In order to elucidate the effects of nanostructuring on electron behavior in vanadium oxides, a suite of x-ray spectroscopy techniques was employed to comprehensively characterize the electronic structures of V2O5 and VO2 nanoparticles and compare them to their bulk counterparts. V2O5 and VO2 nanoparticle powders were characterized via PXRD, TEM, and HR-TEM to confirm size, purity, and crystallinity. Additionally, DSC and temperature-varied PXRD measurements on both VO2 samples confirmed the structural aspect of the monoclinic to rutile metal-insulator phase transition, and UV-Vis measurements allowed for Kubelka-Munk analysis on the V2O5 samples. XAS measurements enable the comparison of unoccupied conduction band states, while XES and RIXS measurements reveal occupied valence band states and the individual vanadium and oxygen PDOS below the Fermi level. XPS measurements of both core and valence band states both confirmed the valence band structure revealed by XES and also provide information on core-state energy levels. In the case of V2O5, the valence band O 2p states are upshifted in the nanoparticle sample, while the lowest V 3d conduction band states are unshifting but provide more available unoccupied states for excitation. These changes produce a shrunken bandgap in the V2O5 nanoparticles that is in line with much previous computational work, but unexpected from previous experimental results and defies the Moss-Burstein effect usually observed in V2O5. The resulting changes in band structure are attributed to a higher concentration of oxygen vacancy defects in the nanoparticle sample. Additionally, electron correlation effects in V2O5 nanoparticles are found to be enhanced relative to the bulk, likely due to added electron presence in the V 3d split-off band. In the case of VO2, dramatic changes in both the valence band and conduction band states are observed both below and above the structural phase transition temperature. These changes (lowered unoccupied conduction band states coupled with broadened and upshifted occupied valence band states) also lead to nanoparticle bandgap reduction and enhanced metallicity. The enhanced metallic nature of the VO2 nanoparticles is again attributed to the increased presence of surface oxygen vacancy defects, as well as a V2O3-like surface reconstruction. Additionally, electron correlation effects are found to be reduced in the VO2 nanoparticle samples relative to the bulk, unlike in the case of V2O5.

No description available.

In this thesis, we have explored the possibilities to realize a Graphene Based Hybrid structures (GBHs) by the functionalization of a graphene layer on both sides. The first chapter gives a general introduction about graphene and a literature review of different metal intercalations on graphene. The second chapter explains the experimental techniques used in this work. In chapter 3, we studied the functionalization of epitaxial graphene on SiC(0001) by gold intercalation. With the help of Scanning Tunneling Microscopy, we have evidenced and characterized different intercalation modes such as the formation of aggregates of individual gold atoms and the formation of a continuous gold layer between the top graphene and the buffer layer. The free standing nature of the intercalated gold atoms was examined by differential charge density plot, projected density of states calculations and further by X-ray photoelectron spectroscopy. The band structure modification of graphene due to these intercalated gold atoms was evidenced by Angle-resolved photoemission spectroscopy, which reveals a strong Van Hove extension and an increase of the Fermi velocity. Extend to this research, to obtain an extended Van Hove singularity usually observed in highly doped graphene; we studied highly electron donor molecules, TetraThioFullvalene (TTF) on pristine and gold intercalated graphene and on graphite (chapter 4). The dependence of charge transfer of these molecules with their conformation and the reactivity of photochromic with conjugated molecules on graphene were also discussed. To understand the structural properties of these molecules photophysical measurements were performed in chapter 5.

