Amostras da hortaliça alface, pronta para consumo e sem adição de temperos, foram obtidas de sete restaurantes de padrão self-service, que servem refeição por quilograma. O total de 35 amostras foi coletado em dias alternados e diretamente do balcão de distribuição desses restaurantes na cidade de Limeira-SP. As amostras foram analisadas com o objetivo de conhecer as condições microbiológicas de hortaliças folhosas cruas servidas em locais de mesmo padrão. Para a realização das análises foram estabelecidos parâmetros microbiológicos, considerando a pesquisa das seguintes bactérias: coliformes totais, coliformes a 45°C, Salmonella spp, contagem total de aeróbios mesófilos e Staphylococcus coagulase positiva. Os resultados foram bastante heterogêneos, com grande variação nas contagens para coliformes totais, coliformes a 45°C, e números elevados nas contagens de aeróbios mesófilos. Os dados obtidos mostraram que 31 (88,6%) amostras analisadas apresentaram níveis elevados de coliformes totais, com variação entre 102NMPg-1 e 105 NMPg-1 e apenas 4 (11,4%) das amostras apresentaram níveis reduzidos, entre <2 e 8,0 x 101 NMPg-1. 1. Em relação às bactérias coliformes a 45°C, 14 (40%) das amostras apresentaram contaminação, consideradas em desacordo com a legislação vigente da Agência Nacional de Vigilância Sanitária – ANVISA (BRASIL, 2001) que estabelece limites de até 102 NMPg-1. Nenhuma amostra revelou-se positiva para Salmonella spp, atendendo aos parâmetros estabelecidos pela ANVISA (BRASIL, 2001) de ausência em 25g de produto. Foi detectado Staphylococcus coagulase positiva em 21 (60%) das amostras considerando contagens superiores a 103 UFCg-1, que é o limite máximo tolerado pela ANVISA (BRASIL, 2001) para outros alimentos, já que para hortaliças in natura não há menção de padrões. Deste total de 21 amostras, 2 (9,5%) apresentaram contagens de 104 UFCg-1. Os 7 locais tiveram amostras com contagens totais de aeróbios mesófilos elevadas, entre 105 e 107 UFCg-1: em 6 (17,1%) das amostras as contagens ficaram entre 105 e 106 UFCg-1 e 29 (82,8%) apresentaram resultados superiores a 106 UFCg-1. Destas 29 amostras, 11 (37,9%) estiveram acima da 107 UFCg-1. Amostras da hortaliça de mesmo lote foram submetidas a procedimentos higiênicos, utilizando solução clorada e solução de vinagre e posterior análise. Os resultados apresentaram reduções entre 98% e 99% nas contagens das bactérias. Pelos dados obtidos, considera-se que há falhas decorrentes de práticas inadequadas de manipulação com ausência ou deficiência de sanificação, sendo necessário treinamento de funcionários e proprietários dos locais, visando correção dos problemas, para que se obtenha a qualidade microbiológica adequada do produto e assegure a saúde do consumidor. / Lettuce samples, ready for consumption and without addition of seasoning, were obtained from seven self-service restaurants which serve food per kilogram. The total of 35 samples was collected on alternate days and directly from food counters at those restaurants in the city of Limeira/SP. Samples were analyzed with the objective to find out the microbiological conditions of the raw leafy vegetables served in self-service restaurants. To carry out the analysis, microbiological standards were set considering the research on the following bacteria: total coliforms, coliforms at 45°C, Salmonella ssp, total counting of aerobic mesophiles and Staphylococcus coagulase positive. The results were very heterogeneous due to the great variation on counting for total coliforms, coliforms at 45°C, as well as the high level of the numbers of aerobic mesophiles. The data obtained showed that 31 (88.6%) samples presented high level of total coliforms, varying between 102 NMPg-1 and 105 NMPg-1 and only 4 (11.4%) samples presented reduced level, between < 2 and 8.0 x 101 NMPg-1. Considering the coliform bacteria at 45°C, 14 (40%) samples presented fecal contamination and this is at variance with the current legislation of the National Agency of Sanitary Vigilance – ANVISA (BRAZIL, 2001), which establishes limits up to 102 NMPg-1. No samples showed to be positive for