This paper is divided into three parts. The first part explores the question of why certain trade associations have developed environmental codes for their members. The second part considers the effectiveness of trade association codes in improving environmental performance. The third section offers conclusions about where trade association codes may be achieving results. / Emerging Strategies Division, U.S. Environmental Protection Agency

Este trabalho se insere nas discussões sobre governança global ambiental e debate o papel dos líderes burocráticos nas organizações para o meio ambiente, em face à condições externas que desafiem o exercício de sua função política, sob a hipótese exploratória de a despeito de um ambiente desafiador, o tipo de liderança e características pessoais e de formação do líder podem contribuir para a criação e fortalecimento do poder de agenda de uma organização. O caso a ser estudado é o do Programa das Nações Unidas para o Meio Ambiente, no qual se analisa a liderança de três Diretores Executivos (Maurice Strong, Mostafa Tolba e Achim Steiner) durante três marcos históricos (Conferência de Estocolmo, Rio 92 e Rio+20). A forma de liderança empregada é estudada através da tipologia de Oran Young. Características pessoais serão analisadas através do conceito de liderança transformacional. Neste estudo, a formação profissional destes líderes também serão consideradas a fim de compreender sua contribuição para o fortalecimento da função politica ou técnica desta organização. A análise tem como base produções acadêmicas sobre o tema, materiais oficiais e relatórios acerca dos momentos históricos, declarações públicas e percepções de personalidades acerca da atuação e formação dos líderes, além de entrevistas realizadas exclusivamente para esta dissertação. / This dissertation is inserted in the discussions on global environmental governance and it debates the role of international leadership in international organizations for the environment, under the assumption that in face of challenge external conditions, the kind of leadership and the leaders\' personal characteristics and background can positively impact the power of agency of an organization. The case of study is the United Nations Environment Program, analyzing the leadership of three Executive Directors (Maurice Strong, Mostafa Tolba and Achim Steiner) over three historical milestones (Stockholm Conference, Rio 92 and Rio + 20). The kind of leadership performed by individuals is studied using Oran Young\'s typology. Personal characteristics will be analyzed through the concept of transformational leadership. Besides, in this study, leader\'s professional experiences will, also, be considered in order to understand their contribution in strengthening organizations political or technical function organization. The analysis is based on academic contributions on the subject, official materials and reports on the milestones, public statements and perceptions of individuals about leaders\' performance and professional background, as well as interviews conducted exclusively for this dissertation.

Este trabalho se insere nas discussões sobre governança global ambiental e debate o papel dos líderes burocráticos nas organizações para o meio ambiente, em face à condições externas que desafiem o exercício de sua função política, sob a hipótese exploratória de a despeito de um ambiente desafiador, o tipo de liderança e características pessoais e de formação do líder podem contribuir para a criação e fortalecimento do poder de agenda de uma organização. O caso a ser estudado é o do Programa das Nações Unidas para o Meio Ambiente, no qual se analisa a liderança de três Diretores Executivos (Maurice Strong, Mostafa Tolba e Achim Steiner) durante três marcos históricos (Conferência de Estocolmo, Rio 92 e Rio+20). A forma de liderança empregada é estudada através da tipologia de Oran Young. Características pessoais serão analisadas através do conceito de liderança transformacional. Neste estudo, a formação profissional destes líderes também serão consideradas a fim de compreender sua contribuição para o fortalecimento da função politica ou técnica desta organização. A análise tem como base produções acadêmicas sobre o tema, materiais oficiais e relatórios acerca dos momentos históricos, declarações públicas e percepções de personalidades acerca da atuação e formação dos líderes, além de entrevistas realizadas exclusivamente para esta dissertação. / This dissertation is inserted in the discussions on global environmental governance and it debates the role of international leadership in international organizations for the environment, under the assumption that in face of challenge external conditions, the kind of leadership and the leaders\' personal characteristics and background can positively impact the power of agency of an organization. The case of study is the United Nations Environment Program, analyzing the leadership of three Executive Directors (Maurice Strong, Mostafa Tolba and Achim Steiner) over three historical milestones (Stockholm Conference, Rio 92 and Rio + 20). The kind of leadership performed by individuals is studied using Oran Young\'s typology. Personal characteristics will be analyzed through the concept of transformational leadership. Besides, in this study, leader\'s professional experiences will, also, be considered in order to understand their contribution in strengthening organizations political or technical function organization. The analysis is based on academic contributions on the subject, official materials and reports on the milestones, public statements and perceptions of individuals about leaders\' performance and professional background, as well as interviews conducted exclusively for this dissertation.

