This thesis is devoted to numerical simulations of integrated optical isolators and circulators. The results contain: Polarization independent isolators Different magneto-optical configurations are required to produce large nonreciprocal phase shifters for orthogonally polarized modes. The polarization independent isolator can be realized by placing two different nonreciprocal phase shifters into the interferometer arms. The light interferes constructively or destructively at the end of the interferometer depending on the propagation direction. Another possibility is to find a magnetic configuration that yields equal nonreciprocal phase shift for transverse electric (TE) and transversemagnetic (TM) modes. Compared to the concept of polarization independent isolators with two different phase shifters in the interferometer arms, the concept with a polarization independent phase shifter has an advantage: the entire length of the device can be almost halved placing an additional nonreciprocal phase shifter into the second arm. Another advantage is that the power loss inside the nonreciprocal phaseshifter may differ from that in the rest of the structure. For the non-symmetrical setup it can lead to a reduction of the device performance. Utilization of multimode waveguides in magneto-optical devices The principle distinction of a Mach-Zehnder type isolator and an isolator based on multimode imaging is that in the latter case the input power is distributed between modes propagating in the same waveguide, whereas in the first case two separate waveguides are used. Nonreciprocal phaseshifters with different effects on guided modes are needed to produce a magneto-optic multi-mode imaging (MMI) isolator or circulator. Multimode imaging splitters with non zero phase difference between the output modes can be used in integrated optical isolators. If the essential phase difference is utilized by the splitter, the rest of the interferometer should be symmetrical.

The objective of this work is to apply the method of variation of parameters to various direct and inverse nonlinear, multimode heat transfer problems. An overview of the general method of variation of parameters is presented and applied to a simple example problem. The method is then used to obtain solutions to three specific extended surface heat transfer problems: 1. a radiating annular fin, 2. convective and radiative exchange between the surface of a continuously moving strip and its surroundings, and 3. convection from a fin with temperature-dependent thermal conductivity and variable cross-sectional area. The results for each of these examples are compared to those obtained using other analytical and numerical methods. The method of variation of parameters is also applied to the more complex problem of combined conduction-radiation in a one-dimensional, planar, absorbing, emitting, non-gray medium with non-gray opaque boundaries. Unlike previous solutions to this problem, the solution presented here is exact. The model is verified by comparing the temperature profiles calculated from this work to those found using numerical methods for both gray and non-gray cases. The combined conduction-radiation model is then applied to determine the temperature profile in a ceramic thermal barrier coating designed to protect super alloy turbine blades from large and extended heat loads. Inverse methods are implemented in the development of a non-contact method of measuring the properties and temperatures within the thermal barrier coating. Numerical experiments are performed to assess the effectiveness of this measurement technique. The combined conduction-radiation model is also applied to determine the temperature profile along the fiber of an optical fiber thermometer. An optical fiber thermometer consists of an optical fiber whose sensing tip is coated with an opaque material which emits radiative energy along the fiber to a detector. Inverse methods are used to infer the tip temperature from spectral measurements made by the detector. Numerical experiments are conducted to assess the effectiveness of these methods. Experimental processes are presented in which a coating is applied to the end of an optical fiber and connected to an FTIR spectrometer. The system is calibrated and the inverse analysis is used to infer the tip temperature in various heat sources.

