The objective of this research is to determine if it is possible to reduce the number of organic solar cells required to power a load using a DC to DC converter thereby reducing the cost of the organic solar array system. An organic solar power system designer may choose an organic implementation of a DC to DC converter to go along with the organic solar cell array. Common DC to DC converters include the buck converter, boost converter, buck/boost converter, and Cuk converter, all of which are not good candidates for organic implementation due to their use of inductors. Organic inductors are relatively more lossy than organic capacitors. So, an inductor-less DC to DC converter, such as the Dickson charge pump, would be a better candidate for organic implementation. Solar cells connected in an array configuration usually do not perform up to their full potential due to current and voltage mismatches between solar cells. These mismatches can be related to each solar cell's circuit model parameters such as the photon current density, diode ideality factor, diode reverse saturation current density, parallel resistance, and series resistance. This research varies these circuit model parameters as dependent variables, and observes the loads and power levels that make the Dickson charge pump a feasible option. The results show that current mismatch does produce an opportunity to use a DC to DC converter to save the use of a few solar cells. However, the Dickson charge pump was found to be infeasible due to an input voltage requirement that could not be met using the tested organic solar cells.

Un défi mondial fondamental est de développer des technologies peu coûteuses et stables pour récolter efficacement l'énergie solaire et la transformer en formes pratiques. Ainsi pour la conversion photovoltaïque plusieurs générations de cellules solaires ont émergé. En général, on peut diviser les types existants de cellules solaires en deux classes distinctes: les photovoltaïques inorganiques conventionnels (IPV), comme les jonctions silicium p-n, et les cellules solaires excitoniques (XSCs). Selon le type de matériaux utilisés les cellules solaires excitoniques sont classées en deux catégories: les cellules solaires à colorant (DSC) et les cellules organiques (OPV) développées en couche unique, ou en bi-couche, et les hétérojonction en volume (BHJ). Les cellules solaires à base de points quantiques (QDSC) sont un autre type de cellules solaires qui ont une configuration similaire aux DSCs ou OPVs.Bien que la performance des cellules solaires excitoniques ait été un thème central de la communauté scientifique pendant de nombreuses années, des approches théoriques facilitant sa compréhension sont nécessaires. Les théories semi-classiques son inadaptées pour traiter les phénomènes quantiques dans les cellules solaires nano-structurées. De plus, en raison de l'attraction coulombienne entre les porteurs photo-générés, l'application du formalisme de la fonction de Green hors équilibre (NEGF) pose certaines difficultés. Par conséquent, dans cette thèse, nous développons un nouveau formalisme quantique, basé sur la théorie de la diffusion quantique et sur l'équation de Lippmann-Schwinger, pour fournir un cadre complet pour comprendre les processus fondamentaux intervenant dans le fonctionnement des cellules solaires excitoniques.En particulier, nous nous concentrons sur des aspects qui ont été peu pris en compte dans le passé et nous abordons, au travers d’un modèle à deux niveaux, l'interaction Coulombienne électron-trou à courte et à longue portée, la recombinaison électron-trou, l'existence de canaux d'évacuation supplémentaires, le couplage électron phonon et la formation de bandes polaroniques.Ici, les cellules solaires excitoniques à deux niveaux sont considérées dans les régimes permanents et transitoires d'injection de charge. Les photocellules moléculaires où le processus de conversion de l'énergie se déroule dans un seul complexe donneur-accepteur moléculaire attaché aux électrodes sont considérées comme étant représentatives des XSC dans le régime permanent. A titre d'exemple pour les dispositifs photovoltaïques dans le régime transitoire, nous considérons les cellules photovoltaïques organiques hétéro-jonctions massives (BHJ OPV) qui sont l'approche la plus courante des OPV et se composent d'espèces mixtes donneuses et accepteuses. Dans ces systèmes, l'exciton créé par l'absorption des photons dans le côté donneur doit atteindre d'abord l'interface donneur-accepteur. A partir de ce moment, seulement un régime transitoire commence où les charges peuvent être séparées et injectées dans leurs côtés respectifs.Nous démontrons que la séparation du porteur de charge est un processus complexe qui est affecté par différents paramètres, tels que la force de l'interaction électron-trou et le taux de recombinaison non radiative. En outre, en fonction de la structure de la cellule, l'interaction électron-trou peut normalement diminuer ou augmenter anormalement l'efficacité. Le modèle proposé aide à comprendre les mécanismes des cellules solaires excitoniques, et il peut être utilisé pour optimiser leur rendement. / A fundamental global challenge is to develop an inexpensive, stable and scalable technology for efficiently harvesting solar photon energy and converting it into convenient forms. Photovoltaic energy conversion is attracting great attention such that several generations of solar cells have emerged. The existing types of solar cells roughly fall into two distinct classes: