Yes / The aim of this work was to investigate the feasibility of cross-linker free polyelectrolyte complex formation at the nanoscale between carrageenan (CAR) and protamine (PROT). The properties of CAR/PROT nanoparticles (NPs) were dependent on the carrageenan type: kappa (KC), iota (IC) and lambda (LC), concentration of components, addition of divalent cations, weight mixing ratio (WMR) of constituents and mode of component addition. In the case of 0.1% w/v solutions, IC-based NPs had the smallest particle sizes (100-150nm) and low polydispersity indices (0.1-0.4). A decrease in the solution concentration from 0.1% to 0.05% w/v enabled the formation of KC/PROT NPs. All carrageenans exhibited the ability to form NPs with surface charge ranging from -190 to 40mV. The inclusion of divalent cations caused an increase in the particle size and zeta potential. Infrared analysis confirmed the presence of a complex between CAR and PROT and showed that IC chains undergo structural changes when forming NPs. Colloidal stability of NPs was related to the initial surface charge of particles and was time- and pH-dependent. IC was found to be the most suitable type of CAR when forming nanoplexes with PROT.

La cucurbitacine E et l'érythrodiol sont des triterpènes naturels oxygénés ayant respectivement un squelette tétra et pentacyclique. Ils sont reconnus pour leurs diverses propriétés biologiques. Dans ce travail de thèse, nous étudions leur interaction avec les membranes des vésicules lipidiques dans le but de mieux comprendre leur pharmacodynamie. Nous avons préparé des liposomes en absence et en présence de la cucurbitacine E et de l'érythrodiol par les techniques d'évaporation en phase inverse suivie d'une extrusion, d'hydratation du film lipidique et d'injection d'éthanol. Les caractéristiques physicochimiques des vésicules lipidiques incorporant ou non la molécule triterpénique ont été étudiées par des techniques adéquates. Les analyses de la cucurbitacine E et de l'érythrodiol par la chromatographie liquide à haute performance ont montré que leurs taux d'incorporation dans les liposomes sont élevés. Les mesures de taille obtenues par la diffusion dynamique de la lumière ont démontré que les liposomes incorporant les triterpènes présentent une taille moyenne inférieure à celle des liposomes témoins. Les images obtenues par la microscopie électronique à transmission ont confirmé la formation de vésicules sphériques. Les mesures des dimensions des vésicules observées par la microscopie à force atomique (AFM), ont révélé que les liposomes incorporant la cucurbitacine E sont plus hauts et résistent mieux à la force exercée par la pointe AFM que les liposomes témoins. Par ailleurs, les liposomes incorporant l'érythrodiol sont plus fragiles que les liposomes témoins et ont tendance à éclater en bicouches lipidiques à la surface du support. Les courbes thermiques obtenues par la calorimétrie différentielle à balayage ont permis de conclure que la cucurbitacine E est localisée à l'interface polaire-apolaire de la membrane liposomiale alors que l'érythrodiol s'insère entre les chaînes acyles des phospholipides et aboutit à la formation des domaines hétérogènes au niveau de la membrane. La cinétique de libération de la sulforhodamine B, mesurée par la spectroscopie de fluorescence, a révélé que la membrane liposomiale devient, en présence de la cucurbitacine E, plus perméable à la sulforhodamine B incorporée dans la phase aqueuse interne. L'ensemble des résultats suggère que la cucurbitacine E et l'érythrodiol interagissent avec la membrane lipidique et affectent ses propriétés physico-chimiques. Leur effet sur la membrane ne semble pas être similaire. Des études ultérieures impliquant d'autres triterpènes sont envisagées pour identifier le (s) motif (s) structural (aux) et les paramètres physico-chimiques régissant leur interaction et localisation membranaire / Cucurbitacin E and erythrodiol are natural oxygenated triterpenes having respectively, a tetra and pentacyclic skeleton. They are known for their numerous biological properties. In this thesis, we studied their interaction with the membranes of lipid vesicles to better understand their pharmacodynamics. We have prepared liposomes in the absence and presence of cucurbitacin E and erythrodiol using the reverse phase evaporation technique followed by extrusion, the hydration of lipid film and the ethanol injection techniques. The physicochemical characteristics of lipid vesicles incorporating or not the triterpenic molecules were investigated by appropriate techniques. The determination of cucurbitacin E and erythrodiol in the vesicles by high performance liquid chromatography showed high incorporation efficiencies of both triterpenes. Size measurements obtained by dynamic light scattering showed that liposomes incorporating triterpenes were smaller than empty liposomes. The images obtained by transmission electron microscopy confirmed the formation of spherical vesicles. Measurements of vesicles dimensions by atomic force microscopy (AFM) demonstrated that liposomes incorporating cucurbitacin E were higher and more resistant to the force exerted by the AFM tip than the blank liposomes. Liposomes incorporating erythrodiol were more fragile and tend to break up into lipid bilayers on the mica surface. Results obtained by differential scanning calorimetry suggested that cucurbitacin E is localized at the polar-apolar interface of the liposomal membrane while erythrodiol is inserted between the acyl chains of the phospholipids leading to the formation of heterogeneous lipid domains. The release kinetics of the sulforhodamin B encapsulated into the aqueous phase and measured by fluorescence spectroscopy revealed that the liposomal membrane becomes in the presence of cucurbitacin E, more permeable to this probe. The overall results suggest that cucurbitacin E and erythrodiol affect differently

