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No. of bitstreams: 1 alinelucianofilgueiras.pdf: 4846834 bytes, checksum: f046903a257bca51b49b36d371931270 (MD5) Previous issue date: 2017-03-24 / Nesta tese investigou-se as interações químicas dos antimicrobianos tinidazol, metronidazol, aztreonam, rifampicina e tetraciclina (TC) adsorvidos sobre superfícies metálicas de nanopartículas de ouro (AuNP) ou prata (AgNP) através das técnicas espectroscópicas de espalhamento Raman intensificado por superfície (SERS), de espalhamento Raman ressonante intensificado por superfície (SERRS) e de absorção no ultravioleta, visível e infravermelho próximo (UV-VIS-NIR). Também foram investigadas, a citotoxidade das AgNP, quitosana (QUIT), TC e das combinações AgNP com quitosana (AgNP+QUIT), e AgNP com QUIT e TC (AgNP+QUIT+TC) frente a células de fibroblastos bovinos. Foram obtidas as imagens de microscopia eletrônica de transmissão (TEM) das bactérias K.pneumoniae e S. aureus na ausência e presença das AgNP. Diferentes rotas sintéticas de AuNP e AgNP foram propostas, com o objetivo de se aprimorar as possíveis aplicações dessas sínteses. As AgNP devem ser pequenas para aplicações em experimentos biológicos e devem estar em ressonância com as radiações excitantes de comprimento de onda em 532, 633 ou 1064 nm quando forem utilizadas nos experimentos SERS. Os espectros SERS dos adsorbatos estudados foram obtidos na ausência e na presença dos modificadores de superfície 2-mercaptoetanol, polivinil álcool (PVA) ou íons cloreto. A presença destes modificadores superficiais permitiu monitorar os mecanismos de adsorção, que levaram a padrões espectrais SERS distintos. A análise dos espectros SERS da rifampicina foi baseada nas modificações observadas na estrutura eletrônica do grupo cromóforo, enquanto que para o tinidazol, metronidazol e aztreonam as diferenças nos padrões espectrais foram devidas a proximidade do sítio de adsorção do analito em relação à superfície metálica. A atribuição vibracional dos espectros Raman e SERS foi baseada em cálculos teóricos obtidos da teoria do funcional de densidade (DFT) das moléculas isoladas ou interagindo com átomos de metal. Este trabalho foi realizado em parceria com o Prof. Dr. Diego Paschoal da Universidade Federal do Rio de Janeiro e com o Prof. Dr. Hélio Ferreira dos Santos da Universidade Federal de Juiz de Fora. As imagens TEM das bactérias K. pneumoniae e S.aureus obtidas na ausência e presença das AgNP+QUIT foram realizadas em colaboração com o Dr. Celso Sant’Ana e o aluno Mateus Eugênio do Instituto Nacional de Metrologia, Qualidade e Tecnologia. Os ensaios de citotoxicidade das diferentes combinações de AgNP frente as células de fibroblastos bovinos foram realizados através do ensaio colorimétrico com brometo de 3, (-4,5-dimetiltiazol-2-il)-2,5-difeniltetrazolium (MTT). Este trabalho foi realizado em colaboração com a Profa. Dra. Michele Munk da Universidade Federal de Juiz de Fora. / In this thesis were investigated the chemical interaction of the antimicrobians tinidazole, metronidazole, aztreonam, rifampicin and tetracycline adsorbed on metallic surfaces of gold (AuNP) or silver nanoparticles (AgNP) by using the spectroscopic techniques surface enhanced Raman scattering (SERS), surface enhanced resonance Raman scattering (SERRS) and absorption in ultraviolet, visible and near infrared regions (UV-VIS-NIR). The cytotoxic effects of silver nanoparticles, chitosan (QUIT), tetracycline (TC) and its combinations AgNP with chitosan (AgNP+QUIT), and AgNP with QUIT and TC (AgNP+QUIT+TC) against bovine fibroblast cells were also investigated. The images using transmission electron microscopy (TEM) were obtained