conventional inorganic photovoltaics (IPVs), such as silicon p-n junctions, and excitonic solar cells (XSCs). The mechanistic distinction of IPVs and XSCs results in fundamental differences in their photovoltaic behavior.According to the type of materials used in their structure, excitonic solar cells are classified into two categories: dye-sensitized solar cells (DSC) and organic photovoltaics (OPV) developed in single-layer and bi-layer including planar and bulk hetero--junction configurations. Quantum dot solar cells (QDSC) are another type of solar cells that have a similar configurations to DSCs or OPVs.While understanding the performance of excitonic solar cells has been a central effort of the scientific community for many years, theoretical approaches facilitating the understanding of electron-hole interaction and recombination effects on the cell performance are needed. Semiclassical theories are inefficient tools to treat quantum phenomena in nano-structured solar cells, and on the other hand, due to the Coulomb attraction between the photo generated carriers, the application of standard Non-Equilibrium Green Function (NEGF) formalism presents some difficulties although some specific methods allow to circumvent this problem.In this thesis we develop a new quantum formalism, which is based on quantum scattering theory and on the Lippmann-Schwinger equation, to provide a comprehensive framework for understanding the fundamental processes taking place in the operation of excitonic solar cells. Considering simple two-level models we address important effects such as the short--range and long--range electron--hole Coulomb interaction, the electron--hole recombination, the existence of extra evacuation channels, and the electron--phonon coupling and polaronic bands formation.Here, the two-level excitonic solar cells are considered in the permanent and transitory regimes of charge injection. The molecular photocells where the energy conversion process takes place in a single molecular donor-acceptor complex attached to electrodes are considered as a representative of XSCs in the permanent regime. As an example for the photovoltaic devices in the transitory regime, we consider the bulk hetero--junction organic photovoltaic cells (BHJ OPVs) which are the most common approach to OPVs and consists of mixed donor and acceptor species that form interpenetrating connective networks. In these systems the exciton created by the photon absorption in the donor side must reach first the donor--acceptor interface. From this moment only a transitory regime begins where the charges can be separated and injected in their respective sides.We demonstrate that the charge carrier separation is a complex process that is affected by different parameters, such as the strength of the electron--hole interaction and the non--radiative recombination rate. Furthermore, depending on the cell structure, the electron-hole interaction can normally decrease or abnormally increase the cell efficiency. The proposed model helps to understand the mechanisms of excitonic solar cells, and it can be used to optimize their yield.

Cette thèse se propose d'explorer les mérites d'une famille d'approches de simulation quantique ab initio, les théories de perturbation à N-corps, pour l'exploration des propriétés électroniques et optiques de systèmes organiques. Nous avons étudié en particulier l'approximation dite de GW et l'équation de Bethe-Salpeter, très largement utilisées dès les années soixante pour les semiconducteurs de volume, mais dont l'utilisation pour les systèmes organiques moléculaires est très limitée. L'étude de quelques cas d'intérêt pour le photovoltaïque organique, et en particulier de petites molécules pour lesquelles sont disponibles des données expérimentales ou des résultats issus d'approches de chimie quantique, nous ont permis de valider ces approches issues de la physique du solide.Ce doctorat s'inscrit dans le cadre du développement d'un outil de simulation quantique spécifique (le projet FIESTA) dont l'objectif est de combiner les formalismes GW et Bethe-Salpeter avec les techniques de la chimie quantique, c'est-à-dire en particulier l'utilisation de bases localisées analytiques (bases gaussiennes) et des approches de type «résolution de l'identité» pour le traitement des intégrales Coulombiennes. Ce code est aujourd'hui massivement parallélisé, permettant, au delà des études de validation présentées dans ce travail de thèse, l'étude de systèmes complexes comprenant plusieurs centaines d'atomes. En cours de développement, l'incorporation d'approches hybrides combinant mécanique quantique et écrantage à longue portée par des approches modèles de milieu polarisable m'a permis d'une part de me familiariser avec le code et le développement méthodologique, et permet d'autre part d'envisager l'étude de systèmes réalistes en couplage avec leur environnement.Le manuscrit s‘ouvre sur une introduction au photovoltaïque organique afin de mettre en lumière les questionnements spécifiques qui requièrent le développement de nouveaux outils théoriques à la fois fiables en terme de précision et suffisamment efficaces pour traiter des systèmes de grande taille. Le premier chapitre est d'ordre méthodologique et rappelle les fondements des techniques ab initio de type champ-moyen (Hartree, Hartree-Fock et théorie de la fonctionnelle de la densité). En partant des principes de la photoémission, les théories de perturbation à N-corps et la notion de quasi-particule sont ensuite introduites, conduisant