Presently, over 300 proteins or peptide based therapeutic medicines have been approved by the FDA owing to advances in protein engineering and technology. However, majority of these protein-based medications are unstable or have limited shelf life when in aqueous form. During pre-formulation and manufacturing, various technological processes including mixing, dissolving, filling (through pipes) can produce strong mechanical stresses on proteins. These stresses may cause the protein molecule to unfold, denature or aggregate. To improve stability upon formulation, they may be manufactured as freeze dried cakes that requires reconstitution with a buffer or water prior to administration. Although it has been successful in improving the stability of protein-based formulations, the freeze drying process itself also contributes to protein aggregation. This process introduces other stresses such as freezing, thawing and drying. In addition to these stresses, the agitation processes used during reconstitution may also destabilize the protein’s native structure. Two key processes used in preparation of protein based formulations were studied in this work; mechanical agitation and freeze drying. The aim of this project was to explore the aggregation of proteins that occur due to the various technological processes typical in the production of protein based formulations. The project has two parts that relates to liquid and solid formulations. In the first part, the effect of different methods of mechanical agitations on BSA protein was investigated. In the second part, the focus was on the effect of formulation (i.e. the application of amino acids) on aggregation of protein (BSA) in freeze dried formulations. Arginine and lysine were added individually into protein-based freeze-dried formulation to study their potential of improving the stability of the proteins during manufacturing, storage and reconstitution. In the formulation development, additional excipients were added to prevent moisture uptake due to the hygroscopic properties of the amino acids and to provide lyo- and cryo- protection for the protein molecule during freeze drying. Without further purification, BSA solutions prepared by using sonication, low shear rotor mixer or high shear tube/pipe mixing were studied using dynamic light scattering (DLS). Thioflavin T assay and turbidimetry analysis were used as complementary studies. In protein-based freeze dried formulations, at accelerated storage conditions, the presence of aggregates were studied in samples containing arginine or lysine using ThT assay and turbidimetry analysis. Characterisation of the freeze dried cakes was performed relative to their moisture sorption, cake shrinkage, mechanical properties and morphology using various analytical techniques. iv In the BSA solution studies, particle size analysis indicated two distributions for non-agitated BSA solution that corresponds to the average particle sizes of BSA molecules and their aggregates. Under mechanical stresses (all types), the intensity of distribution centered ≈ 7.8 nm reduces and broadens as the agitation time increases, indicating a reduction in the amount of “free” BSA macromolecules. The second distribution, as a result of increasing agitation time or shear intensity, reveals a significant shift towards larger sizes, or even splits into two particle size populations. These particle size growths reflect the formation of aggregates due to intensive collisions and, as a result, partial unfolding followed by hydrophobic interactions of exposed non-polar amino acids. UV spectra showed that aggregation in both low shear and mechanical vibration agitations were lower compared to the high shear stress. When compared to non-agitated BSA solution, ThT assay recorded ≈15 times higher fluorescence emission from the high shear samples, ≈2 times fluorescence emission from low shear and ≈6 times fluorescence emission from mechanical vibrations. Thus all the three agitation methods showed a good correlation between the results. The second part of this project was performed in three stages. In the initial 2 stages, 2- and 3-excipients component system were investigated to develop an optimal preliminary formulations which will be used in the final protein based 4-components formulations. From the 1st stage (ArgHCl/LysHCl + sugar/polyol), among 4 tested excipients (polyol and sugar), mannitol was observed to have resisted moisture uptake by the highly hygroscopic ArgHCl/LysHCl amino acids. However, mannitol is considered a good cryoprotector but has poor lyoprotection properties. Therefore, in the following stage, a 3rd excipient (in a 3-excipients component system) sucrose or trehalose, was introduced into the formulation. The formulation was made up of 20% ArgHCl (LysHCl), and various ratios of mannitol and sugar were explored. The criteria for selecting the best systems were based on ideal physicochemical properties i.e. moisture uptake, shrinkage, mechanical properties, matrix structure and appearance, and thermal properties. The final stage was the formulation of a 4-components system comprising the three excipients and combinations selected from the stage 2 studies, and the addition of BSA as the model protein. To study aggregation in this system, a freeze dried 4-components excipient/protein system was reconstituted and incubated at accelerated storage conditions over time. Fluorescence spectroscopy and turbidimetry were used to study aggregation of proteins, moisture uptake kinetics with gravimetric balance, and thermal analytical techniques were used to characterise the freeze dried cakes with and without BSA protein. This study represented a systematic analysis of aggregation of proteins in both liquid and solid formulations. Some of the novel aspects of this study include: v 1. The new experimental results obtained for aggregation of proteins in solution subjected to mechanical agitations. The high shear stress created by syringe agitation, simulated the real situation in post manufacturing process during filling through narrow pipes, and has been shown here to strongly affect the aggregation of protein macromolecules. 2. The development of a methodical approach for optimization of multi component (up to 4 excipients) protein based formulations. 3. The unexpected non-linear behavior of the physicochemical properties of the 3-excipients component system as a function of composition. To the best of my knowledge, this novel aspect has not been previously reported in literature. 4. Application of amino acid in protein based formulations has shown the inhibition of aggregation of BSA, with the highest effect observed with ArgHCl. The results of this study coincide with the conclusions published previously for aggregation of proteins in solution.