In this licentiate thesis, organic molecules, namely Cobalt Phthalocyanine (CoPc) and Biphenylene, have been studied by means of synchrotron radiation-based spectroscopic methods (Photoemission Spectroscopy (PES) and X-ray Absorption Spectroscopy (XAS) in combination with Density Functional Theory (DFT) calculations. Paper I is a combined experimental and theoretical investigation of electronic structure of CoPc. addressing the atomic character of the Highest Occupied Molecular Orbital (HOMO) and the electronic configuration of the molecular ground state. Both these aspects are still under discussion since different experimental and theoretical studies have given controversial results. Previous works have indicated the CoPc ground state to either be described by the 2A1g or 2Eg, or by a mix of the two electronic configurations. Regrading the debated the atomic character of the HOMO of CoPc, it has been suggested to be either metal 3d-like and localized on the central Co atom or originating in the organic ligand of the molecule. In this thesis the valence photoemission results for CoPc in gas phase and as adsorbed films on Au(111) together with the DFT simulations, consistently indicate that the HOMO is derived only by the organic ligand, with mainly contribution from the carbon atoms with no metal character. Moreover, the good agreement between the experimental and theoretical results, confirms that the ground state of CoPc is correctly described by the 2A1g configuration. In Paper II, PES and XAS have been used to investigate the occupied and empty density of states of biphenylene films of different thicknesses, deposited onto a Cu(111) crystal. The results have been compared to previous gas phase spectra and single molecule Density Functional Theory (DFT) calculations to get insights into the possible modification of the molecular electronic structure in the film induced by the adsorption on a surface. Furthermore, XAS measurements allowed the characterizion of the variation of the molecular arrangement with the film thickness and helped to clarify the substrate-molecule interaction.

Cette thèse porte sur l’étude de couches minces ferroélectriques à base de BaTiO3 déposées par pulvérisation cathodique. Ces matériaux permettent par exemple de réaliser des condensateurs accordables ou encore des mémoires non-volatiles pour le stockage d’informations. Cependant, leurs propriétés diélectriques sont considérablement dégradées par des effets extrinsèques d’interfaces; film/substrat ou encore film/électrode. Dans ce contexte, la spectroscopie de photoémission (XPS) a été utilisée pour quantifier les états électroniques et chimiques de ces interfaces avec une approche in-situ. L’étude sur la formation du contact film/électrode a permis de mesurer la hauteur de barrière de Schottky partiellement responsable des caractéristiques capacités – tensions des couches. Des phénomènes de ségrégation ont été mis en évidence révélant une profonde instabilité de la stoechiométrie de surface. Enfin, la conséquence d’un dopage au niobium dans les couches minces de BaTiO3 est discutée du point de vue des modes de compensation, de la solubilité du dopant et des propriétés diélectriques. / The aim of this work was to better understand the surface and interface properties of sputtered ferroelectric BaTiO3 thin films. They are typically used as dielectrics in integrated capacitors, electromechanical sensors and so. This thesis studies the chemical and electronic structures of the interface of BaTiO3 in order to understand basic mechanisms of contact formation with the substrate and the electrode like the Schottky barrier height. Furthermore, the surface stoichiometry of such films has been investigated under different thermal preparation revealing significant instability through segregation phenomenon. Finally, the doping effect with niobium is studied regarding compensation mode, dopant solubility and dielectric properties. The experimental setup allows for in-situ analysis of surface and interface properties using photoelectron spectroscopy.