aux équations de Hedin et aux approximations GW et COHSEX. De même, à partir de la compréhension d'une expérience d'optique, le traitement des interactions électron-trou est présenté, menant à l'équation de Bethe-Salpeter. Le chapitre 2 introduit brièvement les spécificités techniques liées à l'implémentation des formalismes GW et Bethe-Salpeter. Les propriétés analytiques des bases gaussiennes et les principes mathématiques derrière les techniques de type «résolution de l'identité» et «déformation de contour», sont brièvement décrites. Le troisième chapitre présente les résultats scientifiques obtenus durant cette thèse. Le cas paradigmatique d'un polypeptide model nous permettra de discuter des spécificités de l'approche GW appliquée à des systèmes moléculaires afin d'obtenir des énergies de quasiparticule de bonne qualité. De même, l'utilisation de l'équation de Bethe-Salpeter pour l'obtention du spectre optique de ce système sera présentée, ainsi que le cas d'une famille de colorants d'importance pour les cellules de Graetzel (les coumarines). Finalement, nous explorons dans le cas du fullerène C60 et du graphène le calcul des termes de couplage électron-phonon dans le cadre de l'approche GW, c'est-à-dire au delà des approches standards de type théorie de la fonctionnelle de la densité. Notre étude vise à vérifier si une approximation statique et à écrantage constant au premier ordre permet de garder la qualité des résultats GW pour un coût numérique réduit. Après la conclusion, les appendices donnent le détail de certaines dérivations. / The present thesis aims at exploring the properties and merits of the ab initio Green's function many-body perturbation theory (MBPT) GW and Bethe-Salpeter formalisms, in order to provide a well-grounded and accurate description of the electronic and optical properties of condensed matter systems. While these approaches have been developed for extended inorganic semiconductors and extensively tested on this class of systems since the 60 s, the present work wants to assess their quality for gas phase organic molecules, where systematic studies still remain scarce. By means of small isolated study case molecules, we want to progress in the development of a theoretical framework, allowing an accurate description of complex organic systems of interest for organic photovoltaic devices. This represents the main motivation of this scientific project and we profit here from the wealth of experimental or high-level quantum chemistry reference data, which is available for these small, but paradigmatic study cases.This doctoral thesis came along with the development of a specific tool, the FIESTA package, which is a Gaussian basis implementation of the GW and Bethe-Salpeter formalisms applying resolution of the identity techniques with auxiliary bases and a contour deformation approach to dynamical correlations. Initially conceived as a serial GW code, with limited basis sets and functionalities, the code is now massively parallel and includes the Bethe-Salpeter formalism. The capacity to perform calculations on several hundreds of atoms to moderate costs clearly paves the way to enlarge our studies from simple model molecules to more realistic organic systems. An ongoing project related to the development of discrete polarizable models accounting for the molecular environment allowed me further to become more familiar with the actual implementation and code structure.The manuscript at hand is organized as follows. In an introductory chapter, we briefly present the basic mechanisms characterizing organic solar cells, accentuating the properties which seek for an accurate theoretical description in order to provide some insight into the factors determining solar cell efficiencies. The first chapter of the main part is methodological, including a discussion of the principle features and approximations behind standard mean-field techniques (Hartree, Hartree-Fock, density functional theory). Starting from a description of photoemission experiments, the MBPT and quasiparticle ideas are introduced, leading to the so-called Hedin's equations, the GW method and the COHSEX approach. In order to properly describe optical experiments, electron-hole interactions are included on top of the description of inter-electronic correlations. In this context, the Bethe-Salpeter formalism is introduced, along with an excursus on time-dependent density functional theory. Chapter 2 briefly presents the technical specifications of the GW and Bethe-Salpeter implementation in the FIESTA package. The properties of Gaussian basis sets, the ideas behind the resolution of the identity techniques and finally the contour deformation approach to dynamical correlations are discussed. The third chapter deals with the results obtained during this doctoral thesis. On the electronic structure level, a recent study on a paradigmatic dipeptide molecule will be presented. Further, also its optical properties will be explored, together with an in-depth discussion of charge-transfer excitations in a family of coumarin molecules. Finally, by means of the Buckminster fullerene C60 and the two-dimensional semi-metal graphene, we will analyze the reliability of two many-body formalisms, the so-called static COHSEX and constant-screening approximation, for an efficient calculation of electron-phonon interactions in organic systems at the MBPT level. After a short conclusion, the Appendix containing details and derivations of the formalisms presented before closes this work.

