Ce travail de thèse s'articule autour des phénomènes d'exaltation de la diffusion Raman grâce aux propriétés optiques des métaux nobles (Or et Argent). Des expériences de Spectroscopie Raman Exaltée de Surface (SERS : Surface Enhanced Raman Spectroscopy) et de Spectroscopie Raman Exaltée par sonde locale (TERS : Tip Enhanced Raman Spectroscopy) ont permis l'exploration des ces phénomènes. Le premier volet de ce travail a consisté en la préparation de substrats « SERS-actifs » et en l'analyse de leurs pouvoir exaltant. Trois types de substrats ont été élaborés au laboratoire afin d'étudier les paramètres d'influence (structuration de la surface, longueur d'onde et polarisation de la lumière incidente, nature du métal, etc...). Le second volet du travail a été consacré à la mise en place d'un dispositif TERS. La conception des pointes métalliques a fait l'objet d'une attention particulière. De plus, un module a été élaboré afin d'associer un système de nano-positionnement de la pointe à un Raman confoncal commercial. Ce module a aussi été conçu pour permettre de focaliser le faisceau laser à l'extrémité de la nano-sonde métallique. La conception des outils ainsi que la compréhension des résultats expérimentaux sont corrélés à une analyse numérique. Les sources électromagnétiques (plasmons de surface et effet de pointe) de l'amplification de la diffusion Raman sont étudiées avec l'appui de simulations numériques par la méthode des éléments finis. Enfin les aspects chimiques des phénomènes d'exaltation sont abordés par DFT (Density Functiunal Theory).

La spectroscopie de champ proche couplée à la possibilité de manipuler des nano-objets uniques permet de sonder des interactions dans des conditions de dilution élevées et de manière contrôlée. Dans ce sujet, deux techniques de spectroscopie à sonde locale ont été mises à profit. D'une part, couplée à la microscopie à effet tunnel (STM), la spectroscopie Raman exaltée par effet de pointe (TERS) a été mise à profit pour l'observation de la signature vibrationnelle de rotaxanes adsorbés sur une surface d'or. Les topographies STM (microscopie à effet tunnel) ont permis de caractériser en conditions ambiantes des rotaxanes individuels. D'autre part, la spectroscopie dynamique de force (AFM-DFS) appliquée à l'étude des interactions entre un oligopeptide CK(AAAAK)2C et une surface d'or a révélé plusieurs signatures s'échelonnant de 100 pN à plus de 300 pN, et plus rarement, quelques signatures supérieures à 1 nN. Les expériences de contrôle garantissent la spécificité de l'interaction. Nous avons également testé une correspondance entre les modèles cinétiques appliqués dans les systèmes ligand-récepteur à notre système par variation du taux de charge : Bell-Evans et Friddle-DeYoreo. Plusieurs méthodes d'exploitation, en fonction de l'expression prise pour le taux de charge tenant compte où non de la dynamique de dépliement de l'agent de couplage ont été testées. Un outil numérique a également été développé pour le traitement automatique des courbes de force. Les biais liés au sous-échantillonnage de données, à une sélection manuelle, ou au choix des critères de classement des variables sont limités par la mise en place d'outils automatisant ce processus. / Beyond simply imaging, near-field techniques allow to probe and control molecular interactions onto a reduced number of molecules, if not a single one. In this subject, we took advantage of two local-probe spectroscopies. On the one hand, dynamic force spectroscopy (AFM-DFS) was applied to measure interactions between the oligopeptide CK(AAAAK)2C and a gold surface. It revealed several signatures ranging from 100 to 300 pN and more rarely some signatures above 1 nN. In order to interpret this complex response, we tested the kinetic models of Bell-Evans and Friddle-De Yoreo generally applied in ligand-receptor systems onto our system when the loading rate, i.e. the variation of the applied force per unit of time, is varied. Several interpretation methods including or not the effect of the unfolding of the coupling agent into the loading rate expression were tested. A numeric tool was also developed for the automatic processing of the force curves. Biases related to under-sampling of data, due to manual selection, or due to variables classification and mis-representation were limited by the implementation of tools automating the whole process. On the other hand, coupled to Scanning Tunneling Microscopy (STM), tip enhanced Raman spectroscopy (TERS) allowed us to observe the vibrational signature of a giant rotaxane on a gold substrate. STM images performed in ambient conditions could moreover highlight domains with individual molecules.

