An algorithm is presented which computes a state feedback for a standard linear system which not only stabilizes, but also dampens the closed-loop system dynamics. In other words, a feedback gain vector is computed such that the eigenvalues of the closed-loop state matrix are within the region of the left half-plane where the magnitude of the real part of each eigenvalue is greater than the imaginary part. This may be accomplished by solving one periodic algebraic Riccati equation and one degenerate Riccati equation. The solution to these equations are computed using numerically robust algorithms. Finally, the periodic Riccati equation is unusual in that it produces one symmetric and one skew symmetric solution, and as a result two different state feedbacks. Both feedbacks dampen the system dynamics, but produce different closed-loop eigenvalues, giving the controller designer greater freedom in choosing a desired feedback.

We study canonical forms for Hamiltonian and symplectic matrices or pencils under equivalence transformations which keep the class invariant. In contrast to other canonical forms our forms are as close as possible to a triangular structure in the same class. We give necessary and sufficient conditions for the existence of Hamiltonian and symplectic triangular Jordan, Kronecker and Schur forms. The presented results generalize results of Lin and Ho [17] and simplify the proofs presented there.

The work selects a specific issue from the numerical analysis of optimal control problems. We investigate a linear-quadratic optimal control problem based on a partial differential equation on 3-dimensional non-convex domains. Based on efficient solution methods for the partial differential equation an algorithm known from control theory is applied. Now the main objectives are to prove that there is no degradation in efficiency and to verify the result by numerical experiments. We describe a solution method which has second order convergence, although the intermediate control approximations are piecewise constant functions. This superconvergence property is gained from a special projection operator which generates a piecewise constant approximation that has a supercloseness property, from a sufficiently graded mesh which compensates the singularities introduced by the non-convex domain, and from a discretization condition which eliminates some pathological cases. Both isotropic and anisotropic discretizations are investigated and similar superconvergence properties are proven. A model problem is presented and important results from the regularity theory of solutions to partial differential equation in non-convex domains have been collected in the first chapters. Then a collection of statements from the finite element analysis and corresponding numerical solution strategies is given. Here we show newly developed tools regarding error estimates and projections into finite element spaces. These tools are necessary to achieve the main results. Known fundamental statements from control theory are applied to the given model problems and certain conditions on the discretization are defined. Then we describe the implementation used to solve the model problems and present all computed results.

We consider the solution of nonlinear optimal control problems subject to stochastic perturbations with incomplete observations. In particular, we generalize results obtained by Ito and Kunisch in [8] where they consider a receding horizon control (RHC) technique based on linearizing the problem on small intervals. The linear-quadratic optimal control problem for the resulting time-invariant (LTI) problem is then solved using the linear quadratic Gaussian (LQG) design. Here, we allow linearization about an instationary reference trajectory and thus obtain a linear time-varying (LTV) problem on each time horizon. Additionally, we apply a model predictive control (MPC) scheme which can be seen as a generalization of RHC and we allow covariance matrices of the noise processes not equal to the identity. We illustrate the MPC/LQG approach for a three dimensional reaction-diffusion system. In particular, we discuss the benefits of time-varying linearizations over time-invariant ones.

