The work presented in the thesis is focused on the synthesis of diverse colloidal semiconductor NCs in organic media, their surface design with tiny inorganic and hybrid capping species in solution phase, and subsequent assembling of these NC building units into two-dimensional close-packed thin-films and three-dimensional non-ordered porous superstructures.

Future changes in the incidence and prevalence of OA are difficult to predict. As incidence and prevalence rise with increasing age, extending life expectancy will result in greater numbers with OA. Actually, usual therapeutic approaches are really restricted because of important side effects with long-term use. Therefore, there is a need to develop improved formulations which are well tolerated, biocompatible and biodegradable. Ideally, these new treatments should be able to deliver locally sufficient amount of anti-inflammatory or analgesic drugs into the site of arthritic inflammation while stabilizing or better restoring the mechanical integrity of the joint. In this way, the objective of this project is to develop slow-release gels that are sterile, injectable, characterized by viscoelastic properties and capable to sustain the in situ release of both hydrophilic and lipophilic drugs. The intraarticular delivery combined to sustained-release property should be interesting to reduce the number of injection required while prolonging the local drug activity over weeks. For that purpose, glycerol monooleate (GMO), also called “monolein” was selected for its capacity to form highly viscous crystalline phase structures upon contact with an aqueous fluid (e.g. synovial fluid). <p>In the first step of this work, it was decided to develop and characterize hydro-lipidic gels based on the use of monolein and hyaluronic acid in order to provide in vitro sustained release of hydrophilic drugs such as clonidine and lipophilic drugs such as betamethasone. Initially, a compatibility study was performed on the main ingredients selected in order to check that there were not physico-chemical incompatibilities, which could be deleterious regarding to their stability in formulation. Then, the development of hydro-lipidic gels was initiated by considering on the first hand the solubility of each ingredient and on the other hand the syringeability, the rheological properties and the in vitro dissolution profiles obtained for the developed formulations. The objective of this preformulation program was to identify potential candidates that presented suitable syringeability while being able to sustain the release of drugs over weeks and being characterized by interesting viscoelastic properties for the long-term management of osteoarthritis. Moreover, several methods of quantification and characterization were developed in order to allow the physico-chemical properties (rheology, syringeability, water uptake, stability and dissolution profiles) of the developed formulations to be studied.<p>Results of the compatibility study showed that the concomitant use of monolein, hyaluronic acid and clonidine/betamethasone is not contraindicated. Next, the preformulation program allowed many injectable drug delivery systems to be prepared. However, the carrier that best meets our needs was composed of 10,0 % (wt/wt) absolute ethanol ;15,0 % propylene glycol (wt/wt) ;15,0 % (wt/wt) water ;55,0 % (wt/wt) de monolein ;5,0 % (wt/wt) purified soybean oil ;0,03 % (wt/wt) α-tocophérol and 7,5 mg/g sodium hyaluronate (1.9 MDa). This carrier assured suitable syringeability and rheological properties. Indeed, it presented marked pseudoplastic flow behavior that allowed relatively fast injection through a narrow needle, followed by an increase in viscosity upon contact with aqueous fluids to obtain an in vitro sustained release of hydrophilic and lipophilic drugs over a few weeks. As a consequence, it was assumed that this carrier should be able to jellify in situ upon contact with physiological fluid such as synovial fluid. Then, according to EMA recommendations, a fast and easy manufacturing process that could be applied in a cleanroom at industrial scale was validated in our Laboratory. Finally, according to these promising results obtained in vitro, a stability study was performed on the carrier alone and containing clonidine or betamethasone according to ICH recommendations described for products intended for storage in a refrigerator. In that purpose, several parameters such as the quantification of drugs, the pH, the molecular weight of hyaluronic acid, the dissolution profiles of drugs and the rheological properties of the formulations were recorded depending on time and conditions of storage. This stability study showed clearly the importance to adjust the pH value of the formulation. Indeed, it was demonstrated that a pH value of 6.5, adjusted with diluted NaOH, allowed the stability of the formulation to be significantly improved. During this first step of this project, our Laboratory initiated two new collaborations. On the first hand, collaboration with the Laboratory of Professor Siepmann (University of Lille 2 – Faculty of Pharmacy) was started for their expertise on mathematical modeling. On the other hand, collaboration with the Laboratory of Professor Jerôme (ULg – Faculty of sciences) was started for their expertise on macromolecular chemistry and more particularly on rheological properties.<p>In the second step of this work, it was decided to evaluate in vitro the safety and the efficiency of the developed carrier and formulations containing clonidine or betamethasone. In this way, it was suggested to test selected drugs and potential candidates formulations on equine polymorphonuclear leukocytes (PMN) by measuring the production of reactive oxygen species (ROS) by PMNs stimulated or not with phorbol 12-myristate 13-acetate (PMA). For that purpose, our Laboratory initiated a new collaboration with the Laboratory of Professor Serteyn (ULg – Faculty of veterinary) for their expertise on equine PMNs and quantification of (ROS) produced in particular in inflammatory diseases.<p>This in vitro study has shown that no pro-inflammatory effect appeared by incubating carrier with unstimulated PMNs in comparison with the control assay. However, the production of ROS was quickly and considerably decreased when stimulated cells were placed in contact with carrier regardless on the incorporation of clonidine or betamethasone. This observation demonstrated that developed carrier provided a strong antioxidant effect, certainly by trapping the ROS produced. These results were very promising because that antioxidant effect of carrier could inhibit oxidative damages and might consequently potentiate the prevention of inflammatory conditions. Concerning the clonidine and betamethasone, only the last one provided significant inhibition of the ROS activity.