Ce travail a été consacré à la caractérisation, l’optimisation et l’étude du comportement photochimique de couches actives de cellules photovoltaïques organiques. L’objectif était d’identifier les mécanismes de photovieillissement dans le but de proposer des stratégies pour améliorer la stabilité de cellules solaires organiques à base de Poly(3-hexylthiophène) (P3HT) et de [6,6]-phényl-C61-butanoate de méthyl (PCBM). Le premier axe de travail a été consacré à l’étude de l’influence des paramètres structuraux du P3HT (masse molaire, régiorégularité, pureté …) sur sa stabilité photochimique dans un premier temps, puis sur l’optimisation des performances des cellules dans un second temps. Pour ce faire, quatre P3HT commerciaux différents ont été étudiés. Ils ont tout d’abord été caractérisés avec précision grâce à différentes techniques analytiques. La relation entre microstructure du P3HT et sa photostabilité a ensuite été étudiée, et les paramètres pertinents influençant la photodégradation identifiés. Le deuxième axe de travail a été consacré à la stabilité photochimique de mélanges P3HT:PCBM sur substrat inerte, puis sur des couches tampons. Dans une dernière partie, la dégradation de couches actives au sein de dispositifs complets a été effectuée en faisant « l’autopsie » de cellules vieillies. / This work was devoted to optimization, characterization and photochemical behavior of active layers of organic solar cells. The objective was to identify photo-ageing mechanisms in order to propose strategies to improve the stability of Poly (3-hexylthiophene) (P3HT)/[6,6]-phenyl-C61-butanoic acid methyl ester (PCBM) organic solar cells. The first axe of this work was devoted to the study of the influence of structural parameters of P3HT (molecular weight, regioregularity, purity …) firstly on its photochemical stability and secondly on the optimization of the performances of devices. In this goal, four different commercial P3HT were studied. They were first characterized accurately with different analytical techniques. The relationship between P3HT microstructure and photostability has been studied and relevant parameters influencing photodegradation have been identified. The second axe of this work was devoted to the photochemical stability of P3HT:PCBM blends on inert substrate, and then on buffer layers. Finally, the degradation of active layers in complete devices has been performed by making the “autopsy” of degraded solar cells.

Morphological architecturing is one of the smart and efficient ways to maximize the number of excitons harvested from the known photoactive materials and existing fabrication technologies. Surfaces and interfaces play a vital role in absorbing light and therefore when patterned regularly, aid in the improvement of light absorption. This thesis deals with the study of light management by morphologically architecturing the organic electroactive materials. Here, morphological architecturing is carried out using electrospinning technique by optimizing various parameters. In the first part, organic photovoltaic system is tailored by morphologically modifying the conjugated polymer active layer and analyzing the enhancement in light collection and hence performance of photovoltaic devices. In the second part, the prospects of using free standing buffer layer instead of thin film buffer layer in a solar cell is evaluated. Furthermore, the study on morphological engineering of conjugated small molecule is carried out, by varying the solvents and derivatives, in order to control morphologies by understanding the underlying mechanism. Overall this thesis attempts to understand the fundamentals in morphological architecturing, by physical architecturing of the small molecules in a device for light management applications as well as demonstrating improvement in light absorption in existing organic photovoltaic systems. In the introduction chapter, a brief description of organic photovoltaics is given followed by highlighting the importance of processing methods in light management and in organic photovoltaics. The significance of structured architecture in improving the device characteristics is presented. The issues and challenges in existing architecturing techniques available in literature are discussed. Electrospinning as a tool for morphological modification for organic photovoltaics is demonstrated. This is followed by an outline of the thesis. In Chapter 2, brief description of procedures carried out for fabrication, characterization and optimization of electrospinning process parameters are discussed. The description of fabrication procedures including electrospinning, spincoating and thermal evaporation are given. Characterization techniques used in this thesis for surface and feature analysis, structural, compositional, optical and opto-electrical analyses are described. Optimization of electrospinning process parameters in obtaining various morphologies are evaluated. In Chapter 3, enhancement of device characteristics of poly (3-hexylthiophene): phenyl C61-butyric acid methyl ester (P3HT: PCBM) by changing active layer film morphology into network structure is elucidated. Network structure is provided by electrospraying assisted hierarchical assembly of short fibrils. Effect of electrospraying parameters such as solvent, polymer blend concentration, applied voltage, tip to collector distance, flow rate and deposition time are analyzed. Solvent and applied voltage are observed to be the major parameters governing the formation of network structure. The optimized conditions are used to investigate the optical and structural properties. Percent reflectance studies showed improvement in light absorption due to increase