While in conventional superconductors coupling between electrons and phonons is known to be responsible for the electron pairing, for the high temperature superconductors the pairing media remains under debates. Since the interactions of electrons with other degrees of freedom (phonons, magnetic excitations, etc) manifest themselves by an additional renormalization in the electronic dispersion, they can be investigated by means of Angle Resolved Photoelectron Spectroscopy. In the work renormalization in two families of high Tc cuprates have been studied. Along the diagonal of the two-dimensional BZ, the renormalization effects are represented by an unusual band dispersion that develops a so-called ‘‘kink’’. In the vicinity of the (pi, 0) point of the BZ, where the order parameter reaches its maximum, the renormalization is noticeably stronger and makes itself evident even in the shape of a single spectral line measured for a fixed momentum. It was shown that for the Bi-2212 samples substitution of Cu atoms in Cu-O plane changes renormalization features in ARPES spectra both in nodal and antinodal parts of the Brillouin zone. The smearing of the dip in the in the spectral line shape measured at (pi; 0) point can be well explained by coupling of electrons to the magnetic resonance mode. The effect of Zn and Ni substitution on the antinodal ARPES spectra was shown to be in good agreement with the influence of these impurities on magnetic resonance mode seen in inelastic neutron scattering experiments. This, in addition to the previous ARPES studies of temperature and doping dependence of peak-dip-hump structure, mass renormalization near antinodal region and a kink in the nodal part of Brillouin zone, provides further evidence that the coupling to magnetic excitations, rather than to phonons, is responsible for the observed unusual renormalization. Unlike the well studied Bi-2212 family of cuprates, photoemission on YBCO-123 turns out to be much more complicated. The observed spectra have a strong contribution from a heavily overdoped surface component with the hole doping level of about x~0.30, which is weakly dependent on the sample stochiometry. Absence of any signs of superconductivity in the spectra of the overdoped component was argued to result from the unusually high doping level. This conclusion is supported by the fact that the overdoped bands give rise to the Fermi surface and band structure consistent with the predictions of the LDA calculations, as well as, by the dependence of the photoemission matrix element on the excitation energy, which closely follows that of the superconducting bulk component. Specific experimental geometry was used to enhance the signal coming from the superconducting component. In particular, experiments with circularly polarized light bundled with simple theoretical considerations enabled better separation of the surface and the bulk components. This type of experiments also suggests that the overdoped component is mainly localized in the topmost CuO2 bilayer, while the next bilayers in the YBCO-123 structure already represent bulk properties and retain superconductivity. Using partially Ca substituted samples it was possible to obtain spectra with a suppressed overdoped component. The likely reason for the suppression is a shift of the most probable cleavage plane from the Ba–O interface to the Y layer. Spectra from the Ca substituted sample clearly reveal a sizable superconducting gap, and strong renormalization effects in the vicinity of the antinodal point. The fact that the renormalization vanishes above Tc and has strong momentum dependence, diminishing away from the (pi; 0)/(0; pi) point, strongly suggests that the reason for this renormalization in YBCO-123 is coupling of the electronic subsystem to spin resonance, similar to the case of Bi-2212.

Das Forschungsgebiet der Kuprat- oder Hochtemperatursupraleiter (HTSL) ist bis heute einer der lebendigsten Bereiche der Physik kondensierter Materie. Ein besonderer Stellenwert kommt dem normalleitenden Zustand oberhalb TC zu, dessen Verständnis wesentlich zu einer Theorie der Hochtemperatur-Supraleitung beitragen könnte. Gegenstand dieser Arbeit ist die Untersuchung der Elektronenstruktur von HTSLn der Bi2Sr2CaCu2O8+[delta](Bi2212)-Familie nahe der Fermifläche im normalleitenden Zustand. Die Experimente wurden mittels winkelaufgelöster Photoemissionsspektroskopie (ARPES) durchgeführt, wobei die hohe Auflösung in Energie und Impuls recht genaue Rückschlüsse auf die Spektralfunktion und die Übergangs-Matrixelemente erlaubt. Die wichtigsten experimentellen Ergebnisse sind: 1) Hochaufgelöste ARPES-Fermiflächenkarten von Bi2212 und (Pb,Bi)2212 zeigen folgendes Bild: Die Hauptfermifläche ist lochartig und um die Ecken der Brillouinzone zentriert. Weiterer Bestandteil der Elektronenstruktur ist die Schattenfermifläche. Bei reinem Bi2212 treten außerdem extrinsische Beugungskopien der Fermifläche auf. 2) ARPES-Messungen entlang der -M-Richtung von Bi2212 zeigen eine starke Abhängigkeit von der Anregungsenergie, die auf starken Matrixelement-Effekten beruht. Verschiedene Methoden zur Bestimmung von kF zeigen, dass die Daten konsistent mit einer lochartigen Topologie der Hauptfermifläche sind. Des Weiteren wird die Qualität verschiedener Methoden zur Bestimmung von kF bei starken Matrixelement-Effekten bewertet. 3) Die Hauptfermifläche von (Pb,Bi)2212 behält ihre lochartige Topologie über einen großen Dotierungsbereich nahe optimaler Dotierung. 4) Erste hochaufgelöste ARPES-Messungen des Zirkulardichroismus wurden an (Pb,Bi)2212 durchgeführt. In der verwendeten nicht-chiralen Messanordnung wird ein CDAD (Circular Dichroism in the Angular Distribution of Photoelectrons)-Effekt beobachtet, dessen Asymmetrie antisymmetrisch bezüglich der Zweischicht-aufgespaltenen Zustände ist.