from the bacteria K.pneumoniae and S. aureus in the absence and presence of AgNP +QUIT. Different AuNP and AgNP were synthesized, with the aim of improving the possible applications of these syntheses. These have to be small in the biological experiments and should be in resonance with laser lines at 532, 633 or 1064 nm when used in the SERS experiments. The SERS spectra of the studied adsorbates were obtained in the absence and presence of the surfaces modifiers 2-mercaptoethanol, chloride ions or polyvinyl alcohol (PVA). The presence of these surfaces modifiers allowed monitoring adsorption mechanisms, which led to distinct SERS spectral patterns. The analyses of the SERS spectra of rifampicin were based on the observed changes in the electronic structure of the chromophore group, while for the tinidazole, metronidazole and aztreonam the differences in the spectral patterns were due to the proximity of anchor site of the analyte in relation to the metallic surface. The vibrational assignments of the Raman and SERS spectra were based on theoretical calculations obtained from density functional theory (DFT) of the isolated molecules or in interaction with metallic atoms. The DFT studies were made in collaboration with the Prof.Dr.Diego Paschoal from Universidade Federal do Rio de Janeiro and Prof.Dr Hélio Ferreira dos Santos from Universidade Federal de Juiz de Fora. The TEM images of K. pneumoniae and S.aureus bacteria obtained in the absence and in the presence of AgNP+QUIT were made in collaboration with the researcher Celso Sant’Ana and its student Mateus Eugênio from Instituto Nacional de Metrologia, Qualidade e Tecnologia. The cytotoxicity assays of the different combination of AgNP and chitosan and tetracycline against bovine fibroblast cells were made though colorimetric assay using MTT 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide. The biological assay were made in collaboration with the Prof.Dr. Michele Munk and its students Leonara Fayer and Rafaella Zanetti from Universidade Federal de Juiz de Fora.

In der vorliegenden Dissertation werden verschiedene plasmonisch aktive Kern/Schale- Nanopartikel synthetisiert, experimentell und theoretisch charakterisiert und in analytischen Anwendungen der oberflächenverstärkten Raman-Spektroskopie (engl. surface-enhanced Raman scattering, SERS) eingesetzt. Es werden die optischen Eigenschaften von Gold/Silber-Nanoschalen mit durchstimmbaren Plasmonbanden behandelt. Motivation dafür ist die Frage nach optimalen SERS-Markern für die rote Laseranregung (λ = 632.8 nm). In SERS-Anwendungen gibt es die Möglichkeit mehrere Marker-Moleküle auf die Oberfläche der Nanopartikel aufzubringen, um so eine erhöhte Multiplexing-Kapazität zu generieren. Diese Option der gemischten Monolagen wird in der vorliegenden Arbeit untersucht. Es werden SERS-Marker-Konzepte für die rote Laseranregung basierend auf einzelnen Nanopartikeln gezeigt. Außerdem wird dargestellt, inwieweit sich durch die Anordnung von Nanopartikeln in allen drei Raumdimensionen neue SERS-Marker- Konzepte mit sehr guten plasmonischen Eigenschaften realisieren lassen. In den oben beschriebenen Kapiteln übernehmen Nanopartikel die Rolle des SERS-Substrats für den selektiven Nachweis eines bestimmten Zielmoleküls (z.B. Antigens). Neben diesen Anwendungen können Nanopartikel jedoch auch noch als SERS-Substrat für die markierungsfreie Detektion von Analytmolekülen eingesetzt werden. In dieser Dissertation wird die Herstellung, Charakterisierung und der Einsatz eines integrierten SERS-Substrats für die kombinierte Festphasensynthese und Analytik mittels plamonisch aktiver Gold/Glas-Kern/Schale-Nanopartikel auf Harz-Mikrokugeln behandelt.