<p>Finally, by considering the very promising results obtained with the in vitro study on PMNs, an in vivo study on rabbits, which seemed to be the most appropriate small animal model for this kind of intraarticular formulations, was performed to evaluate the toxicity and the efficiency of the developed carrier and formulation containing betamethasone. Therefore, our Laboratory started collaboration with the unit of research in osteo-articular pathologies (UROC) of Pr. Henrotin (ULg) for their expertise in animal models, in particular rabbits with osteoarticular pathologies such as osteoarthritis. For this purpose, this in vivo study was outsourced by TNO (Delft, Holland) and was designed as follow: (i) 0.9 % saline buffered (n=8); (ii) carrier (n=8); (iii) formulation containing betamethasone (n=8); (iv) Durolane® (n=8) a marketed product of HA. Surprisingly, it seemed that the control group (saline buffered) presented macroscopical and histological scores that were globally low according to literature. As a consequence, it was difficult to conclude about the efficiency of the developed treatments by considering only this pilot study. However, it is important to note that it seemed that the expected viscoelastic protection of the carrier to prevent the degradation of articular cartilage was not optimal regardless on the incorporation of betamethasone. Nevertheless, the histological analyses of synovial membranes from each treated groups demonstrated that there was no pro-inflammatory reaction. This meant that all formulations tested were well tolerated despite of the apparition of lumps (in 37.5 % of treated rabbits) that are probably due to both the high volume injected (900 µL) and an excessive and unexpected in situ water uptake of developed formulations based on GMO. However, this lack of rejection of the developed carrier could be very important since it allowed new perspectives to be considered. For example, other articular disorders could be targeted by incorporating drugs, for which in situ sustained release or mechanical protection could be beneficial. <p>Our laboratory is member of a collaborative project "JOINT-AIC" from BioWin and is supported by a grant from the Walloon Region. The development of analytical methods, the evaluation of physico-chemical properties and finally the preparation of sterile batches of formulations based on GMO intended for in vitro and in vivo studies were performed in the Laboratory of Galenic and Biopharmacy of the Faculty of Pharmacy of ULB./L’arthrose est une pathologie dont la prévalence et le coût ne font qu’augmenter dans notre société vieillissante. Les moyens thérapeutiques actuels étant fort limités suite à de sérieux effets secondaires à long terme, il existe réellement un besoin médical important de développer de nouveaux traitements locaux qui soient bien tolérés, biocompatibles et biodégradables. Idéalement, ceux-ci devraient être actifs au niveau du processus inflammatoire ou de la douleur tout en étant capable de stabiliser, voire de restaurer, l’intégrité mécanique de l’articulation. <p>Dans cette optique, l’objectif de ce projet a été de développer des systèmes hydrolipidiques stériles, injectables et viscoélastiques qui soient capables de prolonger in situ la libération de principes actifs hydrophiles et lipophiles. Cette caractéristique devait permettre de réduire le nombre d’injections nécessaires dans le cadre du traitement symptomatique de l’arthrose et de maintenir l’effet des composés sur un minimum de quatre à six semaines. Cette étude entre dans le cadre du projet JOINT-AIC entièrement financé par le programme BioWin de la Région Wallonne. Le développement, la validation des méthodes analytiques, l’évaluation des propriétés physico-chimiques ainsi que la préparation stérile des lots de formulation destinés aux tests in vitro et in vivo ont été réalisés au sein du Laboratoire de Galénique et Biopharmacie de la Faculté de Pharmacie de l’ULB. <p>Au cours de ce projet, il a donc fallu dans un premier temps développer et caractériser des formulations hydrolipidiques à base de monoléine et d’acide hyaluronique permettant une libération in vitro prolongée de principes actifs tels que la clonidine (hydrophile) et le dipropionate de bétaméthasone (lipophile). Une étude de compatibilité a ainsi été préalablement réalisée afin de s’assurer qu’aucun des constituants principaux de la formulation ne présentaient d’incompatibilité physico-chimique qui pourrait être délétère vis-à-vis de leur stabilité en formulation. Ensuite, le développement de préparations hydro-lipidiques a été initié en tenant compte, d’une part de la solubilité des différents composants et, d’autre part de l’injectabilité, des propriétés rhéologiques et des profils de libération de la clonidine obtenus à partir des gels développés. Cette étude visait à obtenir une composition de référence qui soit à la fois injectable et capable de libérer un principe actif hydrophile sur plusieurs jours, voire plusieurs semaines, tout en possédant des propriétés rhéologiques intéressantes dans le cadre d’une viscosupplémentation articulaire. Enfin, un protocole de fabrication en milieu aseptique a été développé et plusieurs méthodes pour étudier les propriétés physico-chimiques des gels développés telles que la rhéologie, l’injectabilité, l’indice de gonflement, la stabilité et les profils de libérations ont été mises en place. <p>Les résultats ont montré qu’aucune incompatibilité ne semblait exister entre les trois composés majeurs de notre préparation, la monoléine, l’acide hyaluronique et la clonidine. Le développement des formulations nous a ensuite permis d’obtenir de nouveaux systèmes hydrolipidiques stériles et injectables à délivrance prolongée. Le véhicule qui remplissait au mieux nos objectifs était composé de 10,0% (m/m) d’éthanol ;de 15,0% de propylène glycol (m/m) ;de 15,0% (m/m) d’eau ;de 55,0% (m/m) de monoléine ;5,0% (m/m) d’huile de soja purifiée ;0,03% (m/m) d’α-tocophérol, de 7,5 mg/g d’HA et son pH était ajusté à 6,5 avec du NaOH 1N. Ce véhicule a montré un intérêt réel dans le cadre du développement de préparations biodégradables et biocompatibles pour le traitement de pathologies articulaires.En effet, cette composition présentait un écoulement de type pseudoplastique et des propriétés rhéologiques qui lui procuraient une bonne injectabilité. De plus, cette formulation a démontré in vitro une excellente capacité à gélifier au contact de fluides aqueux et à ralentir efficacement sur plusieurs semaines la libération des différents principes actifs incorporés (clonidine et dipropionate de bétaméthasone). Nous pouvions, dès lors, envisager que celle-ci serait capable de gélifier in situ au contact d’un fluide physiologique tel que le liquide synovial. Ensuite, suivant les recommandations de l’EMA, nous avons décidé d’utiliser l’association d’une filtration stérilisante et d’une préparation en milieu aseptique pour obtenir des formulations qui répondaient aux exigences en matière de préparation parentérale. C’est ainsi qu’un protocole de fabrication stérile de nos gels a été développé par nos soins en vue d’une éventuelle mise