[pt] Quadricópteros vêm sendo o objeto de estudo de inúmeras pesquisas ao redor do mundo. Diversas técnicas de controle já foram desenvolvidas, cada uma com seus prós e contras, objetivando o aprimoramento do desempenho destes veículos aéreos na consecução de tarefas específicas. Este trabalho foca na comparação de características de desempenho de técnicas de controle aplicadas a quadricópteros. Este trabalho mostra o projeto de controles modernos aplicados à quadricópteros apresentando tais técnicas, iniciando com a realimentação de estados com polos dominantes, passando pelo controle Linear Quadratic Regulator (LQR). Por sua vez, visando otimizar o desempenho das técnicas de controle aqui estudadas, foram aplicadas técnicas de inteligência computacional para resolver um problema de otimização do LQR e para auxiliar no controle de forças dos rotores. Apresenta-se o projeto de um controle PID, que será usado como referência para as demais técnicas analisadas. O controle por realimentação de estados citado anteriormente obteve bons resultados. O tempo de assentamento foi o menor para o eixo Z, overshoots e o erro em regime permanente, os menores para os eixos X e Y. O controlador Fuzzy conseguiu fazer seu papel auxiliando a movimentação do quadricóptero. O GA otimizou o tempo de assentamento do LQR. Esse controle conseguiu alcançar os menores tempos de assentamento para os eixos X e Y, sendo mais rápido que a configuração original do LQR, escolhida por heurísticas. Com esse trabalho foi possível notar que os controladores modernos, realimentação de estado e LQR, tem um desempenho melhor que o controle PID de referência. / [en] Quadcopters are researched all over the world. A lot of techniques had been developed and many others a blistering, each one with their pros and cons. The focus of this work is the comparison between the performance of some techniques most used in quadcopters, qualifying these techniques. This work shows the designing process of a quadcopter controllers, starting with state feedback with dominant poles and going to the Linear Quadratic Regulator controller. Focusing on optimizing the performance of those control strategies, computational techniques were used to solve an LQR optimization problem and to help choose the best inputs for the rotors. This work presents a PID controller that will be used as a reference for comparison. The state feedback controller with the Fuzzy position control performed very well, being the fastest one to settle on the Z axis, having the least overshoots and the lowest steadystate errors for the X and Y axes. The Fuzzy controller did what was supposed to do, smoothing and enabling a precise movement for the quadcopter. The GA also did what was supposed to do and improved the settling time for the LQR controller. It showed that it was a nice way to tune the Q and R matrixes, allowing the controller to be the fastest one to settle in the X and Y axes. As a result of this work, the modern control techniques, state feedback and LQR, performance better than the classic PID controller, used as reference.

Networked embedded control systems are present almost everywhere. A recent trend is to introduce wireless sensor networks in these systems, to take advantage of the added mobility and flexibility offered by wireless solutions. In such networks, the sensor observations are typically quantized and transmitted over noisy links. Concerning the problem of closed-loop control over such non-ideal communication channels, relatively few works have appeared so far. This thesis contributes to this field, by studying some fundamentally important problems in the design of joint source--channel coding and optimal control. The main part of the thesis is devoted to joint design of the coding and control for scalar linear plants, whose state feedbacks are transmitted over binary symmetric channels. The performance is measured by a finite-horizon linear quadratic cost function. The certainty equivalence property of the studied systems is utilized, since it simplifies the overall design by separating the estimation and the control problems. An iterative optimization algorithm for training the encoder--decoder pairs, taking channel errors into account in the quantizer design, is proposed. Monte Carlo simulations demonstrate promising improvements in performance compared to traditional approaches. Event-triggered control strategies are a promising solution to the problem of efficient utilization of communication resources. The basic idea is to let each control loop communicate only when necessary. Event-triggered and quantized control are combined for plants affected by rarely occurring disturbances. Numerical experiments show that it is possible to achieve good control performance with limited control actuation and sensor communication. / QC 20101109