Raman spectroscopy, together with multivariate statistical analyses, has proven to be a near real-time analytical technique capable of phenotyping cells, tissues and organs. This dissertation will show exclusively the application of the Raman spectroscopy phenotypic profiling method to; (i) microbial toxicity, (ii) ex-vivo organ perfusion, and (iii) subcellular location targeting. Real-time analytical methods for monitoring living biological systems will enable study of the physiological changes associated with growth, genetic manipulations, and adverse environmental conditions. Most existing analytical methods (NMR exempt), though highly accurate, must be performed off-line and most require destruction of the studied sample. These attributes make these methodologies less desirable to the study of physiological changes of cells, tissues, and organs. In this work, Raman spectroscopy has been identified and shown to be a good candidate for real-time analysis mainly because it can be performed: (i) in near real-time, (ii) non-destructively and with minimal sample preparation, (iii) through a glass barrier (i.e., can be performed in situ), and (iv) with minimal spectral interference from water. Here, Raman spectroscopy was used in combination with multivariate statistics to analyze the differing toxic effects of 4-C chain alcohols on E. coli. Good correlations were established between Raman spectra and off-line analytical techniques used to measure: (i) saturated, unsaturated, and cyclopropane fatty acids; (ii) amino acid composition of total protein; and (iii) cell membrane fluidity. Also, Raman 'fingerprint' analysis was used to discriminate among different phenotypic responses of cells. In addition, this methodology was applied to analyze perfusates of organs maintained by the VasoWave® organ perfusion system. Raman fingerprints can be used to assess organ health, and it is believed this data can be used to inform decisions such as whether or not to transplant an organ. Finally, molecular biology techniques were used to design and produce specific protein targets harboring a silver binding domain fusion, which upon release migrate to specific subcellular locations. By employing the related technique of surface-enhanced Raman scattering (SERS), which produces a highly amplified Raman signal in the presence of metallic nanoparticle substrates (e.g., silver nanoparticles), different regions of the E. coli cell structure were studied. The target regions studied by the technique included: (i) outer cell membrane, (ii) periplasm, and the (iii) cytoplasm. / Ph. D.

Im ersten Teil der Arbeit werden Signalverstärkungsmechanismen für Raman-Spektroskopie erschlossen und evaluiert. Die als geeignet bewerteten Methoden finden im zweiten Teil ihre Anwendung zur Untersuchung der vibronischen Eigenschaften von dünnen Manganphthalocyaninschichten, die anschließend mit Kalium interkaliert werden. Hierbei sind verschiedene Phasen identifizierbar, die ein ganzzahliges Verhältnis von Kaliumatomen zu Manganphthalocyaninmolekülen besitzen. Im dritten Teil werden die elektrischen Eigenschaften durch die Verwendung dieses Materialsystems als aktives Medium eines Feldeffekttransistors untersucht.

Im ersten Teil der Arbeit werden Signalverstärkungsmechanismen für Raman-Spektroskopie erschlossen und evaluiert. Die als geeignet bewerteten Methoden finden im zweiten Teil ihre Anwendung zur Untersuchung der vibronischen Eigenschaften von dünnen Manganphthalocyaninschichten, die anschließend mit Kalium interkaliert werden. Hierbei sind verschiedene Phasen identifizierbar, die ein ganzzahliges Verhältnis von Kaliumatomen zu Manganphthalocyaninmolekülen besitzen. Im dritten Teil werden die elektrischen Eigenschaften durch die Verwendung dieses Materialsystems als aktives Medium eines Feldeffekttransistors untersucht.:1. Einleitung 2. Theoretische Grundlagen der angewendeten Effekte 3. Experimentelle Details 4. Herstellung, Charakterisierung und Optimierung von Substraten für Raman-Oberflächenverstärkungseffekte 5. Untersuchung zu Verstärkungsmechanismen des Raman-Effekts an dünnen organischen Schichten 6. Interkalation mit Kalium in dünne Schichten aus Manganphthalocyanin 7. MnPc unter Spannungs- und Stromeinfluss - Der Feldeffekttransistor 8. Zusammenfassung Anhang Literatur Abbildungsverzeichnis Eidesstattliche Versicherung Lebenslauf Liste wissenschaftlicher Leistungen Danksagung