付記する学位プログラム名: 京都大学卓越大学院プログラム「先端光・電子デバイス創成学」 / 京都大学 / 新制・課程博士 / 博士(工学) / 甲第23906号 / 工博第4993号 / 新制||工||1779(附属図書館) / 京都大学大学院工学研究科電子工学専攻 / (主査)教授 山田 啓文, 教授 川上 養一, 教授 竹内 繁樹 / 学位規則第4条第1項該当 / Doctor of Philosophy (Engineering) / Kyoto University / DGAM

Raman spectroscopy is an established analytical technique for determining molecular structure, whose major drawback is lack of sensitivity. Enhanced Raman scattering techniques, such as surface-enhanced Raman scattering (SERS) and tip-enhanced Raman scattering (TERS), utilise nanoscale substrates to enhance the Raman signal through the interaction of surface charges with the incident electromagnetic radiation. Here, nanoparticle-based SERS was used to detect dipicolinic acid (DPA), a biomarker for bacterial spores. Whilst this has been demonstrated previously, the use of a different nanoparticle aggregation mechanism and the inclusion of an internal standard has enabled a SERS detection method to be developed that is quantitative to almost an order of magnitude lower than previously reported. Moreover, for the first time, a nanoparticle-based SERS method was applied to the detection of viable Bacillus spores. Investigations were made into the possibility of SERS enhancement using deep UV laser excitation at 244 nm using a novel boron nitride surface material. This semiconductor has a band gap of comparable magnitude to the laser excitation wavelength and therefore had the potential to impart a SERS enhancement via a chemical enhancement mechanism. Whilst initial results looked promising using Rhodamine 6G as a test analyte, it was not possible to demonstrate reproducibly and no enhancement was observed on other analytes that were tested. TERS was shown to be able to discriminate between glycosylated and non-glycosylated forms of protein molecules, based on the measurement of just a few molecules at a time. This was achieved even without control of the protein interaction with the TERS substrate. The vibrational peak positions in TERS experiments were shown to be highly dependent on the analyte’s orientation relative to the TERS tip, giving variable and complex spectral data. As such, the data processing and analysis methods had to be carefully considered in order to eliminate bias. Lastly, a novel SERS detector for high-performance liquid chromatography (HPLC) was built and tested. It was shown to be able to quantify purine bases from mixtures in tandem with, and in lower amounts than the conventionally used UV absorbance detection, even when the analyte peaks were co-eluting. This quantitative analysis is conducted on-line and in real-time, making it applicable to high throughput applications. Together the four research projects presented in this thesis make a significant contribution to the field of enhanced Raman scattering and promote its sensitivity and reproducibility as a quantitative analytical technique for the trace analysis of biomolecules.

No description available.