Salmonella spp, following the ANVISA (BRAZIL, 2001) standards which establish absence in 25g of product. Staphylococcus coagulase positive was detected in 21 (60%) samples considering counting superior to 103 UFCg-1, which is the maximum limit tolerated by ANVISA (BRAZIL, 2001) for other foods, as for leafy vegetable in natura there are no standards. From this total of 21 samples, 2 (9.5%) showed 104 UFCg-1. The seven self-service restaurants showed high level for total counting of aerobic mesophiles, between 105 and 107 UFCg-1: 6 samples (17.1%) showed counting between 105 and 106 UFCg-1 and 29 (82.8%) presented results above 106 UFCg-1. From these 29 samples, 11 (37.9%) were above 107 UFCg-1. Leafy vegetables samples from the same batch underwent to hygienic procedures using a chlorine solution and a vinegar solution for posterior analysis. The results showed reduction of the bacteria counting between 98% and 99%. The data obtained show that there is inappropriate food handling with absence of or deficiency of sanitation, indicating a training need for the staff and shop owners, so that problems can be corrected to obtain products with appropriate microbiological quality and to assure consumer’s health.

Purpose: This research will study how hyperspectral sensoring can assess the moisture content of lettuce by monitoring its growth in indoor vertical farming. Research questions: “What accuracy can be achieved when using hyperspectral sensoring for assessing the moisture content of lettuce leaves grown in vertical farming?” “How can vertical farming contribute to sustainability in conjunction with integration of NIR spectroscopy?” Methodology: This study is an experimental study with a deductive approach in which experiments have been performed using the hyperspectral technologies singlespot sensor and the hyperspectral camera Specim FX17 to collect spectral data. To analyze the data from the experiments two regression models were used and trained to make it possible to predict future moisture content values in lettuce. In order to get a better understanding and analyze the results from the experiments, a literature review was also conducted on how hyperspectral imaging has been applied to assess the quality of food products. Conclusion: The achieved accuracies were 58.24 % and 65.54 % for the PLS regression model and the Neural Network model respectively. Employing hyperspectral sensoring as a non-destructive technique to assess the quality of food products grown and harvested in vertical farming systems, contributes to sustainability from several aspects such as reducing food waste, minimizing costs and detecting different quality attributes that affect the food products. / Syfte: Syftet med denna studie är att undersöka hur hyperspektral avbildning kan användas för att bedöma fuktigheten i sallad genom att kontrollera hur den växer i vertikal odling inomhus. Frågeställningar: “Vilken noggrannhet kan uppnås vid användning av hyperspektral avbildning för att bedöma fukthalt hos salladsblad som odlas i vertikal odling?” “Hur kan vertikal odling bidra till hållbarhet i kombination med integration av NIR spectroscopy?”  Metod: Denna studie är en experimentell studie med en kvantitativ metod inom vilken en deduktiv ansats har tillämpats genom användning av de hyperspektrala teknologierna single-spot sensor och hyperspektralkameran Specim FX17 för insamling av spektral data. För att analysera datan från experimenten skapades och tränades två olika regressionsmodeller till att möjliggöra förutsägning av framtida värden av fukthalt i sallad. För att få en bättre förståelse för och kunna göra en bättre analys av resultaten från experimenten, utfördes även en litteraturöversikt på vad tidigare forskning om tillämpningen av hyperspektral avbildning för kvalitetssäkring av matprodukter har visat. Slutsats: Noggrannheten för PLS-regressionsmodellen var 58,24 % och 65,54 % för Neural Network-modellen. Minskat matsvinn och kostnader samt upptäcka olika kvalitetsattribut som påverkar livsmedelsprodukterna är de hållbara resultaten vid bedömning av kvalitet via hyperspektral sensing.