Made available in DSpace on 2014-12-17T15:42:14Z (GMT). No. of bitstreams: 1 GuymmannCS_DISSERT-.pdf: 2904070 bytes, checksum: 4cd1c00978977c422c79766db70f2678 (MD5) Previous issue date: 2011-08-12 / Coordena??o de Aperfei?oamento de Pessoal de N?vel Superior / Alkyl polyethoxylates are surfactants widely used in vastly different fields, from oil exploitation to pharmaceutical applications. One of the most interesting characteristics of these surfactants is their ability to form micellar systems with specific geometry, the so-called wormlike micelle. In this work, microemulsions with three distinct compositions (C/T = 40 %, 30 % and 25 %) was used with contain UNITOL / butanol / water / xylene, cosurfactant / surfactante (C/S) ratio equal to 0,5. The microemulsion was characterized by dynamic light scattering (DLS), capillary viscometry, torque rheometry and surface tensiometry experiments carried out with systems based on xylene, water, butanol (cosurfactant) and nonaethyleneglycolmonododecyl ether (surfactant), with fixed surfactant:cosurfactant:oil composition (with and without oil phase) and varying the overall concentration of the microemulsion. The results showed that a transition from wormlike micelles to nanodrops was characterized by maximum relative viscosity (depending on how relative viscosity was defined), which was connected to maximum effective diameter, determined by DLS. Surface tension suggested that adsorption at the air water interface had a Langmuir character and that the limiting value of the surfactant surface excess was independent of the presence of cosurfactant and xylene. The results of the solubilization of oil sludge and oil recovery with the microemulsion: C/S = 40%, 30% and 25% proved to be quite effective in solubilization of oil sludge, with the percentage of solubilization (%solubilization) as high as 92.37% and enhanced oil recovery rates up to 90.22% for the point with the highest concentration of active material (surfactant), that is, 40%. / Os tensoativos alquil-polietoxilados s?o amplamente utilizados em diferentes campos, desde a explota??o de petr?leo at? aplica??es na ind?stria farmac?utica. Uma das caracter?sticas mais interessantes destes tensoativos ? a sua capacidade de formar sistemas micelares que apresentam uma geometria micelar espec?fica, a chamada micela wormlike, tipo verme . Neste trabalho, foram utilizados tr?s pontos de microemuls?o: C/T = 40 %, C/T = 30 % e C/T = 25 % num sistema contendo UNITOL/xileno/butanol/?gua. Esses pontos de microemuls?o foram caracterizados por espalhamento de luz din?mico (DLS), viscosimetria capilar, reometria de torque e tens?o superficial com composi??es de tensoativo, cotensoativo e ?leo fixo - 5 % (com e sem fase ?leo) e variando a concentra??o total dos pontos de microemuls?o. Os resultados mostraram que a transi??o da geometria de micela wormlike para nanogotas poderia ser caracterizada por um m?ximo na viscosidade relativa (dependendo de como a viscosidade foi definida), que foi vinculado a um m?ximo de di?metro efetivo, determinada por DLS. A tens?o superficial sugeriu que a adsor??o na interface ?gua/ar tinha um car?ter de Langmuir, o limite de excesso da superf?cie do tensoativo ? independente da presen?a de cotensoativo e do xileno, e que o valor limite do excesso superficial foi independente da presen?a de cotensoativo e xileno. Os resultados da solubiliza??o da borra de petr?leo e da recupera??o avan?ada de petr?leo com os pontos de microemuls?o C/T = 40 %, C/T = 30 % e C/T = 25 %, se mostraram bastante eficaz com solubiliza??o da borra de petr?leo, com porcentagem de solubiliza??o (% solubiliza??o) at? 92,37 %, e recupera??o avan?ada de petr?leo de at? 90,22 % para o ponto que apresenta maior concentra??o de mat?ria ativa (tensoativo), ou seja, C/T = 40 %.

Made available in DSpace on 2014-12-17T15:42:30Z (GMT). No. of bitstreams: 1 KeilaSA_TESE.pdf: 6694216 bytes, checksum: df1754b48618e11f2ae95e003ae20c2c (MD5) Previous issue date: 2013-12-27 / Coordena??o de Aperfei?oamento de Pessoal de N?vel Superior / Chitosan is a biopolymer derived from the shells of crustaceans, biodegradable, inexpensive and renewable with important physical and chemical properties. Moreover, the different modifications possible in its chemical structure generate new properties, making it an attractive polysaccharide owing to its range of potential applications. Polymers have been used in oil production operations. However, growing concern over environmental constraints has prompted oil industry to search for environmentally sustainable materials. As such, this study sought to obtain chitosan derivatives grafted with hydrophilic (poly(ethylene glycol), mPEG) and/or hydrophobic groups (n-dodecyl) via a simple (one-pot) method and evaluate their physicochemical properties as a function of varying pH using rheology, small-angle Xray scattering (SAXS), dynamic light scattering (DLS) and zeta potential. The chitosan derivatives were prepared using reductive alkylation under mild reaction conditions and the chemical structure of the polymers was characterized by nuclear magnetic resonance (1H NMR) and CHN elemental analysis. Considering a constant mPEG/Chitosan molar ratio on modification of chitosan, the solubility of the polymer across a wide pH range (acidic, neutral and basic) could only be improved when some of the amino groups were submitted to reacetylation using the one-pot method. Under these conditions, solubility is maintained even with the simultaneous