Abstract: This work is concerned with the development and the implementation of a global optimization method for solving nonlinear nonconvex problems with continuous or mixed integer variables, related to power systems analysis. The proposed method relaxes the problem under study into a linear outer approximation problem by using the concept of special ordered sets. The obtained problem is then successively refined by a branch-and-bound strategy. In this way, the convergence to a global optimum is guaranteed, provided the discrete variables or those appearing nonlinearly in the original problem are bounded. Our method, conceived to solve a specific kind of problem, has been developed in a general framework in such a way that it can be easily extended to solve a large class of problems. We first derive the method theoretically and next present numerical results, fixing some choices inherent to the method to make it as optimal as possible. / Résumé: Ce travail a pour objet la conception et l'implémentation d'une méthode d'optimisation globale pour la résolution de problèmes non linéaires et non convexes, continus ou avec variables mixtes (entières et continues), issus de l'analyse des réseaux électriques. La méthode proposée relâche le problème traité en un problème d'approximation externe linéaire en se basant sur le concept d ensembles spécialement ordonnés. Le problème obtenu est alors successivement raffiné grâce à une stratégie de branch-and-bound. La convergence vers un optimum global est ainsi assurée, pour autant que les variables discrètes ou apparaissant non linéairement dans le problème de départ soient bornées. Notre méthode, mise au point pour résoudre un type de problème bien particulier, a été conçue dans un cadre général permettant une extension aisée à la résolution d'une grande variété de problèmes. Nous développons tout d'abord la méthode théoriquement et présentons ensuite des résultats numériques dont le but est de fixer certains choix inhérents à la méthode afin de la rendre la plus optimale possible.

L’industrie forestière est un secteur qui, même s’il est en déclin, se trouve au cœur du débat sur la mondialisation et le développement durable. Pour de nombreux pays tels que le Canada, la Suède et le Chili, les objectifs sont de maintenir un secteur florissant sans nuire à l’environnement et en réalisant le caractère fini des ressources. Il devient important d’être compétitif et d’exploiter de manière efficace les territoires forestiers, de la récolte jusqu’à la fabrication des produits aux usines, en passant par le transport, dont les coûts augmentent rapidement. L’objectif de ce mémoire est de développer un modèle de planification tactique/opérationnelle qui permet d’ordonnancer les activités pour une année de récolte de façon à satisfaire les demandes des usines, sans perdre de vue le transport des quantités récoltées et la gestion des inventaires en usine. L’année se divise en 26 périodes de deux semaines. Nous cherchons à obtenir les horaires et l’affectation des équipes de récolte aux blocs de coupe pour une année. Le modèle mathématique développé est un problème linéaire mixte en nombres entiers dont la structure est basée sur chaque étape de la chaine d’approvisionnement forestière. Nous choisissons de le résoudre par une méthode exacte, le branch-and-bound. Nous avons pu évaluer combien la résolution directe de notre problème de planification était difficile pour les instances avec un grand nombre de périodes. Cependant l’approche des horizons roulants s’est avérée fructueuse. Grâce à elle en une journée, il est possible de planifier les activités de récolte des blocs pour l’année entière (26 périodes). / Forest industry is a sector located at the heart of the debate on globalisation and sustainable development, even if it is in decline. For many countries like Canada, Sweden and Chile, the objectives are to maintain a flourishing sector without damaging the environment and to realize the finite nature of resources. It is important to be competitive and to operate effectively on forest territories, from harvesting to manufacturing products, through transport, in a context where costs increase rapidly. This master’s thesis is developing a tactical operational planning model to organize activities for a year to meet requests for factories, without losing sight of the transport of harvested quantities and inventory management factory. The year is divided into 26 periods of two weeks. We seek harvest teams schedules and assignment to harvest areas (units) for a year. The problem is formulated as a mixed integer programming model, whose structure is based on each stage of the forest supply chain. We choose to solve it by an exact method, branch-and-bound. We were able to assess how the direct resolution of our planning problem was difficult for instances with a large number of periods. However the rolling horizon approach has proved successful. In a day, we obtained the harvest activities planning for 26 periods.