The application of epitaxially grown, III-V semiconductor-based nanostructures to the development of electro-optical and all-optical switches is investigated through the fabrication and testing of integrated photonic devices designed using multimode interference (MMI) waveguides. The properties and limitations of the materials are explored with respect to the operation of those devices through electrical carrier injection and optical pumping. MMI waveguide geometry was employed as it offered advantages such as a very compact device footprint, low polarization sensitivity, large bandwidth and relaxed fabrication tolerances when compared with conventional single-mode waveguide formats. The first portion of this dissertation focuses on the characterization of the materials and material processing techniques for the monolithic integration of In0.15Ga0.85As/GaAs self-assembled quantum dots (SAQD) and InGaAsP/InGaAsP multiple quantum wells (MQW). Supplemental methods for post-growth bandgap tuning and waveguide formation were developed, including a plasma treatment process which is demonstrated to reliably inhibit thermally induced interdiffusion of Ga and In atoms in In0.15Ga0.85As/GaAs quantum dots. The process is comparable to the existing approach of capping the SAQD wafer with TiO2, while being simpler to implement along-side companion techniques such as impurity free vacancy disordering. Study of plasma-surface interactions in both wafer structures suggests that the effect may be dependent on the composition of the contact layer. The second portion of this work deals with the design, fabrication, and the testing of MMI switches which are used to investigate the limits of electrical current control when employing SAQD as the active core material. A variable power splitter based on a 3-dB MMI coupler is used to analyze the effects of sub-microsecond electrical current pulses in relation to carrier and thermal nonlinearities. Electrical current controlled switching of the variable power splitter and a tunable 2 x 2 MMI coupler is also demonstrated. The third part of this dissertation explores the response of In0.15Ga0.85As/GaAs SAQD waveguide structures to photogenerated carriers. Also presented is a simple, but effective, design modification to the 2 x 2 MMI cross-coupler switch that allows control over the carrier distribution within the MMI waveguide. This technique is combined with selective-area bandgap tuning to demonstrate a compact, working, all-optical MMI based switch.

Few-mode fibers (FMFs) and multimode fibers (MMFs) can provide much higher data-carrying capacities compared with single-mode fibers. But in order to achieve this goal, one must address the challenge of intermodal coupling and dispersion. Therefore the ability to accurately control the optical signal propagation in FMFs/MMFs can play a pivotal role in FMF/MMF applications. This thesis demonstrates the ability to excite, in FMFs and MMFs, the desired linearly polarized (LP) modes as well as their superpositions through adaptive optics (AO). Specifically, in the case of step-index FMFs, a phase-only spatial light modulator (SLM) is employed to manipulate the light at the fiber input end, driven by the feedback signal provided by the correlation between the charge coupled device (CCD) camera captured images at the fiber output end and the target light intensity profile. Through such an adaptive optical system, any arbitrarily selected LP modes can be excited at the distal end of the four-mode and seventeen-mode fibers, respectively. For a graded-index MMF with a uniform Bragg grating, we use a deformable mirror (DM) to perform the wavefront modulation at the fiber input end, where the feedback is based on the ratio of the grating-reflected signal power to the transmitted signal power. At the Bragg grating position of this highly multimode fiber, any desired principal mode groups can be successfully chosen. These experimental results suggest that adaptive control of optical wavefront in FMFs/MMFs is indeed feasible. / Master of Science / Optical fibers, in terms of the number of modes they support, can be generally divided into single-mode fibers (SMFs), and few-mode fibers/multimode fibers (FMFs/MMFs). FMFs/MMFs can provide much higher data-carrying capacities than SMFs. For example, an FMF/MMF that supports M modes can ideally increase the data transmission rate by a factor of M, where each mode can serve as a distinct communication channel. However, in order to achieve good performance, one must accurately control signal propagation in FMFs/MMFs, which are often degraded due to the multiple-mode nature. This thesis demonstrates the ability, using adaptive optics (AO), to control signal propagation in FMFs and a highly MMF, respectively. Specifically, in the case of FMFs, a phase-only spatial light modulator (SLM) is employed to manipulate the light at the fiber input, driven by AO feedback signal provided by the similarity between the real-time fiber output image and the target mode profile. Through such an adaptive optical system, any desired linearly-polarized (LP) modes can be excited at the output of the four-mode and seventeen-mode fibers, respectively. For the highly MMF with uniform Bragg grating, we use a deformable mirror (DM) to perform the wavefront modulation at the fiber input, where AO feedback is provided by the fiber Bragg grating (FBG) reflectivity. At the FBG position, any desired principal mode groups can be successfully chosen. These experimental results suggest that adaptive control of optical wavefront in FMFs/MMFs is indeed feasible, and may find a large number of applications in optical communication, sensing, and imaging.