insertion of n-dodecyl. On the other hand, the solubility of derivatives obtained only through mPEG incorporation using the traditional methodology, or with the ndodecyl group, was similar to that of its precursor. The hydrophilic group promoted decreased viscosity of the polymer solutions at 10 g/L in acid medium. However, at basic pH, both viscosity and thermal stability increased, as well as exhibited a pronounced pseudoplastic behavior, suggesting strong intermolecular associations in the alkaline medium. The SAXS results showed a polyelectrolyte behavior with the decrease in pH for the polymer systems. DLS analyses revealed that although the dilute polymer solutions at 1 g/L and pH 3 exhibited a high density of protonated amino groups along the polymer chain, the high degree of charge contributed significantly to aggregation, promoting increased particle size with the decrease in pH. Furthermore, the hydrophobic group also contributed to increasing the size of aggregates in solution at pH 3, whereas the hydrophilic group helped reduce their size across the entire pH range. Nevertheless, the nature of aggregation was dependent on the pH of the medium. Zeta potential results indicated that its values do not depend solely on the surface charge of the particle, but are also dependent on the net charge of the medium. In this study, water soluble associative polymers exhibit properties that can be of great interest in the petroleum industry / A quitosana ? um biopol?mero derivado de carapa?as de crust?ceos, de baixo custo, biodegrad?vel, renov?vel, que apresenta propriedades f?sico-qu?micas importantes e, ainda, proporciona diferentes possibilidades de modifica??es em sua estrutura qu?mica, gerando novas propriedades, o que torna esse polissacar?deo muito atraente do ponto de vista de aplica??o. Os pol?meros s?o utilizados em v?rias opera??es na produ??o do petr?leo. Entretanto, a crescente preocupa??o com as restri??es ambientais t?m promovido a busca por materiais ambientalmente sustent?veis pela ind?stria do petr?leo. Dessa forma, esse estudo prop?s a obten??o de quitosana graftizada com grupos hidrof?lico (poli(etileno glicol), mPEG) e/ou hidrof?bico (n-dodecila) por uma metodologia mais simples (one-pot) e a avalia??o de suas propriedades f?sico-qu?micas em fun??o da varia??o de pH, atrav?s das an?lises de reologia, espalhamento de raios-X a baixos ?ngulos (SAXS), espalhamento de luz din?mico (DLS) e potencial zeta. Os derivados de quitosana foram preparados utilizando a rea??o de alquila??o redutiva em condi??es reacionais brandas e a estrutura qu?mica dos pol?meros foi caracterizada por resson?ncia magn?tica nuclear de hidrog?nio (RMN 1H) e an?lise elementar CHN. Considerando constante a raz?o molar mPEG/Quitosana na modifica??o qu?mica da quitosana em diferentes metodologias, foi poss?vel melhorar a solubilidade da quitosana em uma ampla faixa de pH (?cido, neutro e b?sico) usando a metodologia one-pot, em que uma parte dos grupos amino foi reacetilada. Nesta condi??o, at? mesmo com a inser??o simult?nea do n-dodecila, a solubilidade se manteve. Por outro lado, a solubilidade dos derivados obtidos apenas com a incorpora??o de mPEG atrav?s de metodologia tradicional, ou com o grupo ndodecila, foi similar ao seu precursor. O grupo hidrof?lico promoveu a diminui??o da viscosidade das solu??es polim?ricas a 10 g/L em meio ?cido. Entretanto, em pH b?sico, esse grupo contribuiu para o aumento da viscosidade e da estabilidade t?rmica das solu??es, assim como, favoreceu um comportamento pseudopl?stico mais acentuado, sugerindo fortes associa??es intermoleculares no meio alcalino. Os resultados de SAXS apresentaram um comportamento de polieletr?lito com a diminui??o do pH para os sistemas polim?ricos. As an?lises de DLS revelaram que as solu??es dilu?das dos pol?meros a 1 g/L em pH 3, embora apresentem uma alta densidade de grupos amino protonados ao longo da cadeia polim?rica, o alto grau de cargas contribuiu significativamente para a agrega??o, promovendo o aumento do tamanho das part?culas com a diminui??o do pH. Al?m disso, o grupo hidrof?bico tamb?m contribuiu para aumentar o tamanho dos agregados em solu??o no pH 3 e o grupo hidrof?lico favoreceu para reduzi-los em toda faixa de pH. Entretanto, a natureza de agrega??o foi dependente do pH do meio. Os resultados do potencial zeta indicaram que seus valores n?o dependem apenas da carga da superf?cie da part?cula, mas ? resultante da carga l?quida do meio. Os sistemas polim?ricos associativos em solu??o aquosa obtidos neste estudo apresentam propriedades que podem ser atraentes em v?rias aplica??es na ind?stria do petr?leo

Λόγω της διαφάνειας των οφθαλμικών ιστών η σκέδαση φωτός αποτελεί ιδανικό εργαλείο για την ανίχνευση των αρχικών σταδίων ορισμένων παθολογικών τους καταστάσεων. Για παράδειγμα, η θόλωση του φακού των θηλαστικών λόγω ηλικίας ή/και άλλων εξωγενών αιτίων καλείται καταρράκτης. Ο καταρράκτης δεν μπορεί να διαγνωστεί κλινικά σε πρώιμο στάδιο με αποτέλεσμα την δημιουργία σοβαρών προβλημάτων στην όραση. Το γεγονός ότι το φως έχει την ικανότητα να ανιχνεύει τις μοριακές αλλαγές οι οποίες είναι πρόδρομα συμπτώματα του καταρράκτη αναδεικνύει την σημασία της έγκαιρης διάγνωσης στην αντιμετώπιση διάφορων οφθαλμικών παθήσεων. Ο φακός θεωρείται ως ένα πυκνό διάλυμα πρωτεϊνών (κρυσταλλίνες, ~40 % wt) σε νερό και η αδιαφάνεια η οποία αποτελεί την εκδήλωση του καταρράκτη προκαλείται ουσιαστικά από την συσσωμάτωση των πρωτεϊνών. Στόχος αυτής της διατριβής είναι η διερεύνηση των μοριακών μεταβολών οι οποίες λαμβάνουν χώρα κατά την ανάπτυξη του καταρράκτη. Ιδιαίτερη σημασία δίνεται επίσης στην ανάπτυξη μιας μη-επεμβατικής μεθοδολογίας για έγκαιρη διάγνωση οφθαλμικών παθήσεων με τη βοήθεια της δυναμικής σκέδασης φωτός. Με την βοήθεια της τεχνικής αυτής, κατάλληλα τροποποιημένης για την μελέτη οφθαλμικών ιστών, μελετήθηκαν οι δυναμικές ιδιότητες των πρωτεϊνών χοίρειων φακών (π.