à l’échelle industrielle. Enfin, une étude de stabilité sur une année, suivant les normes ICH décrites pour des formulations destinées à être conservées au frigo, a été réalisée sur différents véhicules développés et contenant soit la clonidine, soit le dipropionate de bétaméthasone. Dans cette optique, plusieurs paramètres, tels que le dosage en principe actif, l’évolution du pH et du poids moléculaire de HA, le profil de libération ainsi que la rhéologie des formulations ont été évalués au cours du temps aux différentes conditions de conservation testées. Cette étude a permis de démontrer toute l’importance d’ajuster le pH de la préparation pour prévenir l’hydrolyse de l’HA, et cela indépendamment de l’incorporation de principe actif. Ainsi, il a pu être montré que l’ajustement du pH du véhicule à 6,5 à partir de NaOH dilué permettait d’améliorer considérablement la stabilité de la formulation puisqu’aucune modification significative de ses différents paramètres physico-chimiques et teneurs n’a été observée après un an de conservation à 5 et à 25 °C (60% HR) mais également après six mois à 30 °C (65% HR). Au cours de cette première partie, deux collaborations ont été initiées, l’une avec le Laboratoire du Prof. Siepmann de l’Université de Lille 2 et l’autre avec le Prof. Jerôme de l’Université de Liège. Avec l’aide du Prof. Siepmann, il a été possible de mettre au point un modèle mathématique pour caractériser les profils de libération des principes actifs à partir des différents véhicules développés. Le Prof. Jerôme a, quant à elle, mis à notre disposition un rhéomètre qui a permis d’approfondir nos connaissances sur les propriétés rhéologiques et viscoélastiques des formulations.<p>Ensuite, la seconde partie de notre travail a consisté à évaluer la tolérance, ainsi que l’efficacité des principes actifs sélectionnés et des formulations développées, à travers un modèle in vitro de cellules de l’inflammation (neutrophiles équins). Cette étude avait pour objectif d’évaluer deux aspects importants de la formulation :d’une part vérifier l’absence de réaction pro-inflammatoire qui pourrait être in vivo destructrice vis-à-vis du véhicule ainsi que des tissus environnants, et d’autre part vérifier l’effet anti-inflammatoire propre à la clonidine et au dipropionate de bétaméthasone seuls et en formulation. Cette étude a été réalisée avec la collaboration du Laboratoire du Prof. Serteyn de l’Université de Liège.Cette étude in vitro a démontré que les cellules restaient viables au moins pendant quatre heures lorsqu’elles étaient exposées à la matrice épurée de ses solvants. Ensuite, de manière surprenante, il a même pu être démontré que le véhicule permettait à la fois de prévenir et de réduire significativement la production des espèces réactives de l’oxygène (ROS) par les neutrophiles équins lorsque ceux-ci étaient stimulés au phorbol 12-myristate 13-acetate (PMA). Cette propriété peut être d’un grand intérêt dans le cadre de la prise en charge de l’arthrose car cette activité antioxydante pourrait permettre d’inhiber les dommages oxydatifs générés par les ROS et ainsi prévenir les dommages liés au développement du processus inflammatoire et qui peut, à long terme, s’avérer délétère pour les tissus environnants tels que le cartilage. Cette propriété du véhicule semble trouver son origine dans la monoléine qui, de par sa composition en alpha-tocophérol (200 ppm), présente également une activité antioxydante vis-à-vis des ROS. Toutefois, une action synergique liée à l’HA, à l’huile de soja ou à l’alpha-tocophérol incorporés aux formulations, n’est pas à exclure. Enfin, parmi les deux principes actifs sélectionnés, seul le dipropionate de bétaméthasone a montré une inhibition significative de la production des ROS.<p>Enfin, en tenant compte des résultats obtenus sur cellules, une étude in vivo pilote a été réalisée sur base d’un modèle de lapins. Cette étude visait à vérifier la tolérance ainsi que l’efficacité en prophylaxie de l’arthrose du véhicule développé ainsi que de la formulation contenant le dipropionate de bétaméthasone. Dans ce but, quatre groupes d’animaux (n=8) ont été constitués pour chacun des traitements testés :(i) groupe témoin :0,9 % tampon salin pH 7,4 ;(ii) véhicule à base de GMO développé; (iii) véhicule contenant du dipropionate de bétaméthasone ;(iv) groupe référence :Durolane®. Cette étude a été réalisée avec l’aide du Laboratoire du Prof. Henrotin de l’Université de Liège. L’hébergement des animaux ainsi que les actes chirurgicaux ont, quant à eux, été sous-traités par TNO (Delft, Pays-Bas).<p>De manière étonnante, il s’est avéré que le groupe contrôle présentait des scores macroscopique et histologique globalement peu élevés par rapport à ce qui est rapporté dans la littérature. Compte tenu de cette observation, il est difficile de se prononcer, sur base uniquement de cette étude, sur l’efficacité des différents traitements testés. Toutefois, il faut reconnaître que l’effet protecteur attendu pour le véhicule vis-à-vis de la dégradation du cartilage ne semble pas optimal et cela indépendamment de l’incorporation de dipropionate de bétaméthasone. Par ailleurs, l’étude des membranes synoviales a permis de démontrer qu’il n’y avait aucune différence significative en termes d’inflammation et de structure entre le groupe contrôle et les différents groupes traités. Ce qui signifie qu’aucun rejet n’a été observé vis-à-vis des formulations et que celles-ci ont, par conséquent, été bien tolérées malgré la formation de masses liées probablement au volume important injecté (900 µL) et au gonflement in situ du produit chez 37,5 % des lapins. Cette observation est importante puisqu’elle permet d’envisager de nouvelles perspectives telles que l’incorporation d’autres principes actifs pouvant éventuellement viser d’autres pathologies articulaires et pour lesquels une libération prolongée ou une protection mécanique du principe actif in situ serait bénéfique. <p><p><p><p><p><p> / Doctorat en Sciences biomédicales et pharmaceutiques / info:eu-repo/semantics/nonPublished