Submitted by Rosivalda Pereira (mrs.pereira@ufma.br) on 2017-08-14T18:28:45Z No. of bitstreams: 1 FabioSilva.pdf: 1098466 bytes, checksum: a72dcced91748fe6c54f3cab86c19849 (MD5) / Made available in DSpace on 2017-08-14T18:28:45Z (GMT). No. of bitstreams: 1 FabioSilva.pdf: 1098466 bytes, checksum: a72dcced91748fe6c54f3cab86c19849 (MD5) Previous issue date: 2008-06-20 / Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPQ) / Fundação de Amparo à Pesquisa e ao Desenvolvimento Científico e Tecnológico do Maranhão (FAPEMA) / We present in this work the results about two neural networks methods to solve the algebraic Riccati(ARE), what are used in many applications, mainly in the Linear Quadratic Regulator (LQR), H2 and H1 controls. First is showed the real symmetric form of the ARE and two methods based on neural computation. One feedforward neural network (FNN), that de¯nes an error as function of the ARE and a recurrent neural network (RNN), which converts a constrain optimization problem, restricted to the state space model, into an unconstrained convex optimization problem de¯ning an energy as function of the ARE and Cholesky factor. A proposal to chose the learning parameters of the RNN used to solve the ARE, by making a surface of the parameters variations, thus we can tune the neural network for a better performance. Computational experiments related with the plant matrices perturbations of the tested systems in order to perform an analysis of the behavior of the presented methodologies, that are based on homotopies methods, where we chose a good initial condition and compare the results to the Schur method. Two 6th order systems were used, a Doubly Fed Induction Generator(DFIG) and an aircraft plant. The results showed the RNN a good alternative compared with the FNN and Schur methods. / Apresenta-se nesta dissertação os resultados a respeito de dois métodos neuronais para a resolução da equação algébrica de Riccati(EAR), que tem varias aplicações, sendo principalmente usada pelos Regulador Linear Quadrático(LQR), controle H2 e controle H1. É apresentado a EAR real e simétrica e dois métodos baseados em uma rede neuronal direta (RND) que tem a função de erro associada a EAR e uma rede neuronal recorrente (RNR) que converte um problema de otimização restrita ao modelo de espaço de estados em outro de otimização convexa em função da EAR e do fator de Cholesky de modo a usufruir das propriedades de convexidade e condições de otimalidade. Uma proposta para a escolha dos parâmetros da RNR usada para solucionar a EAR por meio da geração de superfícies com a variação paramétrica da RNR, podendo assim melhor sintonizar a rede neuronal para um melhor desempenho. Experimentos computacionais relacionados a perturbações nos sistemas foram realizados para analisar o comportamento das metodologias apresentadas, tendo como base o princípio dos métodos homotópicos, com uma boa condição inicial, a partir de uma ponto de operação estável e comparamos os resultados com o método de Schur. Foram usadas as plantas de dois sistemas: uma representando a dinâmica de uma aeronave e outra de um motor de indução eólico duplamente alimentado(DFIG), ambos sistemas de 6a ordem. Os resultados mostram que a RNR é uma boa alternativa se comparado com a RND e com o método de Schur.

Submitted by Maria Aparecida (cidazen@gmail.com) on 2017-09-04T13:42:58Z No. of bitstreams: 1 Watson Robert.pdf: 2699368 bytes, checksum: cf204eec3df50b251f4adbbbd380ffd0 (MD5) / Made available in DSpace on 2017-09-04T13:42:58Z (GMT). No. of bitstreams: 1 Watson Robert.pdf: 2699368 bytes, checksum: cf204eec3df50b251f4adbbbd380ffd0 (MD5) Previous issue date: 2014-08-21 / Due to the demand for high-performance equipments and the rising cost of energy, the industrial sector is developing equipments to attend minimization of the theirs operational costs. The implementation of these requirements generate a demand for projects and implementations of high-performance control systems. The optimal control theory is an alternative to solve this problem, because in its design considers the normative specifications of the system design, as well as those that are related to the operational costs. Motivated by these perspectives, it is presented the study of methods and the development of algorithms to the approximated solution of the Equation Hamilton-Jacobi-Bellman, in the form of discrete Riccati equation, model free and dependent of the dynamic system. The proposed solutions are developed in the context of adaptive dynamic programming that are based on the methods for online design of optimal control systems, Discrete Linear Quadratic Regulator type. The proposed approach is evaluated in multivariable models of the dynamic systems to evaluate the perspectives of the optimal control law for online implementations. / Devido a demanda por equipamentos de alto desempenho e o custo crescente da energia, o setor industrial desenvolve equipamentos que atendem a minimização dos seus custos operacionais. A implantação destas exigências geram uma demanda por projetos e implementações de sistemas de controle de alto desempenho. A teoria de controle ótimo é uma alternativa para solucionar este problema, porque considera no seu projeto as especificações normativas de projeto do sistema, como também as relativas aos seus custos operacionais. Motivado por estas perspectivas, apresenta-se o estudo de métodos e o desenvolvimento de algoritmos para solução aproximada da Equação Hamilton-Jacobi-Bellman, do tipo Equação Discreta de Riccati, livre e dependente de modelo do sistema dinâmico. As soluções propostas são desenvolvidas no contexto de programação dinâmica adaptativa (ADP) que baseiam-se nos métodos para o projeto on-line de Controladores Ótimos, do tipo Regulador Linear Quadrático Discreto. A abordagem proposta é avaliada em modelos de sistemas dinâmicos multivariáveis, tendo em vista a implementação on-line de leis de controle ótimo.

