This thesis covers different problems that arise due to crystal and pseudospin anisotropy present in 3d and 5d transition metal oxides. We demonstrate that the methods of computational quantum chemistry can be fruitfully used for quantitative studies of such problems. In Chapter 2, Chapter 3, and Chapter 7 we show that it is possible to reliably calculate local multiplet splittings fully ab initio, and therefore help to assign peaks in experimental spectra to corresponding electronic states. In a situation of large number of peaks due to low local symmetry such assignment using semi-empirical methods can be very tedious and non-unique. Moreover, in Chapter 4 we present a computational scheme for calculating intensities as observed in the resonant inelastic X-ray scattering and X-ray absorption experiments. In our scheme highly-excited core-hole states are calculated explicitly taking into account corresponding orbital relaxation and electron polarization. Computed Cu L-edge spectra for the Li2CuO2 compound reproduce all features present in experiment. Unbiased ab initio calculations allow us to unravel a delicate interplay between the distortion of the local ligand cage around the transition metal ions and the anisotropic electrostatic interactions due to second and farther coordination shells. As shown in Chapter 5 and Chapter 6 this interplay can lead to the counter intuitive multiplet structure, single-ion anisotropy, and magnetic g factors. The effect is quite general and may occur in compounds with large difference between charges of metal ions that form anisotropic environment around the transition metal, like Ir 4+ in plane versus Sr 2+ out of plane in the case of Sr2IrO4. An important aspect of the presented study is the mapping of the quantum chemistry results onto simpler physical models, namely extended Heisenberg model, providing an ab initio parametrization. In Chapter 5 we employ the effective Hamiltonian technique for extracting parameters of the anisotropic Heisenberg model with single-ion anisotropy in the case of quenched orbital moment and second-order spin-orbit coupling. Calculated strong easy-axis anisotropy of the same order of magnitude as the symmetric exchange is consistent with experimentally-observer all-in/all-out magnetic order. In Chapter 6 we introduce new flavour of the mapping procedure applicable to systems with first-order spin-orbit coupling, such as 5d 5 iridates based on analysis of the wavefunction and interaction with magnetic field. In Chapter 6 and Chapter 7 we use this new procedure to obtain parameters of the pseudospin anisotropic Heisenberg model. We find large antisymmetric exchange leading to the canted antiferromagnetic state in Sr2IrO4 and nearly ideal one-dimensional Heisenberg behaviour of the CaIrO3, both agree very well with experimental findings.