χ. οι συντελεστές διάχυσης, η θερμοκρασιακή τους εξάρτηση σε διάφορα μέρη του φακού, κλπ.) χρησιμοποιώντας το πειραματικό μοντέλο του “ψυχρού” καταρράκτη. Στο μοντέλο αυτό η ελεγχόμενη ψύξη φακών επιφέρει βαθμιαία καταρρακτογένεση. Ιδιαίτερη έμφαση δόθηκε σε τέσσερα κυρίως είδη περαμάτων. (α) Μελέτη της εμφάνισης του ψυχρού καταρράκτη στον πυρήνα του φακού. (β) Μελέτη της επίδρασης του μήκους κύματος της ακτινοβολίας στην εμφάνιση και στην έκταση του φαινομένου του ψυχρού καταρράκτη. (γ) Μελέτη του φαινομένου του ψυχρού καταρράκτη κατά μήκος μιας διαμέτρου του φακού, δεδομένης της βαθμίδας συγκέντρωσης των πρωτεϊνών του φακού (μεγάλη συγκέντρωση στον πυρήνα και μικρή συγκέντρωση στην περιφέρεια του φακού). (δ) Μελέτη του επίδρασης της προθέρμανσης του φακού σε θερμοκρασίες υψηλότερες της φυσιολογικής στο φαινόμενο του ψυχρού καταρράκτη. Τα βασικά συμπεράσματα της παρούσας διατριβής συνοψίζονται ως εξής. Υπάρχουν σαφείς συσχετισμοί μεταξύ των φασματικών χαρακτηριστικών (συναρτήσεις αυτοσυσχέτισης) και των ιεραρχικών σταδίων ανάπτυξης του καταρράκτη. Ποιοτικές και ποσοτικές αλλαγές στην θερμοκρασιακή εξάρτηση διαφόρων παραμέτρων, οι οποίες σχετίζονται με τις μοριακές διαμορφώσεις των αρχικών σταδίων του καταρράκτη, εμφανίζονται ήδη από τους 17 oC όπου ο πυρήνας του φακού είναι ακόμα διαυγής. Η χρήση ακτινοβολίας κοντά στο υπεριώδες μέρος τους φάσματος ενισχύει την ανάπτυξη του ψυχρού καταρράκτη στον πυρήνα του φακού. Ο ψυχρός καταρράκτης δεν αναπτύσσεται στην περιφέρεια του φακού. Η προθέρμανση του φακού σε συγκεκριμένη θερμοκρασία καθώς και ο χρόνος παραμονής σε αυτήν επηρεάζει σημαντικά την ανάπτυξη του ψυχρού καταρράκτη στον πυρήνα αλλά όχι στην περιφέρεια του φακού. Όλα τα παραπάνω δείχνουν πως η δυναμική σκέδαση φωτός μπορεί να παρέχει παραμέτρους οι οποίες μπορούν να χρησιμοποιηθούν με επιτυχία ως ευαίσθητοι και αξιόπιστοι δείκτες της έγκαιρης, μη-επεμβατικής, και in vivo διάγνωσης του καταρράκτη. / On account of the transparency of ophthalmic tissues, light scattering is an ideal tool for detecting the early stages of some of their pathological conditions. For example, the opacity of the mammalian lens due to age or other external causes is called cataract. Cataract cannot be detected clinically at early stages and as a result serious vision problems appear. The fact that, light has the ability to detect molecular changes that are related to the mechanism of cataract formation draws attention to the importance of early diagnosis in ophthalmic disorders. The lens can be considered as a dense colloidal protein dispersion (crystallins, ~ 40% wt) in water where the opacity that leads to cataract formation how its basis to the aggregation of proteins. This dissertation is aimed at studying the molecular changes that take place upon cataract development. Particular emphasis is paid to the development of a non-invasive methodology for early diagnosis of ocular diseases with the aid of dynamic light scattering. By means of this technique, suitably modified for the study of ophthalmic tissues, the dynamic properties of the proteins of porcine lenses (e.g. diffusion coefficients and their temperature dependence at various parts inside the lens, etc.) were studied by using the experimental model of ‘cold’ cataract. In cold cataract the controlled cooling of the lens at temperatures below the physiological one induces gradual cataractogenesis. In particular, we focused on four kinds of experiments. (a) Detailed study on the cold cataract onset in the lens nucleus. (b) Study on the effect of the laser light wavelength in the onset and the extent development of cold cataract. (c) Study of the cold cataract effect along an equatorial diameter of the lens, considering the gradual concentration of the lens proteins (high protein concentration in the nucleus and low concentration in the cortex). (d) Study on the effect of thermal history, i.e. by warming up the lens at temperatures higher than the physiological one on the cold cataract effect. The basic conclusions of the present dissertation are summarized as follows: There are clear correlations between the spectral characteristics (autocorrelation functions) and the hierarchical stages of the onset of cataract. Qualitative and quantitative changes in the temperature dependence of several parameters, which are related with the diffusive motions of proteins at the early stages of cataract, appear already at 17 oC while the nucleus is still clear and highly transparent. The use of laser radiation close to the ultraviolet part of the spectrum seems to enhance the formation of cold cataract in the lens nucleus. Cold cataract does not develop at the cortex of the lens, in view of the low protein concentration. The lens pre-heating at a certain temperature for various time periods affects significantly cold cataract formation in the lens nucleus but not in lens cortex. The above mentioned make clear that dynamic light scattering can indeed provide useful parameters that can be successfully used as sensitive and reliable indicators for the early, non-invasive diagnosis of cataract in mammalian lenses and in vivo.