La concentration locale des messagers chimiques sécrétés par les cellules peut être mesurée afin de mieux comprendre les mécanismes moléculaires liés à diverses maladies, dont les métastases du cancer. De nouvelles techniques analytiques sont requises pour effectuer ces mesures locales de marqueurs biologiques à proximité des cellules. Ce mémoire présentera le développement d’une nouvelle technique basée sur la réponse plasmonique sur des leviers AFM, permettant d’étudier les réactions chimiques et biologiques à la surface des leviers grâce au phénomène de résonance des plasmons de surface (SPR), ainsi qu’à la diffusion Raman exaltée par effet de pointe (TERS). En effet, il est possible de localiser l’amplification du signal Raman à la pointe d’un levier AFM, tout comme le principe de la diffusion Raman exaltée par effet de surface (SERS) basée sur la diffusion de la lumière par des nanoparticules métalliques, et permettant une large amplification du signal Raman. La surface du levier est recouverte d’une nano-couche métallique d’or, suivi par des réactions biologiques pour l’immobilisation d’un récepteur moléculaire, créant ainsi un biocapteur sur la pointe du levier. Une détection secondaire utilisant des nanoparticules d’or conjuguées à un anticorps secondaire permet également une amplification du signal SPR et Raman lors de la détection d’antigène. Ce mémoire démontrera le développement et la validation de la détection de l’immunoglobuline G (IgG) sur la pointe du levier AFM.Dans des projets futurs, cette nouvelle technique d’instrumentation et d’imagerie sera optimisée grâce à la création d’un micro-détecteur protéique généralement adapté pour l’étude de la communication cellulaire. En intégrant le signal SPR à la microscopie AFM, il sera alors possible de développer des biocapteurs SPR couplés à une sonde à balayage, ce qui permettra d’effectuer une analyse topographique et de l’environnement chimique d’échantillons cellulaires en temps réel, pour la mesure des messagers moléculaires sécrétés dans la matrice extracellulaire, lors de la communication cellulaire. / Measurement of the local concentration of chemical messengers secreted by cells may give a better understanding of molecular mechanisms related to different diseases, such as cancer metastasis. Current techniques are not suited to perform such measurements and thus, new analytical techniques must be developed. This Master’s thesis reports the development of a new technique based on the plasmonic response of atomic force microscopy (AFM) tips, which will ultimately allow monitoring of chemical and biological molecules on the surface of a cantilever by use of surface plasmon resonance (SPR) and tip-enhanced Raman scattering (TERS). Indeed, it is possible to localize the enhancement of the Raman signal on the AFM tip using principles associated to surface-enhanced Raman spectroscopy (SERS), based on the absorption of light by nanometer-sized metal particles, resulting in a large enhancement of the Raman signal. The AFM tip was constructed by the deposition of a nanometer-size gold layer, followed by the assembly of a biosensor with a biomolecular receptor. Gold nanoparticles (AuNPs) conjugated with a secondary antibody served as the secondary detection step. In addition, the use of the gold nanoparticles for antigen detection allows an amplification of the SPR and Raman signals. This Master’s thesis will demonstrate the development and validation of a biosensor for immunoglobuline G (IgG) at the tip of an AFM cantilever.This thesis sets the basis for future projects, where this new imaging technique will be developed for monitoring cellular communication by exploiting the plasmonic signal at the AFM tip. Different biosensors will then be developed and coupled to an AFM probe for scanning the chemical environment and detect in real-time chemical messengers secreted in the extracellular matrix in cellular communication.

Nanoscience dominates almost all areas of science and technology in the 21st century. Nanoparticles are of fundamental interest since they possess unique size dependent properties (optical, electrical, mechanical, chemical, magnetic etc.), which are quite different from the bulk and the atomic state. The research work presented in the thesis is on the preparation, characterization and studies on Ir, Os and graphene oxide-based systems. Interconnected Ir and Os nanochains are prepared under environmentally friendly conditions in aqueous media and subsequently used as substrates for surface enhanced Raman scaterring studies and also as electrocatalysts for oxygen reduction and formaldehyde oxidation. Ir and IrOx nanostructures are prepared using borohydride at different temperatures. The nature of interaction of heme proteins with IrOx is studied using spectroscopic techniques. Electrochemical studies on reduced graphene oxide include sensing of biomolecules with high sensitivity and oxygen reduction reaction (ORR) in aqueous alkaline medium. rGO is also used as support for anchoring Ir nanoparticles and the catalyst is used for the oxidation of benzyl amines to corresponding imines. The thesis is divided in to seven chapters and details are given below. Chapter 1 gives an introduction about the synthetic strategies and properties of metal nanostructures. This is followed by literature survey on Ir, Os and graphene oxide-based systems relevant to the present study. Aim and scope of the present investigation is given at the end. Chapter 2 discusses the experimental procedures and characterization techniques used in the present study. Chapter 3 involves the preparation, characterization and studies on interconnected Ir nanochains. Assemblies of small sized nanoparticles forming network-like structures have attracted enormous interest and different metal nanoassemblies have been reported using different procedures. Ir3+ reduction is