Die vorliegende Arbeit beschreibt neue Entwicklungen im Verständnis und in der Umsetzung der optischen Nahfeldmikroskopie (scattering - type scanning near-field optical microscopy, s-SNOM) für die lineare und nichtlineare optische Bildgebung mit ultrahoher Auslösung und Empfindlichkeit. Die fundamentalen Mechanismen, die der Feldverstärkung am Ende von ultrascharfen metallischen Spitzen zugrunde liegen, werden systematisch behandelt. Die plasmonischen Eigenschaften der Spitze wurden erstmalig beobachtet, und ihre Bedeutung für die optische Kopplung zwischen Spitze und Probe sowie für die sich ergebende Einengung des Nahfeldes wird diskutiert. Ein aperturloses Nahfeldmikroskop für die spitzenverstärkte Ramanspektroskopie (tip-enhanced Raman spectroscopy, TERS) wurde entwickelt. Die Grundlagen der TERS und die wesentliche Rolle des plasmonischen Verhaltens der Spitze sowie die klare Unterscheidung von Nahfeld-Ramansignatur und Fernfeld-Abbildungsartefakten werden beschrieben. Nahfeld Raman Verstärkungsfaktoren von bis zu 10 wurden erreicht, was einer Feldverstärkung von bis zu 130 entspricht und Raman-Messungen bis auf Einzel-Molekül-Niveau ermöglichte. Die optische Frequenzverdopplung (second harmonic generation, SHG) an einzelnen Spitzen wurde untersucht. Aufgrund ihrer teilweise asymmetrischen Nanostruktur erlauben die Spitzen eine klare Unterscheidung von lokalen Oberflächen und nichtlokalen Volumenbeiträgen zur nichtlinearen Polarisation sowie die Analyse ihrer Polarisations- und Emissions-Auswahlregeln. Die spitzenverstärkte Frequenzverdopplungs-Spektroskopie und die räumlich hoch aufgelöste Abbildung auf Basis des dielektrischen Kontrasts werden demonstriert. Mit Hilfe einer phasen-sensitiven, Selbst-homodyn-Frequenzverdopplungs-s-SNOM-Abbildungsmethode kann die Oberflächen-Struktur der intrinsischen 180-Domänen im hexagonal multiferroischen YMnO aufgelöst werden. / This thesis describes the implementation of scattering-type near-field optical microscopy (s-SNOM) for linear and nonlinear optical imaging. The technique allows for optical spectroscopy with ultrahigh spatial resolution. New results on the microscopic understanding of the imaging mechanism and the employment of s-SNOM for structure determination at solid surfaces are presented. The method relies on the use of metallic probe tips with apex radii of only few nanometers. The local-field enhancement and its dependence on material properties are investigated. The plasmonic character of Au tips is identified and its importance for the optical tip-sample coupling and subsequent near-field confinement are discussed. The experimental results offer valuable criteria in terms of tip-material and structural parameters for the choice of suitable tips required in s-SNOM. An near-field optical microscope is developed for tip-enhanced Raman spectroscopy (TERS) studies. The principles of TERS and the role of the tip plasmonic behavior together with clear distinction of near-field Raman signature from far-field imaging artifacts are described. TERS results of monolayer and submonolayer molecular coverage on smooth Au surfaces are presented. Second harmonic generation (SHG) from individual tips is investigated. As a partially asymmetric nanostructure, the tip allows for the clear distinction of local surface and nonlocal bulk contributions to the nonlinear polarization and the analysis of their polarization and emission selection rules. Tip-enhanced SH microscopy and dielectric contrast imaging with high spatial resolution are demonstrated. SHG couples directly to the ferroelectric ordering in materials and in combination with scanning probe microscopy can give access to the morphology of mesoscopic ferroelectric domains. Using a phase sensitive self-homodyne SHG s-SNOM imaging method, the surface topology of 180 intrinsic domains in hexagonal multiferroic YMnO is resolved.

