We have performed fluorescence extended X-ray absorption fine structure (EXAFS) measurements on the Cd K-edge of partial electrolyte (PE) treated Cu(In[subscript 0.7]Ga[subscript 0.3])Se��� (CIGS) thin film samples using synchrotron X-ray radiation. This data was compared to the EXAFS spectra of CdSe and CdO standards. Cd local structure models were constructed and used for the least square analysis of the spectra. The first model employed implantation of a cadmium atom and a single oxygen atom into the CIGS lattice. Specifically, an oxygen atom was introduced in the tetrahedral bonded Cd-Se local structure. Employing FEFF8 with WinXAS software package, experimental data was theoretically fitted to the first shell single-scattering paths of the Cd atom in the (PE) treated Cu(In[subscript 0.7]Ga[subscript 0.3])Se��� thin film samples. The main peak observed in the data represents the Cd-Se bonds and the shoulder corresponds to the Cd-O bond. However, the number of total nearest neighbors is not consistent with this model. A two-phase model that includes both Cd-Se tetrahedron and Cd-O octahedron were then reconstructed. Again, a least-agrees very well with the experimental data, and the total first nearest neighbor number is consistent with the two phase model at NN=4.2. This study indicates the surface of Cd partial electrolyte treated Cu(In[subscript 0.7]Ga[subscript 0.3])Se��� thin films contains both CdSe and CdO. / Graduation date: 2004

The subjects of the thesis are theoretical first principles calculations of X-ray absorption (XA) spectra and current induced spin transfer torque. XA spectra calculated from atomic multiplet theory and from band structure calculations, based on density functional theory for La0.7Sr0.3MnO3 have been compared to experiment. The comparison shows that the effect of the core hole created in the XA process must be considered in the calculation. The theory by Mahan, Nozières and De Dominicis (MND) of dynamical core hole screening is generalised to multiband systems and implemented in first principle calculations. Calculations of the XA spectrum of graphite, including dynamical core hole screening, are shown to better reproduce the relative intensity of the peaks in the experimental spectrum compared to static calculations based on the local density of state of a core excited atom. In combination with experiments the developed method to calculate XA spectra is used to investigate the electronic structure of mixed valent Yb, hydrogen storage in carbon nanotubes and the structure of liquid water. Moreover, a method to calculate the current induced spin transfer torque in materials with a helical spin density wave from first principles has been developed. The method is applied to rare earth metals and it is shown that a current along the axis of spin rotation induces a torque which gives rise to a rotation of the magnetisation direction.

This thesis addresses the electronic structure of vanadium and copper oxides using soft X-ray absorption (SXA) spectroscopy and resonant inelastic X-ray scattering (RIXS) at high brightness synchrotron radiation sources. In RIXS incident photons, tuned to the energy of specific absorption resonances, are inelastically scattered leaving behind a low energy valence excitation in the system studied. Effects of electron localization are reflected by the occurrence of low-energy excitations in form of dd- and charge-transfer excitations that are modelled by cluster calculations. Band-like states are dominating when the intermediate core excited state is delocalized. RIXS at V 2p and O 1s resonances has been used to study the electronic structure of the monovalent vanadium oxides VO2 and V2O3, and of the mixed valence compounds, NaV2O5 and V6O13. For NaV2O5 and V6O13 significant contributions from localized low-energy excitations reflect the partly localized character of their valence band electronic structure, whereas VO2 and V2O3 appear mostly as band-like. Effects of carrier doping are addressed for the case of Mo doping into VO2 and reveal a quasi-rigid band behavior. In the cases of VO2 and V6O13 the temperature dependent metal-insulator transition could be monitored by following the spectral evolution of bands originating from V 3d and V 3d - O2p hybridized states. For Na2V3O7 nanotubes it was possible to selectively probe states from the apical and the basal oxygen sites of VO5 pyramids that constitute these nanotubes. Furthermore, the RIXS technique has been demonstrated to be highly valuable in characterizing the charge transfer processes that accompany lithium insertion into vanadium oxide battery cathodes. Finally, for insulating cuprates RIXS at O 1s, Cu 3p and Cu 3s resonances has been recorded at high-resolution for the detailed investigation of crystal field excitations.