Using trap data the Hawdon, Poulter and South Branch valleys, a spatial distribution model was created for Stoats (Mustela erminea), Ship Rats (Rattus rattus) and Weasels (Mustela nivalis) in the North Branch of the Hurunui River. Ten spatial attributes were analysed in this thesis as potential spatial predictors of Stoats, Ship rats or Weasels; four of which were distance related measurements (distance from ecotonal edge, distance from river, distance from river tributary and distance from trapping edge); three were climate based variables (mean maximum temperature, mean minimum temperature and mean precipitation) and three were topographical based variables (elevation, aspect and slope). Relationships that existed between each spatial attribute and the number of Stoats, Ship Rats and Weasels caught were quantified by comparing the significance of the mean trapping rate with each spatial attribute and expressed spatially as maps in a Geographical Information System (GIS). Results from this thesis found elevation, aspect and distance from ecotonal edge as potential spatial predictors of Stoat populations. Elevation and aspect were found to be potential predictors of Ship rat and Weasel populations. GIS is able to predict the spatial distribution of pest species to a similar (or better) level compared to more formal associative models. The potential of GIS is however, restrained by the same limitations associated with these models. By using a larger trapping data set and identifying a number of social interactions between Stoats, Ship Rats and Weasels, one can improve the accuracy of spatially modelling each species within a Beech forest environment. Therefore, improve our understanding how landscapes influence the distribution of each pest species.

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Dans ces travaux, nous présentons des méthodes d'optimisation théoriques et numériques pour la conception optimale de circuits magnétiques pour propulseurs à effet Hall. Ces problèmes de conception sont des problèmes inverses très difficiles à résoudre que nous formulons sous forme de problèmes d'optimisation topologique. Les problèmes resultant sont non convexes avec des contraintes aux équations différentielles de Maxwell. Au cours de ces travaux, des approches originales ont été proposées afin de résoudre efficacement ces problèmes d'optimisation topologique. L'approche de densité de matériaux SIMP (Solid Isotropic Material with Penalization) qui est une variante de la méthode d'homogénéisation a été privilégiées. De plus, les travaux de ma thèse ont permis la mise en place de codes d'optimisation dénommé ATOP (Algorithm To Optimize Propulsion) utilisant en parallèle les logiciels de calculs scientifiques Matlab et d'élément finis FEMM (Finite Element Method Magnetics). Dans ATOP, nous utilisant à la fois des algorithmes d'optimisation locale de type descente basés sur une analyse de la sensibilité du problème et des algorithmes d'optimisation globale principalement de type Branch and Bound basés sur l'Arithmétique des Intervals. ATOP permettra d'optimiser à la fois la forme topologique des circuits magnétiques mais aussi le temps et le coût de production de nouvelles génération de propulseurs électriques. / In this work, we present theoretical and numerical optimization method for designing magnetic circuits for Hall effect thrusters. These design problems are very difficult inverse ones that we formulate under the form of topology optimization problems. Then, the obtained problems are non convex subject to Maxwell equations like constraints. Some original approaches have been proposed to solve efficiently these topology optimization problems. These approaches are based on the material density model called SIMP approach (Solid Isotropic Material with Penalization) which is a variante of the homogenization method. The results in my thesis allowed to provide optimization source code named ATOP (Algorithm To Optimize Propulsion) unsung in parallel two scientific computing softwares namely Matlab and FEMM (Finite Element Method Magnetics). In ATOP, we use both local optimization algorithms based on sensitivity analysis of the design problem; and global optimization algorithms mainly of type Branch and Bound based on Interval Arithmetic analysis. ATOP will help to optimize both the topological shape of the magnetic circuits and the time and cost of production (design process) of new generations of electrical thrusters.