kinetically not a very favourable process and hence there are not many attempts to synthesize Ir-based nanostructures. Assemblies of interconnected Ir nanoparticles have been synthesized in the present studies using borohydride as reducing agent and ascorbic acid as capping agent, at high temperatures. Polyfunctional capping molecules such as ascorbic acid and vitamin P play important role for the formation of network- like Ir nanostructures. Optical properties of the networks are probed using UV-Vis spectroscopy and evolution of coupled plasmon of Ir nanochains at 418 nm (figure 1) is observed. The nanochains are used as substrates for SERS studies while the catalytic activity is followed for the reduction of nitroaromatics. Electrocatalytic activity of Ir nanochains is exemplified using oxygen reduction and formaldehyde oxidation. Ir nanochains show better electrocatalytic activities than nanoparticles as shown in figure 2. Figure 1. Time dependent UV-Vis absorption spectra of Ir nanoparticles recorded at various time intervals of (a) 5; (b) 15; (c) 30 and (d) 60 minutes of reduction of Ir3+ using borohydride and the corresponding TEM images. Figure 2. Polarization curves for oxygen reduction on (i) Ir nanochains and (ii) Ir nanoparticles in (A) 0.5 M H2SO4 and (B) 0.1 M KOH at a scan rate of 0.005 V/s. Rotation speed used is 1000 rpm. Chapter 4 discusses the preparation of Ir and IrOx using borohydride. The reaction temperature determines the product. Various physicochemical, microscopic and spectroscopic techniques have been used to understand the evolution of nanostructures. Borohydride reduces Ir3+ at high temperatures to form high surface area foams, while at 25oC, it results in an alkaline environment that helps in the hydrolysis of the Ir precursor to form IrOx nanoparticles. Porous IrOx is formed when Ir foams are annealed at high temperatures. Water oxidation has been demonstrated using IrOx nanoparticles and foams. Biocompatibility of IrOx is used to study the nature of interaction of heme proteins and the formation of bioconjugates using spectroscopic techniques. IrOx forms bioconjugates with substantial changes observed in secondary and tertiary structures of proteins. Chapter 5 explores the synthesis of interconnected ultrafine Os nanoclusters and the nanostructured materials are used as SERS substrates. Os nanochains are prepared under environmentally friendly conditions using polyfunctional molecules like ascorbic acid and vitamin P as both reducing agent and capping agent in aqueous media. Small sized (1-1.5 nm) Os nanoparticles spontaneously self-assemble to form clusters of few tens of nm that in turn self-organize to form branched nanochains of several microns in size. The as-formed nanochains show surface plasmon absorption in the visible region 540 nm which make them active substrates for surface enhanced Raman scattering (SERS) studies. High SERS activity is observed for fluorescent analyte, rhodamine 6G and non-fluorescent analyte, mercaptopyridine, with different laser excitation sources. Efficient energy transfer from fluorescent R6G dye to Os nanochains is observed based on steady state and time resolved fluorescence measurements.Figure 3. (I) Time dependent UV-Vis absorption spectra of Os nanochains recorded at different time intervals of (a) 5; (b) 7; (c) 15; (d) 30 and (e) 60 minutes. Inset shows the TEM images of Os nanochains after 60 minutes of reduction. (II) SERS spectra of 4-MPy adsorbed on Os nanochains from (a) 1 mM; (b) 10 µM and (c) 1 µM solutions using 514 nm laser excitation. Chapter 6 discusses the studies based on reduced graphene oxide. Reduced graphene oxide (rGO) is explored as electrodes for simultaneous determination of dopamine (DA), ascorbic acid (AA) and uric acid (UA) at low concentrations useful in medical diagnostics (figure 4A). It is also used as metal-free electrocatalyst for ORR (figure 4B). The use of rGO as a support for anchoring Ir nanoparticles is probed and subsequently the Ir/rGO is used as catalyst for direct aerobic oxidation of benzyl amine derivatives to corresponding imines. Chapter 7 describes the summary of the work and scope for further studies. Appendix 1 discusses the preparation of different Ir nanostructures using simple galvanic displacement reaction on copper foil while appendix 2 describes the preparation of different sized Ir nanoparticles and their electrocatalytic activity towards oxygen reduction reaction