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Food-borne illness outbreaks are occasionally associated with fresh-vegetable consumption, in part due to lack of a microbial inactivation step before consumption. Raw manure or improperly composted manure applied as soil amendments is an established source of pathogenic bacterial contamination. However, less is known about whether such soil amendments could serve as a source of transmission of antibiotic-resistant bacteria (ARB) or antibiotic-resistance genes (ARGs) via fresh produce. As such knowledge is developing, it is useful to identify strategies for mitigating ARGs and ARB on vegetable surfaces, especially those that are synergistic with known benefits in terms of general pathogen reduction on fresh produce. Sanitizers play an important role in post-harvest processing of vegetables, especially in terms of disinfecting the wash water and preventing cross-contamination. Further, temperature and time of storage of vegetables are critical to prevent the growth of microorganisms. To provide a background inoculum representing potential pre-harvest carryover of ARB and ARGs, carrots or romaine lettuce leaves were dipped in a slurry derived from composted manure from dairy cows previously dosed with antibiotics and further inoculated with multi-drug resistant E. coli O157:H7, a human pathogen, and a spoilage-associated and opportunistic pathogenic strain of Pseudomonas aeruginosa. Inoculated carrots (n=3, 25 g) were washed with water containing different sanitizers (sodium hypochlorite or peroxyacetic acid) or unwashed (control), packaged and stored at 10ºC for 7d or 2ºC for up to 60 d. Inoculated lettuce leaves (n=3, 100 g) were washed with sodium hypochlorite, packaged in modified atmosphere conditions (98% nitrogen), irradiated (1.0 kGy) and subsequently stored at 4ºC for 14 d. The effect of post-harvest treatment were compared at various times by enumeration on selective media. In addition, cultureindependent techniques were also performed to determine changes to the surficial carrot and lettuce microbiota by sequencing bacterial 16S rRNA gene amplicons. The effect of post-harvest treatments on the types and relative abundance of ARGs, also known as the “resistome,” were profiled by shotgun metagenomic sequencing and qPCR. Addition of a sanitizer during wash, storage temperature, and duration of storage affected the bacterial community structures on carrots, represented by the weighted Unifrac distance matrices (ANOSIM, R=0.465). Storage of sanitizer-washed carrots at 10ºC was associated with an increase in relative abundance of Pseudomonadaceae compared to 2ºC storage for 7 d (Wilcoxon, p<0.05). Increase in storage temperature from 2ºC (optimum) to 10ºC (temperature abuse) of sanitizer-washed carrots resulted in enrichment of ARGs conferring resistance to the following antibiotic classes: multidrug, peptide, polymyxin, quinolone, triclosan, aminoglycoside, bacitracin, β-lactam, and fosfomycin. Irradiation resulted in significant reductions (~3.5 log CFU/g) of inoculated antibiotic-resistant E. coli O157:H7 and Pseudomonas sp. on lettuce surfaces (ANOVA, p<0.05). The lettuce resistome, represented by the Bray-Curtis similarity of ARG occurrence, was affected by irradiation (ANOSIM, R=0.406). Irradiation of lettuce followed by 14 d of storage at 4ºC resulted in 2-4-fold reductions in relative abundance of ARGs encoding resistance to the following antibiotic classes: triclosan, quinolones, multidrug, polymyxin and β-lactam (Wilcoxon, p<0.05). No additional increase or reduction of the tet(A) gene present on inoculated P. aeruginosa was evident after 14d storage at 4ºC on irradiated samples. Results of this study suggest that inclusion of a sanitizer in wash water, irradiation, and storage at optimum refrigerated temperatures may offer effective strategies to combat proliferation of antibiotic resistant bacteria and antibiotic resistance genes on fresh produce. Further research is needed develop interventions that can mitigate tet(A) and other ARGs on produce that were not significantly reduced by irradiation. This study will guide future research on microbiome and metagenome of processed produce and assessment of critical control points to reduce the risk of antibiotic resistance from farm-to-fork. / PHD / Post-harvest interventions; such as washing, irradiation and cold storage, are employed to provide safe and wholesome fresh vegetables to consumers. Washing of vegetables in