Polymer-based photovoltaics have the potential to contribute to boosting photovoltaic energy conversion overall. Besides allowing large-area inexpensive processing, polymeric materials have the added benefit of opening new market applications for photovoltaics due to their low-weight and interesting mechanical properties. The energy conversion efficiency values of polymer photovoltaics have reached new record values over the past years. It is however crucial that stability issues are addressed together with efficiency optimization. Understanding fundamental materials aspects is key in both areas. In the work presented in this thesis, the morphology of polymer:fullerene films and its influence on device performance was studied, as well as the effect of light exposure on the surface of fullerene films. Several polyfluorene copolymers were used for the morphology studies, where the effects of changing spin-coating solvent and of side chain engineering were investigated with dynamic secondary ion mass spectrometry (dSIMS) and near-edge X-ray absorption fine structure (NEXAFS) spectroscopy. Polymer-enriched surfaces were found in all blend films, even in the cases with homogeneous distributions in the bulk. Side chain engineering of the polymer led to gradual changes in the compositional variations perpendicular to the surface, and to slight variations in the photocurrent. The electronic structure of the fullerene derivative PCBM was studied in detail and the spectroscopic fingerprint of the materials was analysed by comparison with theoretically simulated spectra. Photo-stability studies done in air showed that the surface of fullerene films underwent severe damages at the molecular level, which is evident from changes in the valence band and X-ray absorption spectra. These changes were explained by transitions from sp2-type to sp3 hybridization of the carbon atoms in the cage that resulted in the destruction of the fullerene cage.

In the growing field of spintronics there is a strong need for development of flexible lightweight semi-conducting magnets. Molecular organic-based magnets are attractive candidates since it is possible to tune their properties by organic chemistry, making them so-called “designer magnets”. Vanadium tetracyanoethylene, V(TCNE)x, is particularly interesting since it is a semiconductor with Curie temperature above room temperature (TC~400 K). The main problem with these organic-based magnets is that they are extremely air sensitive. This thesis reports on the frontier electronic structure of the V(TCNE)x by characterization with photoelectron spectroscopy (PES) and near edge x-ray absorption fine structure (NEXAFS) spectroscopy. It also presents a new and more flexible preparation method of this class of organic-based thin film magnets. The result shows improved air stability of the V(TCNE)x prepared with this method as compared to V(TCNE)x prepared by hitherto used methods.

This thesis is based on experimental studies in chemical physics. Titanium dioxide (TiO2) and phthalocyanine’s (Pc’s), interesting in many future perspectives, have been deposited as thin films and studied as follows. Information has been obtained on e.g. molecular orientation, crystal structure, depth profile of the chemical composition, electrochemical properties and electronic structure. This has been achieved by means of a combination of techniques: X-ray photoelectron spectroscopy (XPS), near edge x-ray absorption fine structure (NEXAFS), density functional theory calculations (DFT), UV-visible absorption spectroscopy (UVVIS) and cyclic voltammetry (CV). Metal-free phthalcyanine (H2Pc) has been shown to form films with different crystal structure and molecular orientation depending on deposition method, evaporation/sublimation or powder deposition, on commercial conducting glass (fluorine doped tin oxide, FTO), which is used e.g. in solar cells and organic light emitting devices (OLEDs). The unoccupied molecular orbitals are divided in x, y and z space coordinates of the molecule and also divided in inequivalent nitrogen components. The electronic structure is also studied for a sublimated titanyl phthalocyanine (TiOPc) film and related to the metal-free phthalocyanine. The ligand field around the titanium atom in TiOPc is compared with that of TiO2 to delineate the unoccupied levels recorded by means of x-ray absorption spectroscopy. Nanostructured TiO2 films were manufactured by screen printing/doctor blading on FTO. Such films were additionally covered with lutetium diphthalocyanine (LuPc2) by means of surface assembly from solution. LuPc2-, LuPc2+ and LuPc2H were identified and the stability of the electrochromic reactions in this system was monitored. Chemical vapor deposition (CVD) has been used to grow nanometer sized anatase TiO2 crystals on pre-oxidized Si (111) without formation of interfacial carbon and with an interface layer of the size of 15- 25Å. The interface layer was found to be amorphous TiSixOy with graded stoichiometry.