Single-walled carbon nanotubes (SWCNTs) were decorated with metal nanoparticles. Using a complementary analysis with spatially resolved micro-Raman spectroscopy, high resolution transmission electron microscopy, electron diffraction, and tip-enhanced Raman spectroscopy, we show that the SWCNTs form bundles in which smaller diameter SWCNTs are the ones preferentially affected by the presence of Au and Ag nanoparticles. This result is exploited to evaluate the structural organization of SWCNTs with mixed chiralities in bundles, leading us to postulate that smaller diameter SWCNTs surround larger ones. We found that this effect occurs for very distinct scenarios including SWCNTs both in nanometer thin films and in field effect transistor configurations at the wafer-level, suggesting a universal phenomenon for SWCNTs deposited from dispersions. / Einwandige Kohlenstoffnanoröhren (SWCNTs) wurden mit Metallnanopartikeln dekoriert. Nach Anwendung von ortsauflösender Raman-Mikroskopie und -Spektroskopie, Transmissionselektronenmikroskopie, Elektronenbeugung und spitzenverstärkter Ramanspektroskopie wird festgestellt, dass sich aus den SWCNTs fasrige Bündel formen, wobei die analytischen Signaturen der SWCNTs mit kleinerem Durchmesser stärker von der Präsenz der Gold- und Silbernanopartikel beeinflusst werden als die der größeren. Dieses Resultat kann damit erklärt werden, dass in der Struktur solcher Bündel SWCNTs mit kleinerem Durchmesser außen und SWCNTs mit größerem Durchmesser innen zu liegen kommen. Wir konnten diesen Effekt für verschiedene Szenarien nachweisen: i) für SWCNTs in nanometerdünnen ungeordneten Filmen und ii) für SWCNTs, ausgerichtet zwischen Elektroden in der Geometrie eines Feldeffekttransistors. Diese Feststellung legt nahe, dass es sich um ein universelles Phänomen für aus flüssigen Dispersionen abgeschiedene SWCNTs handelt. / Dieser Beitrag ist aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

Protein structures (cytochrome c) were visualized by TERS measurements on whole mitochondria referring to specific spectral features describing the electronic state of the heme moiety. / Dieser Beitrag ist mit Zustimmung des Rechteinhabers aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