One of the most important and interesting unsolved problems of science is the nature of glassy dynamics and the glass transition. It is quite an old problem, and starting from the early20th century there have been many efforts towards a sound understanding of the phenomenon. As a result, there are a number of theories in the field, which do not entirely contradict each other, but between which the connection is not entirely clear. In the last couple of decades or so, there has been significant progress and currently we do understand many facets of the problem. But a unified theoretical framework for the varied phenomena associated with glassiness is still lacking. Mode-coupling theory, an extreaordinarily popular approach, came from Götze and co-workers in the early eighties. The theory was originally developed to describe the two¬ step decay of the time-dependent correlation functions in a glassy fluid observed near the glass transition temperature(Tg). The theory went beyond that and made a number of quantitative predictions that can be tested in experiments and simulations. However, one of the drawback of the theory is its prediction of a strong ergodic to non-ergodic transition at a temperature TMCT; no such transition exists in real systems at the temperatures at which MCT predicts it. Consequently, the predictions of the theory like the power-law divergences of the transport quantities (e.g., viscosity and relaxation time) fail at low enough temperature and the theory can not be used below TMCT. It is well understood now that MCT is some sort of a mean-field theory of the real phenomenon, and in real systems the transition predicted by MCT is at best avoided due to finite dimensions and activated processes, neither of which is taken into account in standard MCT. Despite its draw backs, even the most severe critic of the theory will be impressed by its power and the predictions in a regime where it works. Even though the non-ergodic transition predicted by the theory is averted, the MCT mechanism for the increase of viscosity and relaxation time is actually at work in real systems. The status of MCT for glass transition is ,perhaps, similar to the Curie-Weiss theory of magnetic phase transition and it will require hard work and perhaps a conceptual breakthrough to go beyond this mean-field picture. Discussion of such a theoretical framework and its possible directions are, however, beyond the scope of this thesis. In the first part of this work, we have extended the mode coupling theory to three important physical situations: the properties of fluids under strong confinement, a sheared fluid and for the growth kinetics of glassy domains. In the second part, we have studied a different class of non equilibrium phenomenon in arrested systems, the fluctuation relations for yielding. In the first chapter, we talk about some general phenomenology of the glass transition problem and a few important concepts in the field. Then we briefly discuss the physical problems to be addressed in detail later on in the thesis followed by a brief account of some of the important existing theories in the field. This list is by no means exhaustive but is intended to give a general idea of the theoretical status of the problem. We conclude this chapter with a detailed derivation of MCT and its successes and failures. This derivation is supposed to serve as a reference for the details of the calculations in later chapters. The second chapter deals with a simple theory of an important problem of lubrication and dynamics of fluid at nanoscopic scales. When a fluid is confined between two smooth surfaces down to a few molecular layers and an normal force is applied on the upper surface, it is found that one layer of fluid gets squeezed out of the geometry at a time. The theory to explain this phenomenon came from Persson and Tosatti. However, due to a mathematical error, the in-plane viscosity term played no role in the original calculation. We re-do this calculation and show that the theory is actually more powerful than was suggested originally by its proponents. In the third chapter, we work out a detailed theory for the dynamics of fluid under strong planar confinement. This theory is based on mode-coupling theory. The walls in our theory enter in terms of an external potential that impose a static inhomogeneous background density. The interaction of the density fluctuation with this static background density makes the fluid sluggish. The theory explains how the fluid under strong confinement can undergo a glassy transition at a higher temperature or lower density than the corresponding bulk fluid as has been found in experiments and simulations. One of the interesting findings of the theory is the three-step relaxation that has also been found in a variety of other cases. The fourth chapter consists of a mode-coupling calculation of a sheared fluid through the microscopic approach first suggested by Zaccarelli et al[J. Phys.: Condens. Matter 14,2413(2002)]. The various assumptions of the theory are quite clear in this approach. The main aim of this calculation is to understand how FDR enters with in the theory. The only new result is the modified form of Yvon-Born-Green(YBG) equations for a sheared fluid. Then we extend the theory for the case of a confined fluid under steady shear and show that a confined fluid will show shear thinning at a much lower shear rate than the bulk fluid. When a system is quenched past a phase transition point, phase ordering kinetics begins. The properties of the system show “aging” with time, and the characteristic length scale of the quenched system grows as one waits. The analogous question for glasses has also been asked in the contexts of various numerical and experimental works. We formulate a theory in chapter five for rationalizing these findings. We find that MCT, surprisingly, offers an answer to this key question in glass forming liquids. The challenge of this theory is that care must be taken in using some equilibrium relations like the fluctuation-dissipation relation(FDR), which is one of the key steps in most of the derivations of MCT. We find that the qualitative, and some times even the quantitative, picture is in agreement with numerical findings. A similar calculation for the spin-glass case also predicts increase of the correlation volume with the waiting time, but with a smaller exponent than the structural glass case. We extended this theory to the case of shear and find that shear cuts off the growth of the length-scale of glassy correlations when the waiting time becomes of the order of the inverse shear rate. For the case of sheared fluid, if we take the limit of the infinite waiting time, the system will reach a steady state. Then, the resulting theory will describe a fluid in sheared steady state. The advantage of this theory over the existing mode-coupling theories for a sheared fluid is that FDR has not been used in any stage. This is an important development since the sheared steady state is driven away from equilibrium. Interestingly, the theory captures a suitably-defined effective temperature and gives results that are consistent with numerical experiments of steady state fluids(both glass and granular materials). We give the details of a theoretical model for jamming and large deviations in micellar gel in the sixth chapter. This theory is motivated by experiments. Through the main ingredient of the attachment-detachment kinetics and some simple rules for the dynamics, the theory is capable of capturing all the experimental findings. The novel prediction of this work is that in a certain parameter range, the fluctuation relations may be violated although the large deviation function exists. We argue that a wider class of physical systems can be understood in terms of the present theory. In the final chapter, we summarize the problems studied in this thesis and point out some future directions.