Les matériaux dans lesquels des interactions à plusieurs particules, un confinement de faible dimension et/ou un fort couplage spin-orbite sont présents témoignent d’une grande variété de phénomènes, mais sont encore mal compris. Des informations essentielles sur l’origine de tels phénomènes peuvent être obtenues en mesurant leur structure électronique. Cette thèse présente une étude expérimentale de la structure électronique de matériaux de faible dimension et/ou fortement corrélés présentant un intérêt fondamental actuel, en utilisant la spectroscopie par photoémission résolue en angle et en spin (ARPES et SARPES).Dans la partie introductive, je présente mon travail sur deux exemples de type "livre de texte", mais innovants, montrant comment les interactions affectent la structure de bande d'un matériau: le couplage des électrons avec des phonons dans une distribution de Debye dans un système électronique à deux dimensions (2DES) dans ZnO, semi-conducteur à oxyde à bande interdite large utilisé dans les applications photovoltaïques, et le dédoublement induit par un fort couplage spin-orbite (SOC) dans la bande de valence du ZnTe, un autre semi-conducteur important utilisé dans les dispositifs optoélectroniques. Ensuite, dans la suite de cette thèse, je discute de mes résultats originaux dans trois systèmes différents de basse dimensionnalité et d'intérêt actuel en recherche : 1.La réalisation d'un 2DES à la surface (110) de SnO₂, le premier du genre dans une structure rutile. L'ajustabilité de la densité de ses porteurs au moyen de la température ou du dépôt d'Eu, et la robustesse vis-à-vis les reconstructions de surface et l'exposition aux conditions ambiantes rendent ce 2DES prometteur pour les applications. Au moyen d'une simple réaction redox à la surface, ces travaux ont prouvé que les lacunes en oxygène pouvaient doper la bande de conduction à la surface de SnO₂, résolvant ainsi un problème longtemps débattu concernant le rôle desdites lacunes dans le dopage de type n dans SnO₂. 2.L'étude des états de surface topologiques dans M₂Te₂X (avec M = Hf, Zr ou Ti; et X = P ou As), une nouvelle famille de métaux topologiques en trois dimensions, provenant du SOC et étant protégés par la symétrie du renversement du temps. Leur structure électronique et leur texture de spin, étudiées par ARPES et SARPES, révèlent la présence de fermions de Dirac sans masse donnant naissance à des arcs de nœuds de Dirac. 3.L'étude du matériau YbNi₄P₂ à fermions lourds quasi unidimensionnel, qui présente une transition de phase quantique de second ordre d’une phase ferromagnétique à une phase paramagnétique de liquide de Fermi lors de la substitution partielle du phosphore par l'arséniure. Une telle transition ne devrait se produire que dans les systèmes zéro ou unidimensionnels, mais la mesure directe de la structure électronique des matériaux ferromagnétiques quantiques critiques faisait jusqu'à présent défaut. Grâce à une préparation et nettoyage méticuleux in situ de la surface des monocristaux YbNi₄P₂, qui sont impossibles à cliver, leur structure électronique a été mesurée avec succès au moyen de l'ARPES, dévoilant ainsi le caractère quasi-1D, nécessaire à la compréhension de la criticité quantique ferromagnétique, dans YbNi₄P₂. Le protocole utilisé pour rendre ce matériau accessible à l'ARPES peut être facilement généralisé à d'autres matériaux exotiques dépourvus de plan de clivage. / Materials in which many-body interactions, low-dimensional confinement, and/or strong spin-orbit coupling are present show a rich variety of phenomena, but are still poorly understood. Essential information about the origin of such phenomena can be obtained by measuring their electronic structure. This thesis presents an experimental study of the electronic structure of some low-dimensional and/or strongly correlated materials of current fundamental interest, using angle- and spin-resolved photoemission spectroscopy (ARPES and SARPES). In the introductory part, I present my work on two innovative textbook examples showing how interactions affect the band structure of a material: the coupling of electrons with phonons in a Debye distribution in a two-dimensional electron system (2DES) in ZnO, a wide-band-gap oxide semiconductor used in photovoltaic applications, and the splitting induced by strong spin-orbit coupling (SOC) in the bulk valence band of ZnTe, another important semiconductor used in optoelectronic devices. Then, in the rest of this thesis, I discuss my original results in three different low-dimensional systems of current interest: 1.The realisation of a 2DES at the (110) surface of SnO₂, the first of its kind in a rutile structure. Tunability of its carrier density by means of temperature or Eu deposition and robustness against surface reconstructions and exposure to ambient conditions make this 2DES promising for applications. By means of a simple redox reaction on the surface, this work has proven that oxygen vacancies can dope the conduction band minimum at the surface of SnO₂, solving a long-debated issue about their role in n-type doping in SnO₂. 2.The study of topological surface states in M₂Te₂X (with M = Hf, Zr, or Ti; and X = P or As), a new family of three-dimensional topological metals, originating from SOC and being protected by time-reversal symmetry. Their electronic structure and spin texture, studied by ARPES and SARPES, reveal the presence of massless Dirac fermions giving rise to Dirac-node arcs. 3.The investigation of the quasi-one-dimensional heavy-fermion material YbNi₄P₂, which presents a second-order quantum phase transition from a ferromagnetic to a paramagnetic phase upon partial substitution of phosphorous by arsenide. Such a transition is expected to occur only in zero- or one-dimensional systems, but a direct measurement of the electronic structure of ferromagnetic quantum-critical materials was missing so far. By careful in-situ preparation and cleaning of the surface of YbNi₄P₂ single crystals, which are impossible to cleave, their electronic structure has been successfully measured by ARPES, thus effectively unveiling the quasi-one-dimensionality of YbNi₄P₂. Moreover, the protocol used to make this material accessible to ARPES can be readily generalised to other exotic materials lacking a cleavage plane.