water that includes a sanitizing agent, such as chlorine or peroxyacetic acid (POAA), removes soil from the surface, reduces the bacteria in wash water and prevent cross-contamination between vegetables. It has an additional benefit to reduce microorganisms on produce surfaces that may cause the vegetables to spoil or result in illness in humans. Low temperature storage of produce, usually 0-5ºC, decreases the respiration rate of vegetables and reduces growth of microorganisms during storage. Some of the spoilage and/or pathogenic bacteria may also be antibiotic-resistant, which are commonly termed as antibiotic-resistant bacteria (ARB). Antibiotic resistance is a significant public health concern that leads to ineffective medical treatments, prolonged duration of illnesses and increased hospitalization costs. Antibiotic resistance is encoded by genes that confer resistance to wide range of antibiotic classes, including antibiotics used to treat human illnesses. These genes are termed as antibiotic resistance genes (ARGs). In this study we examined the effect of three common post-harvest interventions, washing with sanitizers, gamma irradiation, and cold storage to reduce antibiotic-resistant bacterial pathogens and antibiotic-resistant spoilage bacteria on carrots and lettuce. Storage temperature, inclusion of sanitizer in wash water, and length of chilled storage significantly influenced the diversity of bacteria found on carrot surface. Inclusion of either sanitizer in the wash water significantly reduced the populations of antibiotic-resistant E. coli O157:H7 (a pathogenic bacterium that causes a dangerous form of gastrointestinal illness) and Pseudomonas sp. (a bacterial species that commonly causes food spoilage). Storage at recommended temperature (2ºC) did not allow these bacteria to regrow and also reduced total ARGs on carrot surfaces. Washing of lettuce with sodium hypochlorite followed by irradiation (1.0 kGy) and storage at recommended temperature (4ºC) were effective in reducing the populations of antibiotic-resistant E. coli O157:H7 and Pseudomonas sp., and additionally reduced the number of some ARGs conferring resistance to select classes of antibiotics, including triclosan, quinolones, multidrug, polymyxin and β-lactam antibiotics on the lettuce surface. A novelty of this research is that it employed new, cutting-edge “metagenomic” DNA sequencing technique to identify and track antibiotic resistance through the various post-harvest interventions. Overall results of this research suggest that inclusion of sanitizer in wash water for fresh produce, followed by storage at refrigerated temperatures below 4ºC may reduce the risk posed by antibiotic resistant bacteria and antibiotic resistance genes on produce.

Ces dernières années, les facteurs du complexe d'initiation de la traduction eucaryote ont été identifiés comme des déterminants essentiels dans la sensibilité des plantes aux virus à ARN, y compris les potyvirus, genre le plus important à la fois de par leur nombre et leur importance économique chez des espèces légumières, fruitières et de grandes cultures.En particulier, les allèles récessifs mo11 et mo12 du gène mo1 précédemment identifié comme codant pour le facteur d'initiation de la traduction eIF4E, sont actuellement utilisés pour protéger les cultures de laitue contre le potyvirus de la mosaïque de la laitue (LMV).Partant des résultats obtenus au laboratoire démontrant que les déterminants du LMV impliqués dans le contournement de la résistance mo1 comprennent non seulement le domaine codant pour la VPg mais aussi, en amont, l’extrémité carboxy-terminale de celui codant pour la CI, mon travail de thèse a consisté à (1) confirmer que le LMV code pour deux facteurs de virulence, la CI et la VPg (2) identifier par mutagenèse dirigée et aléatoire des acides aminés clés de la CI impliqués dans le contournement de la résistance contrôlée par eIF4E (3) entamer une caractérisation fonctionnelle des interactions impliquant les trois partenaires eIF4E, CI et VPg.Les résultats obtenus ont montré que l'échange de la VPg d'un isolat virulent (LMV-E) dans un non virulent (LMV-0) est suffisant pour restituer la compatibilité complète avec les variétés de laitue portant l'allèle mo11, mais pas mo12, alors que la région codant pour la portion C-terminale de la CI et la 6K2, suffit pour contourner les deux allèles de mo1. Le mutant ponctuel dans la CI (LMV-0-S621T) obtenu par mutagenèse dirigée est capable de contourner la