Macromolecular biomaterials often require covalent crosslinking to achieve adequate stability and mechanical strength for their given application. However, the use of auxiliary chemicals may be associated with long-term toxicity in the body. Oppositely-charged polyelectrolytes (PEs) have the advantage that they can self-crosslink electrostatically and those derived from marine organisms are an inexpensive alternative to glycosaminoglycans present in the extracellular matrix of human tissues. A range of different combinations of PEs and preparation conditions have been reported in the literature. However, although there has been some work on complex formation between chitosan (CS) and carrageenan (CRG), much of the work undertaken has ignored the effect of pH on the consequent physicochemical properties of self-crosslinked polyelectrolyte complex (PEC) gels, films and scaffolds. Chitosan is a positively-charged polysaccharide with NH3+ side groups derived from shrimp shells and, carrageenan is a negatively-charged polysaccharide with OSO3- side groups derived from red seaweed. These abundant polysaccharides possess advantageous properties such as biodegradability and low toxicity. However, at present, there is no clear consensus on the cell binding properties of CS and CRG or CS-CRG PEC materials. The aim of this study was to explore the properties of crosslinker-free PEC gels, solvent-cast PEC films and freeze-dried PEC scaffolds based on CS and CRG precursors for medical applications. The objective was to characterise the effect of pH of the production conditions on the physicochemical and biological properties of CS-CRG PECs. Experimental work focused on the interaction between PEs, the composition of PECs, the rheological properties of PEC gels and the mechanical properties of PEC films and scaffolds. In addition, cell and protein attachment to the PEC films was assessed to determine their interactions in a biological environment. For biomedical applications, these materials should ideally be stable when produced such that they can be processed to form either a film or a scaffold and have mechanical properties comparable to those of collagenous soft tissues. FTIR was used to confirm PEC formation. Zeta potential measurements indicated that the PECs produced at pH 2-6 had a high strength of electrostatic interaction with the highest occurring at pH 4-5. This resulted in stronger intra-crosslinking in the PEC gels which led to the formation of higher yield, solid content, viscosity and fibre content in PEC gels. The weaker interaction at pH 7-12 resulted in higher levels of CS incorporated into the complex and the formation of inter-crosslinking through entanglements between PEC units. This resulted in the production of strong and stiff PEC films and scaffolds appropriate for soft tissue implants. The PECs prepared at pH 7.4 and 9 also exhibited low swelling and mass loss, which was thought to be due to the high CS content and entanglements. From the range of samples tested, the PECs produced at pH 7.4 appeared to show the optimum combination of yield, stability and homogeneity for soft tissue implants. Biological studies were performed on CS, CRG and PECs prepared at pH 3, 5, 7.4 and 9. All of the PE and PEC films were found to be non-cytotoxic. When the response of three different cell types and a high binding affinity protein (tropoelastin) was evaluated; it was found that the CS-CRG PEC films displayed anti-adhesive properties. Based on these experimental observations and previous studies, a mechanistic model of the anti-adhesive behaviour of PEC surfaces was proposed. It was therefore concluded that the CS-CRG PECs produced might be suitable for non-biofouling applications.

Made available in DSpace on 2014-12-17T15:42:15Z (GMT). No. of bitstreams: 1 FabioPF_TESE.pdf: 3376603 bytes, checksum: 15dfaa7fe12ca918fd7e1b98c4378dd9 (MD5) Previous issue date: 2011-09-16 / Conselho Nacional de Desenvolvimento Cient?fico e Tecnol?gico / Enzymatic synthesis of peptides using proteases has attracted a great deal of attention in recent years. One key challenge in peptide synthesis is to find supports for protease immobilization capable of working in aqueous medium at high performance, producing watersoluble oligopeptides. At present, few reports have been described using this strategy. Therefore, the aim of this thesis was to immobilize proteases applying different methods (Immobilization by covalent bound, entrapment onto polymeric gels of PVA and immobilization on glycidil metacrylate magnetic nanoparticles) in order to produce water-soluble oligopeptides derived from lysine. Three different proteases were used: trypsin, &#945;-chymotrypsin and bromelain. According to immobilization strategies associated to the type of protease employed, trypsin-resin systems showed the best performance in terms of hydrolytic activity and oligopeptides synthesis. Hydrolytic activities of the free and immobilized enzymes were determined spectrophotometrically based on the absorbance change at 660 nm at 25 ?C (Casein method). Calculations of oligolysine yield and average degree of polymerization (DPavg) were monitored by 1H-NMR analysis. Trypsin was covalently immobilized onto four different resins (Amberzyme, Eupergit C, Eupergit CM and Grace 192). Maximum yield of bound protein was 92 mg/g, 82 mg/g and 60 mg/g support for each resin respectively. The effectiveness of these systems (Trypsin-resins) was evaluated by hydrolysis of casein and synthesis of water-soluble oligolysine. Most systems were capable of catalyzing oligopeptide synthesis in aqueous medium, albeit at different efficiencies, namely: 40, 37 and 35% for Amberzyme, Eupergit C and Eupergit CM, respectively, in comparison with free enzyme. These systems produced oligomers in only 1 hour with DPavg higher than free enzyme. Among these systems, the Eupergit C-Trypsin system showed greater efficiency than others in terms of hydrolytic activity and thermal stability. However, this did not occur for oligolysine synthesis. Trypsin-Amberzyme proved to be more successful in oligopeptide synthesis, and exhibited excellent reusability, since it retained 90% of its initial hydrolytic and synthetic activity after 7 reuses. Trypsin hydrophobic interactions with Amberzyme support are responsible for protecting against strong enzyme conformational changes in the medium. In addition, the high concentration of oxirane groups on the surface promoted multi-covalent linking and, consequently, prevented the immobilized enzyme from leaching. The aforementioned results suggest that immobilized Trypsin on the supports evaluated can be efficiently used for oligopeptides synthesis in aqueous media / S?ntese enzim?tica de pept?deos usando proteases tem atra?do uma enorme aten??o nos ?ltimos anos. Um desafio chave na s?ntese de pept?deos ? encontrar suportes para imobiliza??o de proteases capazes de apresentar um alto desempenho em meio aquoso, produzindo oligopept?deos sol?veis em ?gua, j? que at? o presente momento, pouco tem sido descrito usando essa estrat?gia. Dessa forma, o objetivo dessa tese foi imobilizar proteases usando diferentes m?todos (imobiliza??o por liga??o covalente, aprisionamento em g?is polim?ricos de PVA e imobiliza??o em nanopart?culas magn?ticas de Glicidil) para a produ??o de oligopept?deos derivados da lisina. Tr?s proteases foram utilizadas: tripsina, &#945;-quimotripsina e bromela?na. De acordo com as estrat?gias de imobiliza??o associadas ao tipo de protease empregada, foi provado que os sistemas tripsina-resinas mostraram os melhores desempenhos em termos de atividade