BaVS3 est un système quasi-unidimensionnel constitué de chaînes de vanadium. C'est aussi un système multi-bandes dans lequel plusieurs types d'électrons coexistent au voisinage du niveau de Fermi (les bandes dz2 et e(t2g)), qui sont fortement corrélés. Ce système s'appuie donc à la fois sur la physiques des systèmes unidimensionnels et sur celle des systèmes à électrons fortement corrélés. La transition métal-isolant de BaVS3, qui fut l'objet de nombreuses études, a récemment été interprété comme s'apparentant à une onde de densité de charge des électrons dz2 : celle-ci s'accompagne d'une quadrimérisation de la chaîne de vanadium et de l'apparition d'une sur-structure indexée (1,0,1/2)O dans le réseau réciproque. La composante commensurable de la sur-structure selon l'axe des chaînes ne peut s'expliquer qu'en considérant une redistribution des électrons entre les différentes bandes au voisinage du niveau de Fermi sous l'effet des corrélations électroniques. La transition métal-isolant disparaît en un point critique quantique sous pression à 2 GPa. D'un autre point de vu, une autre instabilité isolante d'un autre type, indexée (1/3,1/3,0.8)H avait été observée dans des échantillons substitués chimiquement. Cette thèse en deux temps s'est d'abord intéressée à la compétition entre les deux phases (1,0,1/2)O et (1/3,1/3,0.8)H dans deux séries d'échantillons chimiquement modifié BaVS3-δ et Ba1-xSrxVS3. Cette étude permet de montrer que la phase (1/3,1/3,0.8)H est associée à un ordre de charge des électrons e(t2g) et de conclure sur le rôle des modifications chimiques en temps qu'impuretés quand au mécanisme d'apparition de la seconde phase, par opposition à une théorie de "pression chimique". Le deuxième temps de cette thèse présente l'étude structurale de la transition métal-isolant sous pression. Cette étude à nécessité la mise en place d'un dispositif de diffraction sous pression à basse température avec mesure in-situ de la pression. Cette étude a montrée que la modulation structurale reste commensurable sur les 3/4 du diagramme de phase puis devient incommensurable lorsque l'on s'approche du point critique quantique. Ceci permet d'interpréter l'évolution de la transition métal-isolant sous pression en terme de locking à la commensurabilité, et donne une information sur la physique du composé au voisinage du point critique quantique. / BaVS3 is a quasi one dimensional system made of vanadium chains. It is also a multi-band system in which different kinds of electrons coexist near the Fermi level (the dz2 and e(t2g) bands), which are strongly correlated. This system belongs thus either to the one dimensional physics and to the strongly correlated electron physics. The metal - insulator transition in BaVS3, which has been extensively studied, was recently interpreted relying on a Peierls-like theory for the dz2 band : the transition involves a quadrimerisation of the vanadium chain, which corresponds to a super-structure indexed (1,0,1/2)O in the reciprocal lattice. This commensurate indexation can only be explained by a redistribution of electrons between the different bands near the Fermi level, because of electronic correlations. The metal - insulator transition disappears in a quantum critical point at 2 GPa. On another point of view, another insulating instability of another type, indexed (1/3,1/3,0.8)H, was seen in chemically substituted compounds. This Ph. D. Thesis articulates in two times. The first point deals with chemically substituted samples series BaVS3-δ and Ba1-xSrxVS3. This study shows that the (1/3,1/3,0.8)H phase is associated to a charge ordering of the e(t2g) electrons and permit to conclude on the role of chemical modification as impurities, concerning the apparition mechanism of this other insulating phase, contrary to a "chemical pressure" theory. The second point presents the structural study under pressure of the metal - insulator transition. To conduct this study, a low temperature X-ray diffraction under pressure experiment , including in-situ pressure measurements, was set up. This study showed that the structural modulation remains commensurate on the 3/4th of the phase diagram and then becomes incommensurate on approaching the quantum critical point. This allows an interpretation of evolution of the metal - insulator transition under pressure in terms of commensurate locking, and gives a clue concerning the physics near the quantum critical point.

No description available.