I denna uppsats undersöks en relativt ny typ av kommunala dokument, som kallas för miljöprogram. Programmen klassificeras som styrdokument av kommunerna som har tagit fram dem. Dessa har än så länge inte varit föremål för språkvetenskaplig forskning.  Studiens material består av tre kommunala miljöprogram från olika delar av Sverige. Programmen är tillgängliga för allmänheten på kommunernas webbplatser. Syftet med studien är att få kunskaper om miljöprogrammen utifrån sin kontext, innehåll och funktion.  Materialet har undersökts genom en analys av programmens innehållskomponenter och de i texterna mest frekvent förekommande ord, mot bakgrund av programmens kontext enligt systemisk-funktionell grammatik.  Resultaten visar att de undersökta miljöprogrammen har många likheter när det gäller innehållet och de komponenter som förekommer i dem. Dessa likheter kan främst kopplas till programmens övergripande funktion som styrdokument. Det finns dock fler funktioner som kan identifieras. / This thesis investigates a new type of municipal document called environment programs. These programs are classified as policy documents by the municipalities who have developed them. This type of policy documents has not yet been studied from a linguistic perspective. The material investigated in this thesis consists of three environment programs from municipalities in different parts of Sweden. These three programs are publicly available at the websites of the municipalities. By comparing the three programs based on their context, content and function, knowledge is gained about environmental programs as a new type of policy document. The material has been examined through analysis of content and most frequently used words, in the light of their context according to systemic functional grammar (SFG). The results show that the programs that have been studied have many similar characteristics when it comes to content and the components the programs contain. These characteristics also show that the programs mainly function as policy documents for the municipalities. Several other functions can be identified

This licentiate thesis on architecture addresses how the state and municipalities use programs that deal with the design process in town planning projects. The author describes the process of creating an aesthetic design program and also studies a completed aesthetic design program. Furthermore, the author combines different findings and presents how programs develop during the planning process. The background of the work with architectural policy programs by the state agencies can be tracked in the program Shape of the Future – Program of Action, Design and Creative Design, 1997. Municipalities have also been influenced by architectural policy programs in their work. Changes in the Plan and Built Act, 1998/1999 that concern aesthetic values have also had effect on their work. The thesis presents four studies that comprise concept analysis, a case study of a municipal planning process, a road movie test and finally a comparison of different methods for evaluation of aesthetic design programs in road design projects. The first study presents a survey of the linguistic usage for programs that concern the design process. Examples from Sweden from the period 1999-2005 have been studied. Also, differences in the usage of the programs between the property developers and the town planning departments have been studied. The study showed that four types of programs were more commonly used: achitectural programs, aesthetic design programs, architectural quality programs and urban design programs. The distinctions in the programs can be used as foundation for more clear and uniform language use among the property developers and town planning departments. The second study follows the planning process of creating an aesthetic design program for the area Kvibergs äng in Gothenburg. An example of city development, the planning process contains both house planning and traffic planning. By the study the author search to increase the comprehension of developing aesthetic design programs and the knowledge of the distribution of power in town planning projects. The case relies on multiple sources of evidence, participant observations have been a main source. The case study consists of two kinds of analysis, a process analysis account of planning process and a discourse analytic interpretation of work of the planning group. The work with the aesthetic design program and the city plan stopped before it was completed. The planning group did not succeed in creating