hidrol?tica e s?ntese de oligopept?deos. A atividade hidrol?tica das enzimas livres e imobilizadas foi determinada por espectrofotometria com base na mudan?a de absorb?ncia em 660 nm ? temperatura de 25 ?C (Casein method). O rendimento de oligolisina e o c?lculo do grau de polimeriza??o m?dio foram monitorados por RMN H. A protease tripsina foi covalentemente imobilizada em quatro diferentes resinas (Amberzyme, Eupergit C, Eupergit CM and Grace 192). O m?ximo rendimento de prote?na imobilizada foi 92, 82, 60, e 71 mg/g de suporte para cada resina, respectivamente. A efici?ncia desses sistemas (Tripsina-resinas) foi avaliada pela hidr?lise do substrato case?na e a s?ntese de oligolisina em meio aquoso. A maioria dos sistemas foram capazes de catalisar a s?ntese de oligopept?deos, entretanto com diferentes efici?ncias, tais como: 40, 37 e 35% para os suportes Amberzyme, Eupergit C e Eupergit CM, respectivamente, em compara??o com a enzima livre. Esses sistemas produziram olig?meros em somente 1 hora com grau de polimeriza??o m?dio mais alto que a enzima livre. Dentre esses sistemas, Eupergit CTripsina mostrou ser mais eficiente que os outros sistemas em termos de atividade hidrol?tica e estabilidade t?rmica, ao passo que n?o exibiu a mesma efici?ncia como era esperado para a s?ntese de oligolisina. Tripsina-amberzyme provou ser mais eficiente para a s?ntese de oligopept?deos, al?m de exibir um excelente reuso, mantendo 90% de sua atividade hidrol?tica e sint?tica ap?s sete reusos. As intera??es hidrof?bicas da tripsina com o suporte Amberzyme s?o respons?veis por proteger a enzima contra as fortes mudan?as conformacionais no meio reacional. Al?m disso, a alta concentra??o de grupos oxiranos na superf?cie da resina promoveu liga??es covalentes multipontuais e, consequentemente, preveniu a enzima imobilizada do processo de desor??o (Leaching process). Os resultados acima mencionados sugerem que a tripsina imobilizada nesses suportes pode ser eficientemente usada para a s?ntese de oligopept?deos em meio aquoso

Ces travaux de thèse présentent une étude expérimentale des fluctuations d'une particule Brownienne soumise à deux différentes conditions hors-équilibre dans un fluide . Le but est de comprendre d'une manière générale la relation entre les fluctuations spontanées, la fonction de réponse linéaire et la production totale d'entropie des processus loin de l'équilibre thermique. La première partie est consacrée à l'étude du mouvement d'une particule colloïdale dans un état stationnaire périodique hors-équilibre induit par une force non-conservative et à sa réponse à une perturbation externe. Nous analysons la dynamique du système dans le contexte des différentes approches généralisées de fluctuation-dissipation. Nous montrons que ces relations théoriques sont satisfaites par les données expérimentales quand on prend en compte le rôle du courant du à la rupture du bilan détaillé. Dans une deuxième partie nous étudions les fluctuations et la réponse d'une particule Brownienne dans deux types de bains vieillissants qui relaxent vers l'équilibre thermique: un verre colloïdal de Laponite et une solution aqueuse de gélatine. Dans ce cas-là nous montrons que le flux de chaleur de la particule vers le bain pendant sa relaxation représente une correction hors-équilibre du théorème de fluctuation-dissipation. Donc, le flux de chaleur joue le même rôle que le courant dans un état stationnaire. En conséquence, les résultats de la thèse mettent en évidence l'importance générale de la production totale d'entropie pour quantifier les relations de fluctuation-dissipation généralisées dans les systèmes hors-équilibre.

<p>The blood-brain barrier restricts the access of many compounds, including therapeutic agents, to the brain. Several human studies indicate that nasal administration of hydrophilic compounds, such as peptides, can bypass the blood-brain barrier. The aims of this thesis were to develop and refine models for this direct nose-to-brain transfer.</p><p>In a mouse model, [³H]-dopamine was given as a unilateral nasal dose. The resulting radioactivity in the ipsilateral olfactory bulb was significantly higher than that in the contralateral bulb and peaked at 4 h. Tape section autoradiography showed that the radioactivity was concentrated in the olfactory nerve layer and the glomerular layer of the olfactory bulb. The olfactory transfer of dopamine was also studied <i>in vitro</i>. At a lower donor concentration, the mucosal-to-serosal dopamine permeability was higher than the serosal-to-mucosal permeability, but at a higher concentration, the permeability coefficients were similar. Together, these results suggest that the olfactory transfer of dopamine has an active component.</p><p>Olfactory transfer of fluorescein-labeled dextran through the epithelium and deeper tissues was studied in a rat model, which enabled visualization of the transfer using fluorescence microscopy. Although the epithelial transfer appeared to be mainly intracellular, transfer in the following deeper tissues was extracellular. Without altering the route of uptake, a gellan gum formulation enhanced the uptake of fluorescein dextran. The enhancing effect was considered likely to be the result of an increased residence time in the nasal cavity.</p><p>In conclusion, dopamine and fluorescein-labeled dextran were identified as suitable model compounds for the study of olfactory drug transfer mechanisms and the influence of drug formulation. Two new <i>in vitro</i> models of olfactory transfer were compared. Also, a rat model, which enabled the visualization of the entire nose-to-brain transfer, was developed.</p>

The blood-brain barrier restricts the access of many compounds, including therapeutic agents, to the brain. Several human studies indicate that nasal administration of hydrophilic compounds, such as peptides, can bypass the blood-brain barrier. The aims of this thesis were to develop and refine models for this direct nose-to-brain transfer. In a mouse model, [3H]-dopamine was given as a unilateral nasal dose. The resulting radioactivity in the ipsilateral olfactory bulb was significantly higher than that in the contralateral bulb and peaked at 4 h. Tape section autoradiography showed that the radioactivity was concentrated in the olfactory nerve layer and the glomerular layer of the olfactory bulb. The olfactory transfer of dopamine was also studied in vitro. At a lower donor concentration, the mucosal-to-serosal dopamine permeability was higher than the serosal-to-mucosal permeability, but at a higher concentration, the permeability coefficients were similar. Together, these results suggest that the olfactory transfer of dopamine has an active component. Olfactory transfer of fluorescein-labeled dextran through the epithelium and deeper tissues was studied in a rat model, which enabled visualization of the transfer using fluorescence microscopy. Although the epithelial transfer appeared to be mainly intracellular, transfer in the following deeper tissues was extracellular. Without altering the route of uptake, a gellan gum formulation enhanced the uptake of fluorescein dextran. The enhancing effect was considered likely to be the result of an increased residence time in the nasal cavity. In conclusion, dopamine and fluorescein-labeled dextran were identified as suitable model compounds for the study of olfactory drug transfer mechanisms and the influence of drug formulation. Two new in vitro models of olfactory transfer were compared. Also, a rat model, which enabled the visualization of the entire nose-to-brain transfer, was developed.