This thesis analyzes charge properties of (undoped) cuprate compounds from a theoretical point of view. The central question considered here is: How does the dimensionality of the CU-O sub-structure influence its charge degrees of freedom? The model used to describe the Cu-O sub-structure is the three- (or multi-) band Hubbard model. Analytical approaches are employed (ground-state formalism for strongly correlated systems, Mori-Zwanzig projection technique) as well as numerical simulations (Projector Quantum Monte Carlo, exact diagonalization). Several results are compared to experimental data. The following materials have been chosen as candidates to represent different Cu-O sub-structures: Bi2CuO4 (isolated CuO4 plaquettes), Li2CuO2 (chains of edge-sharing plaquettes), Sr2CuO3 (chains of corner-sharing plaquettes), and Sr2CuO2Cl2 (planes of plaquettes). Several results presented in this thesis are valid for other cuprates as well. Two different aspects of charge properties are analyzed: 1) Charge properties of the ground state 2) Charge excitations. (gekürzte Fassung)

In this thesis the charge dynamics of correlated electron systems, in which a metallic phase lies in close proximity to an ordered phase, are investigated by means of angle resolved photoemission spectroscopy (ARPES). The analysis of the experimental data is complemented by electronic structure calculations within the framework of density functional theory (DFT). First the charge dynamics of the colossal magnetoresistant bilayer manganites are studied. The analysis of the ARPES spectra based on DFT calculations and a Peierls type charge density wave model, suggests that charge, orbital, spin and lattice degrees of freedom conspire to form a fluctuating two dimensional local order that produces a large pseudo gap of about 450 meV in the ferromagnetic metallic phase and that reduces the expected bilayer splitting. Next, the interplay of Kondo physics and (magnetic) order in the heavy fermion superconductor URu2Si2 is investigated. The low energy electronic structure undergoes strong changes at 17.5 K, where a second order phase transition occurs whose phenomenology is well characterized, but whose order parameter could not yet be unambigeously identified. Below THO, non-dispersive quasi particles with a large scattering rate suddenly acquire dispersion and start to hybridize with the conduction band electrons. Simultaniously the scattering rate drops sinificantly and a large portion of the Fermi surface vanishes due to the opening of a gap within the band of heavy quasi particles. The observed behaviour is in stark contrast to conventional heavy fermion systems where the onset of hybridization between localized and itinerant carriers happens in a crossover type transition rather than abruptly. These experimental results suggest that Kondo screening and the hidden order parameter work together to produce the unusual thermodynamic signatures observed in this compound. Finally, the influence of charge doping and impurity scattering on the superconducting porperties of the transition metal substituted iron pnictide superconductor Ba(Fe1-xTMx)2As2 (TM = Co, Ni) is studied. Here, resonant soft X-ray ARPES is applied to see element selective the contribution of the 3d states of the TM substitute to the Fe 3d host bands. The spectroscopic signatures of the substitution are found to be well reproduced by DFT supercell and model impurity calculations. Namely, the hybridization of the dopant with the host decreases with increasing impurity potential and the electronic states of the impurtiy become increasingly localized. Simultaniously, in all simulated cases a shift of the Fermi level due to electron doping is observed. The magnitude of the shift in the chemical potential that accurs in BaFe2As2, however, is in stark contrast