consensus among key actors. The differences in objectives among the architectural discourse, traffic planning discourse and the property developer discourse are some of the reasons why the aesthetic design program has not been completed. There were differences in interests and goals among the participants in the project of city development. The claim made throughout the study is that a common goal for the planning work is significant and it is essential to create consensus among the participants. In addition, the municipalities need guidance for aesthetic design programs to be able to guarantee the architectural quality. The third study describes a full scale experiment “road movie”. A film and a questionnaire were tried to evaluate the aesthetic design program for the detour past Sollefteå. The question was: Are film and questionnaire more easily available in comparison to traditional evaluation methods? Film was chosen as medium, since while driving on the road the experience is dynamic and similar to watching the movie. The film was shown to three independent groups. A total of 25 persons participated in the test. The informants were all professionals, either students or persons that worked with design tasks. The informants were asked to answer questions that concerned three kinds of evaluation criteria: research criteria, professional criteria and criteria specific for the program. The experiment showed that the informants had a positive attitude to use film for showing completed aesthetic design and evaluating road architecture. Film was a medium that showed critical viewpoints on the aesthetic design program and on completed design measures. In the beginning the method was expensive and took a lot of time, which was compensated by the fact that it was possible to conduct anywhere and anytime. The film also gave a good general impression of the road. The method was good at putting together measures and result when appraising the aesthetic design program. The fourth study shows a comparison of methods for evaluations that were used for completed aesthetic design programs at the Swedish Road Administration. A rich material was available to investigate the difference between film and other methods for evaluation. The evaluations carried out were: Tuning at place with the aesthetic design program, Evaluation at place with criteria and Qualitative evaluation. The issue investigated was: Which one of the methods of evaluation gave the best basis for assessment of the aesthetic design program and the result of the completed design measures. The study showed that used methods were suited in different situations. Tuning at place with the aesthetic design program was the fastest and cheapest method, it was only a local evaluation. With Evaluation at place with criteria more resources were needed, a discussion with informants was added. The method Qualitative evaluation was the only one of the methods that had users in the role as informants. The users provided new information through local knowledge. Film and questionnaire was the only one of the methods that gave critical comments to the aesthetic design program. The method put together program, measures and result. The method Film and questionnaire is based on criteria of research. Method and result become comparable with other evaluations that are built on theory. / Denna licentiatavhandling behandlar program avsedda att styra gestaltningen i stadsutvecklingsprojekt. En central frågeställning i avhandlingsarbetet har varit att undersöka hur programmen används hos statliga byggherrar och kommuner. Jag valde dels att följa ett gestaltningsprogram under själva framtagningsprocessen, dels att studera ett färdigt och genomfört gestaltningsprogram. Tillsammans ger studierna kunskap om bestaltningsprogrammets utvecklingsförlopp under planeringsprocessen från tidiga skeden till uppföljning av genomförda gestaltningsåtgärder. Bakgrunden till de statliga myndigheternas arbeten med arkitekturpolitiska handlingsprogram kan spåras i programmet Framtidsformer – Handlingsprogram för arkitektur, formgivning och design, 1997. Även kommuner har blivit påverkade av handlingsprogrammet i sitt arbete med arkitekturprogram. De ändringar i Plan- och bygglagen, 1998/1999, som berör estetiska värden har också haft betydelse för stadsbyggnadskontorens hantering av planprojekt. Licentiatavhandlingen innehåller fyra delstudier, de omfattar en kartläggande begreppsanalys, en fallstudie av en kommunal planprocess, ett filmförsök med utvärdering och slutligen en jämförelse av olika utvärderingsmetoder för