Soft condensed matter (SCM) systems are ubiquitous in nature. SCM systems contain mesoscopic structures in the size range 10 nm to 1 am that are held together by weak entropic forces. These materials are therefore easily perturbed by external fields such as shear, gravity and electric and magnetic fields and are novel systems for studying non-equilibrium phenomena. The elastic constants of these materials are ≈ 109 times smaller than conventional atomic fluids and hence it is possible to measure the viscoelastic response of these materials using commercial instruments such as rheometers. The relaxation time in SCM systems are of the order of milliseconds as compared to atomic systems where relaxation times are of the order of picoseconds. It is easy to study the effect of shear on SCM, as the shear rates attainable by commercial rheometers are of the order of the inverse of their relaxation times. The dynamics of SCM systems and their local rheological properties obtained using the method of probe diffusion can be quantified through dynamic light scattering experiments. The structure of SCM systems can be quantified using diffraction techniques such as small angle x-ray scattering. In this thesis we report experimental studies on the linear and nonlinear rheology and the dynamics of surfactant cetyltrimethylammonium tosylate (CTAT), which forms cylindrical wormlike micelles, studied using bulk rheology and dynamic light scattering (DLS) technique, respectively. We have also studied the phase behaviour of the ternary system formed by cetyltrimethylammonium 3-hydroxy-napthalene 2-carboxylate (CTAHN), sodium bromide (NaBr) and water using small angle x-ray scattering (SAXS). In Chapter 1, we discuss why SCM systems are suitable for studying non-equilibrium phenomena such as the effect of shear on the structure and dynamics of condensed matter. This is followed by a discussion on the chemical structure, phase behaviour and self assembling properties of the amphiphilic molecules in water. We then discuss the intermacromolecular forces such as van der Waals interaction, the screened Coulomb repulsion and hydrophobic and hydration forces. The systems that have been the subject of our experimental studies, viz. CTAT and CTAHN/NaBr/water have also been discussed in detail. This is followed by a theoretical background of linear and nonlinear rheology, dynamic light scattering and small angle x-ray scattering techniques. Next we describe the stress relaxation mechanisms in wormlike micelles. This is followed by a discussion on some standard techniques of nonlinear time series analysis, in particular the evaluation of the delay time L, the embedding dimension m, the correlation dimension ν and the Lyapunov exponent λ. We have also mentioned a few examples of experimental systems where chaos has been observed. We have also discussed in detail the various routes to chaos namely, the period-doubling route, the quasiperiodic route and the intermittency route. The concluding part of this chapter summarises the main results of the thesis. Chapter 2 discusses the experimental apparatus used in our studies. We have discussed the different components of the MCR-300 stress-controlled rheometer (Paar Physica, Germany). The rheo-small angle light scattering experiments and the direct visualisation experiments done using a home-made shear cell are also discussed. Next we describe the various experiments that can be done using a commercial rheometer. The frequency response and flow experiments have been discussed with some examples from our own work on entangled, cylindrical micelles. This is followed by a discussion on the various components of our dynamic light scattering (DLS) setup (Brookhaven Instruments, USA). Particle sizing of submicrometer colloidal spheres using our DLS setup has been discussed with an example of an angle-resolved DLS study of 0.05µm polystyrene colloids. Next we describe the various components of the SAXS setup (Hecus M. Braun, Austria). As an example application of SAXS we have quantified the structure of the lamellar phase formed by the surfactant CTAHN/water. We finally describe the sample preparation methods employed by us for the different experiments. Our nonlinear rheology experiments on viscoelastic gels of surfactant CTAT (cCT AT= 2wt%) in the presence of salt sodium chloride (NaCl) at various concentrations has been discussed in Chapter 3. We observe a plateau in the measured flow curve and this is attributed to a mechanical instability of the shear banding type. The slope of this plateau can be tuned by the addition of salt NaCl. This slope is due to a concentration difference between the shear bands arising from a Helfand-Fredrickson mechanism. This is confirmed by the presence of a “Butterfly” light scattering pattern in SALS experiments performed simultaneously with rheological measurements. We have carried out experiments at six different salt concentrations 10mM < cN aCl<1M, which yield plateau slopes (α) ranging from 0.07 < α < 0.4. We find that a minimum slope of 0.12, corresponding to a salt concentration of 25mM NaCl, is essential to see a “Butterfly” pattern indicating the onset of flow-concentration coupling at this α value. After this we turn our attention to stress/shear rate relaxation experiments. The remainder of this chapter is split in four parts. We show in Part-I that the routes to rheochaos in stress relaxation experiments is via Type-II intermittency. Interestingly in shear rate relaxation, the route is via Type-III intermittency. We also show that flow-concentration coupling is essential to see the route to rheochaos. This section also brings out the crucial role played by orientational ordering of the nematics during rheochaos using SALS measurements performed simultaneously with rheological measurements. In part-II, we study the spatio-temporal dynamics of the shear induced band en route to rheochaos. Our direct visualisation experiments show that the complex dynamics observed in stress/shear rate relaxation measurements during the route to rheochaos is a manifestation of the spatio-temporal dynamics of the high shear band. In part-III, we describe the results of our stress/shear rate relaxation measurements at a fixed shear rate/stress with temperature as the control parameter and thereby control the micellar length. We see the Type-II intermittency route to rheochaos in stress relaxation measurements and the Type-III intermittency route to rheochaos