Few mode fibers and multimode fibers (MMFs) are traditionally regarded as unsuitable for important applications such as communications and sensing. A major challenge in using MMFs for aforementioned applications is how to precisely control the waveguide modes propagating within MMFs. In this thesis, we experimentally demonstrate a generic method for controlling the linearly polarized (LP) modes within a two-mode fiber (TMF). Our method is based on adaptive optics (AO), where one utilizes proper feedback signals to shape the wavefront of the input beam in order to achieve the desired LP mode composition. In the first part of this thesis, we demonstrate the feasibility of AO-based mode control by using the correlation between the experimentally measured field distribution and the desired mode profiles as feedback for wavefront optimization. Selectively excitation of pure LP modes or their combinations at the distal end of a TMF are shown. Furthermore, we demonstrate that selective mode excitation in the TMF can be achieved by using only 5×5 independent phase blocks. Afterwards, we extend our AO-based mode control method to more practical scenarios, where feedback signals are provided by all-fiber devices such as a directional fiber coupler or fiber Bragg gratings (FBGs). Using the coupling ratio of a directional coupler as feedback, we demonstrate adaptive control of LP modes at the two output ports of the directional coupler. With feedback determined by the relative magnitude of optical power reflected by a FBG and the transmitted power, selective excitations of the LP01 and the LP11 modes are experimentally shown. As the final component of this thesis, we experimentally combine the AO-based mode control with time-division-multiplexing. By choosing reflected pulses with appropriate arrival time for mode control, we can selectively excite the LP11 mode at different FBG locations within the TMF, based on the ratio of optical signals reflected by FBGs in the TMF and the transmitted signal. Using two lasers set at the two FBG peak reflection wavelengths associated with the LP01 and the LP11 modes, we can accomplish AO-based mode control within a TMF by using only the reflection signals from the FBG. By using the ratio of the reflected signals of two lasers as feedback, we demonstrate selective excitation of almost pure LP01 or LP11 mode at the FBG location within the TMF. The method developed in this thesis is generic and can be extended to many other applications using appropriately chosen feedback signals. It is possible to generalize the AO-based mode control method to MMF as well. This method may find important applications in MMF-based communication, sensing and imaging et. al. in the future. / Ph. D.

[EN] Optical technologies are the backbone of modern communication systems providing high-speed access to the Internet, efficient inter and intra-data center interconnects and are expending towards growing research fields and new markets such as satel- lite communications, LIDARs (Laser Imaging Detection and Ranging) applications, Neuromorphic computing, and programable photonic circuits, to name a few. Be- cause of its maturity and low-cost, silicon photonics is being leveraged to allow these new technologies to reach their full potential.As a result, there is a strong need for innovative, high-speed and energy-efficient photonic integrated building blocks on the silicon platform to increase the readiness of silicon photonic integrated circuits. The work developed and presented in this thesis is focused on the design and char- acterization of advanced passive and active devices, for photonic integrated circuits. The thesis consists of three main chapters as well as a motivation and concluding sections exposing the rationale and the accomplishments of this work. Chapter one describes the design and characterization of an electro-optical Mach-Zehnder mod- ulator embedded in highly efficient vertical pn junction exploiting the free-carrier dispersion effect in the O-band.. Chapter two is devoted to the design and charac- terization of a novel geometry of asymmetrical multimode interference device and its implementation in a Mach-Zehnder modulator. Chapter three is dedicated to the design and characterization of innovative 1-dimensional photonic crystal designs for slow- lightmodulation applications. An extensive analysis of the main trade-off arising from the use of slow light is presented. / [ES] Las tecnologías ópticas son el eje vertebrador de los sistemas de comunicación mod- ernos que