La diffraction des neutrons avec substitution isotopique du fer combinée avec des simulations structurales (Empirical Potential Structure Refinement, EPSR) a permis de sonder les sites de Fe2+ et de Fe3+ dans un verre NaFeSi2O6 oxydé. Cette étude met en évidence la présence de deux sites pour Fe3+. 70% du Fe3+ est en site tétraédrique (dFe3+-O=1.866±0.001 Å), le reste de Fe3+ et tout Fe2+ (~12% de Fetot) est en coordinence 5. Fe3+ en coordinence 4 jouerait un rôle de formateur de réseau, alors que le fer en coordinence 5 a tendance à ségréger et jouerait le rôle de modificateur. La présence de cette espèce, bien que minoritaire, permettrait d'expliquer les variations de certaines propriétés physiques des verres contenant du fer. Le remplacement progressif de Fe par Al a été étudié le long du joint NaFeSi2O6- NaAlSi2O6 en utilisant la diffraction des neutrons combinée avec des simulations EPSR. Quelle que soit la teneur en fer (et en aluminium), les rôles structuraux de Fe, Al3+ et Si4+ ne sont pas modifiés. Quelle que soit la teneur en aluminium, Al (en coordinence 4) est réparti de façon aléatoire dans le réseau, ce qui est en accord avec un rôle de formateur. Il en est de même pour le fer : les deux populations mises en évidence dans le pôle NaFeSi2O6 ainsi que les rôles structuraux qu'on leur a assignés sont conservés jusqu'au pôle NaAlSi2O6. Pour la première fois, la spectroscopie d'absorption des rayons X (XANES) aux seuils L2,3 de l'aluminium a été utilisée pour suivre l'évolution de l'environnement de l'aluminium dans ces verres. Enfin, la spectroscopie Mössbauer a permis de déterminer le rapport redox du fer le long du joint.

Synthesis and Characterization of Some Low and Negative Thermal Expansion Materials Tamas Varga 370 pages Directed by Dr. Angus P. Wilkinson The high-pressure behavior of several negative thermal expansion materials was studied by different methods. In-situ high-pressure x-ray and neutron diffraction studies on several compounds of the orthorhombic Sc2W3O12 structure revealed an unusual bulk modulus collapse at the orthorhombic to monoclinic phase transition. In some members of the A2M3O12 family, a second phase transition and/or pressure-induced amorphization were also seen at higher pressure. The mechanism for volume contraction on compression is different from that on heating. A combined in-situ high pressure x-ray diffraction and absorption spectroscopic study has been carried out for the first time. The pressure-induced amorphization in cubic ZrW2O8 and ZrMo2O8 was studied by following the changes in the local coordination environments of the metals. A significant change in the average tungsten coordination was found in ZrW2O8, and a less pronounced change in the molybdenum coordination in ZrMo2O8 on amorphization. A kinetically frustrated phase transition to a high-pressure crystalline phase or a kinetically hindered decomposition, are likely driving forces of the amorphization. A complementary ex-situ study confirmed the greater distortion of the framework tetrahedra in ZrW2O8, and revealed a similar distortion of the octahedra in both compounds. The possibility of stabilizing the low thermal expansion high-temperature structure in AM2O7 compounds to lower temperatures through stuffing of ZrP2O7 was explored. Although the phase transition temperature was suppressed in MIxZr1-xMIIIxP2O7 compositions, the chemical modification employed was not successful in stabilizing the high-temperature structure to around room temperature. An attempt has been made to control the thermal expansion properties in materials of the (MIII0.5MV0.5)P2O7-type through the choice of the metal cations and through manipulating the ordering of the cations by different heat treatment conditions. Although controlled heat treatment resulted in only short-range cation ordering, the choice of the MIII cation had a marked effect on the thermal expansion behavior of the materials. Different grades of fluorinert were examined as pressure-transmitting media for high-pressure diffraction studies. All of the fluorinerts studied became nonhydrostatic at relatively low pressures (~1 GPa).