in shear rate relaxation measurements. We conclude this section by showing the results of linear rheology measurements carried out at different temperatures. We estimate the mean micellar length ¯L, reptation time τrepand the breaking time τbreak. We show that L¯ increases by ≈ 58%, as the sample goes through the route to rheochaos. In Part-I of this chapter we had only qualitatively discussed the correlations between the measured time series of stress and the VH scattered intensity during the Type-II intermittency route to rheochaos. In part-IV we have attempted to quantify the correlations between the two time series using the technique of linear and nonlinear Granger causality. We have also studied the phase space dynamics of the two time series using the technique of Cross Recurrence Plots. We show that there exists a causal feedback mechanism between the stress and the VH intensity with the latter having a stronger causal effect. We have also shown that the bivariate time series share similar phase space dynamics using the method of Cross Recurrence Plots. In chapter 4, we have studied the dynamics of wormlike micellar gels of surfactant CTAT using the DLS technique. We report an interesting result in the dynamics of these systems: concentration fluctuations in semidilute wormlike-micelle solutions of the cationic surfactant Cetyltrimethylammonium Tosylate (CTAT) at wavenumber q have a mean decay rate α qz, with z -̃1.8, for a wide range of surfactant concentrations just above the overlap value c∗. The process we are seeing is thus superdiffusive, like a L´evy flight, relaxing on a length scale L in a time of order less than L2 . The rheological behaviour of this system is highly non-Maxwellian and indicates that the micelle-recombination kinetics is diffusion-controlled (DC) (micelles recombine with their original partners). With added salt (100mM NaCl) the rheometric behaviour turns Maxwellian, indicating a crossover to a mean-field (MF) regime (micelles can recombine with any other micellar end). The concentration fluctuations, correspondingly, show normal diffusive behaviour. The stress relaxation time, moreover is about twenty times slower without salt than with 100mM NaCl. Towards the end of this chapter, we propose an explanation of these observations based on the idea that stress due to long-lived orientational order enhances concentration fluctuations in DC regime. In the previous chapter we had studied the dynamics of wormlike micellar gels of pure CTAT 2wt% and found superdiffusive relaxation of concentration fluctuations due to a nonlinear coupling of long-lived stress and orientational fluctuations to the con- centration. In chapter 5 we present results from dynamic light scattering experiments to quantify the diffusive motion of polystyrene (PS) colloids in the same system. This chapter is split in two parts. In Part-I, we discuss dynamics of PS particles of radius 115 nm and 60 nm in CTAT 2wt%. The radius of the colloidal spheres is comparable to the mesh size ξ = 80 nm of the wormlike micellar network and hence we are probing the network dynamics. We find that ∆r2(t) is wavevector independent at small and large lag times. However at intermediate times, we find an anomalous wavevector dependence which we believe arises from the rapid restructuring of the gel network. This anomalous wavevector dependence of ∆r2(t) disappears as the temperature is increased. In Part-II we discuss the dynamics of PS particles of radius 25 nm and 10 nm, smaller than ξ, in CTAT 1wt% & 2wt%. We once again find an anomalous wavevector dependence of ∆r2(t) at intermediate times for the 2wt% sample. Surprisingly, at large times the particle motion is not diffusive, rather ∆r2(t) saturates. We do not have a clear understanding of this as yet. Also for the 10 nm particle, the motion at small lag times is superdiffusive. The motion of these particles is probably influenced by the superdiffusion of concentration fluctuations observed in pure CTAT 2wt% system (chapter 4). In chapter 6, we report the observation of an intermediate mesh phase with rhom- bohedral symmetry, corresponding to the space group R¯3m, in the ternary system consisting of CTAHN/NaBr/water. It occurs at lower temperatures between a random mesh phase (LDα ) and a lamellar phase (Lα) on increasing the surfactant concentration φs. The micellar aggregates, both in the intermediate and random mesh phases, are found to be made up of a two-dimensional network of rod-like segments, with three rods meeting at each node. SAXS studies also show the presence of small angle peaks corresponding to ad−spacing of 25 nm. Freeze fracture electron microscopy results shows that this peak may correspond to the presence of nodule like structures with no long-range correlations. The thesis concludes with a summary of main results and a brief discussion of the scope for future work in Chapter 7.

This thesis describes an experimental study on fluctuations of a Brownian particle immersed in a fluid, confined by optical tweezers and subject to two different kinds of non-equilibrium conditions. We aim to gain a rather general understanding of the relation between spontaneous fluctuations, linear response and total entropy production for processes away from thermal equilibrium. The first part addresses the motion of a colloidal particle driven into a periodic non-equilibrium steady state by a nonconservative force and its response to an external perturbation. The dynamics of the system is analyzed in the context of several generalized fluctuation-dissipation relations derived from different theoretical approaches. We show that, when taking into account the role of currents due to the broken detailed balance, the theoretical relations are verified by the experimental data. The second part deals with fluctuations and response of a Brownian particle in two different aging baths relaxing towards thermal equilibrium: a Laponite colloidal glass and an aqueous gelatin solution. The experimental results show that heat fluxes from the particle to the bath during the relaxation process play the same role of steady state currents as a non-equilibrium correction of the fluctuation-dissipation theorem. Then, the present thesis provides evidence that the total entropy production constitutes a unifying concept which links the statistical properties of fluctuations and the linear response function for non-equilibrium systems either in stationary or non stationary states.