résistance conférée par mo12 et partiellement celle conférée par mo11 tandis que le mutant réciproque (LMV-E-T621S) perd sa capacité à contourner les deux allèles de résistance. Il s’agit donc là du premier exemple d'un gène de CI de potyvirus, agissant comme un déterminant de contournement de la résistance récessive contrôlée par eIF4E. En effet, la VPg des potyvirus a été identifiée jusque là comme l’unique facteur de virulence vis-à-vis de eIF4E. Il semble donc que le LMV puisse utiliser deux facteurs viraux (CI et VPg) pour le contournement des allèles de résistance mo1.Cette propriété, associée au fait que des isolats de LMV d’origine sauvage ou ornementale soient capables d’évoluer vers le contournement pourraient donc présenter un risque pour la durabilité des résistances mo1. Des travaux préliminaires ont été menés lors de cette thèse afin de mieux comprendre le rôle exact des mutations des facteurs de virulence dans le processus évolutif d’adaptation du LMV aux pressions imposées par les allèles mo1.Enfin, l’implication de la CI dans le contournement de la résistance mo1 laisse supposer que cette protéine pourrait elle aussi interagir (comme la VPg), directement ou non, avec eIF4E. Nous avons montré pour la première fois in vitro et in vivo l’interaction entre la région C-terminale de la CI et la protéine eIF4E de laitue. De plus, la mutation en position 621 de la CI ayant un rôle clé dans le contournement de la résistance mo1 ne semble pas affecter ces interactions in vitro / In recent years, the factors of the eukaryotic translation initiation complex were identified as essential determinants of plant susceptibility to RNA viruses, including potyviruses, the largest and economically the most important of the plant virus groups. Members of this group are responsible for important virus diseases affecting all types of vegetable, fruit, and field crops.In particular, the recessive alleles mo11 and mo12 of mo1 gene, which previously identified as encoding for the translation initiation factor eIF4E, are currently used to protect lettuce crops against lettuce mosaic potyvirus (LMV).Based on the results obtained in the laboratory showing that the LMV determinants involved in the mo1 resistance overcoming include not only the area encoding for the VPg but also upstream, the C-terminal region of that encoding for the CI, my work of thesis consisted in (1) confirm that LMV encodes for two virulence factors, CI and VPg (2) identified by site-directed and random mutagenesis a key amino acids of the CI protein involved in eIF4E-mediated resistance overcoming (3) initiate a functional characterization of interactions involving the three partners eIF4E, VPg and CI.The results obtained showed that the exchange of VPg of a virulent isolate (LMV-E) in a non-virulent (LMV-0) is sufficient to restore full compatibility with lettuce cultivars carrying mo11 allele, but not mo12, whereas the region encoding for the C-terminal portion of the CI and 6K2, is sufficient to overcoming both mo1 alleles. The point mutation in the CI (LMV-0-S621T) obtained by site-directed mutagenesis is able to overcome the resistance conferred by mo12 and partly that conferred by mo11 while the reciprocal mutation (LMV-E-T621S) loses its ability to overcome both resistance alleles.So this is the first example of a potyvirus CI gene acting as a virulence determinant in overcoming eIF4E-mediated resistance. Indeed, the potyvirus VPg was previously identified as the sole virulence determinant vis-a-vis eIF4E. It seems that LMV can use two viral factors (CI and VPg) to overcome the mo1 resistance alleles.This property, combined with the fact that LMV isolates from the wild or ornamental origin are able to evolve towards the overcoming could therefore pose a risk to the durability of the mo1 resistance. Preliminary works were carried on during this thesis to better understand the exact role of mutations affecting virulence factors in the evolutionary process of adaptation of LMV to the pressures imposed by mo1 alleles.Finally, the involvement of the LMV CI in mo1 resistance breaking suggests that this protein could also interact (such as VPg), directly or indirectly with eIF4E. We have shown for the first time in vitro and in vivo interactions between the C-terminal region of the CI protein and the lettuce eIF4E protein. In addition, the mutation at position 621 of the CI which has a key role in mo1 resistance overcoming does not seem to affect these interactions in vitro.