Ce travail présente une méthode originale de détection et de quantification, sans étape de marquage, de la proportion de bases libres contenues dans des acides nucléiques. La spectrométrie de diffusion Raman exaltée de surface (DRES ou SERS en anglais) nous a permis d’obtenir la signature spectrale spécifique des nucléotides caractéristiques des ARN (adénosine, cytosine, guanosine et uridine), en utilisant des colloïdes d’argent comme substrat-DRES et des ajouts de MgCl2 comme agent d’agrégation. Les conditions de détection ont été optimisées pour établir un protocole de quantification de la proportion des nucléobases non-appariées par spectrométrie DRES. Les limites de détection obtenues sont de l’ordre de quelques dizaines de picomoles. L’amélioration de la reproductibilité des mesures par spectrométrie DRES passe par le contrôle précis des temps de réaction (adsorption et agrégation), qui peut être contrôlé grâce à l’utilisation de plateformes microfluidiques adaptées. Nous avons mis en œuvre deux types de plateformes microfluidiques, l’une basée sur des écoulements monophasiques et l’autre sur la génération de gouttes. Les espèces à analyser sont contenus dans les gouttes, permettant la détection in situ par spectrométrie DRES des divers nucléotides. / This work deals with the development of an original label-free method for free bases proportions detection and quantification of nucleic acids. The surface enhanced Raman spectroscopy (SERS) allowed obtaining the specific spectral signature of characteristic nucleotides of RNA (adenosine, cytosine, guanosine and uridine), using silver colloids as SERS substrate and MgCl2 addition as aggregating agent. Then, the condition detection have optimizing to establish a label-free quantification protocol of free nucleobases proportion by SERS spectroscopy. The detection limits obtained are order of few picomoles. The reproducibility improvement of SERS detection requires the precise control of time reaction (adsorption and aggregation), which could be control thanks to microfluidic chips use. We have implemented two different microfluidic chips, one based on single-phase flows and one other based on droplets generation. The analyzed species are containing in droplets, allowing in situ detection by spectroscopy SERS of various nucleotides.

Die Charakterisierung der Protein-Nanopartikel-Wechselwirkungen in komplexen biomolekularen Systemen wie einer lebenden Zelle ist für die Pharma-, Medizin- und Umweltforschung von entscheidender Bedeutung. In solchen biomolekularen Systemen adsorbieren Proteine leicht auf der Oberfläche von Nanopartikeln, die die Proteinkorona bilden. Diese Arbeit konzentriert sich auf die Charakterisierung der Proteinkorona in lebenden Zellen, wobei verschiedene analytische Ansätze kombiniert werden. Experimente mit oberflächenverstärkter Raman-Streuung (SERS) an reinen Proteinlösungen zeigten die Konzentrationsabhängigkeit der Protein-Gold-Nanopartikel-Wechselwirkungen, die zu unterschiedlichen SERS-Spektren führten und ermöglichten die Bestimmung von Proteinsegmenten, die an Citrat-stabilisierte Gold-Nanopartikel binden. In SERS-Experimenten mit lebenden Zellen wurde die Anwesenheit von Proteinfragmenten in der innersten Schicht der Proteinkorona, die als harte Proteinkorona bezeichnet wird, festgestellt. Eine analytische Methode, die Natriumdodecylsulfat-Polyacrylamid-Gelelektrophorese und Hochleistungs-Flüssigchromatographie-gekoppelte Elektrospray-Ionisations-Massenspektrometrie kombiniert, wurde entwickelt, um die Bestandteile der Hartproteinkorona zu identifizieren. Die Proteomics-, SERS- und Cryo-Soft-X-Ray-Nanotomographiedaten, wobei letztere Informationen über die dreidimensionale Ultrastruktur der Zelle liefern, zeigen den Aufnahmemechanismus, die Verarbeitung, die Akkumulationsstelle, die molekulare Umgebung und die induzierten zellulären Reaktionen internalisierter Goldnanopartikel. Diese Arbeit validiert die Verwendung von SERS bei der Analyse der Proteinkorona in der Lösung von Modellproteinen und in lebenden Zellen und präsentiert eine geeignete Methode zur Analyse der unveränderten harten Proteinkorona, die in lebenden Zellen gebildet wird. / The characterization of the protein-nanoparticle interactions in complex biomolecular systems such as a living cell is vital for pharmaceutical, medical, and environmental research fields. In such biomolecular systems, proteins readily adsorb on the surface of nanoparticles forming the protein corona. This thesis focuses on the characterization of the protein corona in living cells combining different analytical approaches. Surface-enhanced Raman scattering (SERS) experiments on pure protein solutions revealed the concentration dependence of the protein-gold nanoparticle interactions resulting in different SERS spectra, and allowed for the determination of protein segments binding to citrate-stabilized gold nanoparticles. In live cell SERS experiments, the presence of protein fragments in the innermost layer of the protein corona, called the hard protein corona, was revealed. An analytical method combining sodium dodecyl sulfate-polyacrylamide gel electrophoresis and high-performance liquid chromatography-coupled electrospray ionization mass spectrometry was developed to identify the constituents of the hard protein corona. The proteomics, SERS, and cryo soft X-ray nanotomography data, the latter providing information of the three dimensional ultrastructure of the cell, reveal the uptake mechanism, processing, accumulation site, molecular environment, and the induced cellular responses of internalized gold nanoparticles. This work validates the use of SERS in the analysis of the protein corona in the solution of model proteins and in living cells, and presents a suitable method for the analysis of the unaltered hard protein corona formed in living cells.