Ce travail de recherche traite le problème inverse d’estimation de la distribution de tailles de particules (DTP) à partir des données de la diffusion dynamique de lumière (DLS). Les méthodes actuelles d’estimation souffrent de la mauvaise répétabilité des résultats d’estimation et de la faible capacité à séparer les composantes d’un échantillon multimodal de particules. L’objectif de cette thèse est de développer de nouvelles méthodes plus performantes basées sur les techniques d’inférence bayésienne et cela en exploitant la diversité angulaire des données de la DLS. Nous avons proposé tout d’abord une méthode non paramétrique utilisant un modèle « free-form » mais qui nécessite une connaissance a priori du support de la DTP. Pour éviter ce problème, nous avons ensuite proposé une méthode paramétrique fondée sur la modélisation de la DTP en utilisant un modèle de mélange de distributions gaussiennes. Les deux méthodes bayésiennes proposées utilisent des algorithmes de simulation de Monte-Carlo par chaînes de Markov. Les résultats d’analyse de données simulées et réelles montrent la capacité des méthodes proposées à estimer des DTPs multimodales avec une haute résolution et une très bonne répétabilité. Nous avons aussi calculé les bornes de Cramér-Rao du modèle de mélange de distributions gaussiennes. Les résultats montrent qu’il existe des valeurs d’angles privilégiées garantissant des erreurs minimales sur l’estimation de la DTP. / This research work treats the inverse problem of particle size distribution (PSD) estimation from dynamic light scattering (DLS) data. The current DLS data analysis methods have bad estimation results repeatability and poor ability to separate the components (resolution) of a multimodal sample of particles. This thesis aims to develop new and more efficient estimation methods based on Bayesian inference techniques by taking advantage of the angular diversity of the DLS data. First, we proposed a non-parametric method based on a free-form model with the disadvantage of requiring a priori knowledge of the PSD support. To avoid this problem, we then proposed a parametric method based on modelling the PSD using a Gaussian mixture model. The two proposed Bayesian methods use Markov chain Monte Carlo simulation algorithms. The obtained results, on simulated and real DLS data, show the capability of the proposed methods to estimate multimodal PSDs with high resolution and better repeatability. We also computed the Cramér-Rao bounds of the Gaussian mixture model. The results show that there are preferred angle values ensuring minimum error on the PSD estimation.

Le procédé de broyage en voie humide est une opération intéressante permettant la production de particules fines ou de nanoparticules. La caractérisation de la taille des particules est une donnée essentielle pour l'interprétation des données, le contrôle et l'optimisation de ces procédés selon divers aspects. Il y a un manque de connaissances relatif à la caractérisation de la taille de particules en relation avec les procédés de broyage en voie humide. Cette caractérisation est spécifique pour différentes raisons. (i) Les dispersions traitées par broyage contiennent souvent des impuretés et (ou) des additifs. Nous savons assez peu comment les impuretés et les additifs influencent la taille des particules en suspension dans ces procédés. (ii) Lors de procédés de broyage en voie humide, des dispersions de différentes concentrations peuvent être utilisées. Il est important de savoir comment la concentration de la dispersion peut influencer la mesure de la taille des particules lors du procédé. (iii) La modification de la taille moyenne des particules, résultant de leur fragmentation, est rapide. (iv) Le degré de polydispersité dans le produit change au cours du temps. (v) La nature des interactions entre les particules change; avant broyage les particules sont non-colloïdales, elles le deviennent après un certain temps d'opération. De même, il y a un manque de connaissances permettant de comprendre comment la qualité du produit broyé final est affectée lors du broyage. Dans cette étude nous explorons plusieurs aspects de la caractérisation de taille et de la qualité du produit au cours d'un procédé de broyage en voie humide du CaCO3, réalisé à l'aide d'un broyeur à billes agité. La spectroscopie acoustique qui est une technique connue pour ses potentialités en matière de caractérisation de taille de dispersions en ligne, sous des conditions réelles de procédés et sans nécessiter une dilution des échantillons, a été utilisée dans cette étude en complément de la diffusion dynamique de la lumière. Ce travail a montré sous quelles conditions les effets des impuretés et des additifs etc. sur la taille des particules en suspension pouvaient être déterminés par spectroscopie acoustique. De plus, nous avons comparé et analysé les résultats des mesures de taille obtenus avec les deux techniques. Les différences observées ont été analysées. Nous avons montré que la diffusion multiple observée à forte concentration en solide lors des procédés de broyage en voie humide pouvait conduire à une mauvaise interprétation des résultats relatifs à la taille des particules. En outre, la qualité est un concept relatif. Dans ce travail, nous avons adopté une démarche pour mesurer les effets de différents paramètres sur les caractéristiques du produit broyé en se basant sur une définition de la qualité telle que dans la norme ISO 9000 :2005. La démarche a permis de prendre en compte différents paramètres opératoires importants (tels que les conditions de fonctionnement du broyeur, la mesure de la taille des particules et les propriétés du matériau), ainsi que différentes propriétés caractéristiques du produit (comme la taille moyenne des particules, la largeur de la distribution de taille, la stabilité de la dispersion, le taux d'impuretés, l'énergie spécifique apportée au système et l'apparence visuelle du produit). Nous avons montré que nous pouvions établir une relation entre les paramètres opératoires et différentes qualités de produits obtenus par un procédé de broyage en voie humide. / Wet grinding process is an interesting means of