A alface é a principal hortaliça folhosa do Brasil. A podridão negra das raízes causada pelo fungo Thielaviopsis basicola vem limitando o cultivo da alface americana ´Lucy Brown`. Os objetivos desta pesquisa foram: determinar a reação das cultivares comerciais de alface à T. basicola; elucidar a herança da resistência de alface ao patógeno e selecionar alface americana resistente ao patógeno a partir de variantes da ‘Lucy Brown`. Inocularam-se 37 cultivares de alface usando o isolado patogênico L1 de T. basicola, na fase juvenil. Para todos os ensaios a avaliação foi feita na fase juvenil através de uma escala de notas de acordo com a severidade da doença de 1 (ausência de sintomas) a 5 (mais de 90% das raízes severamente afetadas). A seleção de progênies resistentes ao patógeno foi feita a partir de variantes da ´Lucy Brown` pelo método genealógico usando um critério qualitativo para uniformidade, qualidade da cabeça e adaptação para o cultivo nas condições de verão. As cultivares do tipo crespa e batávia foram resistentes ao patógeno. As do tipo lisa e americana apresentaram variação inter-varietal quanto à reação a T. basicola. A herança da reação de alface a T. basicola foi devido a um gene dominante, designado de Tb. As progênies elites S4 derivadas da alface ´Lucy Brown` foram resistentes ao patógeno, uniformes e estáveis para o mérito hortícola no cultivo de verão. / Lettuce is the major leafy crop in Brazil. Lettuce black root rot (LBRR) caused by Thielaviopsis basicola is one the most limiting disease for the crisphead lettuce cv. Lucy Brown. Research focuses were: cultivars reaction to the pathogen; resistance inheritance elucidation and selections of LBRR resistant variants from cv. Lucy Brown. About 37 cultivars were screened using L1 pathogenic strain of T. basicola at juvenile stage. The reaction reading was made for all trials at juvenile stage using a severity disease scale from 1 (absence of symptoms) to 5 (with more than 90% of root rots). Selection of LBRR variants derived from Lucy Brown was made by pedigree selection and using selective criteria of line uniformity, heading qualities and adaptation for summer season slotting planting. Leaf lettuce Grand Rapids and Batavia types were resistant. There was inter-varietal occurrence of crisphead and butterhead resistance and other susceptible to LBRR. The inheritance to LBRR resistance in lettuce was due to a dominant gene designated as Tb. Elite LBRR resistant S4 lines derived from the crisphead cv. Lucy Brown were identified by their uniformity and stability for summer crop adaptation.