Si la science politique et l’histoire ont su montrer les effets de l’expansion de la bureaucratie sur la présidence et le Congrès en assez grands détails, la vision du pouvoir judiciaire dans sa relation avec l’État américain moderne reste singulièrement appauvrie. Un examen de l’historiographie de l’État et du pouvoir judiciaire montre que la question de l’impact du fait administratif sur le fonctionnement de ce dernier n’a finalement jamais été clairement posée. Cette thèse entend démontrer que les relations entre le judiciaire et l’État fédéral se sont jouées non sur un conflit de principe quand au rôle et à la place de la bureaucratie fédérale dans le schéma constitutionnel américain mais plutôt dans le cadre du processus de reconstruction du judiciaire fédéral initié à la fin du dix- neuvième siècle avec le Evarts Act de 1891. / Even though political scientists and historians have been able to make sense of the impact of bureaucracy on the Congress and the Presidency, the question of the relation of the federal judiciary with the federal state remains largely untouched, as if the constitutional confrontation of 1937 had settled the issue once and for all, with the traditional narrative of judicial restraint and executive triumph firmly in place. This work aims to suggest and explore another avenue for research, by underlining the importance of earlier, turn-of-the-century developments regarding the institutional evolution of the federal judiciary itself and the development of early administrative law. By shifting the focus of attention away from the New Deal crisis, we show that the complicated relation between the federal judiciary and the federal state did not primarily concern the place of administrative power in the constitutional structure, but rather the institutional identity of a federal judiciary which underwent profound changes before the New Deal. In other words, the federal judiciary has a history, and this has to count for something.

CoordenaÃÃo de AperfeiÃoamento de Pessoal de NÃvel Superior / A utilizaÃÃo de vetores de bits à prÃtica corrente na representaÃÃo de conjuntos por endereÃamento direto com o intuito de reduzir o espaÃo de memÃria necessÃrio e melhorar o desempenho de aplicaÃÃes com uso de tÃcnicas de paralelismo em bits. Nesta dissertaÃÃo, examinamos implementaÃÃes para representaÃÃo de conjuntos por endereÃamento direto. A estrutura bÃsica nessas implementaÃÃes à o vetor de bits. No entanto, alÃm dessa estrutura bÃsica, implementamos tambÃm duas variaÃÃes. A primeira delas consiste em uma estratificaÃÃo de vetores de bits, enquanto a segunda emprega uma tabela de dispersÃo. As operaÃÃes associadas Ãs estruturas implementadas sÃo a inclusÃo ou remoÃÃo de um elemento do conjunto e a uniÃo ou interseÃÃo de dois conjuntos. Especial atenÃÃo à dada ao uso de paralelismo em bits nessas operaÃÃes. As implementaÃÃes das diferentes estruturas nesta dissertaÃÃo utilizam uma interface e uma implementaÃÃo abstrata comuns, nas quais as operaÃÃes sÃo especificadas e o paralelismo em bits à explorado. A diferenÃa entre as implementaÃÃes està apenas na estrutura utilizada. Uma comparaÃÃo experimental à realizada entre as diferentes estruturas utilizando algoritmos enumerativos para o problema de conjunto independente mÃximo. Duas abordagens sÃo utilizadas na implementaÃÃo de algoritmos enumerativos para o problema de conjunto independente mÃximo, ambas explorando o potencial de paralelismo em bits na representaÃÃo do grafo e na operaÃÃo sobre subconjuntos de vÃrtices. A primeira delas à um algoritmo do tipo {em branch-and-boound} proposto na literatura e a segunda emprega o mÃtodo das bonecas russas. Em ambos os casos, o uso de paralelismo em bits proporciona ganhos de eficiÃncia quando empregado no cÃlculo de limites inferiores baseados em cobertura por cliques. Resultados de experimentos computacionais sÃo apresentados como forma de comparaÃÃo entre os dois algoritmos e como forma de avaliaÃÃo das estruturas implementadas. Esses resultados permitem concluir que o algoritmo baseado no mÃtodo das bonecas russas à mais eficiente quanto ao tempo de execuÃÃo e quanto ao consumo de memÃria. AlÃm disso, os resultados experimentais mostram tambÃm que o uso de estratificaÃÃo e tabelas de dispersÃo permitem ainda maior eficiÃncia no caso de grafos com muito vÃrtices e poucas arestas. / The use of bit vectors is a usual practice for represent sets by direct addressing with the aim of reduce memory consumed and improve efficiency of applications with the use of bit parallel techniques. In this text, we study implementations for represent sets by direct addressed. The basic structure in this implementations is the bit vector. Besides that basic implementation, we implement two variations also. The first one is a stratification of the bit vector, while the second uses a hash table. The operations linked to the implemented structure are include and remove an element and the union and intersection of two sets. Especial attention is given to the use of bit parallel in this condition. The implementation of the different structures in this work use an base interface and a base abstract class, where the operations are defined and the bit parallel is used. An experimental comparative between this structures is carry out using enumerative algorithms for the maximum stable set problem. Two approaches are used in the implementation of the enumerative algorithms for the maximum stable set problem, both using the bit parallel in the representation of the graph and on the operations with subsets of vertices. The first one is a known branch-and-bound algorithm and the second uses the Russian dolls method. In both cases, the use of bit parallel improve efficiency when the lower bounds are calculated based in a clique cover of the vertices. The results of computational experiments are presented as comparison between the two algorithms and as an assessment of the structures implemented. These results show that the algorithm based on the method Russian Dolls is more efficient regarding runtime and the memory consumed. Furthermore, the experimental results also show that the use stratification and hash tables also allow more efficiency in the case of sparse graphs.