producing fine and nano particles. The particle sizing plays an important role in interpretation, control and optimization of various aspects of the wet grinding process. There is a lack of knowledge in understanding different aspects of particle sizing during a wet grinding process. The particle sizing in a wet grinding process is typical in the sense: (i) The dispersions in a wet grinding process, often, involve additives and (or) impurities. It is less known how impurities and additives influence the particle size of the dispersions in the wet grinding process. (ii) In a wet grinding process, dispersions of different concentrations may be used. It is less known how dispersions of different concentration may influence the particle sizing in a wet grinding process. (iii) In a wet grinding process, the change in average particle size of the product is rapid due to relatively fast breakage of the particles. (iv) The degree of poly dispersity in product changes with grinding time. (v) The nature of interaction between particles is non-colloidal before grinding process; this interaction becomes colloidal after a certain grinding time. Similarly, there is a lack of knowledge to understand how quality of final ground product is influenced in a wet grinding process. This study investigates the different aspects of particle sizing and product quality of aqueous dispersions of CaCO3 in a wet grinding process carried out in a stirred media mill. Acoustic attenuation spectroscopy that is known for measuring particle size of dispersions on line, under real process conditions and without diluting the sample has been employed in the study in addition to the technique of dynamic light scattering. The study brings out the conditions in which the effects of impurities and additives etc. on particle size of the dispersions may be determined using acoustic attenuation spectroscopy. Furthermore, the study compares and analyze the particle sizing results obtained though acoustic attenuation spectroscopy and dynamic light scattering. The causes of differences in the results of two techniques have been investigated. We report presence of multiple scattering at high concentration of the dispersions during wet grinding process that result in misleading results of the particles sizes. Quality is an intangible concept. In order to understand how different operating parameters influence product quality, we propose a method based upon the definition of quality as defined in ISO 9000:2005. The method takes into consideration the important operating parameters of wet grinding process (such as the operating condition of the mill, the measurement of particle size and the material) and important product characteristics ( such as average particle size, range of width of particle size distribution, stability of dispersion, degree of impurities, specific energy input and physical appearance). We bring out how a relationship between operating parameters and products of different grades may be established in a wet grinding process.

Ce manuscrit de thèse de doctorat présente les travaux de développement d’un granulomètre optique pour la caractérisation de suspensions de nano et microparticules individuelles ainsi que d’agrégats. La mesure repose sur l’analyse suivant différents angles de la diffusion statique et dynamique de l’échantillon placé dans une cuve spectrophotométrique cylindrique. Il intègre différentes solutions originales telles qu’un éclairage par un faisceau laser de forte ellipticité, une détection sous le plan de diffusion conventionnel et l’utilisation d’une méthode de post-traitement qualifiée de « filtre quasi-statique ». Ces solutions permettent d’éliminer l’essentiel des problèmes liés aux réflexions spéculaires et diffuses de la cuve d’analyse, de même que les variations des dimensions du volume de mesure avec l’angle de diffusion et les cas de désalignement même léger du système goniométrique. Les signaux mesurés sont inversés avec des méthodes d’estimation de paramètres. Pour les particules sphériques, le problème direct est résolu avec la théorie de Lorenz-Mie. Pour les agrégats, il l’est avec un modèle d’agrégat fractal, des approximations par dipôles discrets ou Rayleigh-Gans-Debye. Les performances de cet instrument, de conception volontairement simple et robuste, ont été testées avec succès sur des nano et micro suspensions diluées, monomodales et bimodales, de latex et silice colloïdale, de même que des agrégats de particules aciculaires et sphériques. Il permet de caractériser la taille, la morphologie et la concentration absolue de particules dans la gamme de taille 20nm-2µm. / This PhD thesis manuscript presents the work conducted to develop an optical particle siz-ing instrument for the characterization of individual nano and microparticles, as well as their aggregates, in liquid suspensions. The measurement is based on the multi-angular analysis of the static and dynamic light scattering of a sample into a cylindrical spectrophotometric cell. This instrument integrates various innovative solutions such as an illumination by a high ellipticity laser beam, a detection under the conventional scattering plane and a post-processing method operating as a quasi-static filter. These solutions make it possible to elim-inate most of the problems associated with the specular and diffuse reflections of the analy-sis cell, as well as the harmful variations of the probe volume dimension with the detection angle and in case of a slight misalignment of the system. The signal inversion is performed with parameters estimation methods. For spherical particles, the direct problem is solved with the Lorenz-Mie theory. For aggregates, it is solved with a fractal aggregate model and approximations based on discrete dipoles or Rayleigh-Gans-Debye theories. The perfor-mance of this instrument, of a deliberately simple and robust design, has been successfully tested on dilute nano and micro suspensions of latex and colloidal silica, mono and bimodal, as well as aggregates of acicular and spherical particles. It allows to characterize the size, the morphology and the absolute concentration of particles in the size range 20nm-2μm.