proporcionan acceso de alta velocidad a la Internet, interconexiones efi- cientes entre centros de datos y dentro de ellos. Además, se están expandiendo hacia campos de investigación crecientes y nuevos mercados como son las aplicaciones de comunicaciones por satélite, los LIDAR (Laser Imaging Detection and Ranging), la computación neuromórfica y los circuitos fotónicos programables, por nombrar algunos. La fotónica de silicio está considerada y aceptada ampliamente como una de las tecnologías clave para que dichas aplicaciones puedan desarrollarse. Como resultado, hay una fuerte necesidad de estructuras fotónicas básicas integradas que sean innovadoras, que soporten altas velocidades de transmisión y que sean más eficientes en términos de consumo de potencia, a fin de aumentar la capacidad de los circuitos integrados fotónicos de silicio. El trabajo desarrollado y presentado en esta tesis se centra en el diseño y la car- acterización de dispositivos avanzados pasivos y activos, para circuitos fotónicos integrados. La tesis consta de tres capítulos principales, así como de sendas sec- ciones de motivación y conclusiones que exponen los fundamentos y los logros de este trabajo. El capítulo uno describe el diseño y la caracterización de un modulador electro-óptico Mach-Zehnder incorporado en una unión pn vertical altamente eficien- ciente que explota el efecto de dispersión de plasma en banda O. El capítulo dos está dedicado al diseño y caracterización de una nueva geometría de dispositivo de interferencia multimodo asimétrico y su aplicación en un modulador Mach-Zehnder. El capítulo tres está dedicado al diseño y caracterización de innovadores cristales fotónicos unidimensionales para aplicaciones de modulación con luz lenta. Se pre- senta un amplio análisis de los principales retos derivados del uso de la misma. / [CA] Les tecnologies òptiques són l'eix vertebrador d'aquells sistemes de comunicació moderns que proporcionen accés d'alta velocitat a la Internet, així com intercon- nexions eficients inter i entre centres de dades. A més a més, s'estan expandint cap a camps d'investigació creixents i nous mercats com són les aplicacions de co- municacions per satèl·lit, els LIDAR (Laser Imaging Detection and Ranging), la computació neuromòrfica i els circuits fotònics programables, entre d'altres. La fotònica de silici és considerada i acceptada àmpliament com una de les tecnologies clau i necessàries perquè aquestes aplicacions puguen desenvolupar-se. Per aquest motiu, es fa necessària l'existència d'estructures fotòniques bàsiques integrades que siguen innovadores, que suporten altes velocitats de transmissió i que siguen més eficients en termes de consum de potència, a fi d'augmentar la capacitat dels cir- cuits integrats fotònics de silici. El treball desenvolupat i presentat en aquesta tesi se centra en el disseny i la caracterització de dispositius avançats passius i actius, per a circuits fotònics integrats. La tesi consta de tres capítols principals, així com d'una secció de motivació i una altra de conclusions que exposen els fonaments i els assoliments d'aquest treball. El capítol u descriu el disseny i la caracterització d'un modulador electro-òptic Mach-Zehnder incorporat en una unió pn vertical d'alta efi- ciència que explota l'efecte de dispersió de plasma en la banda O. El capítol dos està dedicat al disseny i caracterització d'una nova geometria de dispositiu d'interferència multimode asimètric així com a la seua aplicació en un modulador Mach-Zehnder. El capítol tres està dedicat al disseny i caracterització d'innovadors cristalls fotònics unidimensionals per a aplicacions de modulació amb llum lenta. S'inclou també una anàlisi detallada dels principals reptes derivats de l'ús d'aquest tipus de llum. / I want to thank you the Generelitat Valenciana and the European Project L3MATRIX for the funding, without them my doctorate would not taken place. / Zanzi, A. (2020). Passive and active silicon photonics devices at TLC telecommunication wavelengths for on-chip optical interconnects [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/149377