Exploramos o seguinte problema: dadas duas sequências X e Y sobre um alfabeto finito, encontre uma subsequência comum máxima de X e Y sem símbolos repetidos. Estudamos a estrutura deste problema, particularmente do ponto de vista de grafos e de combinatória poliédrica. Desenvolvemos algoritmos de aproximação e heurísticas para este problema. O enfoque deste trabalho está na construção de um algoritmo baseado na técnica branch-and-cut, aproveitando-nos de um algoritmo de separação eficiente e de heurísticas e técnicas para encontrarmos uma solução ótima mais cedo. Também estudamos um problema mais fácil no qual este problema é baseado: dadas duas sequências X e Y sobre um alfabeto finito, encontre uma subsequência comum máxima de X e Y. Exploramos este problema do ponto de vista de combinatória poliédrica e descrevemos vários algoritmos conhecidos para resolvê-lo. / We explore the following problem: given two sequences X and Y over a finite alphabet, find a longest common subsequence of X and Y without repeated symbols. We study the structure of this problem, particularly from the point of view of graphs and polyhedral combinatorics. We develop approximation algorithms and heuristics for this problem. The focus of this work is in the construction of an algorithm based on the branch-and-cut technique, taking advantage of an efficient separation algorithm and of heuristics and techniques to find an optimal solution earlier. We also study an easier problem on which this problem is based: given two sequences X and Y over a finite alphabet, find a longest common subsequence of X and Y. We explore this problem from the point of view of polyhedral combinatorics and describe several known algorithms to solve it.

O sequenciamento e a programação da produção trazem grandes benefícios financeiros às empresas se realizados de forma adequada. Atualmente, soluções generalizadas apresentam resultados aceitáveis, porém têm como consequência benefícios inferiores quando comparados a estudos específicos. O ramo da otimização de resultados possui dois tipos de soluções: as exatas para problemas de menores dimensões e não exatas, ou heurísticas, para problemas de médias e grandes dimensões. Este trabalho apresenta algoritmos exatos do tipo Branch & Bound e Modelos de Programação Linear Inteira Mista para solucionar quatro variações de problemas de scheduling: Fm|block|∑Cjm, Fm|block|∑Tj, Fm|block, Sijk|∑Cjm e Fm|block, Sijk|∑Tj. As abordagens utilizadas são inéditas na literatura e apresentaram resultados animadores para a maioria dos cenários. O limitante para o tempo total de fluxo obteve resposta ótima em 100% dos casos para problemas de até 20 tarefas e 4 máquinas em menos de uma hora. Para o tempo total de atraso, o limitante se mostrou mais eficiente quando os valores das due dates apresentam alta taxa de dispersão. Para os casos com setup, foram elaboradas três variações de limitantes para cada problema. O limitante com setup que apresentou o melhor desempenho foi o que obteve a melhor relação entre o seu valor numérico e seu custo computacional. Os modelos MILP solucionaram 100% dos problemas sem setup para até 20 tarefas e 4 máquinas e para os casos com setup, foram solucionados problemas de até 14 tarefas e 4 máquinas no tempo limite de uma hora. Os testes computacionais mostram a eficiência na redução do número de nós e, consequentemente, no tempo de execução. Portanto, o estudo realizado indica que, para problemas de pequeno porte e médio, os métodos em questão possuem grande potencial para aplicações práticas. / Job Sequence and Programming give benefits both financial and organizational to any company when performed properly. Nowadays, there is still a gap between theory and practice due to solutions that are short in specification. The analyzed problems differ in type and dimension thus modifying its complexity. The results optimization