gestaltningsprogram i vägprojekt. I den första delstudien redovisas en kartläggning av språkbruket som rör program för gestaltningsfrågor. Svenska exempel på hur programmen används som hjälpmedel i planeringsprocessen hos stat och kommuner mellan åren 1999–2005 studeras. Studien visar att fyra programtyper dominerar: arkitekturprogram, gestaltningsprogram, kvalitetsprogram och stadsmiljöprogram. Det råder inte något enhetligt språkbruk på området och studien avslutas med ett förslag till definitioner av förekommande programtyper. En klarare begreppsanvändning framstår som önskvärd. Den andra delstudien följer tillblivelseprocessen för ett kommande gestaltningsprogram för bebyggelsen vid Kvibergs äng i Göteborg. Planprocessen innehåller både bebyggelseplanering och trafikplanering. Genom studien söker jag få en ökad förståelse för utvecklingen av gestaltningsprogram och kunskap om maktordningen inom stadsutvecklingsprojekt. Information samlade jag främst genom deltagande observation vid möten som behandlade gestaltningsprogram och intervjuer. Fallbeskrivningen redovisar dels en processanalys av planeringsprocessen, dels en diskursanalytisk tolkning av planeringsgruppens arbete. Arbetet med gestaltningsprogrammet och detaljplanen avstannade innan det var färdigt till följd av oklarheter i planeringsprocessen och politiska omprioriteringar. En bidragande orsak kan sökas i skillnaden mellan de tre diskurser som var representerade i planeringsgruppen: arkitekturdiskursen, trafikplaneringsdiskursen och byggherrediskursen. De representerade olika intressen och målbilder i stadsutvecklingsprojektet. Resultatet av studien visar att en gemensam målbild för arbetet är viktig för att skapa samsyn bland mötesdeltagarna. En vägledning för gestaltningsprogram hos kommuner behövs för att säkra de arkitektoniska kvaliteterna. Den tredje delstudien beskriver ett fullskaleförsök, ”road movie”, där film och enkät prövades för att utvärdera genomförda gestaltningsåtgärder för förbifarten vid Sollefteå. Är film och frågeformulär ett mer lättillgängligt sätt jämfört med traditionella utvärderingar? Film valdes för att det finns en dynamik som är inbyggd i att färdas på vägen som liknar filmens möjlighet att redovisa en upplevelse av rörelse. Filmen visades för tre oberoende grupper vid olika tillfällen. Sammanlagt deltog 25 personer i försöken. Informanterna var professionella, antingen studenter eller personer som arbetade med gestaltningsfrågor. För att undersöka hur road movien uppfattades av informanterna fick de svara på frågor rörande tre typer av utvärderingskriterier: forskningskriterier, professionella kriterier och programspecifika kriterier. Informanterna i försöket var överlag positiva till att använda sig av film, både för att visa genomförda gestaltningsåtgärder och för att utvärdera vägarkitektur. Filmen var ett medium som lockade fram kritiska synpunkter både på gestaltningsprogrammet och utförda gestaltningsåtgärder. Initialt var metoden tids- och kostnadskrävande, vilket kompenserades med att den vid tillämpning var oberoende av tid och rum. Filmen återgav ett bra helhetsperspektiv av vägen. Metodiken bidrog till att länka samman åtgärder och resultat vid bedömningen. Den fjärde delstudien är en jämförelse av utvärderingsmetoder för genomförda gestaltningsprogram inom Vägprojekt. Det fanns ett rikt jämförelsematerial för att undersöka skillnader mellan film och övriga utvärderingsmetoder. De genomförda utvärderingarna var: Avstämning på plats mot gestaltningsprogrammet, Utvärdering på plats med utvärderingskriterier och Kvalitativ utvärdering. Den frågeställning som undersöktes var vilken av metoderna som gav det bästa underlaget för bedömning av gestaltningsprogram och bedömning av vidtagna gestaltningsåtgärder. Resultatet av jämförelsen visar att använda utvärderingsmetoder lämpade sig för olika användningsområden. Avstämning på plats mot gestaltningsprogrammet var den snabbaste och billigaste metoden, det blev dock endast en lokal utvärdering. Utvärdering på plats med utvärderingskriterier var mer resurskrävande, det tillkom även ett diskussionsmoment med informanterna. Metoden Kvalitativ utvärdering var den enda av metoderna som hade brukare som informatörer. Brukare tillförde ny kunskap genom sin lokalkännedom. Film och enkät var den enda av metoderna som gav kritiska kommentarer till gestaltningsprogrammet. Den bidrog till att länka samman program, åtgärder och resultat. Metoden film och enkät bygger på forskningsbaserade kriterier och härigenom blir metodik och resultat jämförbara med teoribaserade utvärderingar. / QC 20101125