\'Piraroxa\' e \'Vanda\' são cultivares de alface cujos comportamentos pós-colheita ainda não foram caracterizados. Um dos diferenciais destas cultivares pode estar relacionado ao seu alto potencial antioxidante como resultado da ação de seus compostos fenólicos. A fim de avaliar os parâmetros pós-colheita e a viabilidade do uso destas cultivares como fontes de antioxidantes, o presente trabalho teve como objetivo investigar suas respostas fisiológicas e bioquímicas, comparando-as entre si em diferentes temperaturas de armazenamento e em épocas de colheita distintas. Tanto no verão quanto no inverno, as hortaliças foram armazenadas por 28 dias à 0ºC e 95-97%UR e por quatro dias em condição ambiente monitorada. Em todas as condições de armazenamento e períodos de colheita, não houve diferença entre as cultivares e tendências decrescentes foram observadas para a produção de etileno e as taxas respiratórias. O armazenamento refrigerado proporcionou acentuado declínio destas variáveis. Já em condição ambiente, na colheita de verão, a cv. Vanda apresentou produção superior de etileno e, na colheita de inverno, a cv. Piraroxa apresentou taxas respiratórias mais elevadas. Os parâmetros de coloração permaneceram constantes. As cultivares apresentaram tendências similares entre si, tanto para a perda de massa fresca quanto para o conteúdo de clorofila e carotenoides, e o armazenamento refrigerado e as altas umidades relativas mostraram-se eficazes para o controle da perda de massa. O conteúdo de antocianinas foi influenciado pela temperatura de armazenamento, mas não pela época de colheita, e não demonstrou estar diretamente relacionado ao potencial antioxidante da cv. Piraroxa. As características de qualidade representadas pela aparência das hortaliças foram preservadas, em armazenamento refrigerado, até o 28º dia e, em condição ambiente, até o primeiro e segundo dias. A atividade da polifenoloxidase (PPO) e o potencial antioxidante das hortaliças foram influenciados pela época de colheita, mas não pela temperatura de armazenamento. A cv. Vanda apresentou atividade da PPO superior na colheita de verão e a cv. Piraroxa apresentou potencial antioxidante superior em todas as condições de armazenamento e épocas de colheita. O teor de compostos fenólicos e a atividade sequestrante do radical livre DPPH apresentaram valores superiores na colheita de verão para ambas as cultivares, com tendências à constância de valores, enquanto o sistema-modelo ?-caroteno/ácido linoleico demonstrou tendências crescentes, com elevações significativas a partir do segundo dia de armazenamento em condição ambiente e a partir do 21º dia de armazenamento refrigerado. Os parâmetros fisiológicos analisados evidenciaram grande similaridade em relação ao comportamento pós-colheita das duas cultivares e a durabilidade e manutenção das características qualitativas das hortaliças durante o armazenamento refrigerado foi extremamente satisfatória. Em contrapartida, o armazenamento, tanto em condição ambiente monitorada quanto em refrigeração, não demonstrou constituir-se como técnica válida para a maximização do potencial antioxidante das hortaliças, embora a alface constitua fonte dietética importante de antioxidantes. / \'Piraroxa\' and \'Vanda\' are lettuce cultivars whose postharvest behavior has not yet been characterized. One of the differentials of these cultivars may be related to its high antioxidant potential as a result of its phenolic compounds action. In order to evaluate the postharvest parameters and feasibility of using these cultivars as sources of antioxidants, this study aimed to investigate their physiological and biochemical responses, comparing them to each other at different storage temperatures and at different harvest times. Vegetables were stored for 28 days at 0ºC and 95-97%RH and for four days at ambient monitored condition regardless of summer or winter seasons. In all storage conditions and harvest periods there was no difference between cultivars and decreasing trends were observed for ethylene production and respiratory rates. Cold storage provided dramatic decline of these variables. At ambient condition, however, cv. Vanda showed higher production of ethylene in the summer harvest and cv. Piraroxa had higher respiratory rates in the winter harvest. Color parameters remained constant. Cultivars showed similar trends among one another for both weight loss and the content of chlorophyll and carotenoids. Also, cold storage and high relative humidity were effective for the control of weight loss. Anthocyanins content was influenced by storage temperature, not by the harvest season, and did not show to be directly related to the antioxidant potential of cv. Piraroxa. Vegetables quality appeared to be preserved on cold storage until day 28, and at ambient condition until the first and second days. Polyphenol oxidase (PPO) activity and antioxidant potential of vegetables were influenced by harvest time, but not by the storage temperature. \'Vanda\' showed higher PPO activity in the summer harvest and \'Piraroxa\' showed higher antioxidant potential in all storage conditions and harvest times. Phenolic content and free radical scavenging activity of DPPH showed higher values in summer harvest for both cultivars, with constant value tendencies, while the model system ?-carotene/linoleic acid showed increasing trends, with significant increases in the second day of storage at ambient condition and after 21 days of refrigerated storage. The physiological parameters analyzed showed great similarity to postharvest behavior of the two cultivars, and the durability and maintenance of vegetables quality during refrigerated storage were extremely satisfactory. In contrast, both ambient and refrigerated monitored storages did not show as valid techniques for maximizing the antioxidant potential of vegetables, although lettuce constitutes an important source of dietary antioxidants.