The discovery of an unexpectedly large thermopower accompanied by low resistivity and low thermal conductivity in NaxCoO2 raised significant research interest in these materials and let to a number of experimental and theoretical investigations. This interest has strongly been reinforced by the discovery of superconductivity in the hydrated compound Na0.35CoO2 •1.3H2O in 2003, and thus, NaxCoO2 experiences an again increasing attention. The similarity of the Na cobaltates to the high temperature superconductors (HTSC) - both are transition metal oxides and adopt a layered crystal structure with quasi-two-dimensional (Cu,Co)O2 layers - is an important aspect of the research activities. In contrast to the HTSC cuprates however, the CoO2 layers consist of edge sharing CoO6 octahedra which are distorted in such a way that the resulting local symmetry is trigonal. The trigonal coordination of the Co sites results in geometric frustration which favours unconventional electronic ground states. The geometrically frustrated CoO2 sublattice also exists in the nonhydrated parent compound NaxCoO2, which has been investigated in this work. The intercalation of water into the parent compound is expected to have little effect on the Fermi surface beside the increase in two dimensionality due to the effect of expansion. Upon lowering the symmetry from cubic to trigonal, the t2g states split into states with eg_and a1g symmetry. Measurements of polarisation and temperature dependent soft X-ray absorption have been performed on a wide doping range of NaxCoO2 single crystals. Beside the Co L_2,3-edges, the O K-edge and the Na K-edge have been measured. These measurements show strong polarisation dependencies especially for the excitations into the lower lying a1g energy level. In addition to that, also an unexpected polarisation dependence for higher energies has been observed, which should be absent in trigonal symmetry. These results point towards a deviation of the local trigonal symmetry of the CoO6 octahedra, which is temperature independent in a temperature range between 25 K and 372 K. This deviation was found to be different for Co3+ and Co4+ sites, which leads to a polaronic electron transport. Furthermore, a strong hybridisation between the Co and O ions has been found. In order to shed further light on the electronic structure of NaxCoO2, the electronic spectrum of a CoO6 cluster has been calculated including all interactions between 3d orbitals as well as hopping processes between Co and O and O and O ions. The ground state for two electronic occupations in the cluster (i.e. Co3+ and Co4+) that correspond nominally to all O in the O−2 oxidation state, and Co+3 or Co+4 has been obtained. Then, all excited states obtained by promotion of a Co 2p electron to a 3d electron, and the corresponding matrix elements are calculated. A fit of the observed experimental spectra is good and points out a large Co-O covalence and cubic crystal field effects, that result in low spin Co 3d configurations. The results indicate that the effective hopping between different Co atoms plays a major role in determining the symmetry of the ground state in the lattice. Remaining quantitative discrepancies with the XAS experiments are expected to come from composition effects of itineracy in the ground and excited states. Beside these points, results of photoemission spectroscopy, magnetisation measurements as well as resonant and non-resonant X-ray diffraction using high energy X-rays are shown and discussed. / Die Entdeckung unerwartet großer Thermokraft bei gleichzeitigem niedrigem Widerstand und niedriger thermischen Leitfähigkeit in NaxCoO2 führte zu einem großen wissenschaftlichem Interesse an diesen Materialien und zu einer großen Anzahl an experimentellen und theoretischen Arbeiten. Dieses Interesse steigerte sich noch einmal nach der Entdeckung von Supraleitung in der hydrierten Verbindung Na0.35CoO2 •1.3H2O im Jahre 2003. Die Ähnlichkeit der Na Kobaltate zu den Hochtemperatur-Supraleitern (HTSL) – beides sind Übergangsmetalloxide mit einer geschichteten Kristallstruktur in der quasi zwei dimensionale (Cu,Co)O2 Ebenen enthalten sind – ist ein wichtiger