Thesis (MScEng (Electrical and Electronic Engineering))--University of Stellenbosch, 2010. / ENGLISH ABSTRACT: The aggressive space mapping algorithm is used in this project for the optimisation of electromagnetic structures. This technique combines the use of fast, less accurate models with more time-consuming, high precision models in the optimisation of a design. MATLAB’s technical computing environment possesses powerful tools for optimisation as well as the graphical representation and mathematical post-processing of data. A software interface, which uses Visual Basic for Applications, is created between MATLAB and the electromagnetic solvers, CST Microwave Studio and μWave Wizard, that are used for the fine and coarse model calculations. The interface enables the direct interchange of data, which allows MATLAB to control the optimisation for the automation of the design process. The optimisation of a microwave coaxial resonator with input coupling is used to demonstrate the design environment. An accurate equivalent circuit model is available to describe the problem. The space mapping optimisation of this structure works well, with a significant improvement in the efficiency of the optimisation when compared to standard optimisation techniques. Multimode horn antennas are of interest for use as feeds in radio-astronomy telescope systems. The design of a stepped circular horn antenna in the space mapping design environment is presented. The horn’s radiation pattern is optimised for low cross-polarisation. This structure is much more complex to model than the resonator example. The generalised scattering matrix representation is used in the coarse model description. The far-fields are calculated from the aperture fields by means of the Fast Fourier Transform. Various tests confirm that the optimisation is steered in the right direction as long as the coarse model response follows the trend of the fine model response over the optimisation space. The presented design environment is a powerful tool for the automation of the design of electromagnetic structures. / AFRIKAANSE OPSOMMING: Die aggressiewe ruimte-afbeelding algoritme word in hierdie projek gebruik vir die optimering van elektromagnetiese strukture. Hierdie tegniek kombineer die gebruik van vinnige, minder akkurate modelle tesame met tydrowende hoë presisie modelle tydens die optimering van ’n ontwerp. MATLAB se tegniese verwerkingsomgewing beskik oor kragtige gereedskap vir optimering sowel as die grafiese voorstelling en wiskundige verwerking van data. ’n Sagteware koppelvlak, wat Visual Basic for Applications benut, word geskep tussen MATLAB en die elektromagnetiese oplossers, CST Microwave Studio en μWave Wizard, wat vir die fyn en growwe model berekeninge gebruik word. Hierdie koppelvlak maak die direkte uitruiling van data moontlik, wat MATLAB in staat stel om die optimering te beheer ten einde die ontwerpsproses te outomatiseer. Die optimering van ’n mikrogolf koaksiale resoneerder met intree koppeling word gebruik om die ontwerpsomgewing te demonstreer. ’n Akkurate ekwivalente stroombaanmodel is beskikbaar om die probleem mee te beskryf. Die ruimte-afbeelding optimering van hierdie struktuur werk goed en toon ’n aansienlike verbetering in die doeltreffendheid van die optimering wanneer dit met standaard optimeringstegnieke vergelyk word. Multimodus horingantennes is van belang in radio-astronomie, waar dit as voere vir teleskope gebruik word. Die ontwerp van ’n trapvormige, sirkelvormige horingantenne in die ruimte-afbeelding ontwerpsomgewing word aangebied. Die stralingspatroon van die horing word optimeer vir lae kruispolarisasie. Hierdie struktuur is heelwat meer ingewikkeld om te modelleer as die resoneerder voorbeeld. Die veralgemeende strooimatriks voorstelling word gebruik in die growwe model beskrywing. Die ver-velde word bereken vanaf die velde in die bek van die antenne, deur gebruik te maak van die Vinnige Fourier Transform. Verskeie toetse bevestig dat die optimering in die regte rigting gestuur word, solank as wat die growwe model se gedrag dié van die fyn model oor die optimeringsgebied navolg. Die ontwerpsomgewing wat hier aangebied word, is ’n kragtige stuk gereedskap vir die outomatisering van die ontwerp van elektromagnetiese strukture.

Calcul, dans le cadre de la théorie des champs gaussiens d'intensité stationnaire, de l'effet de groupement absolu d'ordre quelconque d'un champ gaussien généralisé, ainsi que celui d'une classe plus générale. Etude dans le cadre de la théorie des fonctions aléatoires de plusieurs effets de groupements des champs périodiques. Réalisation du premier laser déclenché a cohérence variable (a nombre de modes axiaux variables). Concept de surintensité. Influence de la cohérence du champ laser sur la section efficace apparente d'ionisation multi photonique. Mesure, en optique statistique appliquée, des moments d'ordre élevé du champ émis par un laser déclenché multi mode. Modèle statistique du champ multi mode.