in surface area. Structural characterization studies indicate an increase in orientation of crystallites and crystallinity as compared to spincoated samples. The optimized conditions along with additional spincoated layer of P3HT:PCBM are used to fabricate bulk heterojunction device. Device characteristics exhibited an increase in short circuit current and thus increase in efficiency from 2.18% to 3.66%. There is a enhancement of 37.5% going from maximum external quantum efficiency of 40%-55% for electrosprayed and spincoated devices. It is anticipated that network morphology could be the next possible structure to be explored in organic photovoltaic materials. In Chapter 4, photonic structure is analyzed and compared. A photonics device requires uniform periodic structural arrangement. Various techniques are used to fabricate these types of structures, employing several steps of fabrication. This work proposes single step hierarchical array of equal submicron size porous structure fabricated by tuning electrospinning processing parameters. The dictating process parameters on evolving structure are high voltage, tip to collector distance and solvent. Morphological and optical investigations suggest that uniform periodic topography helps in light scattering leading to multi reflection and thus enhancement in light absorption. This structure is evaluated as active layer in organic photovoltaic devices using poly (3 hexyl thiophene) (P3HT) and phenyl-C61-butyric acid methyl ester (PCBM) blend and its device characteristics are analyzed. Consistent and reliable device characteristics obtained through photonic structure is demonstrated. Finally, comparison is drawn to network structure to assess the advantages and limitations of both morphologies as active layer in organic photovoltaics. In Chapter 5, instead of architecturing active layer the next polymer film layer in the organic solar cells, that is the hole transport layer is transformed into free standing nanofiber mats. Morphological, structural and surface wetting properties are assessed for these nanofiber mats followed by fabrication of inverted organic solar cell. The free standing nanofibers mats are obtained by electrospinning the blend of Poly(3,4-ethylenedioxythiophene) Polystyrene sulfonate (PEDOT:PSS) a conducting water soluble polymer with other water soluble polymers such as poly vinyl alcohol (PVA) and poly ethylene oxide (PEO). The study is further extended by employing two batches of PEDOT:PSS of varying conductivity that are analyzed side by side for six ternary and two binary blends each. Electrospinning parameters such as applied voltage and flow rate are optimized and fibers of diameter 150-200 nm are obtained. Maximum content of PEDOT:PSS with which free standing fiber mats could be achieved are 98 and 99%. Subsequent increase in PEDOT:PSS results in formation of beads. Surface wetting behavior showed that hydrophillicity increases with increase in PEDOT:PSS content. Devices are fabricated and the variation in characteristics and charge collection with respect to addition of PEO and PVA are discussed. In Chapter 6, a conjugated small molecule is taken as case study unlike the use of the conjugated polymer studies in previous chapters. A mechanism is proposed for tuning the sphere-spike morphology and also to control the crystallite size through solvent management using a conjugated small molecule. Electrospraying of an organic molecule is carried out using various solvents, obtaining fibril structures along with a range of distinct morphologies. Solvent characteristics play a major role in achieving the morphology of the organic material. A thiophene derivative (7, 9-di (thiophen-2-yl)-8H-cyclopenta [a]acenaphthylen-8-one) (DTCPA) of donor-acceptor-donor (DAD) architecture is used to study this solvent effect. Seven solvents with decreasing vapor pressure are selected for experiments. Electrospraying is conducted at a solution concentration of 1.5 wt % and a constant applied voltage of 15 kV. Gradual transformation in morphology of the electrospun product from spikes-sphere to only spikes is observed. A mechanism describing this transformation is proposed based on the electron micrograph analysis and XRD analysis. These data indicate that the morphological change is due to the synergistic effect of both vapor pressure and dielectric constant of the solvents. Through a reasonable control over the crystallites size and morphology along with supporting transformation mechanism theory, the work in this chapter elucidates electrospraying as a prospective method for designing the architectures in organic electronics. In Chapter 7, light management studies are carried out by morphologically architecturing the carbazole derivatives through electrospraying. The effect of derivatives on morphology is analyzed. The two carbazole derivatives; carbazole-benzothiadiazole (Cz-Bz) resulted in 2D structures and carbazole-benzothiadiazole-bithiophene (Cz-Bz-Bt) resulted in 3D structures after electrospraying. These structures are further analyzed to study the effect of vapor pressure of solvents and solution concentration. Structural characteristics indicate that electrospraying imparts change in molecular structure orientation. Optical studies showed 19 – 31% enhancement in light absorption. Further, three types of organic photovoltaic devices are fabricated and the opto-electrical properties are evaluated. Also, the effect of substrate on morphological formation is assessed. In Chapter 8, the major contributions and conclusions drawn from the morphological architecturing of both conjugated polymers and small molecules are summarized, along with few recommendations for future research.