to the marginal doping values obtained for the impurity model, where the shift of the chemical potential is largely compensated by the influence of the increasing impurity potential. This suggests that the rigid band behaviour of TM substituded BaFe2As2 is a peculiarity of the compound, which has strong implications for the developement of superconductivity. / In dieser Arbeit wird die Ladungstraegerdynamik in korrelierten Elektronensystemen, in denen eine metallische Phase in direkter Nachbarschaft zu einer geordneten Phase liegt, mit Hilfe von winkelaufgeloester Photoelektronenspektroskopie (ARPES) untersucht. Die Analyse der experimentellen Daten wird ergaenzt durch lektronenstrukturrechnungen im Rahmen der Dichtefunktionaltheorie (DFT). Zuerst wird die Ladungstraegerdynamik in gemischtvalenten zweischichtmanganaten mit kolossalem Magnetiwiderstand studiert. Die Analyse der Photoemissionsspektren basierend auf DFT Rechnungen und einem Peierls artigem Ladungsdichtewellenmodell, legt nahe, dass die Freiheitsgrade von Ladung, Orbitalen, Spin und des Ionengitters konspirieren, um eine fluktuierende zweidimensionale lokale Ordnung zu bilden, die verantwortlich ist fuer die beobachtete Pseudobandluecke von 450 meV, und die zur Reduktion der erwarteten Zweischichtaufspaltung beitraegt. Als naechstes wird das Zusammenspiel von Kondo Physik und (magnetischer) Ordung im Schwerfermionensupraleiter URu2Si2 untersucht. Die iedrigenergetische elektronische Struktur zeigt starke Veraenderungen bei 17.5 K, wo ein Phasenuebergang zweiter Ordnungstattfindet, der phenomenologisch gut charakterisiert ist, aber dessen Ordungsparameter nocht nicht eindeutig identifiziert werden konnte. Unterhalb von THOerlangen nicht dispergierende Quasiteilchen mit gro en Streuraten abrupt Dispersion und hybridisieren mit den Leitungselektronen. Gleichzeitig sinkt die Streurate und ein gro er Teil der Fermiflaeche verschwindet durch das Oeffnen einer Bandluecke innehalb des Bandes schwerer Quasiteilchen. Das beobachtete Verhalten steht in starkem Kontrast zu dem von konventionellen Schwerfermionensystemen, in denen die Hybridisierung zwischen lokalisierten und itineranten Ladungstraegern in einem kontinuierlichen Uebergang ablaeuft, anstatt abrubt. Diese experimentellen Befunde lassen den Schluss zu, dass das zusammenspiel zwischen Kondo Abschirmung und dem unbekannten Ordnungsparameter die ungewoehnlichen thermodynamischen Signaturen in dieser Verbindung hervorruft. Abschliessend wird das Zusammenwirken von Ladungstraegerdotierung und Streuung an Stoeratomen auf die Supraleitung uebergangsmetalldotierter Eisenpniktid Supraleiter Ba(Fe1-xTMx)2As2 (TM = Co, Ni) untersucht. Mit Hilfe von resonantem Weichenroentgen ARPES gelingt es, elementselektiv den Beitrag der 3d Zustaende des TM Substituenten zu den Eisen 3d Wirtsbaendern zu beobachten. Die spektroskopischen Signaturen der Substitution sind mit Hilfe von DFT Rechnungen und Modelrechnungen mit zufaellig verteilten Stoeratomen gut zu reproduzieren. Insbesondere nimmt die Hybridisierung des dotierten Uebergangsmetalls und der Eisenbaender mit zunehmender Kernladungszahl ab und die elektronischen Zustaende der Stoeratome werden zunehmen lokalisiert. Gleichzeitig wird in allen gerechneten Faellen eine Verschiebung des Fermi Niveaus durch Elektronendotierung beobachtet. Der Betrag der Verschiebung des chemischen Potentials in BaFe2As2 steht allerdings in starkem Kontrast zu den Werten, die man im Falle der Modellrechnungen erhaelt, wo die Verschiebung des Fermi Niveaus durch den Einfluss des Potentials der Stoeratome groesstenteils kompensiert wird. Dies legt nahe, dass das beobachtete "rigid band" Verhalten von TM substituiertem BaFe2As2 eine Besonderheit dieser Verbindung ist, welches starke Auswirkungen auf die Ausbildung von Supraleitung hat.

No description available.