SiGe nanostructures on crystalline Si substrates with (001) orientation are among the most studied system in condensed matter physics and nanoscience. This interest has been mainly driven by the important potential applications in opto and nano-electronic devices thanks to the improvement of the optical and electronic properties compared to bulk systems. These features come essentially from the possibility of engineering the strain field within the nanostructures using the lattice mismatch of ~ 4 % between Ge and Si and from the spatial confinement, capable of modifying the electronic band structure leading to an increase of the charge carrier mobility. It is obvious that these applications largely depend on the control of surface processes during the growth of the nanostructures, and their performance are strongly dependent on strain relaxation and dislocation injection. Besides the technological interest, the SiGe/Si(001) system has received much attention since it is also a model for understanding the fundamental processes occurring during 3D island formation and self-organization phenomena. In fact, the lattice mismatch between Ge and Si introduces a stress field which has dramatic effects on the growth process and is responsible for a number of structural and electronic phenomena. In particular, the stored elastic energy can be partially relieved by spontaneous formation of 3D objects of nanometric size on top of a pseudomorphic SiGe wetting layer. This growth mode, called Stranski-Krastanov (SK), is a way of easily forming self-assembled nanostructures, which can be used to obtain quantum confinement of charge carriers in nanoelectronics device applications. In recent years, considerable efforts have been devoted to the growth of hetero-epitaxial SiGe nanostructures with well controlled size, shape and positioning, and with defined stoichiometry and strain state. However, some aspects still need to be addressed for a complete understanding of this system, including: (i) the competition between kinetic and thermodynamic factors for island formation, (ii) the mechanisms governing the relative growth of individual nanostructures, (iii) the interplay between SiGe intermixing and strain relaxation mechanisms. In the present work, we carry out an experimental investigation of the relationship between morphology, elemental composition, strain state and electronic structure of self-assembled and lithographically defined SiGe nanostructures by means of several spectro-microscopy techniques. The Si and Ge diffusion dynamics and the self-organization phenomena during the growth of SiGe islands have been studied by Scanning Auger Microscopy (SAM) and Atomic Force Microscopy (AFM). Micro-Raman, SAM and Scanning Transmission Electron Microscopy coupled with Electron Energy Loss Spectroscopy (STEM-EELS) techniques have been used for the investigation of the interplay between strain relaxation mechanisms and SiGe intermixing in self-assembled islands. The effects of strain and composition on the electronic band structure in lithographically defined SiGe nanostructures, in layout very close to those used in prototype devices, have been characterized with nanoscale spatial resolution joining information from Tip Enhanced Raman Spectroscopy (TERS), nanofocused X-Ray Diffraction (XRD) and Energy-Filtered PhotoElectron Emission Microscopy (PEEM). The thesis is conceptually divided in two main parts: the first, to which belong Chapters 1, 2 and 3, deals with the experimental investigation of the Ge surface diffusion and of the self-organization phenomena of SiGe islands grown in a bottom-up approach; the second, including Chapters 4 and 5, is based on the experimental characterization of the strain state and of the strain-induced effects on the electronic band structure of lithographically defined SiGe nanostructures obtained in a top-down approach Chapter 1 presents an overview on the basic processes occurring during hetero-epitaxial growth of thin solid films. In the Chapter 2 the surface diffusion of Ge on a clean and C covered Si(001) surface promoted by annealing at high temperatures in UHV of pure Ge stripes is experimentally investigated by means of in-situ Scanning Auger Microscopy. The influence of a controlled carbon coverage on the Ge surface diffusion is quantitatively studied, showing that the diffusion coefficient presents a strong dependence on carbon coverage (see Fig. 1(a)). Chapter 3 deals with the experimental investigation of the growth process of self-assembled SiGe islands on Si(001) (see Fig. 1(b)). From the size and density evolution exhibited by the nucleated islands, we propose a scenario where the island growth is essentially driven by kinetic factors within a diffusion limited regime. Finally, we investigated the interplay among SiGe intermixing and plastic relaxation, showing that the surface thermal diffusion growth method leads to the formation of coherent islands (dislocation-free), as shown in Fig. 1(c), larger than those attainable by MBE and CVD. Chapter 4 presents the mapping with nanoscale resolution of strain, composition, local work function and valence band structure of lithographically defined SiGe embedded nano-stripes using TERS and Energy-Filtered PEEM (see Fig. 1(d) showing the Ge concentration mapping of the nano-stripes as obtained by PEEM analysis). In Chapter 5 are presented the first results of a direct characterization of the strain state of lithographically defined SiGe nano-ridges using the recently developed nanofocused XRD technique. The work presented in this thesis is the outcome of an experimental PhD research project developed at the Politecnico di Milano (Milano, Italy) in co-tutorship with the École Polytechnique (Paris, France) and the French Atomic Energy Commission (CEA-Saclay, France). SAM and AFM have been performed at Department of Physics of the Politecnico di Milano. Micro-Raman Spectroscopy has been carried out at the Materials Science Department of the Università Milano-Bicocca. PEEM measurements have been realized at CEA and during two standard experimental runs at the TEMPO beamline of SOLEIL Synchrotron (France). TERS and preliminary TEM analysis have been performed at the École Polytechnique, while more extensive TEM and STEM-EELS measurements have been developed at IMM-CNR in Catania. The nano-XRD experiment has been carried out during a standard experimental run at ID13 beamline of the European Synchrotron Radiation Facility (ESRF). The close collaboration with the laboratory L-NESS in Como made available the set of the lithographically-defined investigated samples. The experimental results have been exploited in close collaboration with a theory group at the Materials Science Department of the Università Milano-Bicocca for a deeper insight into the atomic level mechanisms during island growth process.

Recent advances in nanoscale characterization and device fabrications have opened up opportunities for layered semiconductors in nanoelectronics and optoelectronics. Due to strong confinement in monolayer thickness, physical properties of this materials are greatly influenced by parameters such as strain, defects, and doping at the nanoscale. Therefore, understanding the effect of this parameters on layered semiconductors is the prerequisite for any device application. In this doctoral thesis, impact of such parameters on the optical properties of layered semiconductors are studied in nanoscale. MoS2, the most famous transition metal dechalcogenide (TMDC) (n-type semiconductor), and p-type GaSe, a member of metal monochalcogenide (MMC) are investigated in this work. Finally, in outlook, a device made of p-type few layer GaSe and n-type 1L-MoS2 is discussed.