Submitted by Eliézer Fernando de Oliveira null (eliezer@fc.unesp.br) on 2016-12-01T22:42:08Z No. of bitstreams: 1 tese-oliveiraef-final-2016.pdf: 4897359 bytes, checksum: e91f8fa951ca10c244974954f09cb53b (MD5) / Approved for entry into archive by Felipe Augusto Arakaki (arakaki@reitoria.unesp.br) on 2016-12-05T13:21:08Z (GMT) No. of bitstreams: 1 oliveira_ef_dr_bauru.pdf: 4897359 bytes, checksum: e91f8fa951ca10c244974954f09cb53b (MD5) / Made available in DSpace on 2016-12-05T13:21:08Z (GMT). No. of bitstreams: 1 oliveira_ef_dr_bauru.pdf: 4897359 bytes, checksum: e91f8fa951ca10c244974954f09cb53b (MD5) Previous issue date: 2016-11-28 / Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP) / Materiais orgânicos vêm sendo utilizados em diversos tipos de dispositivos eletrônicos e optoeletrônicos, sendo um dos destaques seu uso em células solares. Atualmente, células solares que utilizam materiais orgânicos na camada ativa já atingem eficiências em torno de 12% na conversão da energia solar em elétrica. Apesar destes materiais apresentarem vantagens em relação ao custo do produto final e processamento comparado aos inorgânicos, a comunidade científica ainda se depara com problemas relacionados às propriedades intrínsecas, como por exemplo, baixa estabilidade à oxidação e energias de bandgap elevadas; deste modo, ainda é viável encontrar novos materiais orgânicos que superem tais problemas. Este trabalho teve como finalidade a busca de novos materiais orgânicos, mais especificamente polímeros conjugados, para aplicações em camada ativa de células solares utilizando métodos teóricos de modelagem de materiais em níveis de teoria semi-empírico e DFT. A primeira parte deste trabalho focou no estudo de novos copolímeros de comonômeros similares e novos homopolímeros derivados de P3HT. Aqui foi possível verificar que, através de substituições químicas realizadas no P3HT, pode-se encontrar novos polímeros com valores mais apropriados para as energias dos orbitais moleculares de fronteira e maiores mobilidades de carga, propriedades que estão intimamente relacionadas à eficiência e à estabilidade que a célula solar pode atingir. Um dos novos polímeros que apresentou potencial para aplicação em camadas ativas de células solares foi o P3HT fluorado, que posteriormente foi confirmado através de trabalhos experimentais. Para os copolímeros de comonômeros similares, verificou-se que as propriedades eletrônicas e ópticas destes materiais apresentam uma dependência linear com as mesmas propriedades e a proporção de monômeros dos homopolímeros que foram utilizados como comonômeros na construção do copolímero; o destaque maior é que através desta relação linear pode-se projetar novos copolímeros de comonômeros similares antes de uma possível síntese. A segunda parte deste trabalho avaliou as metodologias de modelagem de materiais orgânicos baseadas na (TD)DFT que seriam viáveis para a correta descrição teórica das propriedades ópticas. Verificou-se que uma confiável previsão da energia de transição vertical pode ser obtida por meio do funcional M06HF, adicionando um fator de correção de -0,75 eV nas energias obtidas com ele. Em relação à absorção óptica do estado excitado, o funcional B3LYP não prevê corretamente as energias de transição entre os estados excitados, ao passo que resultados mais confiáveis podem ser obtidos com os funcionais BHLYP e CAM-B3LYP comparado aos dados experimentais disponíveis. / Organic materials have been used in various types of electronic and optoelectronic devices, with prominent application in solar cells. Solar cells in which the active layers are composed of organic materials already reach efficiencies of around 12% in the conversion of solar energy into electricity. Although these materials have advantages in relation to the final cost and processing compared to the inorganics, the scientific community still faces problems related to intrinsic properties, such as low oxidation stability and high bandgap energy; thus, it is desirable to find new organic materials that overcome these problems. This work aimed at the search for new organic materials – specifically conjugated polymers – for applications in active layers of solar cells employing theoretical methods of material modeling of semi-empirical and DFT theory levels. The first part of this work focuses on the study of new copolymers of similar comonomers and new P3HT derivatives. Here it was observed that, through chemical substitutions made in P3HT, one may find new polymers with appropriate values for the energies of the frontier molecular orbitals and increased charge mobility, properties that are closely related to the efficiency and stability that the solar cell can achieve. One of the novel polymers found which have potential for use in active layers was the fluorinated P3HT, later confirmed by experimental works. For copolymers of similar comonomers, it was found that the electronic and optical properties of these materials exhibit a linear dependence with the same properties and the monomers proportion of the homopolymers that were used as comonomers in the construction of the copolymer; most important is that through this linear relationship one may design new copolymers of similar comonomers before a possible synthesis. The second part of this study evaluated the methodologies for modeling of organic materials based on (TD)DFT that would be viable for a proper theoretical description of the optical properties. It was found that a reliable prediction of the vertical transition energy from the ground state of conjugated polymers can be obtained with the M06HF functional adding a correction factor of -0.75 eV in its obtained energies. Regarding the excited state optical absorption, the B3LYP functional do not correctly predicts the transition energy between the excited states, while more reliable results can be obtained with BHLYP and CAM-B3LYP functionals compared to the available experimental data. / FAPESP: 2012/21983-0