Ziel dieser Arbeit ist es, das Verständnis der durch plasmonische und Komposit-Nanomaterialien verursachten Verstärkung der Hyper-Raman Streuung zu vertiefen. Diese Nanostrukturen werden in oberflächenverstärkten Hyper-Raman-Streuung (surface enhanced hyper Raman scattering, SEHRS) Experimenten, die durch den nichtlinearen parametrischen Prozess der Frequenzverdopplung (SHG) und der oberflächenverstärkten Raman-Streuung (SERS) ergänzt werden, zur umfassenden Untersuchung organischer Moleküle und Materialien angewendet. Die SEHRS-Verstärkung von Goldnanopartikeln unterschiedlicher Form und Größe sowie von Metallfilmen bestehend aus periodisch angeordneten Hohlräumen (Nanovoids) wurde in Experimenten mit dem Farbstoff Kristallviolett bei einer Anregungswellenlänge von 1064 nm und durch numerische Simulationen untersucht. Die Ergebnisse zeigen, dass Aggregate von großen kugelförmigen Goldnanopartikeln und Nanostäbchen in Lösung eine sehr hohe elektromagnetische SEHRS-Verstärkung bewirken. Darüber hinaus können die Homogenität des Signals, die Reproduzierbarkeit in Bezug auf die Herstellung und die Substratstabilität im Vergleich zu früheren Ansätzen durch Verwendung von Nanovoids signifikant verbessert werden. Die Weiterentwicklung von Nanostrukturen für die multimodale Mehrphotonen-Spektroskopie ist hier anhand der Synthese und der optischen Charakterisierung von plasmonischen Bariumtitanat-Nanokompositen demonstriert. Eine systematische Studie der Wechselwirkung von Aminosäuren und aromatischen Thiolen mit Gold- und Silbernanopartikeln wurde mit SEHRS bei einer Anregungswellenlänge von 1064 nm und mit SERS bei Anregungswellenlängen im sichtbaren Spektralbereich durchgeführt. Zusammenfassend wurde in dieser Arbeit gezeigt, dass ein tieferes Verständnis und ein rationales Design verbesserter plasmonischer Nanostrukturen ermöglichen, SEHRS mit anderen Mehrphotonen-angeregten Effekten zu kombinieren und diese in der analytischen Chemie und Biophysik einzusetzen. / The aim of this work is to extend the understanding of the enhancement in surface enhanced hyper Raman scattering (SEHRS) generated by plasmonic and composite nanomaterials, and to apply these nanostructures in SEHRS experiments complemented by the non-linear parametric process of second harmonic generation (SHG) and by surface enhanced Raman scattering (SERS), for the comprehensive probing of organic molecules and materials. The enhancement from gold nanoparticles with different sizes and shapes as well as from metal films comprised of periodically arranged voids was investigated in SEHRS experiments at 1064 nm excitation using the crystal violet dye and by numerical simulations. The results indicate that aggregates of large spherical gold nanoparticles and nanorods in solution provide very strong electromagnetic enhancement of HRS. Moreover, the homogeneity of the signal, reproducibility in terms of fabrication, and substrate stability can be significantly improved compared to previous approaches by using nanovoid arrays. Further developments of enhancing nanostructures towards multimodal multiphoton spectroscopic applications are demonstrated here by the synthesis and optical characterization of plasmonic-barium titanate nanocomposites. A systematic study on the interaction of amino acids and aromatic thiols with gold and silver nanoparticles was conducted with 1064 nm-excited SEHRS and SERS excited in the visible spectral range. In conclusion, this work underlines that a better understanding and a rational design of improved plasmonic nanostructures allow to combine SEHRS and other multiphoton excited effects, and to use them in analytical chemistry and biophysics.