field is divided into two types of solution: the exact solution for minor problems and the non-exact solution for greater dimension problems. The present paper presents exact algorithms to solve the problems Fm|block|∑Cjm, Fm|block|∑Tj, Fm|block, Sijk|∑Cjm by the Branch & Bounds and Mixed Integer Linear Program models. The approaches are new and presented good results for most cases. Bounds for the no-setup total flow time scenario solved 100% of the 20 jobs and 4 machines cases. High dispersion range due dates contributed for the effectiveness of the no-setup total tardiness bound\'s effectiveness. Three different approaches were developed for the setup cases. The best approach aimed to optimize the value/effort factor for the B&B. The Mixed Integer Linear Program models solved 100% of the no-setup cases for 20 jobs and 4 machines. The MILPs setup cases solved optimally 14 jobs and 4 machines cases. Computational tests were executed and analyzed and they highlighted the node count reduction and, consequently, the execution time. The present study points out that the exact methods can be applied to small and medium scheduling problems in practice.

Orientador: Francisco de Assis Magalhães Gomes Neto / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Matemática Estatística e Computação Científica / Made available in DSpace on 2018-08-25T19:03:25Z (GMT). No. of bitstreams: 1 Villela_PedroFerraz_D.pdf: 10794575 bytes, checksum: 746b8aebf0db423d557d9c5fe1446592 (MD5) Previous issue date: 2014 / Resumo: Neste trabalho, propomos um método exato para obter o conjunto solução de um problema biobjetivo quadrático de otimização de carteiras de investimento, que envolve variáveis binárias. Nosso algoritmo é baseado na junção de três algoritmos específicos. O primeiro encontra uma curva associada ao conjunto solução de problemas biobjetivo contínuos por meio de um método de restrições ativas, o segundo encontra o ótimo de um problema de programação quadrática inteira mista pelo método Branch-and-Bound, e o terceiro encontra a interseção de duas curvas associadas a problemas biobjetivo distintos. Ao longo do texto, algumas heurísticas e métodos adicionais também são introduzidos, com o propósito de acelerar a convergência do algoritmo proposto. Além disso, o nosso método pode ser visto como uma nova contribuição na área, pois ele determina, de forma exata, a curva associada ao conjunto solução do problemas biobjetivo inteiro misto, algo que é incomum na literatura, pois o problema alvo geralmente é abordado via métodos meta-heurísticos. Ademais, ele mostrou ser eficiente do ponto de vista do tempo computacional, pois encontra o conjunto solução do problema em poucos segundos / Abstract: In this work, we propose an exact method to find the solution set of a mixed quadratic bi-objective portfolio optimization problem. Our method is based on the combination of three specific algorithms. The first one obtains a curve associated with the solution set of a continuous bi-objective problem through an active set algorithm, the second one solves a mixed quadratic optimization problem through the Branch-and-Bound method, and the third one searches the intersection of two curves associated with distinct bi-objective problems. Throughout the text, some heuristics are also introduced in order to accelerate the performance of the method. Moreover, our method can be seen as a new contribution to the field, since it finds, in an exact way, the curve related to the solution set of the mixed integer bi-objective problem, something uncommon in the corresponding literature, where the target problem is usually approached by metaheuristic methods. Additionally, it has also shown to be efficient in terms of running time, being capable of finding the problem's solution set within a much faster time frame / Doutorado / Matematica Aplicada / Doutor em Matemática Aplicada