Esta tese teve por objetivo, desde seu início, investigar as propriedades elétricas de um dispositivo ITO/PEDOT:PSS/P3HT:PCBM/Ca/Al, o qual é uma estrutura bem conhecida de célula solar orgânica do tipo de heterojunção de volume (bulk-heterojunction – BHJ), e com isso dar uma contribuição à melhora de seu desempenho. Porém, o primeiro passo foi introduzir no Grupo de Polímeros Bernhard Gross, um método eficaz de produzir células solares do tipo BHJ com boa eficiência e reprodutibilidade. Esse primeiro desafio foi alcançado com sucesso. A eficiência (η) de um dispositivo fotovoltaico de multicamadas depende de muitos fatores. Dentre eles, uma boa superposição entre o espectro solar e a curva de absorção da camada absorvedora, uma excelente conversão da energia luminosa em portadores de carga, um eficiente processo de condução e uma perda mínima por recombinação e armadilhamento de portadores. Além disso, a compatibilidade eletrônica entre as interfaces tem um papel fundamental na definição na tensão de circuito aberto (VOC), no valor da corrente de curto-circuito (JSC), e no fator de preenchimento (FF). Baseado nesses efeitos, realizamos uma série de medidas experimentais, que auxiliado por um modelo teórico proporcionaram um estudo detalhado da evolução em função da temperatura da mobilidade dos portadores (μ) e de seu tempo de vida (τ). Os principais experimentos nessa tese foram realizados em diferentes temperaturas (entre 100 e 340 K). Foram eles: medidas de fotocorrente - Jph(V), a técnica de foto-CELIV, e medidas de transiente de fotovoltagem (TPV). Em paralelo, desenvolvemos o modelo teórico para a descrição analítica de Jph(V) que assumiu contatos não-injetores e que o livre caminho médio (w = μτF) de elétrons e buracos eram iguais (F é o campo elétrico). Nos ajustes teórico/experimental usamos a probabilidade de dissociação dos estados de transferência de carga (P) e o produto μτ como parâmetros de ajuste. A condição na qual o livre caminho médio é maior que a espessura da amostra (w >> L) reproduz a corrente de saturação reversa, Jsat = qGPLG é a taxa de geração dos éxcitons. Para w << L, a fotocorrente varia linearmente com o livre caminho médio, ou seja, J(F) = qGPμτF. A comparação entre os resultados experimentais e os teóricos permitiram, além da obtenção da evolução das grandezas μ e τ com a temperatura, estabelecer uma relação efetiva entre os parâmetros da célula (η, JSC, e FF) e as propriedades elétricas da camada ativa P3HT:PCBM. As medidas termo-mecânicas (DMA) forneceram informações adicionais sobre mudanças estruturais da camada ativa, as quais foram correlacionadas com variações dos parâmetros da célula e com fatores de perda. Finalmente, medidas de tempo-de-voo (TOF) e de CELIV foram realizadas para estudos mais detalhados sobre mecanismos de transporte ao longo da camada ativa, a efeitos de injeção pelos eletrodos, e para o entendimento de efeitos de degradação pela ação do oxigênio. / This thesis aims to investigate electrical characteristics of an ITO/PEDOT:PSS/P3HT:PCBM/Ca/Al device, which is a well-known structure of a bulk-heterojunction (BHJ) organic solar cell, and to contribute to improve its performance. However, the first step was to introduce in the Group of Polymer Bernhard Gross an effective method for producing BHJ solar cells, manufacturing thus devices exhibiting excellent performance and reproducibility. This thesis aims to investigate electrical characteristics of an ITO/PEDOT:PSS/P3HT:PCBM/Ca/Al device, which is a well-known structure of a bulk-heterojunction (BHJ) organic solar cell, and to contribute to improve its performance. However, the first step was to introduce in the Group of Polymer Bernhard Gross an effective method for producing BHJ solar cells, manufacturing thus devices exhibiting excellent performance and reproducibility. This goal was successfully achieved. The good efficiency (η) of a multilayer photovoltaic cell depends on many factors, including good overlap between the solar spectrum and the light absorbing layer, an excellent conversion of the absorbed light energy in pairs of electronic carriers, efficient charge transport and the minimum losses by recombination or by the action of deep traps for the carriers. Furthermore, the compatibility between electronic interfaces plays a crucial role in defining the open-circuit voltage (VOC) and the value of short-circuit current (JSC), and on the fill factor (FF). Anchored on these effects, we carried out a series of experiments, aided by a theoretical modeling, which provided a detailed study of the temperature evolution of fundamental electric quantities such as carrier mobility (μ) and its lifetime (τ). These studies were performed with the help of different experiments: photocurrent in function of the applied voltage  Jph(V), Photo-CELIV technique, and Transient Photovoltage (TPV) measurements, which were carried out at several temperatures in the 100 to 340 K range. In parallel, we developed an analytical model for Jph(V) that assumed non-injecting contacts and equal mean-free-paths for electrons and holes. The theoretical/experimental entities used as fitting parameters were the charge-transfer-state dissociation probability (P) and the μτ product. The condition in which the mean-free-path (w = μτF) is higher the sample thickness (L), the model reproduces the experimental reverse saturation current, Jsat = qGPL, which is coincident with the experimental value. F is the internal electric field and G is the generation rate of excitons by the absorbed light. When w << L, J(F) = qGPμτF, which is also coincident with experimental behavior. The confrontation between the experimental results and the theoretical model provided, in addition to the study of the evolution of μ and τ with temperature, to establish a more effective relationship between the parameters (η, JSC, e FF) of the cell and the electrical properties of the P3HT:PCBM active layer. Thermomechanical analysis (DMA) provided additional information of structural changes of active layer, which can be correlated with change in the loss factor and in the cell parameters. Finally, Time-of-Flight (TOF) and CELIV techniques were used in the more accurate study of charge transport along the active layers, effects of injection by the electrodes, and the degradation effect caused by oxygen.