Sr₃Ru₂O₇ is a quasi-two-dimensional metal and has a paramagnetic ground state that is heavily renormalised by electron-electron correlations and magnetic exchange interactions. Inextricably linked to this renormalisation is the metamagnetism of Sr₃Ru₂O₇ - a rapid rise in uniform magnetisation over a narrow range of applied magnetic field. Knowledge of the zero-field physics is essential to any description of the metamagnetism. Light may be shed on the enigmatic ground state of Sr₃Ru₂O₇ by doping the crystal lattice with foreign cations: this is the primary purpose of the original research referred to in this thesis, in which studies of some of the electronic properties of crystals of cation-doped Sr₃Ru₂O₇ are reported. Single crystals of Sr₃(Ru[subscript(1-x)]Ti[subscript(x)])₂O₇ and Sr₃(Ru[subscript(1-x)]Cr[subscript(x)])₂O₇ have been synthesised in an image furnace and some of the properties of these crystals have been measured. Evidence that indicates the emergence of a spin density wave as a function of Ti-doping in Sr₃(Ru[subscript(1-x)]Ti[subscript(x)])₂O₇ is presented. Time-dependent magnetic irreversibility has been observed in samples of Sr₃(Ru[subscript(1-x)]Cr[subscript(x)])₂O₇, thus hinting at the involvement of the RKKY mechanism in these materials. Regarding cation doping out of the conducting RuO₂ planes, samples of (Sr[subscript(1-y)]La[subscript(y)])₃Ru₂O₇ have been grown and investigated. Both the Sommerfeld coefficient and the Fermi liquid A coefficient of (Sr[subscript(1-y)]La[subscript(y)])₃Ru₂O₇ are found to decrease as a function of y (0 ≤ y ≤ 0.02); these observations point towards a reduction in the thermodynamic mass of the Landau quasiparticles. Results from magnetoresistance and magnetisation measurements indicate that the metamagnetism of the (Sr[subscript(1-y)]La[subscript(y)])₃Ru₂O₇ series probably cannot be explained by a rigid band-shift model. Also, some aspects of these data imply that the metamagnetism cannot be fully accounted for by a spin fluctuation extension to the Ginzburg-Landau theory of uniform magnetisation.

Depuis une trentaine d'années, les phases topologiques ont suscité un intérêt important parce qu'elles ne peuvent être comprises dans le cadre de la théorie de Landau des transitions de phases. Par définition, ces phases ne peuvent être distingués des phases triviales par une mesure locale et il est donc difficile de les identifier. Parmi les différentes techniques utilisées pour identifier les phases topologiques, les mesures d'intrication, introduites dans le cadre de l'informatique quantique, se sont révélées fructueuses. Li et Haldane ont proposé d'utiliser le spectre d'intrication : il s'agit du spectre de la matrice densité réduite obtenue lors d'un découpage du système en deux sous-parties. Ils ont montré que, pour les états modèles de l'effet Hall quantique fractionnaire, le comptage des états du spectre d'intrication possède une partie universelle dont le comptage est relié à celui des excitations de bord du système. Au cours de ma thèse, j'ai cherché à comprendre ce que permettait d'obtenir le spectre d'intrication appliqué aux phases de l'effet Hall quantique fractionnaire qui est l'exemple typique de phases topologiques en interaction forte. Mes premiers travaux ont consisté à étudier le spectre d'intrication, tel que l'avait défini Li et Haldane. J'ai ainsi montré qu'au-delà des états modèles il était possible de définir un gap d'intrication. J'ai aussi relié les structures au-dessus du gap d'intrication aux excitations de type quasitrous-quasiparticules. Par la suite, j'ai défini deux autres spectres d'intrication qui repose sur des découpages différents du système. Le spectre d'intrication par particule permet d'accéder à d'autres excitations de type quasitrous alors que le spectre d'intrication géométrique règle un certain nombre de problèmes que la définition de Li et Haldane posait. Enfin, j'ai utilisé ces outils pour identifier les phases, similaires à celles de l'effet Hall quantique fractionnaire, émergentes pour un gaz de bosons dans un réseau optique ou dans les isolants de Chern fractionnaires.