Aspekt moderner wissenschaftlicher Arbeiten. Im Gegensatz zu den HTSL Kupraten bestehen die CoO2 Ebenen aus CoO6 Oktaedern die über ihre Kanten verbunden sind und in der Art verzerrt sind, dass die resultierende Symmetrie trigonal ist. Die trigonale Anordnung der Co Plätze führt zu einer geometrischen Frustration und unkonventionellen elektronischen Grundzuständen. Diese geometrisch frustrierten CoO2 Untergitter existieren ebenfalls in den nicht hydrierten Mutterverbindungen NaxCoO2, welche in dieser Arbeit untersucht wurden. Interkalierung von Wasser in die Mutterverbindung hat nur einen kleinen Einfluss auf die Fermi Oberfläche und führt zu einem Anstieg des zwei dimensionalen Charakters durch den Effekt der Ausdehnung. Durch Verminderung der Symmetrie von kubisch zu trigonal splitten die vormals entarteten t2g Zustände auf in Zustände mit eg und a1g Symmetrie. Zur Bestimmung der elektronischen Struktur von NaxCoO2 wurden polarisations- und temperaturabhängige Messungen der Röntgenabsorption im weichen Röntgenbereich für einen großen Dotierungsbereich durchgeführt. Neben den Co L_2,3-Kanten wurden auch die O K-Kante und die Na K-Kante gemessen. Sie zeigen eine starke Polarisationsabhängigkeit speziell für Anregungen in die niederenergetischen a1g Level. Zusätzlich wurde eine unerwartete Polarisationsabhängigkeit bei höheren Energien gefunden, die für trigonalen Symmetrie so nicht auftauchen dürfte. Diese Ergebnisse weisen auf eine Abweichung von der lokalen trigonalen Symmetrie der CoO6 Oktaeder hin, welche Temperatur unabhängig ist in einem Temperaturbereich zwischen 25 und 372 Kelvin. Diese Abweichung ist unterschiedlich für Co3+ und Co4+ Ionen was wiederum auf einen polaronischen Transport hinweist. Zusätzlich wird deutlich, dass eine starke Co-O Hybridisierung existieren muss. Um weiteres Informationen über die elektronische Struktur von NaxCoO2 zu erhalten, wurde das elektronische Spektrum eines CoO6 Oktaeders berechnet in dem alle Wechselwirkungen zwischen 3d Orbitalen sowie Hüpfprozesse zwischen Co und O sowie O und O Ionen enthalten sind. Der Grundzustand für zwei elektronische Besetzungen in einem Cluster (d.h. Co3+ und Co4+) wurde bestimmt für O Ionen mit einer nominellen O-2 Oxidation sowie Co3+ und Co4+ Ionen. Im angeregten Zustand werden die entsprechenden Anregungen eines Co 2p Elektrons in einen unbesetzten 3d Zustand berücksichtigt und die entsprechenden Matrixelemente berechnet. Ein Fit an den experimentellen Daten ist gut und weist auf eine starke Co-O Kovalenz und auf einen starken Einfluss des kubischen Kristallfeldes hin, der zu einer Low-Spin Co 3d Konfiguration führt. Die Ergebnisse zeigen, dass ein effektives Hüpfen zwischen benachbarter Co Ionen eine große Rolle für die Symmetrie des Grundzustandes im Gitter spielt. Quantitative Unterschiede zwischen den experimentellen und theoretischen Daten kommen anscheinend von itineranten Effekten im Grund- und angeregten Zustand. Zusätzlich zu den oben kurz beschriebenen Ergebnissen werden in dieser Arbeit weitere Ergebnisse der Photoemissionsspektroskopie, der Magnetisierung sowie aus resonanter und nicht resonanter Röntgenbeugung mit harter Röntgenstrahlung gezeigt und diskutiert.

<p>In the growing field of spintronics there is a strong need for development of flexible lightweight semi-conducting magnets. Molecular organic-based magnets are attractive candidates since it is possible to tune their properties by organic chemistry, making them so-called “designer magnets”. Vanadium tetracyanoethylene, V(TCNE)_x, is particularly interesting since it is a semiconductor with Curie temperature above room temperature (T_C~400 K). The main problem with these organic-based magnets is that they are extremely air sensitive. This thesis reports on the frontier electronic structure of the V(TCNE)_x by characterization with photoelectron spectroscopy (PES) and near edge x-ray absorption fine structure (NEXAFS) spectroscopy. It also presents a new and more flexible preparation method of this class of organic-based thin film magnets. The result shows improved air stability of the V(TCNE)_x prepared with this method as compared to V(TCNE)_x prepared by hitherto used methods.</p>