La BSP1, principale protéine du plasma séminal bovin, interagit avec les membranes des spermatozoïdes et joue un rôle crucial dans les événements qui conduisent à la fécondité des spermatozoïdes, lors du phénomène de la capacitation. Le but de cette recherche est d’investiguer la nature de ces interactions. Ce travail vise à démontrer l’influence des lipides qui composent les membranes sur l’action de la protéine BSP1. À l’aide de la fluorescence intrinsèque de la protéine, l’affinité de la protéine a été caractérisée pour quatre systèmes lipidiques. Les résultats montrent que la composition lipidique affecte significativement l'affinité de la protéine pour les membranes. Nous avons observé l'ordre suivant : 1-palmitoyl-2-oléoyl-sn-glycéro-3-phosphocholine (POPC) > POPC/1-palmitoyl-2-oléoyl-sn-glycéro-3-phosphoéthanolamine (POPE) ≈ POPC/1-palmitoyl-2-oléoyl-sn-glycéro-3-phospho-L-sérine (POPS) > POPC/cholestérol. La protéine interagit préférentiellement avec POPC. La présence de POPE, POPS, ou cholestérol dans la membrane diminue systématiquement l’affinité. Il est connu que la présence de POPE ou cholestérol augmente l’empilement des lipides dans les membranes. Cet effet de condensation des chaînes pourrait être défavorable à l’insertion de la partie hydrophobe de la protéine dans les membranes et réduire ainsi l'affinité. La diminution de l’affinité de la protéine induite par la présence de POPS, un lipide chargé négativement, pourrait être associée aux interactions électrostatiques répulsives car la protéine porte une charge globale négative. La littérature mentionne que la BSP1 extrait sélectivement les phospholipides de type choline et le cholestérol lors de son association avec les membranes de spermatozoïdes. Un efflux lipidique est aussi observé avec des membranes modèles. Nous avons désiré caractériser la « solubilisation » des membranes par la BSP1, par diffusion dynamique de la lumière. Comme étape préliminaire, nous avons étudié comment le détergent Triton X-100 solubilise les membranes en utilisant cette technique. Les mesures démontrent que la composition lipidique des membranes (POPC, POPC/POPE, POPC/1-palmitoyl-2-oléoyl-sn-glycéro-3- [phospho-rac-(1-glycérol)] (POPG)) n’affecte pas le mécanisme général de solubilisation/reconstitution des membranes modèles. Il a été montré qu'il existe trois régions lors des processus de solubilisation pour les différents systèmes lipidiques : i) le détergent se distribue dans les membranes, ii) une coexistence de membranes saturées en détergents et de micelles mixtes de phospholipides/Triton X-100 et iii) exclusivement des micelles mixtes de phospholipides/Triton X-100. Nos résultats montrent que la forme conique de POPE augmente la résistance des membranes à la solubilisation. La présence de POPG, apportant une charge négative à l’interface des membranes, n’induit aucun changement aux processus de solubilisation/reconstitution des membranes par Triton X-100. La diffusion dynamique de la lumière a également permis d’observer si la protéine BSP1 induit des modifications morphologiques des membranes suite à son interaction avec les membranes de POPC. Nos observations n'ont montré aucune variation significative de la taille des particules lors du titrage des vésicules de POPC par la protéine, sur une gamme de rapport molaire de POPC/BSP1 variant de 20 à 0.6. Avec des compositions aussi différentes, on suppose une transition des vésicules saturées en protéine à des complexes de protéine avec un peu de lipides. Cependant, il semble impossible avec la diffusion dynamique de la lumière de différencier ces particules. / BSP1, the main protein in bovine seminal plasma, interacts with sperm membranes and plays a crucial role in events that lead to sperm fertility, during the capacitation. The purpose of this research is to investigate the nature of these interactions. This work aims to demonstrate the influence of the lipids that compose membranes on the action of the BSP1 protein. Using the intrinsic fluorescence of the protein, the affinity of the protein was characterized for four lipid systems. The results show that the lipid composition significantly affects the affinity of the protein for membranes. We observed the following order: 1-palmitoyl-2-oleoyl-sn-glycero-3-phosphocholine (POPC) > POPC/1-palmitoyl-2-oleoyl-sn-glycero-3-phosphoethanolamine (POPE) ≈ POPC/1-palmitoyl-2-oleoyl-sn-glycero-3-phosphoserine (POPS) > POPC/cholesterol. The protein interacts preferentially with POPC. The presence of POPE, POPS, or cholesterol in membranes decreases systematically the affinity. It is established that the presence of POPE or cholesterol increases the packing of lipids in membranes. This condensation effect could be detrimental to the insertion of the hydrophobic part of the protein into the membranes and reduces, as a consequence, the affinity. The decrease in protein affinity induced by the presence of POPS, a negatively charged lipid, could be associated with repulsive electrostatic interactions as the protein global charge is negative. The literature mentions that BSP1 selectively extracts choline phospholipids and cholesterol when combined with sperm membranes. A lipid efflux is also observed with model membranes. We characterized membrane "solubilisation" by BSP1, using dynamic light scattering. As a preliminary step, we studied how Triton X-100 detergent solubilizes membranes using this technique. The measurements showed that the lipid composition of the membranes does not affect the general solubilization/reconstitution mechanism of the model membranes (POPC, POPC/POPE, POPC/1-palmitoyl-2-oleoyl-sn-glycero-3-phospho-(1-rac-glycerol) (POPG)). It is known that three different regions exist during the solubilization process for the different lipid systems: i) the detergent is distributed in the membranes, ii) a coexistence of membranes saturated with detergents and mixed phospholipid/Triton X-100 micelles and iii) exclusively mixed phospholipid/Triton X-100 micelles. Our results show that the conical shape of POPE increases the resistance of the membranes to solubilization. The presence of POPG, bringing a negative charge at the membrane interface, does not induce any change in solubilization/reconstitution processes. Dynamic light scattering also made it possible to observe if the BSP1 protein induces morphological changes in the membranes following its interaction with POPC membranes. Our observations showed no significant variation in particle size during the titration of POPC vesicles by the protein, over a molar ratio range of POPC/BSP1 from 20 to 0.6. Considering such different compositions, a transition from vesicles saturated with protein to protein complexes with some lipids is assumed. However, it appeared impossible with dynamic light scattering to differentiate these particles.