In this thesis, quantum cluster methods are used to calculate electronic properties of correlated-electron systems. A special focus lies in the determination of the ground state properties of a 3/4 filled triangular lattice within the one-band Hubbard model. At this filling, the electronic density of states exhibits a so-called van Hove singularity and the Fermi surface becomes perfectly nested, causing an instability towards a variety of spin-density-wave (SDW) and superconducting states. While chiral d+id-wave superconductivity has been proposed as the ground state in the weak coupling limit, the situation towards strong interactions is unclear. Additionally, quantum cluster methods are used here to investigate the interplay of Coulomb interactions and symmetry-breaking mechanisms within the nematic phase of iron-pnictide superconductors. The transition from a tetragonal to an orthorhombic phase is accompanied by a significant change in electronic properties, while long-range magnetic order is not established yet. The driving force of this transition may not only be phonons but also magnetic or orbital fluctuations. The signatures of these scenarios are studied with quantum cluster methods to identify the most important effects. Here, cluster perturbation theory (CPT) and its variational extention, the variational cluster approach (VCA) are used to treat the respective systems on a level beyond mean-field theory. Short-range correlations are incorporated numerically exactly by exact diagonalization (ED). In the VCA, long-range interactions are included by variational optimization of a fictitious symmetry-breaking field based on a self-energy functional approach. Due to limitations of ED, cluster sizes are limited to a small number of degrees of freedom. For the 3/4 filled triangular lattice, the VCA is performed for different cluster symmetries. A strong symmetry dependence and finite-size effects make a comparison of the results from different clusters difficult. The ground state in the weak-coupling limit is superconducting with chiral d+id-wave symmetry, in accordance to previous renormalization group approaches. In the regime of strong interactions SDW states are preferred over superconductivity and a collinaer SDW state with nonuniform spin moments on a quadrupled unit cell has the lowest grand potential. At strong coupling, inclusion of short-range quantum fluctuations turns out to favor this collinear state over the chiral phase predicted by mean-field theory. At intermediate interactions, no robust conclusion can be drawn from the results. Symmetry-breaking mechanisms within the nematic phase of the iron-pnictides are studied using a three-band model for the iron planes on a 4-site cluster. CPT allows a local breaking of the symmetry within the cluster without imposing long-range magnetic order. This is a crucial step beyond mean-field approaches to the magnetically ordered state, where such a nematic phase cannot easily be investigated. Three mechanisms are included to break the fourfold lattice symmetry down to a twofold symmetry. The effects of anisotropic magnetic couplings are compared to an orbital ordering field and anisotropic hoppings. All three mechanisms lead to similar features in the spectral density. Since the anisotropy of the hopping parameters has to be very large to obtain similar results as observed in ARPES, a phonon-driven transition is unlikely.

In this thesis, quantum cluster methods are used to calculate electronic properties of correlated-electron systems. A special focus lies in the determination of the ground state properties of a 3/4 filled triangular lattice within the one-band Hubbard model. At this filling, the electronic density of states exhibits a so-called van Hove singularity and the Fermi surface becomes perfectly nested, causing an instability towards a variety of spin-density-wave (SDW) and superconducting states. While chiral d+id-wave superconductivity has been proposed as the ground state in the weak coupling limit, the situation towards strong interactions is unclear. Additionally, quantum cluster methods are used here to investigate the interplay of Coulomb interactions and symmetry-breaking mechanisms within the nematic phase of iron-pnictide superconductors. The transition from a tetragonal to an orthorhombic phase is accompanied by a significant change in electronic properties, while long-range magnetic order is not established yet. The driving force of this transition may not only be phonons but also magnetic or orbital fluctuations. The signatures of these scenarios are studied with quantum cluster methods to identify the most important effects. Here, cluster perturbation theory (CPT) and its variational extention, the variational cluster approach (VCA) are used to treat the respective systems on a level beyond mean-field theory. Short-range correlations are incorporated numerically exactly by exact diagonalization (ED). In the VCA, long-range interactions are included by variational optimization of a fictitious symmetry-breaking field based on a self-energy functional approach. Due to limitations of ED, cluster sizes are limited to a small number of degrees of freedom. For the 3/4 filled triangular lattice, the VCA is performed for different cluster symmetries. A strong symmetry dependence and finite-size effects make a comparison of the results from different clusters difficult. The ground state in the weak-coupling limit is superconducting with chiral d+id-wave symmetry, in accordance to previous renormalization group approaches. In the regime of strong interactions SDW states are preferred over superconductivity and a collinaer SDW state with nonuniform spin moments on a quadrupled unit cell has the lowest grand potential. At strong coupling, inclusion of short-range quantum fluctuations turns out to favor this collinear state over the chiral phase predicted by mean-field theory. At intermediate interactions, no robust conclusion can be drawn from the results. Symmetry-breaking mechanisms within the nematic phase of the iron-pnictides are studied using a three-band model for the iron planes on a 4-site cluster. CPT allows a local breaking of the symmetry within the cluster without imposing long-range magnetic order. This is a crucial step beyond mean-field approaches to the magnetically ordered state, where such a nematic phase cannot easily be investigated. Three mechanisms are included to break the fourfold lattice symmetry down to a twofold symmetry. The effects of anisotropic magnetic couplings are compared to an orbital ordering field and anisotropic hoppings. All three mechanisms lead to similar features in the spectral density. Since the anisotropy of the hopping parameters has to be very large to obtain similar results as observed in ARPES, a phonon-driven transition is unlikely.

No description available.

No description available.