Au cours de cette thèse, nous nous sommes intéressés à deux principales problématiques de la télédétection spatiale de milieux urbains qui sont : le "démélange spectral " et la "fusion". Dans la première partie de la thèse, nous avons étudié le démélange spectral d'images hyperspectrales de scènes de milieux urbains. Les méthodes développées ont pour objectif d'extraire, d'une manière non-supervisée, les spectres des matériaux présents dans la scène imagée. Le plus souvent, les méthodes de démélange spectral (méthodes dites de séparation aveugle de sources) sont basées sur le modèle de mélange linéaire. Cependant, lorsque nous sommes en présence de paysage non-plat, comme c'est le cas en milieu urbain, le modèle de mélange linéaire n'est plus valide et doit être remplacé par un modèle de mélange non-linéaire. Ce modèle non-linéaire peut être réduit à un modèle de mélange linéaire-quadratique/bilinéaire. Les méthodes de démélange spectral proposées sont basées sur la factorisation matricielle avec contrainte de non-négativité, et elles sont conçues pour le cas particulier de scènes urbaines. Les méthodes proposées donnent généralement de meilleures performances que les méthodes testées de la littérature. La seconde partie de cette thèse à été consacrée à la mise en place de méthodes qui permettent la fusion des images multispectrale et hyperspectrale, afin d'améliorer la résolution spatiale de l'image hyperspectrale. Cette fusion consiste à combiner la résolution spatiale élevée des images multispectrales et la haute résolution spectrale des images hyperspectrales. Les méthodes mises en place sont des méthodes conçues pour le cas particulier de fusion de données de télédétection de milieux urbains. Ces méthodes sont basées sur des techniques de démélange spectral linéaire-quadratique et utilisent la factorisation en matrices non-négatives. Les résultats obtenus montrent que les méthodes développées donnent globalement des performances satisfaisantes pour la fusion des données hyperspectrale et multispectrale. Ils prouvent également que ces méthodes surpassent significativement les approches testées de la littérature. / In this thesis, we focused on two main problems of the spatial remote sensing of urban environments which are: "spectral unmixing" and "fusion". In the first part of the thesis, we are interested in the spectral unmixing of hyperspectral images of urban scenes. The developed methods are designed to unsupervisely extract the spectra of materials contained in an imaged scene. Most often, spectral unmixing methods (methods known as blind source separation) are based on the linear mixing model. However, when facing non-flat landscape, as in the case of urban areas, the linear mixing model is not valid any more, and must be replaced by a nonlinear mixing model. This nonlinear model can be reduced to a linear-quadratic/bilinear mixing model. The proposed spectral unmixing methods are based on matrix factorization with non-negativity constraint, and are designed for urban scenes. The proposed methods generally give better performance than the tested literature methods. The second part of this thesis is devoted to the implementation of methods that allow the fusion of multispectral and hyperspectral images, in order to improve the spatial resolution of the hyperspectral image. This fusion consists in combining the high spatial resolution of multispectral images and high spectral resolution of hyperspectral images. The implemented methods are designed for urban remote sensing data. These methods are based on linear-quadratic spectral unmixing techniques and use the non-negative matrix factorization. The obtained results show that the developed methods give good performance for hyperspectral and multispectral data fusion. They also show that these methods significantly outperform the tested literature approaches.

