimicked by studying the reaction in water-acetonitrile mixtures. Salt effect was evaluated by conducting the hydrolysis in the presence some of the above mentioned short-chain compounds. For the reaction in aqueous acetonitrile the entropy and enthalpy of activation showed sizable changes only at high mole fraction (0.55 to 0.90) of the organic solvent. Salt effect was negligible. The tested detergents, specially SDS, slow the reaction rate due to unfavorable enthalpy. The solubilization site of the ester in the micelles was assesed by 1H NMR. using p-nitrophenyl acetate and decanoate as models. This study showed that the ester in the micelles is not localized at, or very near, to the micelle/water interface, but is rapidly moving (on the NMR time-scale) all over the micellar volume. Analysis of the obtained activation parameters, coupled with the 1H NMR data, and with the result of simple geometric calculation led us to conclude that deep water penetration in the micelle (e.g ., according to the porous cluster model) is not essential to rationalize our data.