Les qualités des VCSELs (coût, encombrement, intégration, etc...) en font un émetteur incontournable des liaisons datacom, aussi bien que des liaisons analogiques pour applications embarquées. Nous avons établi un système d'équations propres aux VCSELs AlGaAs à émission monomode, incluant les phénomènes de bruit d'intensité. Ce modèle est étendu aux VCSELs à émission multimode pour lesquels l'interaction entre les modes par un phénomène de "spectral hole-burning" est responsable d'une élévation du niveau de RIN (Relative Intensity Noise) aux basses fréquences. Partant des équations d'évolution linéarisées monomodes et bi-modes, nous avons parallèlement développé un schéma électrique équivalent incluant des sources équivalentes de bruit en tension et en courant. La réalisation d'un banc de mesure de bruit de faible puissance pour VCSELs sous pointes et VCSELs fibrés en boîtiers nous ont permis de caractériser le comportement en bruit de ces diodes laser et de valider les résultats de simulation du modèle pour différentes structures de VCSELs à diaphragme d'oxyde sur une très large bande de fréquences jusqu'à 10 GHz. Finalement, prenant en compte les phénomènes non-linéaires des interactions photons-électrons dans la zone active, nous avons modélisé le report du bruit d'intensité basse fréquence du laser vers le signal hyperfréquence modulant directement le VCSEL. La caractérisation du bruit de 10 Hz à 1 MHz de la fréquence du signal de référence transmis par une liaison optoélectronique ayant un VCSEL pour émetteur a validé notre modèle de dégradation de la pureté spectrale.

The main objectives of this thesis were to develop a lowtemperature PECVD process suitable for optoelectronicintegration, and to optimize silica glass composition forUV-induced modifications of a refractive index in PECVDfabricated planar devices. The most important achievement isthe successful development of a low temperature silicadeposition, which for the first time makes it is possible tofabricate good quality low loss integrated components whilekeeping the temperature below 250oC during the entirefabrication process. Two strong absorption peaks thatappear at1.5 mm communication window due to N-H and Si-H bonds have beencompletely eliminated by process optimization. This openspossibilities for monolithic integration with other,temperature sensitive devices, such as semiconductor lasers anddetectors, or polymer-based structures on the common siliconplatform. PECVD technology for low loss amorphous silicon inapplication to SiO2/Si based photonic crystal structures hasbeen also optimized to remove hydrogen incorporated during thedeposition process, responsible for the porosity of thedeposited material and creation of similar to silica absorptionbands. Change of the refractive index of germanium doped silicaunder UV irradiation is commonly used for fabrication of UVinduced fiber Bragg gratings. Here we describe our achievementsin fabrication of fiber Bragg gratings and their application todistributed sensor systems. Recently we have built up a laserlab for UV treatment in application to planar technology. Wehave demonstrated the high photosensitivity of PECVD depositedGe-doped glasses (not thermally annealed) even without hydrogenloading, leading to a record transmission suppression of 47dBin a Bragg grating photoinduced in a straight buried channelwaveguide. We have also used a UV induced refractive indexchange to introduce other device modifications or functions,such as phase shift, wavelength trimming and control ofpolarization birefringence.The developed low temperature technology and the UVprocessing form a unique technology platform for development ofnovel integrated functional devices for optical communicationsystems. A substantial part of the thesis has been devoted tostudying different plasma deposition parameters and theirinfluence on the optical characteristics of fabricatedwaveguides to find the processing window giving the besttrade-off between the deposition rate,chamber temperatureduring the process, optical losses and presence of absorptionbands within the interesting wavelength range. The optimalconditions identified in this study are low pressure (300-400mTorr), high dilution of silane in nitrous oxide and high totalflow (2000 sccm), low frequency (380 KHz) RF source and high RFpower levels (800-1000 W). The thesis provides better understanding of the plasmareactions during the deposition process. RF Power is the keyparameter for increasing the rate of surface processes so as toaccommodate each atomic layer in the lowest energy statepossible. All the process conditions which favor a moreenergetic ion bombardment (i.e. low pressure, low frequency andhigh power) improve the quality of the material, making it moredense and similar to thermal oxide, but after a certain pointthe positive trend with increasing power saturates. As theenergy of the incoming ion increases, a competing effect setsin at the surface: ion induced damage and resputtering. Finally, the developed technologies were applied for thefabrication of some test and new concept devices for opticalcommunication systems including multimode interference (MMI)-based couplers/splitters, state-of-the-art arrayed waveguidegrating-based multi/ demultiplexers, the first Bragg gratingassisted MMI-based add-drop multiplexer, as well as moreresearch oriented devices such as a Mach-Zehnder switch basedon silica poling and a Photonic Crystal-based coupler. <b>Keywords:</b>silica-on-silicon technology, PECVD, plasmadeposition, photonic integrated circuits, planar waveguidedevices, UV Bragg gratings, photosensitivity, arrayed waveguidegratings, multimode interference couplers, add-dropmultiplexers.