La presente tesis estudia, propone y realiza sus principales aportaciones en el campo del control para el convertidor CC/CA de tres niveles, sobre la topología denominada Neutral-Point-Clamped, aunque se puede extender a otras topologías y/o número de niveles. Se presenta una metodología de modelado que emplea funciones de conmutación de fase, el operador de promediado y la transformación D-Q, tal que los modelos obtenidos en el dominio D-Q contienen una información completa sobre la dinámica del sistema. La estrategia de conmutación se puede entender como una extensión de la estrategia PWM senoidal de dos a tres niveles. Esta estrategia es simple y no realiza el control de ninguna de las variables del sistema. En esta tesis, el controlador se encarga de regular todas las variables del sistema, incluido el equilibrio del bus de continua. Este es un enfoque diferente del convencional, donde el equilibrio del bus de continua se consigue mediante la elección adecuada de los estados redundantes del convertidor en la estrategia de conmutación, mientras que el resto de variables se regulan a través del controlador. Para la realización del controlador, se propone la técnica de control lineal multivariable LQR (Linear Quadratic Regulator), complementada con la técnica de control no lineal adaptativo denominada programación de ganancia (Gain Scheduling). Se presenta, además, una metodología de cálculo del controlador. Este control es versátil, abierto y adaptable. En cualquier caso, el controlador se puede adaptar a las necesidades concretas de cada aplicación. El cálculo del controlador se realiza mediante simulación con MatLab-Simulink. Los modelos matemáticos que emplean las funciones de conmutación del convertidor son aquellos que ofrecen un mejor compromiso entre velocidad de simulación y precisión. Para validar el control propuesto, se ha diseñado y construido un equipo experimental donde el controlador se ha mostrado aplicable, útil y eficaz en la regulación de las distintas cargas y aplicaciones experimentadas, incluso con carga no lineal, bajo diferentes condiciones de trabajo y variables a controlar, tanto en régimen permanente como en procesos transitorios. La rapidez y calidad de la respuesta transitoria es comparable a la de otros sistemas de control publicados. Es especialmente interesante el excelente control conseguido del equilibrio del bus de continua. Además, la robustez del control permite cancelar el error estacionario aunque diferentes parámetros del sistema presenten desviaciones significativas respecto los valores esperados. El uso de la programación de ganancia junto con la técnica LQR se ha mostrado muy efectivo, puesto que permite realizar diferentes tipos de control. Se ha comprobado la congruencia entre simulaciones y resultados experimentales obtenidos, lo que valida los modelos de simulación empleados y el proceso de diseño del controlador mediante simulación. / This dissertation study, propose and carry out the main contributions in the field of three-level inverter control, using the topology Neutral-Point-Clamped, although results can be extended to other topologies and/or number of levels. A procedure for modelling is presented, based on line-switching functions, moving average operator and D-Q transformation. Then, the obtained models in D-Q frame contain complete information about system dynamics. Switching strategy is simple and can be considered as an extension of two-level sinusoidal PWM to three level. The system variables are not controlled by the switching strategy. In this work, all the system variables are controlled by the regulator, including DC-link balance. This control approach is different than the conventional one, where DC-link balance is achieved by means of a proper selection of redundant states in the switching strategy, and the other variables are controlled by the regulator. The regulator is based on the multivariable linear control technique LQR (Linear Quadratic Regulator), in combination with the non-linear adaptive control technique Gain Scheduling. Moreover, a methodology for the calculation of the controller is presented. This controller is versatile, open and adaptable. However, the controller can be built depending on the concrete specifications of each application. The controller is calculated by means of simulation using MatLab-Simulink. The mathematical models based on the switching functions of the converter give the best trade-off between simulation speed and precision. In order to validate the proposed controller, an experimental prototype has been designed and implemented. Experimental results show that the controller is useful and effective for the regulation of different loads and applications, even with non-linear loads, different operation points and variables to control, in steady-state and transitory operation. Dynamic response speed and quality are similar to other control systems in the literature. The DC-link balance control achieved is specially interesting. Furthermore, steady-state error is cancelled due to the robustness of the controller, even though significant deviation of different system parameters are present. The use of Gain-Scheduling in combination with LQR is effective, allowing the calculation of regulators with different control strategies. Good agreement between simulations and experimental results has been found. This result validates simulation models and the design method for the controller, based on simulations.