Folienmanagement ist von wirtschaftlicher Bedeutung im Freiland-Gemüsebau im Frühjahr. Aber die Prognose des optimalen Zeitpunktes der Abnahme von Plastik-Abdeckungen vom Bestand ist mit den bereits verfügbaren Mitteln zu ungenau, um die heutigen Anforderungen an die Produktionssicherheit zu erfüllen. Der bislang verwendete empirische Ansatz benötigt aktuelle Referenzmessungen unter den Abdeckungen, welche kostspielig sind. Das Ziel dieser Arbeit war es, die Grundlagen eines mechanistischeren Modellansatzes zu entwickeln, welcher auf dem physikalischen und biologischen Verständnis von Energiehaushalt, Pflanzenwachstum und den Prozessen der Qualitätsentwicklung unter den Abdeckungen beruht, um die zukünftige Produktionssicherheit zu verbessern. Entsprechende Feldversuche wurden durchgeführt, um Daten zum Pflanzenwachstum und Mikroklima unter und über der Abdeckung zu erhalten und neue sowie etablierte Untermodelle zu parametrisieren. Weiterhin wurden Laborversuche zum Verständnis z.B. der optischen Eigenschaften der Abdeckungen, Blätter und des Bodens ausgeführt. Außerdem wurde eine neue Methode zur Bestimmung des Blattflächenindex bei Kopfsalat und Kohlrabi geprüft und für die effiziente Erhebung der Pflanzendaten etabliert (Sandmann et al. 2013). Im Ergebnis können nun verschiedene Prozesse der Gemüseproduktion unter Abdeckungen besser verstanden und mit hinreichender Genauigkeit mathematisch beschrieben werden, z.B. Strahlungshaushalt (Graefe & Sandmann 2014) und Blattflächenwachstum. Die meisten Ziele der Arbeit wurden erreicht. Weitere Arbeit ist vor allem notwendig für die Modellierung der Lufttemperatur unter der Abdeckung und die Entwicklung eines mechanistischen Ansatzes zur Beschreibung der Pflanzenqualität. Hier konnte die Pflanzenqualität wegen der subjektiv beeinflussten Daten nur über einen empirischen Ansatz modelliert werden. Die übliche Erfassung der Pflanzenqualität sollte überdacht werden, um zukünftig möglichst objektive Werte zu erhalten. / Plastic film management is economically of importance for vegetable growing in the field in early spring, but the prediction of the best moment of removal of plastics from the crops is currently too imprecise to fulfill contemporary requirements in production safety. The broadly used approach for prediction is of empirical nature and is depending on current reference data from below covers, which are expensive to gather. The aim of this thesis was to develop the scientific foundations for a more mechanistic model approach, based on the physical and biological understanding of the energy balance, plant growth and plant quality formation process below plastic covers in order to increase future production safety. Field trials at three sites, with two species and several cover materials and removal strategies were carried out to gain data from plants and microclimate beneath and above covers for parameterization of new and established submodels. Additionally, laboratory experiments were performed to understand e.g. the optical properties of plastics, leaves and soil. Furthermore, a new method for determining leaf area index in lettuce and kohlrabi was adopted and established for a more efficient plant data collection (Sandmann et al. 2013). As a result, several processes of vegetable production using plastic covers are now better understood and can be described mathematically and sufficiently precise, e.g. the short wave radiation budget (Graefe & Sandmann 2014) and leaf area growth. Most, but not all aims of the thesis could be achieved. Further work will be necessary according to modeling of air temperature below the covers, leaf gas exchange and the development of a mechanistic approach for plant quality formation. Here, plant quality could only be modelled via an empirical approach, due to subjectively influenced data. Common plant quality data acquisition should be reconsidered to yield as much as possible objective values in the future.