Nous avons déterminé l'alignement des niveaux énergétiques d’un solide moléculaire organique, transporteurs de trous, avec un oxyde d'indium dopé à l’étain (ITO), un conducteur transparent. Les molécules étudiées, basées sur une structure dipyranylidène (DIP), diffèrent par leur hétéroatome (O, S et Se). La spectroscopie de photoémission X a été utilisée pour déterminer cet alignement, et nous avons étudié l'orientation moléculaire par spectromicroscopie d'absorption X. Des calculs DFT ont été réalisés pour interpréter les données spectroscopiques. Nous avons constaté la présence d'un transfert de charge, au moins pour les dérivés oxygénés et soufrés. Celui-ci a lieu des molécules vers l’ITO, lorsqu'ils sont en contact intime avec le substrat. Nous avons déterminé la barrière d'injection des trous entre le niveau de Fermi de l’ITO et la HOMO du solide organique. Notre approche expérimentale met l'accent sur la relation entre les propriétés structurelles et les propriétés électroniques. Ces résultats ont été obtenus pendant des runs synchroton en France (SOLEIL), en Italie (ELETTRA) et en Suisse (SLS). / The energy level alignment of hole-transport organic molecular solids with indium tin oxide (ITO), a transparent conducting oxide, has been characterized. The studied molecules, based on the dipyranylidene (DIP) structure, differ by the heteroatom (O, S and Se). Synchrotron photoemission electron spectroscopy has been used to determine the alignment, and we investigated the molecular orientation via X-ray absorption spectromicroscopy. By interpreting spectroscopic data in the light of DFT calculations, we found evidence of the presence of charge transfer from the molecules to the ITO, when they are in intimate contact with the substrate, at least for the O and S-DIPs. The hole injection barrier between the ITO Fermi level and the organic HOMO was obtained. Our experimental approach emphasizes the relationship between structural and electronic properties. These results were obtained during beamtimes in France (SOLEIL), Italy (ELETTRA) and Switzerland (SLS).

La limitation de solvants toxiques halogénés dans les procédés de préparation de matériaux photoactifs est primordiale pour l’industrialisation des cellules solaires organiques. L’objectif de ce travail de thèse a été de préparer des nanoparticules composées de polymère π-conjugué (PCDTBT) et d’accepteur d’électron (PC71BM) dans l’eau ou en milieu alcool. Des particules composites (PCDTBT+ PC71BM) ontété synthétisées avec deux types de stabilisants : un tensio-actif anionique (SDS) et un copolymère à blocs P3HT-b-PEO, ainsi que sans stabilisant. L’intégration de ces nanoparticules dispersées en phase aqueuse dans la couche active de cellules solaires organiques a par exemple permis d’obtenir des rendements de l’ordre de1%. / The replacement of halogenated toxic solvents is fundamental in photoactive material processes to make the organic photovoltaic sector viable. Herein the use of nanoparticles made of π-conjugated polymer (PCDTBT) and electron-acceptor(PC71BM) was targeted in order to allow for instance the control of the phase separation between the two materials. Thus composite particles of PCDTBT and PC71BM have been synthesized using two kinds of stabilizers: an anionic surfactant (SDS) and a block copolymer P3HT-b-PEO, as well as without stabilizer. As an example such nanoparticles were integrated as active layer into photovoltaic device enabling a power conversion efficiency of 0.94% from aqueous based inks.

Au cours de ces travaux de thèse, deux axes d’études ont été développés. Ils consistent d’une part à la synthèse et la caractérisation de nouveaux complexes de bore, visant à être utilisés dans des cellules solaires organiques, ainsi qu’au développement de plateformes d’empilement π, permettant la modulation des propriétés structurales de semi-conducteurs organiques. Ainsi, le rendement de conversion énergétique de cellules solaires utilisant un BODIPY a été amélioré par l’addition de triazatruxènes sur ses positions β-pyrroliques. Le motif BOPHY, complexe di-nucléaire de bore, a été fonctionnalisé puis étudié optoélectroniquement. Le premier exemple d’utilisation d’un BOPHY dans une cellule solaire organique a également été effectué. Deux familles de BODIPYs ont été préparées en vue d’une utilisation dans des cellules solaires à colorant. Leur utilisation au sein d’une même structure a permis d’établir un nouveau record de conversion pour une telle utilisation d’un BODIPY. / During this thesis, boron complexes and π-stacking mediator planar moieties have been synthetized for photovoltaic applications. Thanks to the use of triazatruxene units on β-pyrrolic positions of a BODIPY core, the solar cells photoconversion efficiency has been increased. The BOPHY moiety, a di-nuclear boron complex, has been functionalized and optoelectronically studied. The first example of the use of BOPHY in organic solar cells has been performed. Two families of BODIPYs have also been prepared to be used in dye-sensitized solar cells. A new record of photoconversion efficiency for BODIPY based solar cells has been reached using a co-adsorption of two dyes having complementary absorptions within a unique solar cell.